Case File
efta-01300108DOJ Data Set 10OtherEFTA01300108
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01300108
Pages
2
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
From:
Jere E stein<eevacatio
mail.com>
To:
<
>
Sent:
4/2/2009 10:52:11 PM
Subject:
Fwd:Fw:ftwding
Attachments:
Combined entities 3.4.09.pdf
Forwarded message ------
From: <
>
Date: Thu, Apr 2, 2009 at 3:52 PM
Subject: Fwd: Fw: funding
To: leevacation(acormil.com
New Low Prices on Dell Laptops - Starting at $399
From: Steven Elkman
To:
jeevacat [email protected]
Date: Thu, 2 Apr 2009 15:21:51 -0400
Subject: Fw: funding
Steven Munro Elkman
Client Advisor
Managing Director
Deutsche Bank Alex. Brown
A Division of Deutsche Bank Securities, Inc.
280 Park Avenue, 3 East
New York, NY 10017
phone
fax
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
Forwarded by Steven
FilananidhAlbcom on 0-W02/2009 03:21 PM
SD NY_G M_00077099
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00000226
EFTA_00187571
EFTA01300108
"Bruce H. Uptick"
03/25/2009 12:43 PM
ToSteven Ellanan/db/dbcom0DBAmericas
cc
Subjectfunding
Steven,
As per your request please find enclosed a presentation on our $ 50.millin capital raise to buy
controlling interest in a public money management company and several other private managers..
We could definitely increase the amount to $ 100 million as our pipeline of great managers and new
products is very deep.... We would collateralize the investment with all the managers and the public
company etc..
I look forward to speaking to you...
Regards,
Bruce H. Lipnick
Chairman & CEO
Asset Alliance Corporation
Tel:
Fax
www.AssetAlliance.com
800 Third Avenue
New York, NY 10022
This message may contain confidential information. Any views expressed in this message are those of the
individual sender, except where the message states otherwise and the sender is authorized to state the views of
such entity. This message should not be regarded as an offer to kw or sell any security: instrument or an official
confirmation of any transaction. We do not make any representations or warranties that the information
contained herein is complete or accurate and it should not be relied upon as such. All itformation included
herein is subject to change without notice. This e-mail may relate to the marketing of investment products
managed by investment managers represented by Hedge Harbor Inc.. a member of FINRA and a subsidiary of
Asset Alliance Corporation. in which event this e-mail will be considered an e-mail from Hedge Harbor
Inc. (See attached file: Combined entities 3.4.09.pdf)
50 NY_G M_00077100
JPM-SDNY-00000227
EFTA_00 187572
Confidential Treatment Requested by JPMorgan Chase
EFTA01300109
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