EFTA01540753

FINANCIAL TRUST COMPANY INC 6100 RED HOOK QUARTER STE B-3 ST THOMAS 00802 VIRGIN ISLANDS, U.S. EFTA01540753 EFTA01540754 For the Period 4/1/13 to 4/30/13 Account Summary Account Number Investment Account(s) FINANCIAL TRUST COMPANY INC FINANCIAL TRUST COMPANY INC Total Value W23560001, 242006862 Beginning Net Market Value 5,846,753.51 300,126.67 $6,146,880.18 Ending Net Market Value 0.00 0.00 $0.00 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchangelisted options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each 3.P.Morgan account(s). Change In Value (5,846,753.51) (300,126.67) ($6,146,880.18) Start on Page 4 19 0000016374.15.0.15.00002.FINAN48.20130502 Consolidated Statement Page 1 EFTA01540755 EFTA01540756 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01540757 For the Period 4/1/13 to 4/30/13 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 964,248.20 5,170,493.73 $6,134,741.93 12,138.25 $6,146,880.18 Ending Market Value 0.00 0.00 $0.00 0.00 $0.00 Change In Value (964,248.20) (5,170,493.73) ($6,134,741.93) (12,138.25) ($6,146,880.18) $0.00 Estimated Current Annual Income Allocation Current Portfolio Activity Beginning Market Value Net Contributions/Withdrawals Income & Distributions Change in Investment Value Ending Market Value Period Value 6,134,741.93 (6,932,578.37) (170,513.59) 968,350.03 $0.00 Year-to-Date Value 67,614,874.37 (70,286,353.47) EFTA01540758 (926,476.55) 3,597,955.65 $0.00 This Consolidated Summary shows all of your investments at J.P. Morgan other than investments we hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively by the Bank. Consolidated Statement Page 2 EFTA01540759 For the Period 4/1/13 to 4/30/13 Consolidated Summary INVESTMENT ACCOUNT(S) YEAR-TO-DATE Portfolio Activity FINANCIAL TRUST COMPANY INC FINANCIAL TRUST COMPANY INC Total Value Tax Summary FINANCIAL TRUST COMPANY INC FINANCIAL TRUST COMPANY INC Total Value Account Number W23560001 24200686 ($926,476.55) 'Unrealized Gain/Loss represents data from the time of account inception to the current statement period. Account Number W23560001 24200686 Beginning Market Value 67,311,341.62 303,532.75 $67,614,874.37 Taxable Income (926,476.55) Net Contributions/ Withdrawals (69,986,791.09) (299,562.38) ($70,286,353.47 ) Tax-Exempt Income Other Income & Receipts Income & Distributions (926,476.55) ($926,476.55) Short-term 449,514.29 (3,308.60) $446,205.69 $79,375.00 Change in Investment Value 3,601,926.02 EFTA01540760 (3,970.37) $3,597,955.65 Realized Gain/Loss Long-term 79,375.00 Ending Market Value with Accruals 0.00 0.00 $0.00 Unrealized Gain/Loss, CONTINUED Consolidated Statement Page 3 EFTA01540761 JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 203/629-3124 212/622-2770 800/634-1318 Table of Contents Account Summary Holdings Equity Cash & Fixed Income Portfolio Activity Page 2 4 5 6 Account W23560001 Page 1 of 15 Consolidated Statement Page 4 EFTA01540762 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Account Summary Asset Allocation Equity Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 985,040.09 4,849,575.17 $5,834,615.26 12,138.25 $5,846,753.51 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value (6,803,596.28) ($6,633,082.69) (170,513.59) 968,981.02 $0.00 Period Value 5,834,615.26 170,513.59 Ending Market Value 0.00 0.00 $0.00 0.00 $0.00 Change In Value (985,040.09) (4,849,575.17) ($5,834,615.26) (12,138.25) ($5,846,753.51) Year-to-Date Value 67,311,341.62 EFTA01540763 257,229.51 (15,369,326.54) (54,874,694.06) ($69,986,791.09 ) (926,476.55) 3,601,926.02 $0.00 $0.00 Estimated Current Annual Income Allocation Account W23560001 Page 2 of 15 Consolidated Statement Page 5 EFTA01540764 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Accrued Interest Current Year Taxable Income CONTINUED Current Period Value Year-to-Date Value 203,162.50 54,375.00 (178,777.34) 8,263.75 ($170,513.59) (1,491,406.85) 374,773.53 (67,380.73) ($926,476.55) ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value Year-to-Date Value 449,514.29 79,375.00 $528,889.29 Account W23560001 Page 3 of 15 Consolidated Statement Page 6 EFTA01540765 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Equity Summary Asset Categories Preferred Stocks Concentrated & Other Equity Total Value Beginning Market Value 0.00 985,040.09 $985,040.09 Ending Market Value 0.00 0.00 $0.00 Change In Value 0.00 (985,040.09) ($985,040.09) Current Allocation Account W23560001 Page 4 of 15 Consolidated Statement Page 7 EFTA01540766 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Complementary Structured Strategies Foreign Exchange Contracts Total Value Market Value 0.00 0.00 4,893,917.72 (44,342.55) $4,849,575.17 Ending Market Value 0.00 0.00 0.00 0.00 $0.00 Change In Value 0.00 0.00 (4,893,917.72) 44,342.55 ($4,849,575.17 ) Current Allocation Account W23560001 Page 5 of 15 Consolidated Statement Page 8 EFTA01540767 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary - U S Dollar Beginning Cash Balance Current Transactions INFLOWS Income Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a FIRST IN, FIRST OUT method for relieving assets from your position $0.00 $0.00 16,629,199.15 (20,630,215.17) ($4,001,016.02) -(178,777.34) ($178,777.34) Period Value 0.00 8,263.75 170,513.59 $178,777.34 Year-To-Date Value* -573,609.12 257,229.51 2,478,941.18 $3,309,779.81 (14,233,958.78) (4,854,113.01) ($19,088,071.79) Current Securities Transferred In/Out Securities Transferred Out Period Value EFTA01540768 (5,242,510.63) Year-To-Date Value* (52,269,786.57) Account W23560001 Page 6 of 15 Consolidated Statement Page 9 EFTA01540769 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 4/1 4/1 4/1 4/8 4/24 Interest Income Interest Income Interest Income FX Fwd Contract Misc Receipt Total Inflows & Outflows Description DEPOSIT SWEEP INTEREST FOR 03/01/13 - 03/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $11,200,286.88 AS OF 04/01/13 GENL GROWTH PROPERTIES PFD 6 3/8% @ 0.2125 PER SHARE (ID: 370023-20-2) VORNADO REALTY TRUST PFD 5.4% @ 0.2475 PER SHARE (ID: 929042-84-4) SETTLE FORWARD CURRENCY CONTRACT BUY JPY SELL USD CONTRACT RATE : 94.094700000 TRADE 3/28/13 VALUE 4/08/13 (ID: OJPYPR-AA-9) TRANSFER FROM ASSET A/C TO ASSET A/C. AS OF 04/08/13 170,513.59 $0.00 7,000.000 27,000.000 16,822,000 000 170,116.80 0.213 0.248 1,487.50 6,682.50 (178,777.34) Quantity Cost Per Unit Amount Amount 93.75 Account W23560001 Page 7 of 15 Consolidated Statement Page 10 EFTA01540770 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred Out 4/1 Free Delivery Description WELLS FARGO MTGE SEC 2004-EE CL B1 VAR RT 12/25/2034 DTD 12/01/2004 DELIVER-OFF FRACTIONAL LEFT FROM 12/28/12 SALE TRADE DATE 04/01/13 FACE VALUE 1.00 (ID: 949779-AD-4) 4/2 Free Delivery GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN 11/08/12 ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 38141G-HY-3) 4/2 Free Delivery HSBC REN CNH 01/24/14 LNKED TO CNH VS USD SXLEV- 500%MAXRTRN 01/09/13 INITIAL STRIKE:6.1995 ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 40432X-7D-7) 4/2 Free Delivery 3PM 3YR NC CLN TO MTOR 04/16/15 INITIAL RATE 6.20% CPN DD 04/16/12 ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 4662A0-4Q-1) 4/2 Free Delivery MS MARKET PLUS MRK 08/20/14 80% EKO BARRIER3.55%CPN ,UNCAPPED INITIAL LEVEL-02/14/13 MRK:41.19 ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 617613-DA-4) (1,000,000.000 ) 1,000,000.00 (1,057,350.00) (1,500,000.000 ) 1,500,000.00 (1,576,950.00) (1,000,000.000 ) 1,000,000.00 (984,400.00) (1,000,000.000 ) 1,000,000.00 EFTA01540771 (1,108,110.00) * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost (0.001) 0.00 Transaction Market Value * Account W23560001 Page 8 of 15 Consolidated Statement Page 11 EFTA01540772 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 4/23 Free Delivery Description LONG TOTAL RETURN SWAP 2,017,023.30 USD NOTIONAL APPLE INC MAT FEB 05 2014 DEAL 50038481 SWAP NOVATION FROM W23560001 - DEAL REF 50038481 JPMORGAN CHASE BANK TRADE DATE 04/23/13 (ID: SWPBDR-SE-6) 4/23 Free Delivery LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 SWAP NOVATION FROM W23560001 - DEAL REF 30140386 JPMORGAN CHASE BANK TRADE DATE 04/23/13 (ID: SWPBDR-UH-6) Total Securities Transferred Out ($5,242,510.63) (888,972.000) 0.00 (259,054.44) Quantity Cost (4,430.000) 0.00 Transaction Market Value * (256,646.19) Account W23560001 Page 9 of 15 Consolidated Statement Page 12 EFTA01540773 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary - Canadian Dollar Beginning Cash Balance US Dollar Value Current Transactions INFLOWS Total Inflows Foreign Exchange - Inflows OUTFLOWS ** Withdrawals Foreign Exchange - Outflows Total Outflows Ending Cash Balance (9,809,210.85) ($9,809,210.85) -Period Value -9,809,210.85 $9,809,210.85 Year-To-Date Value* -39,731,172.80 $39,731,172.80 (0.01) (39,731,172.80) ($39,731,172.81) -(10,000,000.00) (10,000,000.00) 0.00 Local Value Current Period Value 0.00 10,000,000.00 10,000,000.00 Year-To-Date Value* -40,000,000.00 40,000,000.00 (0.01) (40,000,000.00) (40,000,000.01) -Current Securities Transferred In/Out Securities Transferred Out Period Value (1,561,085.65) EFTA01540774 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a FIRST IN, FIRST OUT method for relieving assets from your position Year-To-Date Value* (1,561,085.65) Account W23560001 Page 10 of 15 Consolidated Statement Page 13 EFTA01540775 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/8 4/8 FX Fwd Contract FX Fwd Contract Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred Out 4/22 Free Delivery Description JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 FREE DELIVERY OF PURCHASED OPTION FXO NOVATED FROM W23560001 ON 04/22/2013 TRADE DATE 04/22/13 (ID: XJPYPB-AZ-Z) Description SETTLE FORWARD CURRENCY CONTRACT BUY JPY SELL CAD CONTRACT RATE : 90.930000000 TRADE 3/06/13 VALUE 4/08/13 (ID: OCADPR-AA-6) SETTLE FORWARD CURRENCY CONTRACT BUY CAD SELL JPY CONTRACT RATE : 92.612200000 TRADE 3/28/13 VALUE 4/08/13 (ID: OCADPR-AA-6) $0.00 ($119,950.19) (926,122,000.000 ) 9,809,210.85 10,000,000.00 (33,793.23) Quantity 909,300,000.000 Amount USD Local Value Amount USD Local Value (9,809,210.85) (10,000,000.00) Currency Gain/Loss USD (86,156.96) * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. EFTA01540776 Type Quantity Cost (809,000,000.000 ) 347,756.17 Transaction Market Value * (1,567,283.79) Account W23560001 Page 11 of 15 Consolidated Statement Page 14 EFTA01540777 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 4/22 Free Delivery Description JPY CALL CAD PUT FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 FREE DELIVERY OF WRITTEN FX OPTION FXO NOVATED FROM W23560001 ON 04/22/2013 TRADE DATE 04/22/13 (ID: XJPYCA-S3-Z) Total Securities Transferred Out ($1,561,085.65) Quantity Cost 769,000,000.000 347,756.17 Transaction Market Value * 6,198.14 Account W23560001 Page 12 of 15 Consolidated Statement Page 15 EFTA01540778 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary - Japanese Yen Beginning Cash Balance US Dollar Value Current Transactions INFLOWS Total Inflows Foreign Exchange - Inflows OUTFLOWS ** Total Outflows Period Value -9,365,646.96 $9,365,646.96 Foreign Exchange - Outflows Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a FIRST IN, FIRST OUT method for relieving assets from your position (9,365,646.96) ($9,365,646.96) -Year-To-Date Value* -39,400,790.57 $39,400,790.57 (39,263,448.71) ($39,263,448.71) -Local Value Current Period Value 0.00 926,122,000.00 926,122,000.00 (926,122,000.00) (926,122,000.00) 0.00 Year-To-Date Value* -3,686,683,000.00 3,686,683,000.00 (3,686,683,000.00 ) (3,686,683,000.00 ) -Account W23560001 Page 13 of 15 Consolidated Statement Page 16 EFTA01540779 EFTA01540780 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Portfolio Activity Detail - Japanese Yen INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 4/8 4/8 4/8 FX Fwd Contract FX Fwd Contract FX Fwd Contract Total Inflows & Outflows Description SETTLE FORWARD CURRENCY CONTRACT BUY JPY SELL CAD CONTRACT RATE : 90.930000000 TRADE 3/06/13 VALUE 4/08/13 (ID: OJPYPR-AA-9) SETTLE FORWARD CURRENCY CONTRACT BUY JPY SELL USD CONTRACT RATE : 94.094700000 TRADE 3/28/13 VALUE 4/08/13 (ID: OJPYPR-AA-9) SETTLE FORWARD CURRENCY CONTRACT BUY CAD SELL JPY CONTRACT RATE : 92.612200000 TRADE 3/28/13 VALUE 4/08/13 (ID: OJPYPR-AA-9) $0.00 ($58,827.15) 10,000,000.000 (9,365,646.96) (926,122,000.00) 477,357.12 (178,777.340) 170,116.80 16,822,000.00 (8,660.54) Quantity (10,000,000.000 ) Amount USD Local Value Amount USD Local Value 9,195,530.16 909,300,000.00 Currency Gain/Loss USD (527,523.73) Account W23560001 Page 14 of 15 Consolidated Statement Page 17 EFTA01540781 FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 4/1/13 to 4/30/13 Settled Foreign Exchange Contracts Currency Trade Date Settle Date Counter Currency Speculative CANADIAN DOLLAR JAPANESE YEN CANADIAN DOLLAR JAPANESE YEN JAPANESE YEN U S DOLLAR Mar. 6 13 Apr. 8 13 Mar. 28 13 Apr. 8 13 Mar. 28 13 Apr. 8 13 CAD JPY CAD JPY USD (10,000,000.00) 909,300,000.00 10,000,000.00 JPY (926,122,000.00) 16,822,000.00 (178,777.34) 90.930000 92.612200 94.094700 85.241267 0.011309 98.885001 9,195,530.16 (9,365,646.96) (178,777.34) (9,809,210.85) 9,809,210.85 170,116.80 (613,680.69) 443,563.89 (8,660.54) Amount Counter Amount Contract Rate Revaluation Rate Contracted Base Amount USD Revalued Amount USD EFTA01540782 Currency G/L Account W23560001 Page 15 of 15 Consolidated Statement Page 18 EFTA01540783 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01540784 J.P. Morgan Securities LLC FINANCIAL TRUST COMPANY INC 383 Madison Avenue, New York, NY 10179 ACCT. 24200686 For the Period 4/1/13 to 4/30/13 Margin Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Transactions cleared and carried through J.P. Morgan Clearing Corp. Three Chase Metrotech Center, Brooklyn, NY 11245-0001, (347) 643-2578 Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 203/629-3124 212/622-2770 800/634-1318 Table of Contents Account Summary Holdings Equity Cash & Fixed Income Portfolio Activity Page 2 4 5 6 Account 24200686 Page 1 of 7 Consolidated Statement Page 19 EFTA01540785 FINANCIAL TRUST COMPANY INC Account Summary MARGIN Cash Asset Allocation Cash & Fixed Income Market Value Market Value 0.00 $0.00 Margin Market Value 0.00 $0.00 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Change In Investment Value Ending Market Value Period Value 300,126.67 48,858.90 (369,777.46) 21,422.88 ($299,495.68) (630.99) $0.00 Short Market Value 0.00 $0.00 Year-to-Date Value 303,532.75 101,026.40 (422,011.66) 21,422.88 ($299,562.38) (3,970.37) $0.00 Total $0.00 Estimated $0.00 Current Market Value Annual Income Allocation 0.00 EFTA01540786 ACCT. 24200686 For the Period 4/1/13 to 4/30/13 Account 24200686 Page 2 of 7 Consolidated Statement Page 20 EFTA01540787 FINANCIAL TRUST COMPANY INC Account Summary CONTINUED Current Tax Summary ST Realized Gain/Loss Realized Gain/Loss Period Value Year-to-Date Value (3,308.60) ($3,308.60) ACCT. 24200686 For the Period 4/1/13 to 4/30/13 Investment Objectives Speculation Permitted Capital Appreciation Yes Yes Account 24200686 Page 3 of 7 Consolidated Statement Page 21 EFTA01540788 FINANCIAL TRUST COMPANY INC Equity Summary Asset Categories Non-US Equity Beginning Market Value (20,791.89) Ending Market Value 0.00 Change In Value 20,791.89 Current Allocation ACCT. 24200686 For the Period 4/1/13 to 4/30/13 Account 24200686 Page 4 of 7 Consolidated Statement Page 22 EFTA01540789 FINANCIAL TRUST COMPANY INC Cash & Fixed Income Summary Beginning Asset Categories Cash Market Value 320,918.56 ACCT. 24200686 For the Period 4/1/13 to 4/30/13 Ending Market Value 0.00 Change In Value (320,918.56) Current Allocation Account 24200686 Page 5 of 7 Consolidated Statement Page 23 EFTA01540790 FINANCIAL TRUST COMPANY INC ACCT. 24200686 For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Contributions OUTFLOWS ** Withdrawals Short Fees Charged Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a FIRST IN, FIRST OUT method for relieving assets from your position $0.00 $0.00 160,216.40 (163,525.00) ($3,308.60) -Current Period Value 320,918.56 48,858.90 $48,858.90 (369,754.00) (23.46) ($369,777.46) Year-To-Date Value* -101,026.40 $101,026.40 (421,921.50) (90.16) ($422,011.66) Current Securities Transferred In/Out Securities Transferred Out Period Value 21,422.88 Year-To-Date Value* 21,422.88 EFTA01540791 Account 24200686 Page 6 of 7 Consolidated Statement Page 24 EFTA01540792 FINANCIAL TRUST COMPANY INC ACCT. 24200686 For the Period 4/1/13 to 4/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 4/1 4/1 4/1 4/1 4/1 4/2 4/15 4/15 4/17 4/17 Description Mark to Market Adj MARK TO MARKET SUB-ACCOUNT: MGN Mark to Market Adj MARK TO MARKET SHORT POS SUB-ACCOUNT: SHT JOURNAL FROM TYPE 1 TO 2 SUB-ACCOUNT: MGN Misc Receipt Misc Disbursement JOURNAL FROM TYPE 1 TO 2 SUB-ACCOUNT: CSH SHORT DEBIT FEE 03/01-03/31 SUB-ACCOUNT: MGN Misc Debit Misc Disbursement MDA# CB795526 FNDS WIRED TO SUB-ACCOUNT: MGN Mark to Market Adj MARK TO MARKET SUB-ACCOUNT: MGN Mark to Market Adj MARK TO MARKET SHORT POS SUB-ACCOUNT: SHT TO 242-75109 SUB-ACCOUNT: MGN Misc Disbursement Misc Disbursement Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred Out 4/17 Free Delivery Description TELEFONICA S A SPONS ADR TO 242-75109 SUB-ACCOUNT: SHT (ID: 879382-20-8) TO 242-75109 SUB-ACCOUNT: SHT Quantity Cost Per Unit Amount Amount 2,216.16 (2,216.16) 48,858.90 (48,858.90) (23.46) EFTA01540793 (292,432.00) (969.57) 969.57 (6,701.64) (21,761.46) ($320,918.56) * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 1,539.000 30,567.72 Account 24200686 Page 7 of 7 Transaction Market Value * 21,422.88 Consolidated Statement Page 25 EFTA01540794 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01540795 For the Period 4/1/13 to 4/30/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01540796 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01540797 For the Period 4/1/13 to 4/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01540798 improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 3 EFTA01540799 For the Period 4/1/13 to 4/30/13 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR MARGIN ACCOUNT(S) All positions in your Margin Account Portfolio(s) are held in custody at J.P. Morgan Clearing Corp. ("JPMCC"), Three Chase Metrotech Center, Brooklyn, NY 11245-001, (347) 643-2578. EFTA01540800 If you have a margin account as permitted by law we may use certain securities in such account for, among other things, settling short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. Please keep the following in mind when using a statement to track your brokerage activity in a margin account: The statement combines your general margin account with the special memorandum account required by Section 220.6 Regulation T. As required by Regulation T, a permanent record of your separate account is available upon your request. Free credit balances in your margin account(s) are not segregated and may be used in the operation of JPMCCs business, subject to the limitations of SEC Rule 15c3-3. Unless otherwise noted, JPMCC or its agents and depositories will hold your securities. Upon your demand, JPMCC will pay to you the amount of your free credit balance, and will deliver to you fully-paid securities held on your behalf. Interest will be charged on any debit balance; the method of calculating interest is described in a letter sent to all margin customers. Disclosures Page 3 of 3 EFTA01540801 EFTA01540802