EFTA Document EFTA01421286

aject: Re: 2018 Periodic Review of High Risked Accounts (GCIS#489505), Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [I] From: Stewart Oldfield Date: Fri, 31 Aug 2018 08:21:47 -0400 To: Vijay-A Sawant Cc: Richard Iarossi Mayur Rathod Bradley Gillier Butterfly is a personal trust. For Neptune, any reason not to just add Rich as an RP? We've already KYC'd him for other accounts, correct? Will call you at 9 or so. Thanks Stewart