EFTA01291114

Deutsche Asset & Wealth Management Baltimore. MD 21203 DIANN Rana TRAIT weaM Mmuenme Mann Congo OAP WARN earit Stamm W. Account Number: Statement Period: 12/0112015 - 12/3112015 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year.to.Date FOUNDATION INC Beginning Account Value 81,873,002.01 81,837,593.06 Net Cash Deposits and Withdrawals ,200,000.00 ,308,895.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,473,002.01 1,530,198.06 Dividends, Interest and Other Income 3,274.77 3,829.37 Net Other Activity 0.00 -35.190.14 Net Chu Panlalio 37 491.20 Your Client Advisor: Estimated Annual Income 529,470 71 DANIEL SABBA Asset Allocation Prior Year•End Last Period This Period %Ancona L SO Cash Money Funds and Bank Deposits 1.837.593 06 334.225 01 137.49978 9.56% LSD Equities 0 00 1 338 777 00 1 301.285 80 9044% Account Total (Pie Chart) $1,637.593.06 11,673,002.01 $1,438,785.58 100.00% CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) Please review your allocation perlodicalk Mgt your Cier4 Advisor. Page 1 o18 Rated Excellent A0097081CSF30024 Go paperless bser 'Am° skw. 2007 OALBAR RATED COMMUNICATIONS CONFIDENTIAL f RCN I ENCT Mrla. etantrbr lsirOwiteem NAV IMME SDNY_GA4 000487130 DS-SDNY-00 11584 EF1'A_00159369 EFTA01291114 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss Net Galn/Loss This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Desuiption 0.00 0.00 0.00 -60.689.35 0.00 -60,689.35 Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num ber: Current Yield: 0.13% Activity Ending: 12/31/15 12/01115 Opening Balance 334,225.01 334,225.01 12/02115 Deposit MONEY FUND PURCHASE 2,800.00 337,025.01 12/07115 Deposit MONEY FUND PURCHASE 455.00 337,480.01 12128115 Withdrawal MONEY FUND REDEMPTION -200.000.00 137,480.01 12/31115 Deposit INCOME Rah VEST 19.77 137,499.78 12131/15 Closing Balance $137,499.71 $137,499.78 Total All Money Market Funds Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities Money Market Total Dividends, Interest, Income and Expenses Portfolio Holdings 3,255.00 0.00 3,255.00 0.00 19.77 0.00 574.37 0.00 33,274.77 $0.00 $3,829.37 $0.00 Account Activity Opening Closing Accrued Income 30-Day Current Opening Date Quantity Member Ending Balance Balance Home This Year Yield Yield Cash, Money Funds, and Bank Deposits 10.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 12/01115 137 499.780 12131115 334.225.01 137.499 78 0.00 574.37 0.08% 0.13% Total Money Market $334,225.01 $137,499.78 $0.00 $574.37 Total Cash, Money Funds, and Bank Deposits $334,225.01 $137,499.78 $0.00 5574.37 Page 2 018 Account A um her: ODAla ROIL Go paperless Mt/ %rt.:* 2007 O.4113Aft RAUL, COMMUNICATIONS J EPSTEIN VICCDS. F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00048761 DB-SDNY-00 11585 EFTA_00 159370 EFTA01291115 cure Wyk. nY 10,t4 JEPSTEllk VIC F DAENTI CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Deutsche Asset & Wealth Management Baltimore, MD 21203 Portfolio Holdings (continued) DrdisOe gam, Pootle wean Ma.zigental Matt COonget, C,P Dtsisthe Sant Sewn. MC. Statement Period: 12/0112015 -1213112015 Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Unrealized Ode Loss Estimated Estimated Annual Income Yield Equities 90.00% of Portfolio Corn mon Stocks BOEING CO COM Security Identifier: BA Dividend Option- Cash CUSP: 091023105 10130115 500.000 148 1280 71,063.75 144.5900 72,295.00 .1.768.75 2180 00 3.01% BRISTOL MYERS SQUIBB CO COM Suavity Identifier: BM Y Dividend Option' Cash CUSP: 110122108 10130115 5.000.000 66.9420 334.712.00 68.7900 343,950.00 9.238.00 7.60000 2.20% DISNEY WALT CO DISNEY CON Security Identifier: DIS Dividend Option. Cash CUSP: 254687106 10130115 5,000000 114 0150 570,072.60 105.0800 525,400.00 44.672.60 7.100 00 1.35% PFIZER INC COM Security Identifier: PFE Dividend Option: Cash CUSP: 717081103 10/30115 10.000.000 31.5300 315.304.10 322800 322.800.00 -22.504.10 12.000 00 3.71% TDICENT HLDOS LTD ADR Security Identifier: TCENY ISMS US880320 1091 CUSP: 880320109 Dividend Option: Cash 10130115 400.000 19.0180 7.607 00 19.6770 7,870.80 263.80 16.34 0.20% UBISOFT EN TM T SA ADR Security Identifier: UBSFY Mid LiS90348R1023 CUSP. 90318R102 Dividend Option: Cash 10/30115 5.000.000 6.0430 30.215.70 5.7940 28.970.00 •1.24570 Total Common Socks $1,361,975.15 $1.301,285.80 460.689.35 $21,191.34 Total Equities $1,361,975.15 51,301,285.80 -$60,689.35 $28,896.34 Unrealized Accrued Estimated Cod Basis Markel Value Gail Loss lalered AllUill Income Total Portfolio Holdings *1,499,474.93 $1,138,785.56 -$60,689.35 $0.00 129,170.71 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("RC') (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. Page 3 of 8 Account h umber: Rated Excellent Go paperless tvory yew Since 2007 MrW °NAAR RATED COMMUNICATIOhtS •••••••.~.... N... 000 et a rian eerreareass aCttameen " Met SDNY_GM_00048762 DB-SDNY-0011586 EF1'A_0015937t AL EFTA01291116 Portfolio Holdings (continued) All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their -applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099.8 for the applicable tax year in which the security is disposed. Reporting requirements generally v.11 be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January", 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual hind. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the blowing information for Pershing's 2015 IRS Forms 1099 (8, DIV, INT, OIL) and MISC ): Your form 1099 will be deldered as early as possible, beginning January 31, 2016. By February 16, you will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice veil be sent if issuers of securities you hold have not yet provided their foal tax information. t wit inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 MI be mailed no later than Mardi 17, 2016. Activity Sum m a ry (All amounts shoat, are in base currency) kedits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Secunbes Bought 000 0.00 0.00 0.00 -1.397.02765 .1.397.027 65 Total Securities $0.00 $0.00 10.00 10.00 -$1,397,021.65 -$1,391,027.65 Dividends and Interest 13,274.77 $0.00 $3,274.77 $3,829.37 $0.00 13,829.37 Other $0.00 $0.00 $0.00 $0.00 -$35,190.14 -$35,190.14 Cash Withdrawals 000 -200 000 03 -200.000.00 0.00 -306.89500 -306.69500 Total Cash $0.00 -$200,000.00 -$200,000.00 $0.00 -$306,895.00 -9306,995.00 Money Market Funds $0.00 $0.00 $0.00 673,227.50 4188.16 173,039.36 Totals 93,27437 -$200,000.00 -1196,725.23 977,058.117 41,739,300.94 41,852,244.07 Page 4 of 8 011AIL W. I Account Kum her Go papefleSS J EPSTEIN VI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) U V FIDAENTIAL Road Enceisent Every Vat Since 2007 °MBAR RATCD COMMUNICATIONS EXt7I Ma :ran erroal; 'CZ' s" SDNY_GM_00048763 DB-SONY-001 1587 EFTA_00159372 EFTA01291117 Deutsche Asset & Wealth Management Baltimore. MD 21203 Transactions by Type of Activity Process/ Settlement Date Activity Type Dividends and Interest 12101/15 CASH DIVIDEND RECEIVED 10000 SI- RS PFIZER INC COM RD 11106 PD 12101715 2,800.00 USD FfE 12/04115 CASH DIVIDEND RECEIVED 500 Sh RS BOEING CO COM RD 11106 PD 12104115 455.00 USD BA 12/31115 MONEY MARKET FUND DEUTSCHE GOVT CASH 19.77 USD 1St CBVE0 Total Dividends and interest • UNITED STATES DOLLAR 0.00 3,274.77 Cash Withdrawals and Deposits 12128/15 FEDERAL FUNDS SENT FIRETEAK PUERTO 76C -200.000 00 1.,S0 USD999997 Total Cash Withdrawals and Deposits - UNITED STATES DOLLAR Description 0...awe gam, Pootie wean Ma.zigenan Mats I err/4e 4,C,P Dtsischt Sant Sewn. mc Quantity Statement Period: 12/0112015 -1213112015 Price Accrued Interest Mount Como/ 0.00 -200,000.00 Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received &amity Record Date Payable Oats Dividends DISNEY WALT CO DISNEY COM 12/14/15 01/11116 Total Cash Not Yet Received Client Service Information 0.00 -115,725.23 USD Quantity Held Rate Dividend Option Amount of Payment 5.000 000 0 710000 Cash 3.550.00 $3,550.00 Your Client Advisor: DAN r ANIEL SABEM NEW YORK NY 101544003 Page 5 of 8 Account Num ber Riled DBA0 R011 GO paperless vat Senc. 2007 0AlOAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. e 6.; " )"El" CURI F I DAENTIAL IXt71 IINCI M a as shwa van 11:1:. '" Omeges•n " SW Ida* ••••••••Lc, mere nay xi- .Pc SDW_GIA 00048764 DB-SDNY-0011588 EFTA_00159373 EFTA01291118 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IA FIRST OUT Default Method for socks in a Dividend Reinvestm enl Plan: FIRST lk FIRST OUT Default Method for all Other Securities FIRST Ik FIRST OUT Bond Amortization Sections: Am mime premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn rnunications for electronic delivery To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Maiket prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a pnce is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EA') and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resugs. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Silos interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to v•vm.pershing.conVbusiness_confinuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing Sm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not luny paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may relied a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, Maimed a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Page 6 of li Account hum ber Rated wc•Ilent Go pzperless tray Yon Unto 2007 It: IL I OAl0AR RA TM COMMUNICATIONS !EPSTEIN D F I DAENTIAL rxeriliNa CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) et a tiwitie et wee Van= retesn ma roe* vs. an m.o. now mat =Pc SDW_GM_00048765 DB-SONY-0011589 EFTA_00159374 EFTA01291119 Deutsche Asset & Wealth Management Balbmora, MD 21203 Important Information and Disclosures (continued) DrdisOe gam, Ponle wean Ma.ziental Mateett COnfirpCoMP DtanOlt Ma Settonet Ms.& NY IMO Statement Period:12/0112015 - 12/31/2015 The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses round by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it drectly or through your financial institution or that it receives as the result of securities transactions 4 processes • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities ciders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: winv.pershing.com/aboultstrengthand-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; la Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's abibty to have a court reverse or modify an arbitration award is very • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do nor have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; OIIAIl RCM Page7of8 Account A umber: Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) F I DAENTIAL J EPSTEIN VIC cm Riled Ibtoollikint Unsay Yea, Since 2007 OAL0AR RAT(D COMMUNICATIONS FXCIII ONC7 IPS" MOM. •••••••••u0. avow ~IA Mae 00.0 SDW_GM 00048766 DB-SONY-OO1159O EF'FA_OO159375 EFTA01291120 TERMS AND CONDITIONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY, WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS VVLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIAE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST RS COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBWED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-CnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC CPERSHING1 FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. VVITHOLIT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER, BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWWIPERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION HMS- RULE 607(A)(0-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST ECEMMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH (DUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROME OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F /NNW THE .TITTNE TONS Mt CCNOITIONSORE UNACCEPTABLE TO YOU. PEASE NOWT PERST•4O IINEDIATELY N WRONG BY MINED AWL TO JERSEY CRY, NJ once, ANN LEGAL DEPT Page l of 8 AccounINumber . 7,A105F2')0..4 Go paperless ict Riteml 27collont Lvory vne Since 2007 VINO 100.I. UNBAR RATED COMMUTHCAT IONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. VC ON FIDtgriAL f YON INC: SDNY_GM_00048767 DB-SDNY-00 11591 EFTA_00159376 EFTA01291121 Deutsche Asset & Wealth Management Baltimore. MD 21203 Divisre Banc Prmaie Wok', Magatentm Manrels Goer age Comp Cestuht Sot SeOonei J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance Account Number: Statement Period: 11/0112015 - 11/30/2015 This Period Year-to-Dale FOUNDATION INC Beginning Account Value 11,696,184.69 $1,837,593.06 et Cash Deposits and Withdrawals 000 •106,695.00 Adjusted Previous Account Value 1,696,164.69 1,730,698.06 ST THOMAS VI 00802 Dividends, Interest and Other Income 15 47 554.60 Net Other Activity 000 .35.190.14 Net Chance in Portfolio .23 198 15 .23 060 51 nding Account Value $1 ,673,002.01 $1 ,673,002.01 Your Client Advisor: Estim ated Annual Income 627 590 94 DANIEL SABBA Asset Allocation Prior Year.End Last Period This Period % Allocation LSD Cash. Money Funds and Bank Deposits 1.837.593 06 1 696.184 69 334.225 01 19.98% L SD Equities 000 0 00 1.338.777 00 8002% Account Total (Pie Chart) 11,837,593.06 11,696,184.69 11,673,002.01 100.00% USA° ROIL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Please review your allocation penoctcarN with your Giant Advisor. Page 1 of 8 Rated excallent A0099021CSF10017 Go paperless tray Thar WK. 2007 M a rian et wararallit • '" Oroostmein .. Ste Oilaiwat OALSAlt RATCD COMMUNICATIONS On." 'LC ..0 CONFIDENTIAL SDW_GA4_00048768 DB-SDNY-0011592 EFTA_00159377 EFTA01291122 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gainlloss Net Galn/loss This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Description 0.00 0.00 0.00 -23,198.15 0.00 -23.198.15 Amount Balance Sweep Money Market Fund DEUTSCHE GOVT spall aTt. Account N urn ber: IMM Current Yield: 0.04% Activity Ending: 11130115 10131115 Opening Balance 1.696.184.69 1.696.184.69 11104115 Withdrawal MONEY FUND REDEMPTION -1,361,975.15 334,209.54 11130115 Deposit INCOME REINVEST 15.47 334,225.01 11130115 Closing Balance $334,225.01 Total All Money Market Funds $334,225.01 Income and Expense Summary Dividend Income Money Market Total Dividends, Interest, Income and Expenses Portfolio Holdings Current Period Year-to-Date Taxable 15.47 $15.47 Non Taxable Taxable Non Taxable 000 554.60 000 $0.00 $554.60 $0.00 Account Activity Opening Oodag Accrued Income 30-Day Current Opening Date Quantity Number Biding Balance Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 2 0.0 0% of Portfolio Money Market DEUTSCHE GOVT CASH IN STI. 10131115 334.225.010 11/30115 1.698.184.89 334.225.01 0.00 554.60 Total Moray Market $1,696,114.69 $334,225.01 $0.01 $554.60 60.01 Total Cash, Money Funds, and Bank Deposits $t,596,1$4.60 6334,225.01 $654.60 Account Number: 00.4011OLL Go paperless J EPSTEIN VICONDS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) NF I DAENTIAL 004% 004% Page 2 of 8 Rated Excellent L very Yea* Slat. 2007 OASOAR RAM) COMMUNICATIONS EXCIIIINNef M a nama "7". Ifisifte• SDNY_GM_00048769 DB-SDNY-00 11593 EFTA_00 I 59378 EFTA01291123 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Deutsche Asset & Wealth Management Baltimore. MD 21203 Portfolio Holdings (continued) 0...awe gam, Ponie vftsen Ma.zienan Mleatt COnf age Cola p Dtotsche Ma Settostikic. mita. Statement Period: 11/0112015 - 11/3012015 Date Acquired Quantity Unit Oast Cost Basis Market Nice Markel Value Unrealized Gain( Loss Estimated Estimated Annual Income Yield Equities 80.00% of Portfolio Corn mon Stocks 60EING CO COM Security Identifier: BA Dividend Option: Cash CUSP. 091023105 10130115 500.000 1481280 74,06175 145.4500 72.725.00 .1,338.75 1.820.00 2.50% BRISTOL MYERS SQUIBB CO COM Security Identifier: BM Y Dividend Option- Cash CUSP. 110122108 10130115 5.000.000 669420 334.712.00 67.0100 335.050.00 338.00 7.400 00 2.20% DISNEY WALT CO DISNEY CON Security !deadlier DIS Dividend Option. Cash CUSP. 254667506 10130115 5.000 000 114 0150 570,072.60 113.4700 567.35000 -2.722 60 6.60000 1.16% PRZER INC COM Security Identifier: PFE Dividend Option: Cash CUSP: 717081103 10/30115 10 000 000 345300 345104.10 32.7700 327.70000 -17,604.10 11.200.00 3.41% TDICENT BLOCS LTD ADR Security Identifier EERY ISKIUS9.8032Q 1094 CUSP. 880320109 Dividend Option: Cash 10(30/15 400.000 19.0180 7,607.00 19.9050 7.952 00 355.00 16.34 0.20% UBISOFT EN TM T SA ADR Security Identifier UBSFY ISMS US90348R1023 CUSP: 90348R102 Dividend Option: Cash 10130(15 5.000.000 6.0430 30,215.70 5.5980 27,990.00 -2.225.10 Total Common Socks 31,361,975.15 31,338,777.00 -323,198.15 327,035.34 Total Equities 31,361,976.15 31,338,777.00 -$23,198.16 327,036.34 Unrealized /Cued Stimated Cod Basis Market Valle Gail Loss Imbued Anneal Income Total Portfolio Holdings 31,696,200.16 31,673,002.01 -$23,198.16 30.00 $27,590.94 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC1(incorporating amendments enacted by P.1.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting noes. and marked or denoted as such. Page 3 of 8 Account N umber: Ril ClIC•iiat J EPSTEIN Go paperless L— v co 2007 'CUR] F I DarynAL ,0:itylriLFINCO COMMUNICATIONS orear....u4 memo. Peat.. Wilt 04.0 SDW_C4.4_00048770 DB-SONY-0011594 EF1'A_00159379 EFTA01291124 Portfolio Holdings (continued) All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s) at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099.8 for the applicable tax year in which the security is disposed. Reporting requirements generally wit be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Messages Please note the following information for Pershing's 2015 IRS Forms 1099 (8. DIV, INT, OID and MISC ): Your form 1099 will be delivered as early as possible, beginning January 31, 2016. By February 16. you will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice wit be sent if issuers of securities you hold have not yet provided their final tax information It vAl inform you of the securities that are pending final reporting. and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 17, 2016. Although a money market mutual fund seeks to preserve the value of your investment at ft per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary Mil amounts show) are in base currency) Credits This Period Debits This Period Met This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Secunbes Bought 000 -1 361 975 15 -1 361.975 15 0.00 -1.397.02765 -1.397.027 65 Total Securities $0.00 -31,351,975.15 .31,351,975.15 90.00 .31,397,027.65 -31,397,027.65 Dividends and Interest 315.47 30.00 315.47 3554.60 30.00 $554.60 Other $0.00 WOO 30.00 90.00 -335,190.14 -335,190.14 Cash Withdrawals 000 0.00 0.00 0.00 •106.89500 -106.69500 Total Cash 30.00 $0.00 10.00 30.00 -$106,895.00 -$106,095.00 Money Market Funds $0.00 0.00 30.00 373,227.50 -3188.15 373,039.35 Totals 315.47 -31,361,975.15 -31,381,959.58 373,787.10 -11,539,300.94 -$1,465,510.04 Page 4 dB Account Number Riled excollmnt ONAli .1 IL i Go paperless tvery Mar 1int• 2007 OAL BAR COMMUNICATIOhtS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. e p.67 )"8" CURI F I DAENTIAL [Mal (NCI •ar="7"....r.'TElt.'cre..'7ZT=1 SONY_GM_00048771 DB-SDNY-00 11595 EFTA_00 159380 EFTA01291125 Mvl,ne gam PonieWeaeh Ma.ptentill Mitatt% COottIVO,C,P Dtsitthe Witold% Am Rh RY 1014 Transactions by Type of Activity Process' Trader Settlement Transaction Date Date Activity Type Deo,' on Q03 Price Accrued bluest Amount Oates Securities Bought and Sold 11104115 10130/15 FL RCFASEC BOEING CO COM UNSOLICITED ORDER 500.000 148.0155 .74D63.15 USD BA 11104115 10130115 PURCHASED BRISTOL MYERS SOL IBB CO COM BKCM A PERSFING 5,000.000 66.8812 -334.712.00 USD BM Y AFFILIATE MAKES A MKT IN TF IS SECLRITY & ACTED AS PRINCIPAL UNSOLICITED ORDER AVERAGE L AIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 11104115 10130115 PURCHASED DISNEY WALT CO DISNEY COM UNSOLICITED ORDER 5.000.000 1139533 .570.072.60 USD DIS AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 11/04(15 10/30115 PURCHASED PFIZER INC COM BKCM A PERSHING AFFILIATE MAKES A MKT 10.000.000 34.4698 145,304.10 USO FfE IN THIS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER AVERAGE ',NIT PRICE TRANSACTION YOUR BROKER ACTED AS AGEN T MONIS 10130115 PURCHASED TENCEK T H LOGS LTD AD R IDA US9803201094 400.000 18.8775 -7.607.00 USO TCEHY UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 11/04/15 10/30115 PURCHASED LBISOFT EN TM T SA WA ISMS US90348R1023 UNSOLICITED 5.000.000 5.9700 .30.215.70 USD UBSFY ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT Total Securities Bought and Sold • UNITED STATES DOLLAR DAD -1,301,976.16 Dividends and Interest 11130(15 MONEY MARKET RAND DEUTSCHE GOUT CASY 15.47 USD Total Dividends and Interest • UNITED STATES DOLLAR 0.00 16.47 Total Value of Transactions 0.00 -1,361,959.68 USD The price and quantity displayed may have been rounded. Statement Period: 11/0112015 - 11/30/2015 Dann Account Number: Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRI M. P. 6(e) VICEINFIDEScriAL J EPSTEIN Page 5 of 8 Rated incollent Leery Yea, Since 2007 0.46AR RATED COMMUNICATIONS F)1471017.07 Ma t treesen .. Note Saw SDNY_GM_00048772 DIEl-SONY-0011586 EF1'A_00159381 EFTA01291126 Cash Not Yet Received Security Record Dale Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends BOEING CO CON 11106115 12104115 500.000 0.910000 Cash 455.00 PFIZER INC COM 11108/15 12/01115 10.000.000 0.280000 Cash 2.800.00 Total Cash Not Yet Received $3,265.00 Client Service Information Your Client Advisor: DAN DANIEL SABBA NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reims/re enl Plan: FIRST IN FIRST OUT Default Method for all Othet Securities FIRST lk FIRST OUT Bond Armin/Alton Sections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types. Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account mmmunications lot electronic delivery. To register and turn off paper corn m unicafions. log in to your account or contact your Olen' Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A* and are omitted From the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of Mute results. These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wmvidershingconVbusiness_confinuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wi not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the tine of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment fa order flow. Options Information with respect to cornrnissions and other charges 'muffed in connection with the execution of option transactions has been included in confimiations previously furnished to you. A summary of this Page6 of 8 Account Aumber ....k . Kited twollent DIMS ROLL GO paperless .., i very Year Since 2007 r" ..:.1........"-ta....“9.1:—.... " mt..* /EPSTEIN VIC in F I D. DAl0AR RAUL, COMMUNICATIONS SSW. .310. •11•••••• I ANEW NV= SIC ror\rnAit "Cie "NCI SDNY_GM_000M3TT3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011597 EFTA_00159382 EFTA01291127 Deutsche Asset & Wealth Management Balbmoro, MD 21203 Important Information and Disclosures (continued) OnillsOe Mn, Prmaie TNe1O Ma.ziennue MYfbt ere tee C0WP Dtsis0. Salk Seller me I•+ <n nT IOVA Statement Period: 11/0112015 - 11/3012015 Options (continued) ifformation is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automaticaly pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the leans outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. The Rote of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you nd in n for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account a activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit winv.pershing.congabout/strength-and-stabikly. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act. • Your financial organization's conta f cl Inomwjon Can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Errors and Omissions excepted. Account hum leer OKA° ROLL Go paperless JE CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) VC DS. F I DAENTTAL Fags 7 all Rated ILeconent Leery Year Since 2007 pµOAR RAM. COMMUNICATI01.6 L Mtl11LNCJ et a tt:InefiZtalee ittteeMlen " NNW lealm. oserwetua avow e•ala. Neat *PO SDNY_GM_00048774 DB-SONY-0011588 EF1'A_OO159383 EFTA01291128 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a pangs atilt)* to have a coon reverse or modify an arbitration award is very tinted. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hewing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Pagan! 8 Account A um ber: Rated Excellent DIVER ROE Gra paperless Every Yara• 1bf.CO 2007 OA1BAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) j""El"CCRIF I DAENTTAL M a ras r. Casiet• Ota•En MEW EEEIME SDNY_GM_00048775 DB-SDNY-0011599 EFTA_00159384 EFTA01291129 Deutsche Asset & Wealth Management Baltimore. MD 21203 0,,.'s' Pam Pinwalewean Ma.agental Miran. ferry, C, C•P D.atthe Sank Setter. m( "Int Wet. PA' 101%4 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance Account Number: Statement Period: 10/01/2015 - 10/3112015 This Period Year-to-Date FOUNDATION INC Beginning Account Value 11,708,128.84 11,837,593.08 Net Cash Deposits and Withdrawals -10300.00 -106,895.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,896,128.84 1,730,898.06 Dividends, Interest and Other Income 57.85 539.13 Net Other Activity 0.00 -35.190.14 0.00 137.64 Net Chan /e in Portfolio zndirg Account Value $1 696.184 69 $1 696 134 69 Your Client Advisor: Estim ated Annual Income 553913 DANIEL SAM Asset Allocation Prior Year-End Lad Period This Period % Allocadoe USD Cash, Money Funds. and Bank Deposits Account Total 1.637.593.06 1.706.126.84 1.696.184.69 100.00% Please review your alicartion pen/adj.:any vim your Client Amrsor. 11,837,593.06 11,106,126.84 11.696 84.69 100 Al 0% You Accoot is MO% meted in USD Casty Money Funds. and Bank Deposits. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pagel of 6 Rated lExcollont A01103 16CSF10010 paperless %." 2007 0A113AR MILD COMMUNICATIOhtS CONFIDENTIAL EXCJI =Cr. SDNV_GM_00048776 DEt-SONY-00 11600 EFTA_00159385 EFTA01291130 For Your Information Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Pottfaio at a Gana beginning with the October 2015 statement. This change does not apply to accounts which display only opening and closing balances on page one. M oney Market Fund Detail Date Activity Type Desaiption Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account k umber. Current Yield: 0.04% Activity Ending: 10130115 10101115 Opening Balance 1,706,126.84 1306,126.84 10121/15 Withdrawal MONEY FUND REDEMPTION -10,000.00 1,696,126.84 10130115 Deposit INCOME REINVEST 51.85 1.696.181 69 10130115 Closing Balance 91,691181.69 Total All Money Market Funds $1,696,184.69 Income and Expense Summary Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Income Money Market 51.85 0.00 539.13 000 Total Dividends, Interest, Income and Expenses $57.85 10.00 $539.13 $0.00 Portfolio Holdings Oesaiption Quantify Opening Balance Closing Balance Awued Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits loom% of Portfolio oney Market DEUTSCHE GOVT CASH INSTL 1,896,181.890 1,706,12614 1,696,184.69 1.86 539.13 0.04% Total M oney Market 91,706,126.84 91,696,184.69 $1.86 $539.13 Total Cash, M oney Funds, and Bank Deposits 11,706,126.84 $1,696,184.69 $1.86 $539.13 Markel Value Awued Estimated Interest Annual Income Total Portfolio Holdings $1,696,184.69 90.00 $539.13 Page 2 di Account k um ber Rated Excellent 1,11A it 110.1.1, Go paperless Lyon Year Since 2007 J EPSTEIN VICCDS. NFIDanTIAL 0AlOAR RA 'LCD COMMUNICATIONS IXCII (NCI CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ;tan shwa vas • L aiel 'Orgte•n " 111••••• SDNY_GM_00048737 DB-SDNY-0011601 EFTA_00159386 EFTA01291131 Deutsche Asset & Wealth Management Balbmoro. MD 21203 M essages Dnaisre e,ne Prnaie wean magatentrn Penn Comae CoMP Ctstuhe M Sewn.% we. lisle* Pet 10114 Statement Period: 10/01/2015 - 10/3112015 Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfolio at a Glance beginning vii, the October 2015 statement. This change does rot apply to accounts which display only opening and closing balances on page one. Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by Investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Activity Summary (NI amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Bought 0.00 0.00 000 333 -35.052.50 -35.052.50 Total Securities $0.00 $0.00 $0.00 $0.00 -$35,052.50 -135,052.50 Dividends and Interest $57.85 $0.00 $57.85 $539.13 $0.00 $539.13 Other $0.00 $0.00 $0.00 $0.00 -$35,190.14 -$35,190.14 Cash Withdrawals 0.00 -10,00000 -10.00000 000 -106.895.00 -106.89500 Total Cash $0.00 -$10,000.00 -010,000.00 $0.00 -$106,895.00 -$105,895.00 Money Market Funds $0.00 $0.00 $0.00 $73,227.50 -$188.15 $73,039.35 Totals $57.85 -$10,000.00 -$9,942.15 $73,766.63 -$117,325.79 -0103,559M Transactions by Type of Activity Process' Settlement Date Am.[1.1 type Description Quantity Price Accrued Interest Amount Currency Dividends and Interest 10130115 t/. ONE( MARKET FUND DEUTSCH GOVT CASK 51.85 USD [NCO s1E RECEIVED Total Dividends and Interest - UNITED STATES DOLLAR 0.00 67.86 DKA0 ROLL Account umber: Go paperless n CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) FID eanAL I EPSTEIN vc Riled ILuolkint livery Vat Since 2007 onna RAM:. COMMUNICATIONS EXCII IENCII Page 3 of 6 SDNY_GM_00048778 DEt-SDNY-0011602 EFTA_00159387 EFTA01291132 Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Destriptioa *entity Price Accrued Interest Amaral Carrency Cash Withdrawals and Deposits 10/21/15 FEDERAL FUNDS SEAT US BANK. NA US0999997 •10.00000 6S0 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -10,000.00 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 -9,942.15 USD Trades Not Settled Settlement Date Trade Date Activity Type Description Quantity Price Accrued Interest Settlement Amount 1 I ti r 1 11/04115 10/30115 Buy BRISTOL LITERS SQUIBB CO COM 5.000.000 66.8812 0.00 -334.712.00 BKCM A PERSFING AFFILIATE MAKES A MKT IN Th IS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION 11104115 10130115 Buy DISNEY WALT CO DISNEY COM 5,000.000 113.9533 ODD -570,07210 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 11104115 10/30115 Buy PFIZER INC COM BKCM A PERSF1AG 10.000.000 34.4698 0.00 .345.304.10 AFFILIATE MAKES A MKT IN Th IS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER 11104115 10130115 Buy TEN CENT HLDGS LTD AD R 400.000 18.8715 0.00 .7.601.00 ISINOL 58803201094 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 11104115 10130115 Buy UBISOFT EN TM T SA ADR 5.000.000 5.9700 0.00 40.215.70 ISINOU S90348R1023 UNSOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT Total Amount of Trades Not Settled -81,361,975.15 Client Service Information Your Client Advisor: DAN ANTE. SABRA NEW YORK NY 10154.0003 Page 4 of 6 Account Number Rated Excellent ONAll ..( IL I Go paperless 2007 .1EPSTEIN OALOAR WILD COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) VI FIDEsismAL SONY_GM_00048779 DB-SDNY-00 11603 EFTA_00159388 EFTA01291133 Deutsche Asset & Wealth Management Baltimore. MD 21203 Your Account Information 0...awe gam, Poo/lewean Ma.zienan Myatt Corry', t0O.P Dtsischt Sant Sewn. me tine itn, BY 101t4 Statement Period:H/0112116 - 11/31/2116 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST Ih FIRST OUT Default Method for Stocks in a Dividend Reinvestm ent Ran: FIRST lk FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: ho Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not avagable are marked ¶NIA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. aid may be affected by current and future economic, political, and business conditions, they should not be reied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to mom. pershing.conVbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 5 of 6 Account hum ber Riled Excollont Go paperless BweY Yea. WK. 2007 0AlOAR RATCD COMMUNICATIOhtS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) .""El"CCR1 F I D^ENTIAL EXCII IOWA' etrlassetarCalsiVeOrreesin MEV Si* SDNY_GA4 00048780 DB-SDNY-00 11604 EF1'A_00159389 EFTA01291134 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institttion without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitabdity of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit vmw.pershing.corrifaboutistrengthenthstability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your fnancial organization and Pershing. Please be advised that any oral communication should be re-confsmed in writing to further protect your rights, inckding your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as blows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, inckding the nght to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled. • Arbitration awards are generally final and Siding; a party's abilly to have a court reverse or modify an arbitration award is very linked. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a clam in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decedified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Page 6 of 6 Account umber: Rated (vc•Ilent Go paperless trvey Mar 'Since 2007 0.41AR RAW) COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) '""El"CURI F I DAENTIAL %al CNC et a tiwt. Owe •Olt eat s- easn " onowtaa summons. on= =Pc SDNY_GM_00048781 DB-SDNY-0011605 EFTA_00159390 EFTA01291135 Deutsche Asset & Wealth Management Balbmora. MD 21203 dein emfil Previa wean Paseatentni Macon EOM. ft* COMP Ws-WMSee Sectones iliewlea. 1W 10114 J EPSTEIN VIRGIN ISLANDS Valuation at a Glance Account Number: Statement Period: 07 01, 2015 - 09130(2015 This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,739,671.64 61,837,593.06 et Cash Deposits and Withdrawals 000 .96.895.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,739,671.84 1,740,898.06 Dividends, Interest and Other Income 175 20 481.28 Net Other Activity -3386100 -35.190,14 Net Charlie in Portfolio 141 00 137.84 nchng Account Value 51 706,126 84 51,706,126 84 Your Client Advisor: Estim ated Annual Income 5481 28 DANIEL SABBA Asset Allocation USD Cash, Money Funds, and Bank Deposits 1.837.593.06 1.739.671.64 1,706,126.84 100.00% Please reviewyour allccatian penodicairy win your Client Aoysor. Account Total 11,837,593.06 11,739,671.64 1130102614 100.00% You Accoimt is 100% itIVOStted in USD Casn. Money Furds. and Bank Deposits. Prior Year-Fad Last Period This Period % Allocation DBA0 ItOll CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page iota Rated Excellent A0097281CSF10024 GO paperless En" , Y•• • SR." 2 Or DAXCIAR RATED COMMUNICaTiOn6 fxell Mitt coNFIDENTTAL et a tiet.... Mee* ewe 11.= Oereeeen " fi n' IldWat /SW in•••••IMIA. MVO =PC SDNY_GM_00048782 DEI-SDNY-00 11606 EFTA_00159391 EFTA01291136 For Your Information Please note that the Valuation at a fiance section on page one of your account statement will be updated and renamed Pontdio at a Genoa beginning with the October 2015 statement. This change does not apply to accounts which display only opening and closing balances on page one. Exchange Rate Table Currency Currency USD Equivalent per USD Eli RO 1.1161 0.8959 Exchange rates are based on interbank exchange rates as of 09/3012015. Exchange rates can vary. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH IN 'IL Account hum bei Current Yield: 0.04% Activity Ending: 09/30/15 07/01115 Opening Balance 1,739,871.64 1.739.871.84 07131115 Deposit INCOME REM VEST 59.11 1.739.730.75 06131/15 Deposit INCOME REINVEST 59.11 1,739,789.88 09125115 Withdrawal MONEY FUND REDEMPTION -33.720.00 1,706369.86 09130115 Deposit INCOME REIN VEST 56.98 1206.126.64 09130115 Closing Balance $1,708,126.84 Total All Money Market Funds $1,706,125.54 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 175 20 0.00 181.28 000 Total Dividends, Interest, Income and Expenses $115.20 $0.00 9481.28 $0.00 Page 2 of 8 Account Number Raged [...lent DRAW NUL I W paperless r.rrY Mar Unto 2007 0.410/01 RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. e P. 6j(EP: TEI"CCRI F I DAENTIAL IXCTIIINC1 SDNY_GM_00048763 DB-SDNY-00 11607 EFTA_OOI 59392 EFTA01291137 Deutsche Asset & Wealth Management Balbmoro, MD 21203 Portfolio Holdings 0...awe Ilan. Ponie wean Ma.zienan Myatt Cornet G,C,P Dtsisthe Sant Setteri ,x, R. 'kn. SY 101:4 Statement Period: 07/01/2015 - 0913012015 Opening Posing Accrued Income 30-Day Description Quarto 83Ince Balance Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 1,706,126.840 Total Money Market Total Cash, Money Funds, and Bank Deposits 1,738,671.64 1,706,126.81 0.00 481.28 0.04% 61,730,671.84 $1,706,1243.84 $0.00 $481.20 $1,738,671.84 11,706,121.84 $0.00 $481.28 Market Value Accrued Estimated Intern' Annual Income Total Portfolio Holdings Messages $1,705,128.84 $0.00 $481.28 Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Pottfoko al a Glance beginning with the October 2015 statement. This change does not apply to accounts which display only opening and dosing balances on page one. Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing). a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30, 2015, Pershing's net capital of 52.179 billion was 10.78% of aggregate debit balances and exceeded the minimum requirements by $1.77 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31, 2015, Pershing's net capital of $2.163 billion was 11.55% of aggregate debit balances and exceeded the minimum requirement by $1.79 boon. A copy of the June 30, 2015, Statement of Financial Condition is evadable at www.pershing.com/statementelAnancialecadition. You may also request a free, printed copy by calling (888)860-8510 or (201) 413-4200, option #5. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Page 3 de Account A umber: Rated Cncellent Go paperless tray Yeas since 2007 J EPSTEIN CIALOAA RATED COMMUNICATIOhtS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 'CCM F I DAncurTAL F)14711/Nef SDNY_Ca4_0004878.4 DEt-SONY-00 11608 EFTA_00159393 EFTA01291138 Activity Sum m ary amounts shown are in base currency) Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Secunbes Bought 0 00 -33.720.00 -33 720 00 000 -35.052 50 -35.052.50 Total Securities $0.00 -$33,720.00 -$33,72O0 WOO .$35,052.50 -$35,052.50 Dividends and Interest $175.20 $0.00 $175.20 $481.28 $0.00 $481.26 Other $0.00 -$33,861.00 -$33,561.00 $0.00 -$35,190.14 -$35,190.14 Cash Withdrawals 0 00 0 00 0 00 0.00 -96.895 00 -96.895 00 Total Cash $0.00 $0.00 $0.00 $0.00 .$96,895.00 -$98,895.00 N oney Market Funds $0.00 $0.00 $0.00 $73,227.50 -$186.15 $73,039.35 Totals $175.20 -$67,581.00 -$67,405.80 $73,708.78 -$187,325.79 -$93,617.01 Transactions by Type of Activity Process! Trade/ Settlement Transaction Date Date Activity Type Description Quantity Price hatred littered Amoes1 CO rrency Securities Bought and Sold 09125115 09(24/15 PURCHASED EURO 30.000 000 1.1240 -33,72000 LT Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -33,720.00 Dividends and Interest 07/31/15 MONEY MARKET FUND DEUTSCHE GOVT CASH 59 11 LSO SI ICEIVED 08131/15 MONEY MARKET FUND DEUTSCHE GOVT CASI- 59 11 LSO INCOME RECFJVED 09130/0 MONEY MARKET FUND DEUTSCHE GO VT CASI- 56.98 LSD iD fi liCEIVED Total Dividends and Interest • UNITED STATES DOLLAR 0.00 176.20 Other Transactions 09125115 OUTGOING NON USD CL RREN CY OUTGOING MTh USD CbfbiENCY WIRE EURO CARENCY -30,000.00 EUR WIRE -33,881.00 U93 EURS99995 Total Other Transactions • EURO 0.00 .30,000.0O Total USD Equivalent 0.00 -33,861.00 Fag. 4 of A2.09.72eICSFlei:LC VPABIttAl CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number JEPSTEIN VC t lusde..wm Go paper less t—yvitrc71OO7 icanows Ki F I DAERTTAL FMXIIONC SONY_GM_00048785 DB-SDNY-OO 11609 EFTA_OO 159394 EFTA01291139 Deutsche Asset & Wealth Management Balbmoro, MD 21203 Transactions by Type of Activity (continued) Transactions Summary Total Accrued Interest EURO 0.00 UNITED STATES DOLLAR 0.00 The price and quantity displayed may have been rounded. Client Service Information Draisee Sam Prmale Wealth Magagenmil Mleatt CO•erIVG.MP Dt•ISIM Sank Sewer nt. Ilra bet lint. Statement Period: 0710112015 - 09/3012015 Total Accrued Interest Total Amount Total Mount Currency USD Equivalent USD Equivalent -30.000.00 EU R 000 -33.861.00 -33.544.80 LSD 000 -33.544 80 Your Client Advisor: OP, f ) ANIL SABBA AE'N YORK l.Y 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method lot Stocks in a Dividend Remvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond AmortlutIon Elections: Treat all interest as original issue discount MID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual m arkel discount method for all other bond types: Constant Yield Method Include market discount in income annually: ho Eledronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, login to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short posrbons, at the close of the statement period. The market pnces. unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available ace marked "MK and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. Page 5 of 8 Account hum her Rated evoillent ()MO kelt GO paperless --yez zAsziga.uNicAnoNs JE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. e 677 TEIN ViCtifi F I Dr:NTT P1/41:is-A-g- fleil INCI Mahan e *ea II= =taw" SW WS. iftsvi.C. novae. roma ram wr SONY_GM_00048786 DB-SDNY-0011610 EFTA_OOI 59395 EFTA01291140 Important Information and Disclosures (continued) Estimated Annual Figures (continued) These figures are computed using information from providers believed to be rekable; however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of pnncipal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.corrilbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wit not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the tine of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation 0) orders for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. ft acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, if any. to you n in n r I for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC lends. For more detailed information please visit vmw.pershing.corniabout/strength-andstabiMy. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-contained in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as Mom: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Med. • Arbitration awards are generally final and binding; a partys atifty to have a court reverse or modify an arbitration award is very herded. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. Page 6 of 8 Account A um ber: Rated ex...lent Go paperless Yaw Sint* 2007 PALMA RATCO COMMUNICATIONS J CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. e 6.;" ,"El" CR1 F I DAENTIAL [Mal 11Na SDNY_GM 00048787 DEt-SONY-0011611 EF1'A_00159396 EFTA01291141 Deutsche Asset & Wealth Management Balbmoro, MD 21203 Draisoe Nara Footle wean Mamtenan leseetts Comfy* COMP Ceetscht NM Settanei MC. New In Nv 10114 Statement Period: 07/0112015 • 09/3012015 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The panel of arbitrators veil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums nay impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any pedispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class weir respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court_ Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Depattment, Jersey City, New Jersey 07399; Paget ot8 Account umber: Rated Excellent Go paperless tray Year Since 2007 °NANA RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. e P. 6'( " )"El" CeiR1 F I D neTTAL fMt711/NO1 et a riwtie shwa van ellet a" Oete'emeen " liNeV See* aweepac, now woe eve SDNY_GM_00048788 DB-SDNY-0011612 EFTA_00159397 EFTA01291142 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PRI/CHING UNTIL THE ENTIRE PURCHASE PRICE IS RECENED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WEL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE NTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACC UMULATNG THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHNG LLC (PERSHNG') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. W ITHOUT TENDER, DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES, WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WEL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWVY.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING. COMfDISCLOSURES. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 007(A/L1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAAN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTA/N LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ASLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CCM:XMAS ARE UNACCEPTABLE TO YOU. PLEASE NOTFYPERS-ITIG IMMEDIATELY IN WRITING BY CERTIFED MAIL TO JERSEY CITY. AU 07399, ATTN LEGAL DEPT A009, 2131CSF30021 Account Humber: Rated twollent CfOpaperiess Yea• Unto 2007 J EPSTEIN VIW OASSAR RATED COMMUNICATIONS u eIN F I DAENT/Acz...,. F wn WW1 Page 8 of 8 :Tan et mrotalosia "."Orstaein " 'Mt SDNY_Ge.4 00048789 DB-SDNY-0011613 EF1'A_00159398 EFTA01291143 Deutsche Asset & Wealth Management Balbmoro. MD 21203 Drosoe gam Footlewean Mamtenme Mitatts !Lorna' 4 ,C•P Dtsis04 Sant Sewn. mc VW*. 'krt. SY IC VA Account Number: Statement Period: 05/0112015 -16/30/2615 J EPSTEIN VIRGIN ISLANDS Valuation at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value 11,764,553.71 51,837,593.06 Net Cash Deposits and Withdrawals .25,000.00 -96,895.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,739,553.71 1,740,696.06 Dividends, Interest and Other Income 117.93 306.08 A et Other Activity 0.00 •1.329.14 Net Chan e in Por d 6 Your Client Advisor: Estimated Annual Income 630608 DANIEL SABBA Asset Allocation USD Cash, Money Funds. and Bank Deposits 1.831.593.06 1.764.553.71 1,739,671.64 100.00% Please review your al rocaton penodicairy win your Client Acaysor. Account Total 11,837,593.06 51,764,553.71 11,139,611.64 100.00% YouAi:coma is 100% invested m USD Cash. Money Furds. art Bank Deposits. Prior Year-Fed Last Period This Period % Allocation ODA° ROIL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 1 oil Lob A0 sted Excollent 097177CSF30023 G li Go tray Vat Una, 2007 0.410Aft CD RAT COMMUNICATIOhtS CO F I DArmaTAL `"`" .91`Zieetweetra7,...“:Careemein .. /IV MS* •••••••••LA •••••••••••••, •••C SDW_GA4 000443790 DB-SDNY-0011614 EFTA_00159399 EFTA01291144 For Your Information On June 5. 2014, the European Central Bank (the 'ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge nil' be -.20% (20 basis points). and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund Ws GOVERN l rl. Account N um ber Current Yield 0.04% Activity Ending: 06/30/15 05101115 Opening Balance 1,784,553.71 1,764,553.71 05129/15 Deposit INCOME REIN VEST 59.98 1,764,813.67 06129/15 Withdrawal MONEY FUND REDEMPTION -25,000.00 1,739,813.67 06130115 Deposit INCOME REIN VEST 57.97 1.739.871.64 06130115 Closing Balance $1,739,671.64 Total All Money Market Funds $1,739,671.64 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Martel 111.93 0.00 306.08 0.00 Total Dividends, Interest, Income and Expenses S117.03 $0.00 $306.08 $0.00 Portfolio Holdings Description Quantity Opening Balance doing Balance Awned Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio Money Market DWSGOVERNMENT CASH INSTL 1,739,671.640 1,764,663.71 1,739,671.64 0.00 306.08 0.04% Total M oney M arket $1.764.$53.71 $1,739,671.64 $0.00 $306.0$ Total Cash, M oney Funds, and Bank Deposits $1,764,853.11 $1,739,611.64 $0.00 $306.08 Page2of7 Account Number: Rated ILKvalent 00A0 it. II Go paperless trwy Van SIM* 2007 J EPSTEIN VIC onF I DricnAL 22(/II °NAAR PATO) COMMUNICATIONS INCJI CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) et a tian eur ' awe von ShistOrstemeen " MOD. ......tor memo. nom. woe =Pe SDNY_GM_00048791 DB-SDNY-0011615 EFTA_00159400 EFTA01291145 Deutsche Asset & Wealth Management Balbmoro, MD 21203 Portfolio Holdings (continued) Onaisrellant Prmaie wean ma.agentra manteis Confer Coo.P Cestuhe Solt Smoses MC. Oise* NY 10114 Market Value Statement Period: 05/0112015 - 0613012015 Accrued Estimated Interest Annual Income Total Portfolio Holdings M essages lt,739,671.64 $0.00 $306.08 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please be advised that Reich & Tang Asset Management, LLC wit be liquidating its funds (the 'R&T Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market funds in the 0BSI cash sweep program (the 'Sweep Program'). What this means for you: If you are currently invested in an R&T Fund, please refer to our earlier letter for more information about your available cash sweep options, or contact your client advisor. If you we not currently invested in the R&T Funds, this change will not affect the existing sweep for your uninvested cash balances and no action is required on your part. For information on al cash sweep options available in the Sweep Program, please visit our website at: http:/hveakh.deutscheawmcornlamericasten/CashSweep0ptions.html and click on 'Cash Sweep Options-Rates'. Page) MT Acco u nt A umber: Rated [wawa OKA° R011 J paperless Ivory Yew Since 2007 0AlOAR ;ATM COM RIF I D^ENTIAL !WM M MUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. e 6.; " ,"El" CC CI ;Inn stir ant Orreeein .. NNW Ma* •••••••••La ••••••treaa. mut =lc SDNY_GM_00048792 DB-SDNY-0011616 EFTA_00159401 EFTA01291146 Activity Sum m a ry(A11 amounts shear are in base currency) Credits This Period Year•to-Date Debits This Period Year-to-Date Securities Securities Secunties Bought 000 0.00 Securities Bought 000 -1.332 50 Total Securities S0.00 $0.00 Total Securities $0.00 .$1,332.50 Dividends and Interest $117.93 $306.08 Dividends and Interest $0.00 $0.00 Other $0.00 $0.00 Other 10.00 -$1,329.14 Cash Cash Withdrawals 000 000 Withdrawals .25.000 00 96.895 00 Total Cash $0.00 $0.00 Total Cash .$25,000.00 .$96,895.00 Money Market Funds $0.00 $73,227.50 Money Market Funds $0.00 -$188.15 Total Credits $117.93 $73,533.58 Total Debits .$25,000.00 -$99,744.79 Transactions by Type of Activity Process' Settlement Date Activity Type Description (hastily Price Accrued interest Amaral Currency Dividends and Interest 05129115 AIONEY M ARXET FUND DWS GOVT CASH INSTL 59.96 LSO 11. 11. .1 RECEIVED 08130115 MONEY MARKET FUND DWS GOVT CASH INSTL 57.97 USD INCOME RECEIVED Total Dividends and interest • UNITED STATES DOLLAR 0.00 117.93 Cash Withdrawals and Deposits 06129115 FEDERAL FUNDS SEAT EASTERN CORP FCL .25,000.00 USD USD999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 .25,000.00 Total Value of Transactions 0.00 -24,882.07 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAr, DANIEL SABBA NEW YORK NY 10154 Pagel ot Account Number Riled Excollent nu% it eEP)STEIN VIRGIN Go paperless on troryeAt RA nase TcoecioN ot hicAnohes CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6j( CKi F I D^ENTIAL rxentrwir =las eh: 7r lit roe:S. IOW SOWS irsto,aa wens roma wavy ve SDNY_GM_00048793 DB-SDNY-0011617 EFTA_001 59402 EFTA01291147 Ova RA NY 10174 Page5 off Account hum her Rated Cncellent Go 7CD C20017/AUNICATIORIS ettas v:7: •••••••= vv. A .. IVA MO 19IAlt 11:)1.1 RA einith.H.0 •••••••••••••• WOW MSC J EPSTEIN VC paperless ‘. Deutsche Asset & Wealth Management Balbmoro, MD 21203 Your Account Information DAR,. flint ...ale wean. maagenan Mantels Como. Coop WARM SR* Sou, nei Ac. Statement Period: 05/0112015 • 0613012015 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Ran: FIRST IN RRST OUT Default Method for all Other Securities FIRST lk FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount MID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual m arket discount method for all other bond types: Ratable Method Include market discount in income annually: NO Electronic Delivery You have not selected any account coin m unications for electronic delivery. To register and turn off paper comm unicalions. log in to your account or contact your Client Advisor for m ore information Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be ;Sable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, poitical, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwr.pershinecom/business_continuityhtml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Proxy Vote Securities not fully paid for m your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or horn U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) win be biled at the rates such agents use. r 5 R I F I SDW_GM_000M3794 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011618 EF'FA_OO1594O3 EFTA01291148 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as cleaning broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its onn operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit vnim.pershing.corn/strength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Secunties Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is lied. • Arbitration awards are generaly final and binding; a party's abilty to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action unlit (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City. New Jersey 07399; Page 6 of? OBA0 ROIL 6'("El" CCIN F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. e)" Account Num tier Rated Clocoillat paperless Every Yara• WK. 2007 OAleAR RAT(O COMMUNICATIONS f Mal IINCJI M a = air.. NNW 'Pena.. • La ay...Mu Mae sIC SDW_Gls4_00048795 DB-SDNY-0011619 EFTA_00159404 EFTA01291149 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES, REGULATIONS, CUSTOMS. USAGES, RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED COPWIRMATIONS FOR TRANSACTIONS WHICH CO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING TIE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TINE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIO‘SLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST N ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THER BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWVY.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION PINS- RULE 1307(AX1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SEE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTNN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THER ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CCM/ITIONS ME UNACCEPTABLE TO YOU. PLEASE NOTFYPERS-ING IMMEDIATELY IN WRITING BY CERTIFED MAIL TO JERSEY an, NJ Mit ATITt LEGAL DEPT Page? of? Accounl Mum bar: Rescue...Hem Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6j(eEP)STEIN V CUR] F I DrvriAL No Y••• 11f.C• 2007 OAMAR RATED COMMUNICATIONS Oxen /NCI MA et AMOY. a ea.*. PIMA WOO 010 SDNY_GM_00048796 DB-SDNY-0011620 EFTA_00159405 EFTA01291150 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Deutsche Asset & Wealth Management Baltimore. MD 21203 Gnaw[ liana Pr.ie Wog" 14a4atenmi Weals CoretweG.MP Devischt Sank Saloon au. aa+ven. nr 10154 Account Number: Statement Period: 04 01'2015 -1413012115 J EPSTEIN VIRGIN ISLANDS Valuation at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,764.499.56 11,837,593.00 et Cash Deposits and Withdrawals C00 .71,895.00 Adjusted Previous Account Value 1,764,499.56 1,765,698.06 ST THOMAS VI 00802 Dividends, Interest and Other Income 54 15 188.15 het Other Activity 000 .1,329.14 A et Chan .e in Portfolio 0.00 436 nding Account Value $1,764,553.71 51,764.553 71 Your Client Advisor: Estimated Annual Income 5188 15 DANIEL SABBA Asset Allocation ISO Cash, Money Funds, and Bank Deposits 1.837.593.08 1.764.199.56 1,764,553.71 100.00% Please revenv your aliocatoi penothcally win your Client Aossor Account Total 11,131,513.06 11,764,491.50 11,764,553.71 100.00% youAmen is 100% invested in USD Cash. Money Funds. and Bank Deposits Prior Year•Ead Last Period This Period %Alloration Page 1 of 6 ODA° ROI.. Go paperless 'ear 1inc• 2007 OA1.1OkaliATCD COMMUNICAT1O116 Rated excollal A012$180CSF10018 coNFIDErwrIAL EXCTI SDNY_GM 000/8797 DB-SONY-0011621 EFTA_00159406 EFTA01291151 For Your Information On June 5. 2014, the European Central Bank (the 'ECE1') introduced 'negative interest rates'. This negative interest rate applied to an deposits held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and MI reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 andfu 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. M oney Market Fund Detail Date Activity Type Desorption Amount Balance Sweep Money Market Fund DWS GOVERN M ELTSARIINSTI. Account number Current Yield. 0.04% Activity Endings 04/30/15 04101115 Opening Balance 1.764.49956 1.764.499 56 04130115 Deposit INCOMERBAVEST 54.15 1.764.553 71 04130/15 Closing Balance 91,764,553.71 Total All M oney Market Funds $1,764,553.71 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 54.15 000 188 15 000 Total Dividends, Interest, Income and Expenses 154.15 $0.00 1188.15 10.00 Portfolio Holdings Description Quantity Opening Balance Closing Balance Awned Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio Money Market DWS GOVERNMENT CASH INSTL 1,764,553.710 1,764,499.56 1,764,553.71 0.00 138.15 0.04% Total M oney Market St J64,499.56 $1,764,553.71 $0.00 $188.15 FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 NIA Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 Total Cash, M oney Funds, and Bank Deposits 91,764,499.56 91,764,553.71 $0.00 $111.15 Page 2 o16 Account IN urn ber Rated Excellent WIAlt ROL! Go paperless Ivory Yes Since 2007 J EPSTEIN VC 0At6AR RATED COMMUNICATIOhtS RQ CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CND'. F I DrismAL M Vi als= a l ." reer ,.. owl • SDNY_GM_00048798 DB-SDNY-00 11622 EFTA_00 159407 EFTA01291152 Portfolio Holdings icontinued) Drosoe gam, Pon* wean Ma.zienan Mweets Core age CoWP 0[44%04 Mee Settones 11••• es( Pet 10114 Markel Vain Statement Period: 04/0112015 - 04/3012015 Accrued Estimated Interest Annual Income Total Portfolio Holdings M essages $1,764,553.71 $0.00 $188.15 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection CorporaDon.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:thwnv.dws-investments.conVEN/productshuoney-market-funds-yieldsjsp. Please note that au money market funds listed on the website may not be offered through us. Activity Sum m ary (All amounts shown are in base tummy) Cre das lids Period Year.to.Date Debits This Period Year-to-Date Securities Securities Securities Sought 0.00 0.00 Securities Bought 0.00 •1.332 50 Total Securities $0.00 $0.00 Total Securities $0.00 -$1,332.50 Dividends and Interest $54.15 $188.15 Dividends and Interest $0.00 $0.00 Other $0.00 10.00 Other $0.00 •T1,329.14 Cash Cash Withdrawals 0.00 0.00 Withdrawals 0.00 •11,89500 Total Cash $0.00 $0.00 Total Cash $0.00 -$71,895.00 Money Market Funds $0.00 $73,227.50 Money Market Funds -354.15 -$188.16 Total Credits $54.15 $73,415.85 Total Debits -$54.15 -$74,744.71 Page) of 6 Account k um ber: Rated Inice0ent Go paperless tvory Vast Since 2007 J EPSTEIN VC OAX0AR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CN Ds. F I DrNITIAL "a"" et a rnelerrarrbrass i t traele. .. Ste MS* SDNY_GM_00048799 DIEt-SDNY-00 11623 EFTA_00159408 EFTA01291153 Transactions by Type of Activity Process' Settlement Date Activity Type Detainnos Dentin Price Maned Interest Mont Cerrenq Dividends and Interest 0x130,-5 MONEY MARKET FUND CMS GOVT CASH INSTL 54.15 DSO INCOME RECEIVED Total Dividends and Interest • UNITED STATES DOLLAR 0.00 54.16 Money Market Funds 04130u5 MONEY MARKET FUND CMS GOVT CASH INSTL INCOME REINVESTED -54.15 USD REINVESTMENT Total M oney M aiket Funds • UNITED STATES DOLLAR 0.00 .54.15 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN NEW YORK KY 10154 Your Account Information Tax Lot Default Disposition M ethod Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Mocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (DID). No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Ratable Method Include market discount in income annually: No Electronic Delivery You have nol selected any account aim m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer. and may differ from the actual sale price. Securities for Midi a price is not available are marked "NM' and are omitted from the Total. Page 4 of 6 Account Num ber MOAB ROLL paperless J EPSTEIN VIC DS. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0 NF I DAENTIAL Rated excellent Leery Year Since 2007 0A10aet RAUD COMMUNICATIONS fatfliteNCI M a r :Pelee et weereraielet; ere.Z.neen " Mae SDNY_GM_00048800 DB-SDNY-0011624 EFTA_OOI 594O9 EFTA01291154 Deutsche Asset & Wealth Management BalbmorajAD 21203 Important Information and Disclosures (continued) Onisre Banc Prmaie wean maegentra Myatt Confer COMP Ceetuhe Gore Smones at. lisle. PM 101W Statement Period: 04/01/2015 - 04/3012015 Pricing (conimue0) THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be retied on for making bwestment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to VMSI pershing.cornfixisiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Proxy Vote Semites not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The light to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral to the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC.). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wenv.pershing.cornistrength_stabifity.html. Pages of 6 Account A um bet: Rated euelhont DIIAlt /II/II Go paperless ',very Year Since 2007 M a ria. etwereralese• "" Oet....... " •ImileSiam. J EPSTEIN Ituf<1 F IDnoTIAL DALOAR RAM) COMMUNICATIONS P....sun ........P .... son f Pau V NC SDW_GM_00048801 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SONY-0011625 EFTA_00159410 EFTA01291155 Important Information and Disclosures (continued) The Role of Pershing (continued) • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promplty. but no later than ten days alter receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-conkrned in writing to further protect your rights. including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very hinted. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless, n an eligible case. a joint request for an explained decision has been submitted by an parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible fa arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Page 6 of 8 Account A umber: Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) F I DAENTTAL J EPSTEIN vc Rated Excellent Every Yee, Sem* 2007 0A1BAR RATED COMMUNICATIONS EXCTIIR4CT MM n ea NeareltVermiewl " MN SAM ores, on genre nay Mule =PC SDNY_GM_00048802 DEI-SDNY-00 11626 EFTA_0015941I EFTA01291156 Deutsche Asset & Wealth Management Baltimore. MD 21203 Gnaw e Banc Prrosie WNW/ Maatentm Nieetts Covent Cto•P CetIscht S&P Smoms Mc. J EPSTEIN VIRGIN ISLANDS Valuation at a Glance Account Number: Statement Period: 03/0112015 - 03/31/2015 This Period Year-to-Date FOUNDATION INC Beginning Account Value 11,109,348.51 11,837,593.06 Net Cash Deposits and Withdrawals -44.895.00 .71.895.00 Adjusts Previous Amount Value 1,784,453.51 1,765,098.06 ST THOMAS VI 00802 Dividends, Interest and Other Income 46 02 131.00 Net Other Activity 000 •1.329.11 het Chan e in Portfolio 0.00 1.38 nchng Account Value 51 .764,499 56 51 ,764,499.5E Your Client Advisor: Estim ated Annual Income 5134 00 DANIEL SABBA Asset Allocation 1..SI) Cash. Money Funds. and Bank Deposits 1.831.593.08 1.809.348.54 1.784.499.58 100.00% Please review your allocatol Account Total 11,831,513.06 11,009,340.51 11,161,199.50 100.00% YouAG:omit is 100% invested in USD Cash. Money Funds. and Bank Deposits. Prim Yearad Last Period This Period % Allocation ()pan ROLL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Pagel oil Go paperless . t Rated Cm.ollont A0098929CSF10023 tray Year um. 2007 `en PAM/ COMMUNICATIONS CONFIDAENTIAL I feel oattUalharsneta w aCeets.= at 0 SDNY_GM_00048803 DB-SONY-0011627 EFTA_00159412 EFTA01291157 Money Market Fund Detail Date Activity Type Description Amount Solana Sweep Money Market Fund DWS GOVERNMENT CASH INSTI. Account Number Current Yield: 0.03% Activity Ending: 03131115 02/28116 Opening Balance 1209,348.54 1,809,318.54 03124115 Withdrawal MONEY FUND REDEMPTION .2.000.00 1,801,348/4 03127115 Withdrawal MCA EY FUND REDEMPTION .2,89510 1,804,45334 03130115 Withdrawal MONEY FUND REDEMPTION -30,000.00 1,774,453.54 03131115 Withdrawal MONEY FUND REDEMPTION -10,000.00 1,764.453.54 03131115 Deposit INCOME REINVEST 46.02 1.764.499.56 03131115 Closing Balance 91,761,199.50 Total All Money Market Funds 11,764,499.56 Income and Expense Summary Uncut Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Income Money Market 46.02 0.00 134 00 0 00 Total Dividends, Interest, Income and Expenses 346.02 10.00 $134.00 $0.00 Portfolio Holdings Oesaiption Quantity Opening Balance down Balance Accrued Income Income This Year 30-Day Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio Money Market OW S GOVERNMENT CASH INSP. 1,761,199.560 1,809,318.54 1,764,499.56 0.00 131.00 0.03% Total Money Market 11,809,318.51 $1,764,499.56 $0.00 $131.00 FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 0.00 0.00 0.00 NIA Total FDIC Insured Bank Deposits $0.00 $0.00 90.00 Total Cash, Money Funds, and Bank Deposits 11,809,348.51 $1,764,499.56 90.00 9134.00 Accrued Estimated Market Value Interest Anent Income Total Portfolio Holdings OFIAll I 91,764,499.56 Accounl Number Go paperless $0.00 9131.00 Page 2 on vi CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6J(eE:STEIN 0 1\ F I DraTTAL Roth Excellent L—y Yea, Since 2007 OASOAR RATED COMMUNICATIONS [)tall/NQ SONY_GM_00018804 DB-SDNY-00 11628 EFTA_00159413 EFTA01291158 Deutsche Asset & Wealth Management Balbmoro. MD 21203 M essages 0...awe gam, Pootie vftsen Ma.zienan Mweets Lonna COMP Dtoisthe Mit Smoak, Mt. IYaen tet 101W Statement Period: 03/0112015 - 03/31/2015 Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporabon.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https/Awnv.dws•investrients.conVEN/products/money-madret-hmdslields.pp. Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, It is possible to lose money by investing In a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (All amounts sham are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secunbes 000 0.00 Secunties Bought 0 00 -1.332.50 Total Securities 90.00 $0.00 Total Securities $0.00 -$1,332.50 Dividends and Interest 946.02 $134.00 Dividends and Interest $0.00 $0.00 Other $0.00 Woo Other Woo -$1,329.14 Cash Cash Withdrawals 000 0.00 Withdrawals .44.895 00 -71.895.00 Total Cash $0.00 Woo Total Cash ,114,695.00 -$71,895.00 Money Market Funds $44,895.00 $73,227.50 Money Market Funds -$46.02 -$134.00 Total Credits $44,941.02 $73,361.50 Total Debits -$44,941.02 -$74,690.64 Transactions by Type of Activity Process! fflemenl Date Actiot) Type Desalplioe OvenUty Price Mused Interest Mont Wrrency Dividends and Interest 03131115 MOhEYN AFOtEr FUND DWS GOUT CASH INSTL 46.02 USD INCONE RECEIVED Total Dividends and Interest • UNITED STATES DOLLAR 0.00 46.02 Page 3 of I Account h um ber: tray IniAlt ROLL tray Yon Sento 2007 PaPerless 00.10Mt PAM) COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. e P. 6'( " )"El" COICI F I DnTIAL /WI et a tiosa et sereassi t trolreown " INSnrn ••••••••• LA mosso now Wile •OC SDNY_GM_00048805 DIEt-SDNY-00 11629 EFFA_00159414 EFTA01291159 Transactions by Type of Activity (continued) Process? Settlement Date Adivit T pe Deni roe Gan Price Actrued 'atonal Amount Curren Cash Withdrawals and Deposits 03124115 FEDERAL FUNDS SENT DANK OF ANEW& NA -2,000.00 USO US0999997 03127115 FEDERAL FUNDS SENT FAIRWINDS CREDIT UNI 4,895,00 USD US0999997 03130115 FEDERAL FUNDSSENT BANK OF AM ERICA, NA -30,00000 USO LS0999997 03131115 FEDERAL FUNDS SENT TO BANK. NA 4000000 USD US0999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR Money Market Funds 03124115 MONEY FUND REDEMPTION USD999997 03127115 MONEY FUND REDEMPTION US0999997 03130115 MONEY FUND REDEMPTION US0999997 03131115 MONEY FUND REDEMPTION US0999997 03131115 MONEY MARKET FUND REINVESTMENT Total Money M arket Funds • UNITED STATES DOLLAR Total Value of Transactions The price and quantity displayed may have been rounded. Client Service Information 0.00 -44,895.00 CMS GOVT CASH INSTL 2.000 00 OWSGOVT CASH INSTL 2 895 00 OWSGOVT CASH INSTL 30.000 00 OWSGOVT CASH INSTL 10,000 .00 DWSGOVTCASH INSTL INCOME REINVESTED -46.02 0.00 44,848.98 0.00 0.00 USO USD USO USO USO USO Your Client Advisor: DAN DA IEL SABBA LEW YORK AY 10154 Page 4 of 7 Account N um ber Rat«. exmllent LMAB ROLL eEP)STEIA VIM». OAS OMMUNICATIONS Go paperless twayekt NAco no c2OO7 CONFIDENTIAL- PURSUANT TO FED. R. CRIM. P. 6j( CK/ F D AENTIAL dit a rmi..• ....rtnt ~is. SONY GM 00048806 DB-S6NY:0011630 EFTA_00159415 EFTA01291160 Deutsche Asset & Wealth Management Balbmoro, MD 21203 Your Account Information bawl. Ikon Podia Vwele manenim matins Cowen, Comp Ceduht Mot Se„ race Mt. illre week NV 10114 Statement Period: 03/0112015 - 03131(2015 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IA FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OID): No Am ortue premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account rem • unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for m ore information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "WA' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of pmicipal may be included in the figures for certain securities, thereby overstating them. Refer to iwnv.pershing.cornfbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distnbutions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You via not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your amount. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, rained a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Pages of? Account hum bier Rated Eu*4nt paperless I very veer 11ue 2007 ()RAH Kali peen PAVED COMMUNICATIONS J EPSTEIN VIC IC S, N F I DAEISITIAL. f MCIIIINCS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) et a rlase shwa wet 111=0:amee. " 111•NVI•014.0 *swap ••••••4•444‘. woe on SDNY_GM_00048807 DB-SONY-0011631 EFTA_00159416 EFTA01291161 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as cleaning broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial urstrtttron without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit WAW.pershing.ccintstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confoned in writing to further protect your rights, including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled. • Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very kilted. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim, in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until (lithe class certification is denied; (II) the class is decedified; or (III) the client is excluded horn the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City. New Jersey 07399: Page 6 et? Account Humber: Rated Excellent DINO ROU. Go paperless L very Year Sim* 2007 ;rn el Am verMe=etemen " AMV Mee. J EPSTEIN °MAMA MUD COMMUNICATIONS Anonu0. eueme,•••IA onee D . vICO'n F I D^ENTIAL rxcriliNa SDNY_GM_00048808 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011632 EFTA_00159417 EFTA01291162 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT MID RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS, CUSTOMS, USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. TIE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS KIST BE CONSIDERED BY YOU WHEN COMPUTING THE VALVE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIRE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTORS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVOE TM. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC ('PERSHNG') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU 04 ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHNG. AND PERSHNG MAY IN ITS DISCRETION AT MY TIME. VY IT MOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER TIM YOUR LIABILITIES TO PERSHNG. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSITONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHNG MAY HAVE A POSITION IN SUCH SECURITIES, WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DUALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHNO.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WY/W.PERSHING.COMMUSINESS_CONTINURY.HTML • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATOR RISS- RULE 1O7(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. CONVERSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST ECCUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE. COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVOE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF DIE ABOVE TERMS AND CCM:HO0KS ARE UNACCEPTABLE TO YOU. PLEASE NOTFY PERS-LNG IMMEDIATELY IN WRITING BY CERTIFIED LOS TO JERSEY CITY NJ 07399. ATTN LEGAL DEPT Accounl M umber:- Kited Excellent Go paperless V... 191^4. 2007 Vit ra Ci l4R1 F I DAENTIAC-- FIAlthlr epriCO COMMUNICATIONS J EPSTEIN Page 7 of 7 SDNY_GM_OOO488O9 DB-SDNY-0011633 EFTA_00159418 EFTA01291163 Deutsche Asset & Wealth Management Balbmoro, MD 21203 [dais.[ San. Pewee death Mauteum Weals teredde Cut Deana. Sn 141- *el Mt w"*. SY 101%4 J EPSTEIN VIRGIN ISLANDS Valuation at a Glance Account Number: Statement Period: 02/0112015 - 02/28/2015 This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,812,636.01 $1,837,593.06 et Cash Deposits and Withdrawals •2.000 00 .27,000.00 Adjusted Previous Account Value 1,810,638.01 1,810,593.06 ST THOMAS VI 00802 Dividends, Interest and Other Income 41 67 87.98 Net Other Activity .1.329 14 •1.329.14 het Chan e in Portfolio 0.00 -3.36 nding Account Value 51,809,348.54 51.809.348 54 Your Client Advisor: Estim ated Annual Income 587 98 DANIEL UNA Asset Allocation Prior Year-End last Period This Period % Allocation LW Cash, Money Funds and Bank Deposits 1,837,593.06 1,811,306.87 1.809.348.54 100 00% Please review your allocation hon.I., SD Cash. Money Funds. and Bank Deposits 0.00 1.329.14 0.00 0.00% Your Account is 100% invested in USD Cash. Money Fur4s. and Bank Deposits. Account Total 81,837,593.06 51,812,636.01 $1,809,348.54 100.00% See the Asset Aitocation Disclosure and Footnotes section for important information regarding your Asset Asocahon. 00A0 ROIL CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) A00077 69CSFI0016 Go paperless coNForanAL Page lot? Rated Eueunt Lowy eau Slue 2007 OASOAR RATED COMMUNICATIONS !dal IENCIE Mon SDW_GM_OOO4881O DB-SDNY-0011634 EF1'A_00159419 EFTA01291164 Asset Allocation Disclosure and Footnotes Al values are displayed in U.S. dollars based on interbank exchange rates as of 02/28,2015. Exchange rates can vary. For Your Information On June 5, 2014, the European Central Bank (the ICS') introduced 'negative interest rates'. This negative interest rate applied to a deposits held at the ECB and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge All be -.20% (20 basis points). and wid reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be repotted on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Currency Currency USD Equivalent per USD BRITIS- 1 5452 0.6471 Exchange rates are based on interbank exchange rates as of 02/28/2015. Exchange rates can vary. Money Market Fund Detail Date AzA.[Ii Type Description Amount Balance Sweep Money Market Fund DV/ 5 GOVERNM STL Account ti um ber.1.1 1 Current Yield 0.03% Activity Ending: 02127115 01/31/15 Opening Balance 1.811.306.87 1,811,306.81 02/19115 Withdrawal MONEY FUND REDEMPTION -2,00 1,809,306.87 02/27115 Deposit INCOME Rai/EST 401..0607 1,809,348.54 02127115 Closing Balance 91,809,348.54 Total All Money Market Funds 11,809,348.54 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 41.67 0.00 87.98 0.00 Total Dividends, Interest, Income and Expenses 941.67 $0.00 987.98 90.00 Page 2 °IT Account Number: Go piperless Rated [...lent t rosy 'fan W.C• 2007 Minn J EPSTEIN VICONN F I DAENTIAL rOVerlititrullAanDCOMMUNICATIOhtS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SDNn'_GM_00048811 DB-SDNY-0011635 EFTA_00159420 EFTA01291165 Deutsche Asset & Wealth Management Baltimore. MD 21203 Portfolio Holdings BRITISH POUND 0...awe gam, Ponie wean Ma.zienan hOtatts Cornet G,C,P Dtsischt Sant Seurneimc Statement Period: 02/01/2015 • 02/28/2015 Opening Closing Accrued 30.Day Description Quantity Balance Balance Currency Income Yield Cash, Money Funds, and Bank Deposits Global Cash Balance Total Cash, Money Funds, and Bank Deposits 885.09 0.00 GBP 0.00 USD 885.09 0.00 GBP 0.00 0.00 USD 000 Markel Vale Currency Accrued Interest Total BRITISH POUND U.S. DOLLARS Description Quantity Opening Balance 0.00 GBP 0.00 LSD Closing Balance 0.00 030 Accrued Income Income This Year 3I•Day Yield Cash, Money Funds, and Bank Deposits Money Market DWS GOVERN M BIT CASH INSTL 1,809,318.610 1,811,308.87 1,809,318.61 1.49 87.98 0.03% Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 31,811,306.87 0.00 $1,809,318.61 0.00 $1.49 0.00 $87.98 NM Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 Total Cash, Money Funds, and Bank Deposits $1,111,306.87 $1,809,348.51 Market Value $1.49 Accrued Interest 587.98 Estimated Pawl Nome Total U.S. DOLLARS 51.809.348.54 Market Value $0.00 Imaged Inbred $87.98 Molted Penal lawn Total Portfolio Holdings - U.S. DOLLARS 51,809.348 54 $9.10 $87.98 Page 3 on Account hum ber Go paperless levy Yea. Since 2007 0140Aft RATCD COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. e 6.; " )"El" CON F IDncTIAL [Mal IONCl SDW_GM_OOO48812 DB-SDNY-0011636 EF1'A_00159421 EFTA01291166 Holdings Summary by Currency Currency Cash Total by Currency BRITISh POUND 0 0 GBP U.S. DOLLARS 1 809,348 1.809.348 LSO Total USD Equivalent 1,809,348 1,809,348 USD % of Allocation 100.00% 100.00% Messages Federal Deposit Insurance Corporation IFDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at htlps://vAvw.dws-investrnents.conVEN/products/money-rnarket-funds-yieldsjsp. Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Sum mary (AI! amounts shown are In base currency) Credits This Period Year-to-Date Debits This Period Year-to-Dale Securities Securities Securities Bought 000 0.00 Securities Bought 0.00 -1,332.50 Total Securities $0.00 $0.00 Total Securities $0.00 .$1,332.60 Dividends and Interest $41.87 $87.98 Dividends and Interest $0.00 $0.00 Other $0.00 $0.00 Other -$1,329.14 -$1,329.14 Cash Cash Withdrawals 000 0.00 Withdrawals -2.000.00 -27,000.00 Total Cash $0.00 $0.00 Total Cash -$2,000.00 ,127,000.00 Money Market Funds $2,000.00 $28,332.60 M oney M arltet Funds -141.67 .187.98 Total Credits 12,041.67 $28,420.48 Total Debits -$3,370.81 ,129,749.62 Transactions by Type of Activity Process/ Settlement Date Actmly Type Dividends and Interest 02/27/15 MOINEY M NMI RIND INCOME CEIVED Description Ouantfty Price Accrued Interest Amovel Currency OWS GO VT CASK MST'. 41.67 USD Total Dividends and Interest • UNITED STATES DOLLAR 0.00 41.17 Page 4 °IT Account hum ber Rated Excellent MOAB ROIL GO paperless Eves, Yeas Slew. 2007 J EPSTEIN D . VCCKI F I DAENTIAL, "crligNa 0 0.040AR RATE COMMUNICATIO116 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00048813 DB-SDNY-00 11637 EFTA (117 159422 EFTA01291167 Deutsche Asset & Wealth Management Baltimore. MD 21203 Draw ie Sam Pr.* W,.10 Magagentm Matt I oreFIV IX...Wig Sank Saloon Mt. "SOS Transactions by Type of Activity (continued) Proassi Settlement Statement Period: 02/01/2015 -0212812015 Date Activity Type Desaiption Chantal/ Price Accrued Interne' Amami Currency Other Transactions 02102115 OUTGOING NON USD CURRENCY OUTGOING NON LSD CURRENCY WIRE BRITISI- POUND WIRE STERLING GBP999997 Exchange Rate 1 5017 •885.09 GBP 4,329.14 USD Total Other Transactions • BRITISH POUND 0.00 485.09 Total USD Equivalent 0.00 .1,329.14 Cash Withdrawals and Deposits 02119115 FEDERAL FUNDS SENT BANK OF AMERICA. NA USC1999997 -2.000.00 USD Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -2,000.00 Money M arket Funds 02119115 MONEY FUND REDEMPTION 'MSGOUTCASH INSTL 050999997 02/27/15 MONEY MARKET FLND °WSGOUTCASH INSTIL INCOME REINVESTED R IN STMEAT 2.000.00 USD -41.67 USD Total Money Market Funds- UNITED STATES DOLLAR 0.00 1,951.33 Transaction Summary Total Accrued Interest Total Amount Currency Total Accrued Interest USD Equivalent Total Anent USD Equivaleel BRITISI• POUND 000 695.09 . GBP UNITED STATES DOLLAR 000 000 USD The price and quantity displayed may have been rounded. 0.00 0.00 •1,329.14 0.00 Client Service Information Your Client Advisor: DAN I MNIEL SABBA NEW YORK NY 10154 Page 5 a I Account Number: Rated If ...ISM MIAS ,ROLL lively Yea, Since 2007 JEPSTEIN VIC CnS N F I -ENTIA D6° Parerless ONLBAR RATCO COMMUNICATIONS )14711 MCI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ...,- Yi SDNY_GM_00048814 DES-SDNY-00 11638 EFTA_00 159423 EFTA01291168 Your Account Information Tax Lot Default Disposition Method Default Method for kl utual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST lk FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OM: No Am odic premium on taxable bonds based on Constant Yield Method: Yes Accrue market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have nal selected any account *pin m unit:Won, for electronic delivery. To register and turn off paper communications. log in to your account or contact your Oren' Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for winch a price is not available are marked "NIK and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers beheved to be rehable, however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time, and may be affected by current and future econonic, political, and busness conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for ceitain securities, thereby overstating them. Refer to vnwv.pershing.corrybusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wi not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Proxy Vote Securities not tut), paid for in your margin account may be lent by Pershing to itself or others in accordance we the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or ornissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. tt acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. Page 6 off Account Number: DOA° It011 Go paperless Rated excellent ',very Yea • W.C• 2007 M Th INC COMMUNICATIONS [MTh INC MS* •••••••••AC avaernS. Mae •00 R. CRIM. R. 67 8" CO I4R1 F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. ( SDNY_GM_00048815 DB-SDNY-00 11639 EFTA_00159424 EFTA01291169 Deutsche Asset & Wealth Management Balbmoro, MD 21203 Important Information and Disclosures (continued) 0...awe gam, Pootievftsin Ma.zigenan Mweets ConfateComP DtaistheSarli Sefton, hic. *west IW 101W Statement Period: 02/01/2015 • 02/2812015 The Role of Pershing (corninued) • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at Ali other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consul the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCt). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vmw.pershing.com/strength_stability.Mml. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershlig. Please be advised that any oral communication should be reconfirmed in writing to further prated your rights, including your rights under the Securities Investor Protection Act • Your financial organization's coot n an be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbittation Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed • Arbitration awards are generaly final and Wiling; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action unfit; (lithe class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, Jersey City, New Jersey 07399; Page? of? Account Aumbec Rated [...lent MIA° R011 Go paperless t —y Yon WK.. 2007 0AlOAR RAM) COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. e P. 6.; " ,"El" COn F I D ncTIAL EXt7IIIINer -"tr. I • etreee wet &VIZ Orsteein MEV 1•04•11 ernewoac, ••••••tavon. tame mic SDNY_GIN 00048816 DB-SDNY-00 11640 EFTA_OO159425 EFTA01291170 Deutsche Asset & Wealth Management Balbrnore, MD 21203 J EPSTEIN VIRGIN ISLANDS FOUNDATION INC ST THOMAS VI 00802 Your Client Advisor: DAMEL SABBA Draisee San, le Wealth maagentm resew. PrmaCovent Coop Ce.tsc he Ma Settones lisle* NY 101W Valuation at a Glance Beginning Account Value el Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends, Interest and Other Income hi et _Change in Portfolio nding Account Value Estim ated Annual Income Account Number: Statement Period: 01/01/2015 - 01/31/2015 This Period 11,837,593.08 •25.000.00 1,812,593.08 46 31 •3.36 Year-to-Dale $1,837,593.08 .25.00000 1,812,583.05 46 31 -335 51 812.636 01 $1,812,636.01 546 31 Asset Allocation Pilot Year•End Last Period This Period % Allocation USD Cash, Money Funds and Bank Oeposie 1,837,593.06 1.837.593 06 1.811.306.87 99 93% Please review your allocation hon4JSD Cash. Money Funds. and Bank Deposits 0.00 000 1,329 14 0.07% Account Total 01,837,593.06 81,6 37,593.06 11,812,636.01 100.00% See the Asset Allocation asclostire and Footnotes section for important information regarding your Asset Allocation. ,JINN n<>li CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) Paget of 7 Rated [...mint A0118684CSF3001, Go paperless tv—, Year sac. 2007 D OMOAR RAT( COMMUNICATIONS CONFIDAE1SITIAL "a"`"a SDNY_GM_000418812 DB-SDNY-0011641 EFTA_00159426 EFTA01291171 Asset Allocation Disclosure and Footnotes Al values are displayed in U.S. dollars based on interbank exchange rates as of 01/31/2015. Exchange rates can vary. For Your Information On June 5, 2014, the European Central Bank (the Tail introduced 'negative interest rates'. This negative interest rate applied to al deposits held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and val relied on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Exchange Rate Table Global Cash Currency Currency USD Equivalent per USD grreeq Posing Balance Mount in Base Currency USD BRIM- POO,: 1.5017 0.6659 BRITISH POUND 885.09 1.329.11 Exchange rates are based on interbank exchange rates as of 01/31/2015. Exchange rates can vary. Total Global Cash Balance 31421.11 Money Market Fund Detail Date Activity Type Desaiption Mount Balance Sweep Money Market Fund DM G0VERNM NSTI Account h um ber Current Yield: 0.03% Activity Ending: 01/30115 01101/15 Opening Balance 1,837,593.06 1,837,593.06 01107/15 'Withdrawal MONEY RIND REDEMPTION -25,000.00 1,812,593.06 01130/15 Withdrawal MONEY FUND REDEMPTION -1.332 50 1,811,250.56 01/30/15 Deposit INCOMERBNYEST 46.31 1 811 306.8T 01(30115 Closing Balance $1,111,308.87 Total All Money Market Funds S1A11,300.87 Income and Expense Summary Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Income Money Market 46.31 0.00 46.31 0.00 Total Dividends, Interest, Income and Expenses 348.21 50.00 548.31 50.00 Account h umber: Page 2 of I d (110011• R 141 ate Go paperless ' 2^°' 2°° 7 • t a tin ertarbralloVersek . ea ' I .v • m. J EPSTEIN VC Sr OA113Aft PAUL, COMMUNICATIOhtS SDNY_GM_00048818 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0011642 EF1'A_00159427 EFTA01291172 Deutsche Asset & Wealth Management Baltimore. MD 21203 (*.awe Mn, PootieWealh Mamtentne Mvatts I (Newt G,C,P DtsisO4 Sant Seiterimc VW*. 'Set itY 101:4 Portfolio Holdings BRITISH POUND Description Quantity emelt% Balance Closing Balance Currency Statement Period: 01/0112015 - 01131/2015 Accrued 30•Day Income Yield Cash, Money Funds, and Bank Deposits Global Cash Balance 0.00 886.09 GBP 1,329.14 USD Total Cash, Money Funds, and Bank Deposits 0.00 886.09 GBP 1,329.14 USD Market Valve Curreacy 0.00 0 00 Accrued Interest Total BRITISH POUND U.S. DOLLARS Description Quality Opening Balance 885.09 1.32914 Closing Balance GBP 0.00 USD 003 Accrued Income Income This Year 36.Day Yield Cash, Money Funds, and Bank Deposits Money Market DW S GOVERN M ENT CASH INSTL 1,811,306.870 1,837,593.06 1,811,306.87 1.49 46.31 0.03% Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM $1,837,593.06 0.00 $1,811,308.87 0.00 $1.49 0.00 646.31 N/A Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 Total Cash, Money Funds, and Bank Deposits $1,837,593.06 $1,811,308.87 Markel Valve $1.49 Accrued Interest $46.31 Estimated Mnual Income Total U.S. DOLLARS $1,811,308.87 Markel Valve $0.00 Accrued Interest 646.31 Estimated Mnual Income Total Portfolio Holdings - U.S. DOLLARS 11,817,536.01 $0.00 $48.31 Page) *IT Account Num ber every excollont 00Ati ROn. Go paperless ',very Yen Since 2007 OAl0AR RATCD COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) j""I" CON F I D^ENTIAL [Mal IONCII SDNY_GM 00048819 DB-SDNY-00 11643 EF1'A_00159428 EFTA01291173 Holdings Summary by Currency Currency Cash Total byarres, BRITISh POW, 0 885 885 Ger U.S. DOLLARS 1.811,308 1,811,306 USD Total USD Equivalent 1,012,038 1,812,036 USD % of Allocation 100.00% 100.00% Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds. please visit the OWS Investments website at httpsfiw+wrdws-iwestments.coriVEN/products/money-market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Important Reminder for Pershing's 2014 IRS Forms 1099 (8, DIV, INT, OID and MISC): As a reminder, by February 17, you will receive either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form Your 1099 MI be mailed no later than March 16, 2015. Activity Summary (M amounts shown are In base tenancy) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities SecJr ties .1:Lot 000 0.00 Securities Bought -1,332.50 -1,332.50 Total Securities $0.00 $0.00 Total Securities -$1,332.50 -$1,332.50 Dividends and Interest $46.31 $40.31 Dividends and Interest $0.00 $0.00 Cash Cash Withdrawals 000 0.00 Withdrawals -25,000.00 -25,000.00 Total Cash $0.00 $0.00 Total Cash -$21,000.00 -$25,000.00 Money Market Rinds 026,332.50 $20,332.50 Money Market Funds -140.31 -048.31 Total Credits $26,378.81 $20,378.81 Total Debits -$21,378.81 .$28,378.81 Page 4 oft Account Number: Rated twollent A: :100 SICSF3C I GO paperlese Every Yea• Since 2007 00A0 ROLL 013/410AR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. e 7 "1" Ce% F I DrISITIAL [Mal Ift.<1 P. 6i: wet... ft- 3r SONY_GM_00048820 DB-SONY-0011644 EFTA_00 I 59429 EFTA01291174 Deutsche Asset & Wealth Management Baltimore. MD 21203 Transactions by Type of Activity Proceed Trade/ Settlement Trassadion Date Date Ad iv T Demi ion 0nalscle Banc Conniewean maagenan M•16 COMM* CoMP Ceell0ve BM Sectont, COantit Statement Period: 01/01/2015 • 01/31/2015 Price Accrued Interest Amount Current Sear rides Bought and Sold 01130115 0109115 PURCF ASO BRITISH POUND 885.090 1 5355 -1 332 5: LSD Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 4.332.50 Dividends and Interest 01130/15 MONEY MARKET FUND DWS GO VT CASF INSTL 46.31 DSO INCOME RECEIVED Total Dividends and interest • UNITED STATES DOLLAR 0.00 46.31 Cash Withdrawals and Deposits 01107115 FEDERAL FUNDS SENT WELLS FARGO BANK, NA -25.000.00 LSD LIS0999992 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -25,000.00 Money Market Funds 01107115 MONEY FUND REDEMPTION CMSGOVT.CASH INSTL 25.000.00 USD USCI999997 01130115 MONEY FUND REDEMPTION OWS GOVT. CASH INSTL 1.332.50 USD US0999997 01130115 MONEY MARKET FUND CMSGOVT. CASH INSTL INCOME REINVESTED -46.31 USO REINVESTMENT Total Money Market Funds • UNITED STATES DOLLAR 0.00 26,116.19 Total Value of Transactions o.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN p ARIEL SABBA NEW YORK NY 10154 .18O4CSF:' DOA° ROll Page 5 ol T Account Number: Rated excolia.nt Go paperless Every Yen 1ent• 2007 0Alealt RATC0 COMMUNICATIONS 6: El:STEIN tun F I DAENTIAL E MC71 RA CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 1A tuc. save ••••00, Wile SOO SDNY_GM_00048821 DB-SONY-0011645 EFTA_00159430 EFTA01291175 Your Account Inform ation Tax Lot Default Disposition ,Method Default Method for Mutual Funds FIRST Ik FIRST OUT Default Method for Stocks in a Dividend Reinvestm enl Plan: FIRST lk FIRST OUT Default Method for all Other Securities FIRST lk FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OID): ko Amortize premium on taxable bonds based on Constant Yield Method: Yes AccruS market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have nal selected any account cam. unications for electronic delivery. To register and turn off paper corn m unications. log in to your account or contact your Oienl Advisor for m ore information. Important Inform ation and Disclosures Pricing This section includes the net market value of the secuntles in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for winch a price is not available are marked "NIA' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable, however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for cedain securities, thereby overstating them. Refer to vonv.pershing.correusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wit not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order now. Proxy Vote Securities not fully paid for in your margin account may be tent by Pershing to itself or others in accordance we the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day. increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Rote of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. ft acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the resul of securities transactions it processes. Page6 off Account Number: Rated excellent • Lvery Yea, Since 2007 DOA° R011 Go paperiess 0AlOAR RATCD COMMUNICATIOld CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DAENTIAL )101 IONCI *t a nnin etiaZZ.:aoss " :0 •• ' 1:010••• •• MEV MIS* SDNY_GM_00048822 DB-SDNY-00 11646 EF'FA_00159431 EFTA01291176 Deutsche Asset & Wealth Management Balbmoro, MD 21203 Important Information and Disclosures (continued) Dreisoe gam Pewee vftsen Maelgenne Mieetts Corral* COMP Dtasc he Mt Stories kit. Newest WI 10114 Statement Period:01/01/2015 • 01/31/2015 The Role of Pershing (continued) • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . All other nquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • Fa a description of other functions performed by Pershing please consul the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC6). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC lames. For more detailed information please visit: vmve.pershing.com/strength_stability.Mml. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includng unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershng. Please be advised that any oral communication should be re•confamed in writing to further protect your rights, including your rights under the Securities Investor Protection Act • Your financial organization's coot n an be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, rs Jeey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled. • Arbitration awards are generally final and binding; a party's abibly to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LAC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class veto has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing US, Legal Department, Jersey City, New Jersey 07399; Page? of? Account h umber: Rated excellent ellAlt P. `I Go paperless Lreey Year lance 2007 OA1Oet RAW) COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) .""El"CCR1 F I DAENTIAL ,xae ' ,Na Ne w twe sewer van east •C e:e.ween" pip eneeena marrow nate revue sinC SDNY_GM 00048823 DB-SDNY-00 11647 EFTA_00159432 EFTA01291177