EFTA01582949

Please state your rationale for conducting business with this client We are in the process of exiting the relationship. Please respond to any Issue(s) Identified in the GUI grid that either needs further review. or red dot Much Is not already covered in a Business Case within this NYC We are in the process of exiting the relationship, Comments Primary Hnformatkm Client Type Non Individual Front Office Restricted? Normal Client Status Client Active Indicator Yes Confidential Names? No Legal Business Name 116 EAST 65TH ST L LC Insider Code (Reg. 0) Country of Primary Domicile UNITED STATES Primary Domicile State New York Primary Country of Assets UNITED STATES WebSrte Country of Organization UNITED STATES Organization State New York Industry Code (NAIC) Personal Investment Companies (5259971 Secondary Industry Code (NAIC) NAIC NOT PROVIDED I I Client Legal Entity Type United Liability Company Client Category Proitt Date of Incorporation/Sinn (Date of Trust) 09/15/2000 Documentary Evidence LLC - Slate Certificate What is the nature/purpose of this entity? The purpose of this entity is to allow it's owner to make personal invesunents Is the entity a Personal Holding Company (PHC) or Personal Investment Company (PIC) located in an offshore Jurisdiction? No H : h Risk Jurisdiction Yes Address es) Type Notes Address City. State. Postal Code Country Tools Entered by Date of Update Preferred Legal 47 MADISON AVENUE NEW YORK, New York, UNITED STATES Map it BATCH 00'08.2007 Yes 10022 Phone(s)/Fax(s) TYPe Notes Phone Number Tools Entered by Date of U•• e Preferred Phone address not avadahkt Cost Center & Hierarchy Client Status Client Non Indrodual Client S•• sor WILLIAM M SHERIDAN New or Ex istIn , Client Existing Cost Center 143360 - USPB UHNWNYC TRI STATE EXEC Client Service "ream CHBG DE 4 • Enid GIO Paul S Barrett Portfolio Man• er Trust Advisor Investor Decision Maker JEFFREY E EPSTEIN DM ECI Identification Withholding Federal Status Domestic Certified Wrthhokling SSN/TIN Certification Date SSNITIN/EIN 1007.2013 Introduction & Wealth Introduction T r Existin! JFMor. an Client - Inside LOB Net Worth of 10.000.000 00 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY- 00062534 EFTA01582949