Case File
efta-01368256DOJ Data Set 10OtherEFTA01368256
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DOJ Data Set 10
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efta-01368256
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From: lain Macara
Sent: Thursday, March 01, 2018 11:48 AM
To: Xavier Avila
>; Rita Shteynberg <
litan Patel
>; Mathew Negus
>; GM ACO
Cc: Nina Tona
>; Al
rn>; Martin Zeman
; Davide-A Sferrazza <
Subject: RE: SF Ill
Gm ACO — can you liaise with central merc and establish the CIB colour on the rhp below?
thx
From: Xavier Avila
Sent: 01 March 2018 16:08
To: lain Macara <i
>; Rita Shteynberg cr;t^ ekta“nharpikelk
Jitan Patel
>; Mathew Negus
Cc: Nina Tona
Alastair Mac cin a
i>; Martin Zeman
- Sferrazza
Subject: SF
Ian, thanks for the call.
So Rita who is the Case Manager seems to suggest that she sees Southern Financial Red and therefore
we cannot extend it to Credit Derivatives, while we think we should see this Green from a KCP
perspective.
Bu you explain to me that the Red might be only when it comes to your ICG world.
Can you pls clarify if this client is Red for everyone including KCP and if so how do we turn it Green, as
discussed this is an example of a KCP Americas account that is ACOed by us, in this case myself.
Thanks
Xavi
From: Nina Tona
Sent: Thursday, March 01, 2018 11:00 AM
To: Xavier Avila
Subject: SF
<image003.png>
Kind regards,
<imageOO4.gif>
Nina Tona
Associate
Business Control Manager, Key Client Partners —Americas
Deutsche Bank Wealth Management
13
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0059945
CONFIDENTIAL
SDNY_GM_00206129
EFTA01368256
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