Case File
efta-01421169DOJ Data Set 10OtherEFTA01421169
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01421169
Pages
4
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE: Vijay, can ou talk Frida morning?
From: Vijay-A Sawant
Date: Thu, 30 Aug 2018 07:54:30 -0400
To: Stewart Oldfield
Cc: Richard Iarossi
Mayur Rathod
Hi Stew,
Understood, I have forwarded the CDD form to my colleague Mayur who is
working on this case. We will send out update email confirming submission or
if anything other issues, thanks.
Kind Regards,
{cid:1 [email protected]}
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Wealth Management
Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Gore aon East. Mumbai - 400063 , India
From: Stewart Oldfield
Sent: Thursday, August 30, 2018 5:16 PM
To: Vijay-A Sawant
Cc: Richard Iarossi
Subject: Re: Vijay, can you talk Friday morning?
Thanks fine. In the meantime, please try to clear the gratitude America
account so we can open the new one.
EFTA01421169
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
On Aug 30, 2018, at 7:40 AM, Vijay-A Sawan
Hi Stewart,
wrote:
Welcome back!! I am actually having a call with Terri today to discuss her
accounts today. I am anticipating our entire evening will go in this call
today.
EFTA01421170
I would prefer we have a chat tomorrow, Friday the 31st Aug. Is that ok? I
will be in till late on Friday.
Kind Regards,
<image002.gif>
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited
Wealth Management
B1, DB Centre Mumbai, Nirlon Knowledge
Gore aon East. Mumbai - 400063 , India
Deutsche Bank Group
Park, Western Express Highway
From: Stewart Oldfield
Sent: Wednesday, August 29, 2018 10:26 PM
To: Vijay-A Sawant 11
1=
Cc: Richard Iarossi
Subject: RE: Vijay, can you talk Friday morning?
Or tmw morning before 9:30am?
Thanks
From: Stewart Oldfield
Sent: Wednesday, August 29, 2018 11:46 AM
To: Vijay-A Sawant
Cc: Richard Iarossi
Subject: Vijay, can you talk Friday morning?
EFTA01421171
I'm just back from holiday and want to make sure I have the latest list of
things to do for the outstanding KYCs. Would like to clear as many as
possible next week if we can. Hope all is well.
Thanks
<image003.png>
Stewart Oldfield, CFA, CAIA
Director
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
EFTA01421172
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From: Cynthia Rodriguez Sent: 6/27/2017 10• To: sigver dbgps CC: Stewart Oldfield Mitchell l; Teresa Metallo Julian J Leff -l; Kavish Sharma I; Bradley Gillin Subject: RE: EMS/270617970591: Check Referral - Acct Okay to post Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY, USA Lisa-M Ramos ; Uplabdhi Singh ; William-M Finn ; Jo
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