Case File
efta-01460272DOJ Data Set 10OtherEFTA01460272
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Unknown
Source
DOJ Data Set 10
Reference
efta-01460272
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1
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Entity Self-Certification Form
Appendix 1: Controlling Persons
Appendix 1 must be completed for each Controlling Person of the entity, but only If the entity has a tax residence
outside the United States. Please refer to the attached Guidance to the Entity Self-Certification Form which
provides assistance for you to determine the Controlling Persons and how to complete this Appendix.
Please provide details or each Controlling Person below. Please continue on a separate sheet if necessary (and attach to
this form).
Cant:NIlags,
Panora
Fest Name Rich
Dare of Beth
Country/Countries of Tax Resdence
US
is Controlling Person a non-US
Last Name Kahn
Can:offing Peron worspresidont
Beneficiary/non-US Beneficial Owner?
Yes (complete Appendix 2)
No
First Name J effrey
Las' Name Epstein
Conanling.
Oateof Bath 01120/1963
country/counties of Tax Residence
Con:rolling Person TypeiRola Director
P•:rx;u
Ca4rahtng
Paiszu
.
US Virgin islands
is Controlling P•11011 a non-US
Benefictary/non US Beneficrai Owner'?
First Name Erika
Dal° cf Brat
CountniCountries of Tox Resdence
US Virgin islands
is Conl/caing Person a non-US
BenelicLuyinon-US Beneficial Omer?
Yes (ararptete Appends 2)
Yes (complea? Appendix
I
No
LW Name Kellerhats
cc"m4"9 Person Type Rote Secretary, Director
No
Controlling:
Pon-nn
First Name Darren
Dale of 13irti
County/Comings of Tax Residence
US
is Controteng Person a ncri-US
BenefioaninenUS Beneficial Owner?
Last Name indyke
Controlling Person Type,Role Treasurer, Director
Yes (complete Appendix 2)
I
No
First Name
Last Name
Oats of Seth
Controlling Person Type Role
Congo1ring Country/Countries of Tax Resdence
?Nutt
Is Controlling Person a non-US
BeneSiaansnon-US Beneficial Owner?
Yes (complete Append% 2)
No
Each Controlling Person who is also a non-US Beneficiary/non-US Beneficial Owner must complete and sign
Appendix 2: Beneficlary/BeneficIal Owner Self-Certification Form. A Controlling Person who is a Beneficial Owner
with a tax residence solely In the United States Is not required to complete and sign Appendix 2.
141.1167679 023611.041516
Pugs Al
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
DB-SDNY-0 121389
CONFIDENTIAL
SDNY_GM_00267573
EFTA01460272
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