Case File
efta-01381119DOJ Data Set 10OtherEFTA01381119
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01381119
Pages
1
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
AMENDMENT AGREEMENT
This AMENDMENT AGREEMENT ("Amendment") is dated as of August J J, 2015 and is made
between DEUTSCHE BANK AG ("Party A") and SOUTHERN FINANCIAL, LLC ("Party B").
Party A and Party B have entered into an 1SDA Master Agreement dated as of October 28, 2013, and
the Credit Support Annex ("CSA") to the Schedule thereto (the "Agreement");
The parties agree to amend certain terms and provisions of the Agreement;
In consideration of the mutual agreements contained in this Amendment, the parties agree as follows:
I.
Part 3 of the Schedule to the Agreement is hereby deleted in entirety and replaced as follows:
-Part 3. Agreement to Deliver Documents.
(a)
For the purpose of Section 4(a)(i), the documents to be delivered are:
Party required to deliver
Form/Document
Date by which to be
delivered
document
Certificate
Party A
Party B
Party A and Party B
A
properly
executed a
United
States
Internal
Revalue Service Form W-9
(or any swamr thereto), a
United
States
Internal
Revalue Service Form W-
8IMY
and
withholding
statement
with
attached
Form W-9 and a United
States
Internal
Revenue
Service Form W-8131IN (or
any
successor
forms
thereto).
An executed United States
Internal Revenue Service
Form
W-9
(or
any
wwees•ior
thereto)
in
relation to Party B and
Southern Trust Company.
Inc.
Any forms required by the
governmental
or
tax
authorities in the Relevant
Jurisdictions to be delivered
relating
to
transactions
under
this
Agie-iiamt.
including forms required
pursuant to section 1471(6)
or section 1472(bX1) of the
Internal Revenue Code of
1986 or to any other
domestic or international
law or intergovernmental
agreement
which
brings
such sections into force in
(i) Upon execution of this
Agreement. (ii) promptly
upon reasonable demand by
Party B and (iii) promptly
upon learning that any such
form previously provided by
Party A has become obsolete
or incorrect.
(i) Upon execution of this
Agreement, (ii) promptly
upon reasonable demand by
Party A and (iii) promptly
upon learning that any such
form previously provided by
Party B has become obsolete
or incorrect.
On or before the date such
forms are prescribed by law
to be supplied and otherwise
at
the
time
or
times
musonably requested by the
other party. but in no event
before the form and content
of such forms or other
documentation
are
made
known by
the IRS or
Relevant
Jurisdiction tax
authority.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0079884
CONFIDENTIAL
SDNY_GM_00226068
EFTA01381119
Technical Artifacts (2)
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SWIFT/BIC
DEUTSCHESWIFT/BIC
SOUTHERNForum Discussions
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