Case File
efta-01585367DOJ Data Set 10OtherEFTA01585367
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Unknown
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DOJ Data Set 10
Reference
efta-01585367
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1
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0
Integrity
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20 I.
Hon-
29 . 1- 2 -r-1
r•
"2. • atas too t3
Certificate for the Purchase of IPOs
of Equity Securities
(Individual/Joint/Non-Institutional Account Holders)
Customer Representation
J.P. Morgan
Paps 1 al 3
•
II the repenentaUens set forth in Vil• Cliftfrade ate true end seconder.
eelnplet• al lettiOns, sqn and return.
1944. fixerefrt-
J
Aorta It
Fes
- CP.71/17.
Ail a pnmendidee le eying renew Sue. einfrelty mini toes an WWII Wile Wilily CIROlf) alOpay alcuttetiOri
amount the
Fie sal Endue, RegUltsay snot (FRIBA) romans that you lien ire Mum a coneeate Indleallne SNOW or not your account(%) is dyable
piadiese shams cf new suns cm eceadance with FORA Ruin AM few 'Raw Issue Rule/ and B131 (the IPO *Vacation Ruh').
tr•treh: )
Ics
elan leo(
A. The full nofneu and bualneee affiliations of ell pertens having any beneficial Interest In the account are as follow%
Nome of Beneficial Owner*
Company Aratlalkine a
td Sell•Employed. List Occupation
Nature
at
buinsea
frcleht
•••
(fentrai .r7
fleeter
more agora S Melded please ate on method nom and check Nee
2
D. FINRA Rule 5130 Now Issues Certification
FINM Rule 5130 fornirtv NASD HS MIA (Cie Not !MA ROC). mcrsOfts
sale or any now too mares to any amount in veal •
reetrietad person notes a beree..r. :Merest, sfosS 001044.4 Pormiled and
1114 n-do
Each of the undersigned hereby tertian to J.P. Moen Seeterlskm U C l'JP Morgan') that no anon having a bentiffielal fl
ees* in Me
account(*) It
(1)
Aaooated *MI a FINRA member or oner Creloysdeater (I .e., any efts. director. general error, InSCOaleti iteribri a Other en 'ogee
Oe a member CC other Crenercleelor):
(n)
An agent of a FNMA manilas finn a any mem broltercoake (ah. , than a "mood Palm= b/Olter-008/0f) 041 P eni/oCmjm en
Immenent banking ram secuntas Memos:
A NOM who her aulnonly to buy or sell scarabs for
smogs and lean inSteuten, Moan°, COnFebY. ome4004^1 °nen%
nemmegfi odwficry firm or Mee col*Crye momernen account (rcludIne a badge fund. imminent ponnersmo evettmon, corP7Iltien.
Or blybillet 0:4006**t.,
it venni Ina: a monad prInfergy e the purchase antic= sale of sourhlµ).'
(Iv)
A person Wu Shia a brokendoryee
(v)
Apeman *he malodor vat Moire
the MSc Offenne or odor Pinson *Ring In a briubary eaPaelM bThe roanafitn; undo-Ante.
including. bet not knead to, IMOrneyS, oxourtonts rd trate
cenSANCO:
A member of Ina ',mast*
family' or eery such panel in the above sabre Sens nyeaVes mouta sepal from the ;anion cr eta
eke Infeenej suPpOrt to the person.
' fl
eeing .nwastnent isomer does not rclude a Y.Nly inastment .ennIF 0.• . 310001 **W the 4 00,1066WY owned SCSI by ammoettle
%TIM menten; tOr an nveStment dub (i.a.. a grow of Mena napes*
busts
OSSOCalte, su diners who pod the money le invest m rests
ce other zoc-4,1110$ &V ore OV.ec leurY rOSPOre tie for making invaimert fiat MICO0)
AM Wien ito.hro
rozwod In no Woo fn SchOdules A. 13 or C of d Fenn BD ei any person who *wetly v wickedly Owns 10% a mend a
pulite memory =many krloU. Cr recy..aed lo to lead el Schedule A of a Form BD. or any person Ma throaty ymdrocly owns 25%er mete of a
reperfry company :sets or mowed to twisted in Schedule B of a Ran BO
Pa papooses or Section B, Me lets "MM00101e lenly" :aid
ee parents, melhewisiew or IttecenernY, nusband w weld. bother a fl ier. brother.
int*
Of Sigler- Maw. ;birdmen or any reams° or ores moon vas m supported Meets or mdinsaly to a materiel Went by the mentor, Parkel
tieleOciatos with the member Cr Other person in me above mu:pones.
March 2051
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-00065329
EFTA01585367
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