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EFTA01388074EFTA01388076
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efta-01388075DOJ Data Set 10Other

EFTA01388075

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DOJ Data Set 10
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efta-01388075
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EFTA Disclosure
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From: Stewart Oldfield Sent: 11/9/2017 3:19:10 PM To: Anna-Sofiya Lupolover Subject: RE: MIFID II & research - access to portal for dients Thanks for staying on top of it. I was prepared to just wait for clients to call and yell at me. This way seems better From: Anna-Sofiya Lupolover Sent: Thursday, November 09, 2017 3:18 PM To: Stewart Oldfield < Subject: RE: MIFID II & research - access to portal for clients [I] Classification: For Internal use only Perfect, thank you! Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Email Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Thursday, November 09, 2017 3:16 PM To: Anna-Sofiya Lupolover Subject: RE: MIFID II & research - access to portal for clients DJ I'm not exactly sure who registered from each client, but the likely emails are below. If anyone gets shut off and cares, I'm sure they will call to be reactivated. Thanks Steve Warner Paul Barrett Third Lake Paul Watson■ Robert Forsythe Orix — skip for now. I think the people who were registered left the firm Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0091425 CONFIDENTIAL SDNY_GM_00237609 EFTA01388075

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