EFTA01567563

GHISLAINE MAXWELL MIAMI FL 33139-1043 EFTA01567563 EFTA01567564 For the Period 3/1/14 to 3/31/14 Account Summary Account Number Investment Account(s) GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value i Beginning Net Market Value 5,275,564.06 0.00 150,094.44 126,444.68 19,270.99 $5,571,374.17 Ending Net Market Value 5,252,771.59 0.00 1,937.95 0.00 0.00 $5,254,709.54 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchangelisted options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each 3.P.Morgan account(s). 1 EFTA01567565 Change In Value (22,792.47) 0.00 (148,156.49) (126,444.68) (19,270.99) ($316,664.63) Start on Page 4 28 29 36 40 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2013, JPMS LLC's net capital of $12.8 billion exceeded the minimum regulatory net capital requirement of $2.0 billion by $10.8 billion. JPMCC's net capital of $7.1 billion was approximately 7.6% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.8 billion by $5.3 billion. Complete copies of JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmorganchase/financialcondition.cfm Additionally, you may call to request a hard copy of the statement. 0000041541.00.0.9E.00001.MAXWE04.20140402 Consolidated Statement Page 1 EFTA01567566 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01567567 For the Period 3/1/14 to 3/31/14 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 1,305,733.71 63,067.77 4,014,098.76 167,376.76 $5,550,277.00 21,097.17 $5,571,374.17 Ending Market Value 1,095,300.46 61,213.24 4,084,359.17 0.00 $5,240,872.87 13,836.67 $5,254,709.54 Change In Value (210,433.25) (1,854.53) 70,260.41 (167,376.76) ($309,404.13) (7,260.50) ($316,664.63) Estimated 50,258.57 18,537.55 $68,796.12 Current Annual Income Allocation 21% 1% 78% Equity 100% Cash & Fixed Income EFTA01567568 Alternative Assets Asset Allocation Current Portfolio Activity Beginning Market Value Net Contributions/Withdrawals Income & Distributions Change in Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 5,550,277.00 (291,125.83) 761.34 (19,039.64) $5,240,872.87 13,836.67 $5,254,709.54 Year-to-Date Value 9,254,763.38 (4,054,544.24) 52,922.00 (12,268.27) $5,240,872.87 13,836.67 $5,254,709.54 This Consolidated Summary shows all of your investments at J.P. Morgan other than investments we hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively by the Bank. Consolidated Statement Page 2 EFTA01567569 For the Period 3/1/14 to 3/31/14 Consolidated Summary INVESTMENT ACCOUNT(S) YEAR-TO-DATE Portfolio Activity GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Tax Summary GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Account Number Account Number i Beginning Market Value 5,251,123.87 430.00 1,964,165.75 1,036,257.60 1,002,786.16 $9,254,763.38 Taxable Income 93.73 41,504.64 5,012.30 4,118.67 $50,729.34 $2,192.66 'Unrealized Gain/Loss represents data from the time of account inception to the current statement period. Net Contributions/ Withdrawals 251.11 (430.00) EFTA01567570 (1,987,663.54) (1,053,881.66) (1,012,820.15) ($4,054,544.24) Tax-Exempt Income 2,192.66 Other Income & Receipts 41,504.64 5,012.30 4,118.67 $52,922.00 (18,006.85) 12,611.76 5,915.32 ($12,268.27) Realized Gain/Loss Short-term 36.33 9,772.82 400.50 (1,968.26) $8,241.39 Long-term 21,985.40 1,562.35 (43.12) $23,504.63 $65,170.06 Income & Distributions 2,286.39 Change in Investment Value (12,788.50) Ending Market Value with Accruals 5,252,771.59 0.00 1,937.95 0.00 0.00 $5,254,709.54 Unrealized Gain/Loss, 65,170.06 CONTINUED Consolidated Statement Page 3 EFTA01567571 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL , New York, NY 10017-2014 ACCT. For the Period 3/1/14 to 3/31/14 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Page 2 5 8 9 12 13 Account Page 1 of 24 Consolidated Statement Page 4 EFTA01567572 GHISLAINE MAXWELL Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 1,116,133.63 63,067.77 3,920,455.07 167,376.76 $5,267,033.23 8,530.83 $5,275,564.06 Ending Market Value 1,095,300.46 61,213.24 4,084,359.17 0.00 $5,240,872.87 11,898.72 $5,252,771.59 Change In Value (20,833.17) (1,854.53) 163,904.10 (167,376.76) ($26,160.36) 3,367.89 ($22,792.47) Estimated 50,258.57 18,537.55 $68,796.12 Current Annual Income Allocation 22% 1% 77% 100% Equity Cash & Fixed Income Alternative EFTA01567573 Assets Asset Allocation ACCT. For the Period 3/1/14 to 3/31/14 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals ($178.90) (10,447.23) (15,534.23) $5,240,872.87 11,898.72 $5,252,771.59 (178.90) Period Value 5,267,033.23 Year-to-Date Value 5,251,123.87 430.00 (547.48) 2,164,805.86 (2,164,437.27) $251.11 2,286.39 (12,788.50) $5,240,872.87 11,898.72 $5,252,771.59 Account Page 2 of 24 Consolidated Statement Page 5 EFTA01567574 GHISLAINE MAXWELL Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Taxable Income Tax-Exempt Income Bond Premium Amortization Tax-Exempt Income CONTINUED Current Period Value 421.34 198.73 (11,110.81) 43.51 ($10,447.23) Year-to-Date Value 1,909.39 928.06 (11,110.81) 8,367.09 $93.73 3,750.00 (1,557.34) $2,192.66 Unrealized Gain/Loss To-Date Value $65,170.06 ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value 36.33 21,985.40 $22,021.73 Year-to-Date Value 36.33 21,985.40 $22,021.73 ACCT. For the Period 3/1/14 to 3/31/14 Note: * This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income EFTA01567575 derived from Municipal Securities; Please consult your tax advisor for tax implications. 1 Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a state affiliation. Tax-Exempt Income Summary by State* MA TX Current Period Value Year-to-Date Value 692.64 1,500.02 Tax-Exempt Income Summary by State* Tax-Exempt Income Current Period Value Year-to-Date Value $2,192.66 Account Page 3 of 24 Consolidated Statement Page 6 EFTA01567576 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Account Summary Cost Summary Equity Cash & Fixed Income Total CONTINUED 4,064,233.02 Cost 1,034,470.01 $5,098,703.03 Account Page 4 of 24 Consolidated Statement Page 7 EFTA01567577 GHISLAINE MAXWELL Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 489,081.56 14,265.00 172.57 445,348.00 167,266.50 $1,116,133 63 Ending Market Value 472,353.96 6,270.00 0.00 448,600.00 168,076.50 $1,095,300.46 Current Period Value 1,095,300.46 1,034,470.01 60,830.45 50,258.57 6,065.77 4.57% Preferred Stocks Equity as a percentage of your portfolio - 22 % Change In Value (16,727.60) (7,995.00) (172.57) 3,252.00 810.00 ($20,833.17) Current EFTA01567578 Allocation 9% 1% US Large Cap Equity 9% 3% 22% Concentrated & Other Equity US Small/Mid Cap Equity Asset Categories ACCT. For the Period 3/1/14 to 3/31/14 Account Page 5 of 24 Consolidated Statement Page 8 EFTA01567579 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Equity Detail Price US Large Cap Equity APACHE CORP 037411-10-5 APA BANK OF AMERICA CORP CITIGROUP INC NEW GENERAL MOTORS CO SCHLUMBERGER LTD SPDR S&P 500 ETF TRUST TWITTER INC 060505-10-4 BAC 47.60 172967-42-4 C 34.42 37045V-10-0 GM 97.50 806857-10-8 SLB 187.01 78462F-10-3 SPY 46.67 90184L-10-2 TWTR Total US Large Cap Equity $472,353.96 $435,852.56 $36,501.40 $7,181.07 $45.20 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN 1.52% 2,000.000 93,340.00 90,320.00 3,020.00 1,495.000 279,579.95 250,407.85 29,172.10 113.000 11,017.50 9,524.04 1,493.46 180.80 45.20 5,205.59 1.64% EFTA01567580 1.86% 1,373.000 47,258.66 50,000.00 (2,741.34) 1,647.60 3.49% 358.000 17,040.80 14,048.52 2,992.28 14.32 0.08% 17.20 944.000 16,236.80 10,148.85 6,087.95 37.76 0.23% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 82.95 95.000 7,880.25 11,403.30 (3,523.05) 95.00 1.21% 2.09 3,000.000 6,270.00 18,129.32 (11,859.32) Account Page 6 of 24 Consolidated Statement Page 9 EFTA01567581 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PN NA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 25.64 2,500.000 64,100.00 $448,600.00 62,500.00 $422,578.96 1,600.00 $26,021.04 4,187.50 1,046.88 $31,227.50 $1,046.88 Concentrated & Other Equity JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 6.53% 6.96% 25.50 4,200.000 107,100.00 98,778.96 8,321.04 7,350.00 6.86% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. EFTA01567582 Accrued Div. Yield 55.64 0.00 3.29 27.74 10,000.000 277,400.00 261,300.00 16,100.00 19,690.00 7.10% 112.05 150,000.000 168,076.50 157,909.17 10,167.33 11,850.00 4,970.40 6.98% Account Page 7 of 24 Consolidated Statement Page 10 EFTA01567583 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 63,067.77 Alternative Assets Detail Price Hard Assets ETFS METAL SECURITIES LTD ISIN JE0081VS3770 SEDOL BlVS377 131994-91-5 SPDR GOLD TRUST Total Hard Assets 78463V-10-7 GLD $61,213.24 $76,999.78 123.61 190.000 23,485.90 31,931.40 125.34 301.000 37,727.34 45,068.38 Quantity Estimated Value Cost Est. Annual Income Accrued Income Ending Estimated Value 61,213.24 Change In Value (1,854.53) Current Allocation 1% Account Page 8 of 24 Consolidated Statement Page 11 EFTA01567584 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash US Fixed Income Non-US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years' 10+ years' Total Value 1 Market Value 2,803,563.05 315,330.62 633,584.40 167,977.00 $3,920,455.07 Ending Market Value 3,117,591.55 440,072.62 526,695.00 0.00 $4,084,359.17 Current Period Value 4,084,359.17 4,064,233.02 20,126.15 18,537.55 5,832.95 0.32% SUMMARY BY TYPE Market Value 3,557,664.17 310,420.50 EFTA01567585 216,274.50 $4,084,359.17 % of Bond Portfolio 88% 7% 5% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Account Page 9 of 24 Consolidated Statement Page 12 Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds Total Value Market Value 3,117,591.55 440,072.62 310,420.50 216,274.50 $4,084,359.17 % of Bond Portfolio 78% 10% 7% 5% 100% Change In Value 314,028.50 124,742.00 (106,889.40) (167,977.00) $163,904.10 Current Allocation 59% 8% 10% 77% Non-USD Cash Cash US Fixed Income Asset Categories Cash & Fixed Income as a percentage of your portfolio 77 % EFTA01567586 EFTA01567587 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Note: A - Bonds purchased at a premium show amortization. Cash & Fixed Income Detail Price Cash US DOLLAR 3PM NY MUNI MMKT FD - MORGAN FUND 3 7-Day Annualized Yield: .01% Total Cash 1.00 1.00 3,117,590.55 1.00 3,117,590.55 1.00 $3,117,591.55 3,117,590.55 1.00 $3,117,591.55 $0.00 $0.00 0.00% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Non-USD Cash POUND STERLING 1.67 US Fixed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /A1 100.19 50,000.00 50,095.00 45,394.50 4,700.50 EFTA01567588 237.55 32.30 0.39% 263,967.18 440,072.62 440,937.87 (865.25) 102.53 100,000.00 102,527.00 100,000.00 2,527.00 2,900.00 1,337.20 1.24% Account Page 10 of 24 Consolidated Statement Page 13 EFTA01567589 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Price US Fixed Income BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $526,695.00 $505,703.60 $515,361.50 $20,991.40 $18,537.55 $5,832.95 2.49% 105.05 50,000.00 52,526.00 51,478.33 54,040.00 1,047.67 2,500.00 527.75 4.59% 108.95 100,000.00 108,946.00 105,944.52 110,503.00 3,001.48 EFTA01567590 5,000.00 638.80 4.19% 109.61 50,000.00 54,802.50 52,886.25 55,424.00 1,916.25 2,500.00 1,256.90 4.02% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 105.20 150,000.00 157,798.50 150,000.00 7,798.50 5,400.00 2,040.00 1.57% Account Page 11 of 24 Consolidated Statement Page 14 EFTA01567591 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Other Summary Asset Categories Balanced Beginning Estimated Value 167,376.76 Ending Estimated Value 0.00 Change In Value (167,376.76) Current Allocation Account Page 12 of 24 Consolidated Statement Page 15 EFTA01567592 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions INFLOWS Income Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance 313,742.55 $314,207.40 (178.90) ($178.90) $3,117,590.55 Period Value 2,803,562.05 464.85 Year-To-Date Value* -13,646.52 430.00 313,742.55 $327,819.07 (178.90) ($178.90) -$0.00 $0.00 INCOME Current Period Value 0.00 Year-To-Date Value* -$0.00 $0.00 $0.00 -Current Cost Adjustments Amortization Total Cost Adjustments Period Value $0.00 EFTA01567593 Year-To-Date Value* (1,557.34) ($1,557.34) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your osition Account Page 13 of 24 Consolidated Statement Page 16 EFTA01567594 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/3 3/3 3/6 3/7 3/28 3/28 3/31 Interest Income Description DEPOSIT SWEEP INTEREST FOR 02/01/14 - 02/28/14 @ .01% RATE ON AVG COLLECTED BALANCE OF $2,801,522.86 AS OF 03/01/14 Misc Disbursement PHONE INSTRUCTIONS FROM CLIENT FROM TO 0002916490721 Spot FX Spot FX Div Domest Div Domest Interest Income Total Inflows & Outflows SPOT CURRENCY TRANSACTION - SELL BUY USD SELL CAD EXCHANGE RATE 1.106000000 DEAL 03/05/14 VALUE 03/06/14 (ID: OCADPR-AA-6) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NOK EXCHANGE RATE 5.992200000 DEAL 03/05/14 VALUE 03/07/14 (ID: ONOKPR-AA-1) BANK OF AMERICA CORP @ 0.01 PER SHARE (ID: 060505-10-4) GENERAL MOTORS CO @ 0.30 PER SHARE (ID: 37045V-10-0) INTEREST FOR 03/01/14 THRU 03/28/14 @ 0.010% ON NET AVERAGE COLLECTED BALANCE OF 3,051,342.55 944.000 1,373.000 0.01 0.30 0.01 9.44 411.90 22.23 $314,028.50 (1,248,562.590 ) (210,728.51) 208,364.64 (116,547.970) EFTA01567595 (114,124.85) (178.90) 105,377.91 Quantity Cost Per Unit Amount PRINCIPAL Amount 21.28 INCOME Amount Account Page 14 of 24 Consolidated Statement Page 17 EFTA01567596 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions $0.00 Ending Cash Balance -(105,377.91) ($105,377.91) Period Value Beginning Cash Balance -Year-To-Date Value* -111.65 $0.00 $111.65 (98.97) (105,377.91) ($105,476.88) 114,112.17 $114,112.17 -(116,547.97) (116,547.97) 0.00 Local Value Current Period Value 116,547.97 Year-To-Date Value* -122.38 122.38 (108.33) (116,547.97) (116,656.30) 0.00 0.00 EFTA01567597 116,533.92 116,533.92 -Account Page 15 of 24 Consolidated Statement Page 18 EFTA01567598 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Summary - Canadian Dollar INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value Year-To-Date Value* 743,911.40 (743,812.43) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your osition Account Page 16 of 24 Consolidated Statement Page 19 EFTA01567599 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/6 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL CAD EXCHANGE RATE 1.106000000 DEAL 03/05/14 VALUE 03/06/14 (ID: OCADPR-AA-6) Quantity 105,377.910 Amount USD Local Value PRINCIPAL Amount USD Local Value (105,377.91) (116,547.97) INCOME Amount USD Local Value Currency Gain/Loss USD (8,746.94) Account Page 17 of 24 Consolidated Statement Page 20 EFTA01567600 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions $0.00 Ending Cash Balance -(208,364.64) ($208,364.64) Period Value Beginning Cash Balance -Year-To-Date Value* -303.62 $0.00 $303.62 (269.61) (208,364.64) ($208,634.25) 210,694.50 $210,694.50 -(1,248,562.59) (1,248,562.59) 0.00 Local Value Current Period Value 1,248,562.59 Year-To-Date Value* -1,864.33 1,864.33 (1,658.00) (1,248,562.59) (1,250,220.59) 0.00 0.00 EFTA01567601 1,248,356.26 1,248,356.26 -Account Page 18 of 24 Consolidated Statement Page 21 EFTA01567602 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Summary - Norwegian Krone INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value Year-To-Date Value* 1,420,894.46 (1,420,624.84) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your osition Account Page 19 of 24 Consolidated Statement Page 22 EFTA01567603 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/7 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NOK EXCHANGE RATE 5.992200000 DEAL 03/05/14 VALUE 03/07/14 (ID: ONOKPR-AA-1) Quantity 208,364.640 Amount USD Local Value PRINCIPAL Amount USD Local Value (208,364.64) (1,248,562.59) INCOME Amount USD Local Value Currency Gain/Loss USD (2,363.87) Account Page 20 of 24 Consolidated Statement Page 23 EFTA01567604 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income TRADE ACTIVITY Total Trade Activity Settled Sales/Maturities/Redemptions Ending Cash Balance Period Value -198.73 $198.73 439,129.30 $439,129.30 -Year-To-Date Value* -892.75 $892.75 439,129.30 $439,129.30 -Local Value Current Period Value 976.73 119.91 119.91 262,870.54 262,870.54 263,967.18 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01567605 Year-To-Date Value* --Year-To-Date Value* -541.31 541.31 262,870.54 262,870.54 -Account Page 21 of 24 Consolidated Statement Page 24 EFTA01567606 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Summary - Pound Sterling * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 3/19 Foreign Dividend Description ISHARES GBP CORPORATE BOND UCITS ETF ISIN IE00B00FV011 SEDOL BOOFV01 @ 1.142 PER SHARE (ID: 461278-91-3) Quantity 105.000 Amount USD Local Value 1.893 1.142 PRINCIPAL Amount USD Local Value 198.73 119.91 INCOME Amount USD Local Value Currency Gain/Loss USD Account Page 22 of 24 Consolidated Statement Page 25 EFTA01567607 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 TRADE ACTIVITY - Pound Sterling L indicates Long Term Realized Gain/Loss Note: S indicates Short Term Realized Gain/Loss ** Realized Gain/Loss and tax cost are shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the sale. Please contact your J.P. Morgan team for additional information. Per Unit Trade Date Settle Date 3/6 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale 3/10 3/6 3/11 3/6 3/11 3/6 3/11 3/7 3/12 3/7 3/12 3/18 3/21 High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 CLIENT REF 92TN37002199.S (ID: 695421-91-7) ISHARES GBP INDEX-LINKED GILTS UCITS ETF ISIN IE00B1FZSD53 SEDOL B1G52V0 (ID: 46578W-92-2) ISHARES GBP CORPORATE BOND UCITS ETF ISIN EFTA01567608 IE00B00FV011 SEDOL BOOFV01 (ID: 461278-91-3) RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 CLIENT REF .S (ID: 766994-90-9) 3PM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 @ 6388.40 OFFSHORE (ID: 051398-91-5) 3PM INC OPP FD - GBP - A - DIST(HDG) ISIN LU0323456201 @ 91.54 OFFSHORE (ID: 287991-93-9) BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 CLIENT REF .S (ID: G13289-92-4) Total Settled Sales/Maturities/Redemptions (USD) (450.272) (187.898) 153.064 91.54 218.29 131.71 68,920.45 41,217.90 41,016.18 24,748.05 $439,129.30 N/A ** (39,293.00) (24,284.17) ($348,187.12) N/A 1,723.18 L $21,985.40 L $36.33 S (5,790.000) (105.000) (3.000) (7.737) 21.811 13.06 211.148 126.43 55.083 32.955 10,682.043 6,388.40 126,286.97 75,541.78 22,170.53 13,261.87 165.25 98.77 82,646.97 49,427.05 EFTA01567609 (118,212.32) (72,987.59) (19,023.08) (12,117.00) (212.23) (130.10) (81,082.31) (50,299.81) 8,074.65 L 3,147.45 L (46.98) L 1,528.33 L 36.33 S Quantity (4,361.513) Amount USD Local Value 22.452 13.43 Proceeds USD Local Value 97,922.95 58,575.12 Tax Cost USD Realized Local Value Gain/Loss USD (90,364.18) (55,750.02) 7,558.77 L Account Page 23 of 24 Consolidated Statement Page 26 EFTA01567610 GHISLAINE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Settled Foreign Exchange Contracts Currency Trade Date Settle Date Counter Currency Trade Related CANADIAN DOLLAR U S DOLLAR NORWEGIAN KRONE U S DOLLAR Mar. 5 14 Mar. 6 14 Mar. 5 14 Mar. 7 14 CAD USD NOK USD (116,547.97) 105,377.91 (1,248,562.59) 208,364.64 1.106000 5.992200 1.021232 5.924982 105,377.91 208,364.64 (114,124.85) (210,728.51) (8,746.94) (2,363.87) Amount Counter Amount Contract Rate Revaluation Rate Contracted Base Amount USD Revalued Amount USD Currency G/L Account Page 24 of 24 Consolidated Statement Page 27 EFTA01567611 J.P. Morgan Securities LLC GHISLAINE MAXWELL 383 Madison Avenue, New York, NY 10179 ACCT. For the Period 3/1/14 to 3/31/14 Margin Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Transactions cleared and carried through J.P. Morgan Clearing Corp. Three Chase Metrotech Center, Brooklyn, NY 11245-0001, No market value or activity to report during this period Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Account Page 1 of 1 Consolidated Statement Page 28 EFTA01567612 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01567613 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD , New York, NY 10017-2014 ACCT. For the Period 3/1/14 to 3/31/14 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Equity Portfolio Activity 3 4 Account Page 1 of 7 Consolidated Statement Page 29 EFTA01567614 GHISLAINE MAXWELL - OAP IHD Account Summary Asset Allocation Equity Market Value Accruals Market Value with Accruals Beginning Market Value 137,528.10 $137,528.10 12,566.34 $150,094.44 Ending Market Value 0.00 $0.00 1,937.95 $1,937.95 Change In Value (137,528.10) ($137,528.10) (10,628.39) ($148,156.49) Estimated $0.00 Current Annual Income Allocation ACCT. For the Period 3/1/14 to 3/31/14 Current Portfolio Activity Beginning Market Value Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Tax Summary Foreign Dividends Interest Income Taxable Income Period Value 137,528.10 (27,808.73) (116,979.42) EFTA01567615 ($144,788.15) 11,036.97 (3,776.92) $0.00 1,937.95 $1,937.95 Current Period Value 11,036.97 $11,036.97 Year-to-Date Value 1,964,165.75 (90,060.72) 42,152.23 (1,939,755.05) ($1,987,663.54) 41,504.64 (18,006.85) $0.00 1,937.95 $1,937.95 Year-to-Date Value 41,500.67 3.97 $41,504.64 ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value 4.47 $4.47 Year-to-Date Value 9,772.82 1,562.35 $11,335.17 Account Page 2 of 7 Consolidated Statement Page 30 EFTA01567616 GHISLAINE MAXWELL - OAP IHD Equity Summary Asset Categories EAFE Equity Equity Detail Price EAFE Equity GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Total EAFE Equity 16.48 $0.00 0.00 776.95 $0.00 $0.00 $0.00 $1,937.95 0.00% 2.57% 13.85 0.00 476.23 2.00% 53.43 0.00 684.77 4.62% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Beginning Market Value 137,528.10 Ending Market Value 0.00 Change EFTA01567617 In Value (137,528.10) Current Allocation ACCT. For the Period 3/1/14 to 3/31/14 Account Page 3 of 7 Consolidated Statement Page 31 EFTA01567618 GHISLAINE MAXWELL - OAP IHD Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Income OUTFLOWS ** Withdrawals Fees & Commissions Tax Payments Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 4.47 $4.47 $0.00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 97,192.23 (103,712.32) ($6,520.09) -ACCT. For the Period 3/1/14 to 3/31/14 Current Period Value 16,767.29 11,036.97 $11,036.97 (27,719.39) (89.34) ($27,808.73) Year-To-Date Value* -41,504.64 $41,504.64 (80,391.44) (8,781.61) (887.67) ($90,060.72) Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out EFTA01567619 Period Value (116,979.42) Year-To-Date Value* 42,152.23 (1,939,755.05) Account Page 4 of 7 Consolidated Statement Page 32 EFTA01567620 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/4 3/10 3/12 3/12 3/17 3/20 3/24 3/27 3/31 Foreign Dividend Misc Disbursement Foreign Dividend FGN Tax Withheld Misc Disbursement Expenses Foreign Dividend Foreign Dividend Misc Disbursement Total Inflows & Outflows Description VODAFONE GROUP PLC SPONS ADR @ 4.928005 PER SHARE (ID: 92857W-20-9) TRANSFER TO UBS FINANCIAL SERVICES INC. UNILEVER N V @ 0.365412 PER SHARE (ID: 904784-70-9) UNILEVER N V TAX WITHHELD NETHERLANDS 15.00% (ID: 904784-70-9) TRANSFER TO UBS FINANCIAL SERVICES INC. DEUTSCHE POST AG SPONS ADR ADR FEE TO HOLDERS OF RECORD DATE 12/06/13 AS OF 03/13/14 (ID: 25157Y-20-2) ASTRAZENECA PLC SPONS ADR @ 1.90 PER SHARE (ID: 046353-10-8) ROYAL DUTCH SHELL PLC ADR @ 0.90 PER SHARE (ID: 780259-10-7) TRANSFER TO UBS FINANCIAL SERVICES INC. 365.000 400.000 1.90 0.90 693.50 360.00 (1,033.35) ($16,771.76) 2,015.000 EFTA01567621 1,630.000 (89.34) (507.08) (20.15) Quantity Cost 1,905.000 Per Unit Amount 4.928 Amount 9,387.85 1,630.000 0.365 (26,158.81) 595.62 Account Page 5 of 7 Consolidated Statement Page 33 EFTA01567622 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 3/1/14 to 3/31/14 SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred Out 3/10 Free Delivery 3/10 3/10 Free Delivery Free Delivery Total Securities Transferred Out Description VERIZON COMMUNICATIONS INC TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92343V-10-4) ROCHE HOLDINGS LTD SPONS ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 771195-10-4) VODAFONE GROUP PLC-SP ADR TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/07/14 (ID: 92857W-30-8) ($116,979.42) (1,039.000) 53,061.37 (41,487.27) (1,400.000) 39,379.81 (51,870.00) * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost (501.000) 23,477.65 Transaction Market Value * (23,622.15) Account Page 6 of 7 Consolidated Statement Page 34 EFTA01567623 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 3/1/14 to 3/31/14 TRADE ACTIVITY Note: Trade Date Settle Date 3/6 3/6 L indicates Long Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Cash In Lieu 3/12 3/12 Cash In Lieu VODAFONE GROUP PLC-SP ADR CASH IN LIEU OF FRACTIONAL SHARES (ID: 92857W-30-8) VERIZON COMMUNICATIONS INC CASH IN LIEU OF FRACTIONAL SHARES. (ID: 92343V-10-4) Total Settled Sales/Maturities/Redemptions Quantity 0.090 Per Unit Amount 40.778 Proceeds 3.67 0.80 $4.47 $0.00 Tax Cost Realized Gain/Loss 3.67 L 0.80 L $4.47 L Account Page 7 of 7 Consolidated Statement Page 35 EFTA01567624 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01567625 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - TAP DYS , New York, NY 10017-2014 ACCT. For the Period 3/1/14 to 3/31/14 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Portfolio Activity 3 Account Page 1 of 4 Consolidated Statement Page 36 EFTA01567626 GHISLAINE MAXWELL - TAP DYS Account Summary Asset Allocation Equity Cash & Fixed Income Market Value Beginning Market Value 52,071.98 74,372.70 $126,444.68 Ending Market Value 0.00 0.00 $0.00 Change In Value (52,071.98) (74,372.70) ($126,444.68) $0.00 Estimated Current Annual Income Allocation ACCT. For the Period 3/1/14 to 3/31/14 Current Portfolio Activity Beginning Market Value Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income Period Value 126,444.68 (19,039.42) (107,848.37) ($126,887.79) 171.60 271.51 $0.00 Current Period Value 171.60 EFTA01567627 $171.60 Year-to-Date Value 1,036,257.60 (71,590.96) (982,290.70) ($1,053,881.66) 5,012.30 12,611.76 $0.00 Year-to-Date Value 5,009.12 3.18 $5,012.30 ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value Year-to-Date Value 400.50 (43.12) $357.38 Account Page 2 of 4 Consolidated Statement Page 37 EFTA01567628 GHISLAINE MAXWELL - TAP DYS Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Income OUTFLOWS ** Withdrawals Fees & Commissions Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance $0.00 $0.00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 67,002.55 (37,417.00) $29,585.55 -ACCT. For the Period 3/1/14 to 3/31/14 Current Period Value 18,867.82 171.60 $171.60 (19,039.42) ($19,039.42) Year-To-Date Value* -5,012.30 $5,012.30 Current (68,585.53) (3,005.43) ($71,590.96) Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value $0.00 Year-To-Date Value* EFTA01567629 (216.01) ($216.01) Current Securities Transferred In/Out Securities Transferred Out Period Value (107,848.37) Year-To-Date Value* (982,290.70) Account Page 3 of 4 Consolidated Statement Page 38 EFTA01567630 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/4 3/10 Div Domest Misc Disbursement Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred Out 3/13 Free Delivery 3/13 Free Delivery Total Securities Transferred Out Description TRP INST FLOATING RATE-F TRANSFER TO UBS FINANCIAL SERVICES INC TRADE DATE 03/13/14 (ID: 77958B-10-5) SIT DIVIDEND GROWTH FUND-I TRANSFER TO UBS FINANCIAL SERVICES INC. TRADE DATE 03/13/14 (ID: 82980D-70-7) ($107,848.37) (2,958.635) 46,294.00 (52,397.43) Description TRP INST FLOATING RATE-F 02/28/14 INCOME DIVIDEND @ 0.032 PER SHARE AS OF 02/28/14 (ID: 77958B-10-5) TRANSFER TO UBS FINANCIAL SERVICES INC. (19,039.42) ($18,867.82) Quantity Cost 5,394.060 Per Unit Amount 0.032 Amount 171.60 * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. EFTA01567631 Type Quantity Cost (5,394.060) 55,397.00 Transaction Market Value * (55,450.94) Account Page 4 of 4 Consolidated Statement Page 39 EFTA01567632 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - TAP ARFI , New York, NY 10017-2014 ACCT. For the Period 3/1/14 to 3/31/14 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Portfolio Activity 3 Account Page 1 of 4 Consolidated Statement Page 40 EFTA01567633 GHISLAINE MAXWELL - TAP ARFI Account Summary Asset Allocation Cash & Fixed Income Market Value Beginning Market Value 19,270.99 $19,270.99 Ending Market Value 0.00 $0.00 Change In Value (19,270.99) ($19,270.99) Estimated $0.00 Current Annual Income Allocation ACCT. For the Period 3/1/14 to 3/31/14 Current Portfolio Activity Beginning Market Value Withdrawals & Fees Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income ($19,270.99) $0.00 Current Period Value Period Value 19,270.99 (19,270.99) Year-to-Date Value 1,002,786.16 (51,730.48) (961,089.67) ($1,012,820.15) 4,118.67 5,915.32 EFTA01567634 $0.00 Year-to-Date Value 4,115.19 3.48 $4,118.67 ST Realized Gain/Loss Realized Gain/Loss Current Period Value Year-to-Date Value (1,968.26) ($1,968.26) Account Page 2 of 4 Consolidated Statement Page 41 EFTA01567635 GHISLAINE MAXWELL - TAP ARFI Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Income $0.00 OUTFLOWS ** Withdrawals Fees & Commissions Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance $0.00 $0.00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 76,002.00 (76,281.00) ($279.00) -(19,270.99) ($19,270.99) ACCT. For the Period 3/1/14 to 3/31/14 Current Period Value 19,270.99 Year-To-Date Value* -4,118.67 $4,118.67 Current (49,806.24) (1,924.24) ($51,730.48) Cost Adjustments Cost Adjustments Total Cost Adjustments Period Value $0.00 Year-To-Date Value* (103.47) EFTA01567636 ($103.47) Current Securities Transferred In/Out Securities Transferred Out Period Value Year-To-Date Value* (961,089.67) Account Page 3 of 4 Consolidated Statement Page 42 EFTA01567637 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 3/1/14 to 3/31/14 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 3/10 Misc Disbursement Description TRANSFER TO UBS FINANCIAL SERVICES INC. Quantity Cost Per Unit Amount Amount (19,270.99) Account Page 4 of 4 Consolidated Statement Page 43 EFTA01567638 For the Period 3/1/14 to 3/31/14 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01567639 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 5 EFTA01567640 For the Period 3/1/14 to 3/31/14 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01567641 improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 5 EFTA01567642 For the Period 3/1/14 to 3/31/14 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A. In case of other errors or questions about other account statement(s) Please review your account statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to JPMCB at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights. If you have any questions please contact your J.P. Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. EFTA01567643 You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR MARGIN ACCOUNT(S) All positions in your Margin Account Portfolio(s) are held in custody at J.P. Morgan Clearing Cor . ("JPMCC"), Three Chase Metrotech Center, Brooklyn, NY 11245-001, If you have a margin account as permitted by law we may use certain securities in such account for, among other things, settling short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. Disclosures Page 3 of 5 EFTA01567644 For the Period 3/1/14 to 3/31/14 Please keep the following in mind when using a statement to track your brokerage activity in a margin account: The statement combines your general margin account with the special memorandum account required by Section 220.6 Regulation T. As required by Regulation T, a permanent record of your separate account is available upon your request. Free credit balances in your margin account(s) are not segregated and may be used in the operation of JPMCCs business, subject to the limitations of SEC Rule 15c3-3. Unless otherwise noted, JPMCC or its agents and depositories will hold your securities. Upon your demand, JPMCC will pay to you the amount of your free credit balance, and will deliver to you fully-paid securities held on your behalf. Interest will be charged on any debit balance; the method of calculating interest is described in a letter sent to all margin customers. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 - 4 Private Equity, Hedge Funds, Exchange Funds, Real Estate and Other Alternative Assets 1. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period Pooled private equity investments are valued according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Hedge funds generally calculate the price (the "Net Asset Value" or " NAV"), 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be EFTA01567645 the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information or for your Investment Management or Trust account contact your J.P. Morgan team. 2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. An interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Hedge fund redemptions are generally on a monthly, quarterly or annual basis but can sometimes be subject to a multi-year lockup before a redemption is permitted. For redemptions, there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued, but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Disclosures Page 4 of 5 EFTA01567646 For the Period 3/1/14 to 3/31/14 Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 30-60 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest might not be paid on any proceeds pending distribution. These restrictions apply even if the investor's account at JPMorgan is closed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request or for your Investment Management or Trust account contact your J.P. Morgan team. 4. Alternative assets may include publicly available mutual funds that utilize non-traditional investment management strategies, for example, strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or "NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund, please refer to disclosures on this statement concerning JPMorgan Funds for other important information. PRODUCT RELATED DISCLOSURE: THE JPMORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Prospectuses and other fund information for JPMorgan funds may be obtained by calling your J.P. Morgan team or JPMorgan Distribution Services, Inc. at (800) 480-4111. You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial, sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of 3PMCB. Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. Disclosures Page 5 of 5 EFTA01567647 EFTA01567648