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Introduction
States are bound by an obligation to provide effective protection of the rights and freedoms
recognised by international law, including the prohibition of torture and il-treatment, to all
persons under their jurisdiction. This obligation comprises the due diligence duties to
effectively prevent, investigate, prosecute, punish, and provide redress for human rights
violations. Each of these encompasses positive obligations that are inherent to this effective
protection (see Module 2: UNCAT and the Definition of Torture).
Duty to investigate
States Parties to the UN Convention against Torture (UNCAT) have the duty to ensure that all
allegations of torture are heard by the competent authorities in a prompt and impartial
‘manner (Art. 13). This individual right is two-fold: it consists both of the right to lodge a
complaint to the competent authorities, and of the right to have the complaint investigated
‘promptly and impartially. This obligation comprises a duty to ensure that investigations are
effective.
Promptness
A prompt response by the authorities to allegations of torture is essential to protect the.
victim from being subjected to further acts of torture. It allows for the proper
‘documentation of physical traces of torture or il-treatment which can quickly disappear and
strengthens the rule of law.
The opening of investigations does not require the submission of a formal complaint. State:
parties to UNCAT are under an obligation to carry out prompt and impartial ex officio
investigations, wherever there is reasonable ground to believe that an act of torture or cruel,
inhuman or degrading treatment or punishment has been committed (Art.12). Its sufficient
that the victim or their next-of-kin has alleged acts of torture, or that there are reasonable
grounds to believe that acts of torture have been committed. The Istanbul Protocol provides
guidance on effective investigations into torture allegations.
In the case of Linda Loaiza Lpez Soto v. Venezuela the Inter-American Court of Human
Rights (IACKHR) stated the importance of prompt and effective responses by the authorities
inthe protection of human rights. The victim was held captive and abused by a private actor
vera period of four months. Her sister immediately reported her abduction to the.
authorities and provided the police with the perpetrator’s address and phone number.
Despite this and other attempts to report the abduction, the police refused to tart an
investigation. The victim was eventually able to escape. As a result of her injuries, she had to
undergo multiple surgeries and spent over a year hospitalised. The investigation and judicial
process that followed the attack was tainted with irregularities, including the authority's
inability to quickly gather evidence from the place where the victim was held captive. The
trial against her kidnapper only began much later.
impartiality
An impartial investigation must be carried out by an organ other than the one implicated in
the alleged violations and by competent and qualified individuals.
In the case of Ana, Beatriz and Celia Gonzalez Pérez v. Mexico, two sisters had been
arbitrarily detained and raped by miliary personnel. The case, supported by gynaecological
examinations and testimony of the victims, was referred to the Office of the Public
Prosecutor for Miltary Justice (PPM). The victims opposed this transfer, arguing the
‘OPPMJ's lack of impartiality. The OPPM) dismissed the submitted evidence and ordered new
gynaecological examinations, which the victims refused to undergo. The PPM) closed the
investigation stating the evidence lacked credibility. The IACOmHR stated that investigations
conducted by entities with possible involvement in the events are clearly partial and lead to
de facto impunity. It also held that military courts inherently lack independence and
impartiality. It found a violation of the right to a fair trial and to judicial protection.
Effectiveness
To be effective, an investigation must be capable of establishing the truth, as well as of
identifying the perpetrators. It must be thorough, which means that the authorities must
always make a serious attempt to find out what happened and should not rely on hasty or ll
founded conclusions to close their investigation.
The effectiveness of an investigation might be compromised in a particular context of
marginalisation of a vulnerable group or minority.
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In the case of Aghdgomelashuili and Japaridze v. Georgia, the European Court of Human
Rights considered a police raid of an LGBT+ organisation in Tbilisi. The applicants were
subjected to degrading and humillating treatment, through invasive strip searches and the
use of homophobic and transphobic inus by the police. Upon lodging a complaint with the
authorities, the applicants specifically requested an investigation on the discriminatory
nature of the police abuse. The ECtHR held that authorities must take reasonable steps to
investigate the possibility of discriminatory motives behind allegations of torture and il-
treatment. It found that the Georgian government was unwilling to investigate the
discriminatory motive of the raid, despite the obvious need for it in the Georgian context.
The Istanbul Protocol provides tools for investigating and assessing allegations of torture
effectively by medical and legal professionals. It sets international egal standards for such
investigations, providing a legal basis for practitioners to litigate when those standards are
not being met.
Duty to prosecute and punish
When States are unable to prevent HR violations, States have a duty to prosecute and punish
alleged perpetrators of such offences. The failure to investigate and prosecute allegations
Jeopardises victims’ right to redress.
In the case of Maria da Penha Fernandes v. Brazil the applicant had been a victim of
domestic violence for several years, culminating in two murder attempts by her former
partner, leaving her paraplegic. She argued that the Brazilian government was complacent to
these crimes, since the domestic judicial system was inefficient and discriminatory. The
ACOmHR found that women faced hurdles to lodge domestic violence complaints, without
guarantees of a response from the authorities (para.d7). The use of the “honour defence”
was still prevalent in Brazi creating a general pattern of impunity. The IACOmHR concluded
that the State condoned such practices and created an environment conducive to domestic
violence. It found that Brazil was in vilation of its duties to prevent, prosecute, and punish
perpetrators of domestic violence.
When faced with allegations of torture, practitioners should bear in mind the importance of
documenting the allegations through medical and psychological reports. CSOs and NGOS can
also help initiating prosecutions by assisting in the documentation process and producing
public reports on the violations suffered by their clients. Practitioners should seek their
client's consent to represent them and ensure that t remains valid throughout the
proceedings. This includes ensuring that the client understands the proceedings and what
they entail the time they are likely to take, and the possible costs and risks involved.
Practitioners should also ensure the security and wellbeing of their client throughout the
process (see Module 14: Ethics and Client Care),
Practitioners should bear the State obligations in mind (to prevent, protect, investigate, and
redress). When domestic proceedings fal or are not viable, ligation at the regional or
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international level against the State host of the violations should be considered (see Module
1: Holistic Strategic Litigation against Torture, and Module 8: Forum Choice). When domestic
remedies are ineffective, the requirement to exhaust them before filing a claim before
regional and international fora slfted.
Strong litigation and advocacy plans are key aspects of strategic litigation. Advocacy should
be a concerted effort with NGOs and relevant stakeholders.
To this aim, documentation of both the violations and the failures of the State are essential.
Documentation should include gathering evidence and information of systemic State
failures, which demonstrate that the State supports a ‘pattern of impunity’ for instance.
These can include refusals by the police to investigate, media and news items highlighting
similar cases, testimonies, etc.