Case File
efta-01403255DOJ Data Set 10OtherEFTA01403255
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01403255
Pages
7
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: OD REFERRALS ( 06-02-2017 ) A/c #
From: Cynthia Rodriguez
Date: Mon, 05 Jun 2017 13:36:44 -0400
To: Naveen Bagaria
Stewart Oldfield
Bradley Gillin
William-M Finn
Cc: Debra Jasper
Oversight Control
Classification: For internal use only
Kind regards,
Cynthia Rodriguez
fcid:[email protected]
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA
Tel.
Fax
Email
[I]
From: Naveen Bagaria
Sent: Monday, June 05, 2017 1:36 PM
To: Cynthia Rodriguez; Stewart Oldfield; Bradle Gillin; William-M Finn
Cc: Debra Jasper;
Oversight Control
Subject: RE: OD REFERRALS ( 06-02-2017 ) A/c #
[I]
EFTA01403255
Classification: For internal use only
Hi Team,
Any update on the OD items.
Please be noted, if a decision is not received we'll return the items for
the accounts have overdrawn.
Regards
Naveen Bagaria
PWM-US Ops — Banking
COO - Wealth Management Operations
DBOI Global Services Private Limited
A-1 tower - Evolve, 2nd Floor, Mahindra World City-SEZ, Jaipur (RAJ) 302029,
India
Tel:
Fax:
Email
Please send all Bankin related queries to our new Group E-mail ID -
From: Cynthia Rodriguez [mailto:
Sent: Monday, June 05, 2017 12:10 PM
To: Shalini Go al
; Stewart Oldfield
; Bradley Gillin <
=.; William-M
EFTA01403256
; Oversight Control
Subject: RE: OD REFERRALS ( 06-02-2017 ) A/c #
[I]
Classification: For internal use only
Waiting for client. Will respond momentarily.
Kind regards,
Cynthia Rodriguez
{cid:[email protected]}
Cynthia Rodriguez
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA
Tel.
Fax
Email
From: Shalini Goyal
Sent: Monday, June 05, 2017 12:08 PM
To: Stewart Oldfield; Bradley Gillin; Cynthia Rodri uez; William-M Finn
Cc: Debra Jasper;
Oversight Control
Subject: RE: OD REFERRALS ( 06-02-2017 ) A/c #
[I]
Classification: For internal use only
EFTA01403257
Hi team,
Please provide an update on below.
Kind regards,
Shalini Goyal
fcid:[email protected]
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth Management Operations
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jaipur, India
Fax
Email
Please send all the Bankin related ueires to our new Group E-mail ID
From: Shalini Goyal [mailto:
Sent: Monday, June 05, 2017 9:54 AM
To: Stewart Oldfield
>; Bradley Gitlin
nthia Rodriguez
William-M Finn
Cc: Debra Jasper
Subject: OD REFERRALS ( 06-02-2017 ) A/c #
; Oversight Control
[I]
EFTA01403258
Classification: For internal use only
Hi Team,
Please find the attached OD Referral for today and approve these with your
decision hand-written on the OD referral form with two signatures
(mandatory).
Please provide the below information on the form —
Ok to pay / Not Ok to pay,
Charge / Waive OD fee decision, and
Reason on how and when the OD will be covered.
Kind regards,
Shalini Goyal
fcid:[email protected]
Shalini Goyal
Analyst I Banking Transactions
DBOI Global Services Private Limited
COO Wealth Management Operations
A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City
SEZ, 302029 Jai ur, India
Fax
Email
Please send all the Banking related Queires to our new Group E-mail ID
EFTA01403259
This e-mail may contain confidential and/or privileged information. If you
are not the intended recipient (or have received this e-mail in error)
please notify the sender immediately and destroy this e-mail. Any
unauthorized copying, disclosure or distribution of the material in this e-
mail is strictly forbidden.
Privacy of communications
In order to monitor compliance with legal and regulatory obligations and our
policies, procedures and compliance programs, we may review emails and
instant messages passing through our IT systems (including any personal data
and customer information they contain), and record telephone calls routed
via our telephone systems. We will only do so in accordance with local laws
and regulations. In some countries please refer to your local DB website for
a copy of our Privacy Policy.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
This communication may contain confidential and/or privileged information.
If you are not the intended recipient (or have received this communication
in error) please notify the sender immediately and destroy this
communication. Any unauthorized copying, disclosure or distribution of the
material in this communication is strictly forbidden.
Please refer to https://db.com/disclosures for additional EU corporate and
regulatory disclosures.
EFTA01403260
Deutsche Bank does not render legal or tax advice, and the information
contained in this communication should not be regarded as such.
EFTA01403261
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
1p
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