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efta-01583313DOJ Data Set 10Other

EFTA01583313

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DOJ Data Set 10
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efta-01583313
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Derivative and Foreign Exchange (FX) /Commodity Transactions Regulated by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") J.P.Morgan C. Derivatives Approval Level (not applicable for Exempt Transactions) Level 1: Covered Writing Level 2: Buying Options level 3: Spreads level 5: Uncovered Writing Level 6: Combinations/Straddles OTC Options 174 Pt 17 rt Please check all that apply: g Equity jr Emerging markets pT,Foreign exchange ',Tithed Income OVER ME COUNTER (OTC) OPTIONS INCLUDES TRADING Of INTEREST um SWAPS AND OtEDIT DEFAULT SWAPS FOREIGN EXCHANGE OPTIONS INCLUDES TRADING OF NON DELIVERABLE Pr AND COMMODITY FORWARDS, COMMODITY OPTIONS AND PRECrouS METALS D. Admowledgment By signing this Agreement, the diem acknowledges that: (1) he, she or It requested the derivatives approval level as indicated above and (2) the client shall promptly advise J.P. Morgan Securities LLC, In writing, of any material changes in his, he or Its financial droimstances and options investment objectives. E. Signatures (All nt owners aft fflgUlted Et fi r below) bg{(3 JEFFREY E. EPSTEIN 17 > (*Signature (Accountholder) Print Name Signature (Accountholder) Date Print Name Signature (Accountholder) Date Print Name Signature (Accountholder) Date Print Name J.P. Morgan Use Only Approvals: I have reviewed the client's suitability profile, Including: Investment objectives, Investment experience, and financial condition and agree that (a) the options level Indi ed above Is appropriate for the client, and (b) if the diet has elected to conduct Exempt Transactions and/or DerivajiwtS hey ar for the client. JPM RR Signatu Date 45.1.13_ JPM ROSFP Signature Date JPM S-ROSFP Signature Date , 77T/ (OTC Options Levels 5 & 6) ).P. Morgan Use Only Title SPN CAS 5 of 5 banker/Investor 6/13 1072 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062960 EFTA01583313

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