EFTA01656517

FinCEN I Financial Crimes Enforcement Network United States Depzunent °lute Treasury BSAR Transcript BSA: 31 0001 503591 84 and DCN: Filing Information Type of Report Continuing Activity Report Correct/Amend Report Filing Date 07/11/2019 Received Date 07/11/2019 Entry Date 07/12/2019 Amended Yes - Prior BSA ID: 31000110544793 Submission Method Electronic batch filing Subject Information Subject 1 of 2 Epstein Role Subject Subject Type Payee/Receiver Individual/Organization Individual Last(or Entity) Name Epstein First Name Jeffrey Gender Type Male Date of Birth SSN/ITIN Form(s) of Identification Identification Type Driver's license/State ID Identification Number Issuing State Code VI Issuing State Virgin Islands, U.S. Issuing Country Code VI Address(es) Address Type Subject permanent/mailing address Street Address 6100 Red Hook Quarter; B3 6100 RED HOOK QUARTER; B3 - Enhanced City Saint Thomas SAINT THOMAS - Enhanced State VI VI - Enhanced ZIP Code 008021348 00802-1348 - Enhanced Country VI US - Enhanced Corroborative Statement to Filer No Relationship to Reporting Institution TIN1 134941247 Page 1 The enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (the 65.4) and U.S. Department of the Treasury reguLstions implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treated accadingly. The information may be used only for a purpose con ustent with a crrnmat. tax. or regulatory rive:Jig:Ilion or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclucren analysis, to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports feed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paastle criminal activity. akin to ccolldenhal informant tips. Unauthorized release of information collected wider the BSA may recult in criminai or civil sanclicnr.. V816960910001E:VS8 EFTA01656517 FinCEN I Financial Crimes Enforcement Network Wad Stan Depannunt lane Ttaauty BSAR Transcript BSA: 31 0001 503591 84 and DCN: Subject Information Institution(s) Relationship of Subject Customer. Yes Affected Account(s) Account Number 35269691 Closed Yes Financial Institution TIN 134941247 Subject 2 of 2 Inclyke Role Subject Subject Type Payee/Receiver Individual/Organization Individual Last(or Entity) Name Indyke First Name Darren Middle Name K Alternate Name(s) Alternate Name Darren K. Indyke PLLC (d/b/a) Gender Type Male Date of Birth SSN/ITIN Form(s) of Identification Identification 1 of 2 Identification Type Driver's license/State ID Identification Number Issuing State Code NJ Issuing State New Jersey Issuing Country Code US Identification 2 of 2 Identification Identification Type Other Number Other Text The Lawfirm's TIN Issuing Country Code US Address(es) Address 1 of 2 Address Type Subject permanent/mailing address Street Address City State ZIP Code Country US Page 2 The enclosed mformaticm was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury reguLstions implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingly. The information may be used only for a purpose con ustent with acrmna tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis, to protect against mtemational terrorism. See 31 U.S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pas stle criminal activity. akin to ccofidentml informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. 48166£0910001£ VS9 EFTA01656518 FinCEN I Financial Crimes Enforcement Network United Sties Dtpattntent tithe Tie:busy BSAR Transcript BSA: 31 0001 503591 84 and DCN: Subject Information US - Enhanced Address 2 of 2 Address Type Su ect • rmanent/mailin • address Street Address I city I State I ZIP Code Country US US Enhanced NAICS Code 5411 NAICS Code Text Legal Services Occupation/Type of Business Attorney Corroborative Statement to Filer No Relationship to Reporting Institution(s) 1 of 2 Institution TIN 134941247 Relationship of Subject Customer. Yes 2 of 2 Institution TIN 134941247 Relationship of Subject Other. Yes agent of customer Affected Account(s) Account 1 of 2 Account Number Financial Institution TIN 134941247 Account 2 of 2 Account Number Closed Yes Financial Institution TIN 134941247 Suspicious Activity Information Amount Involved $15,000 Cumulative Amount $38,000 Date or Date Range of Activity 06/21/2017 - 06/23/2017 Structuring Other ongoing structuring concern Page 3 The enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive ti nature and is to be treats accadingly The information may be used only fa a purpose consistent with acr.-mat. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterutelligence activities. incluckig analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Crones Enforcement Network or he authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal actmty. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :wens:. 481696091000LE.VSO EFTA01656519 FinCEN I Financial Crimes Enforcement Network United Seam Department of the Ticbuty BSAR Transcript BSA: 31 0001 503591 84 and DCN: Suspicious Activity Information Financial instrument or Personal/Business check payment mechanism Activity Location Financi. Institution • . • if No Branch Activity Involved Yes Type of Financial Institution Depository institution Primary Regulator Federal Reserve RSSD Number 214807 Legal Name Deutsche Bank Trust Company Americas EIN 134941247 Address Address Type Address where transaction occurred Street Address 60 Wall street 60 WALL ST - Enhanced City New York NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10005 10005-2836 - Enhanced Country US US - Enhanced Internal Control File Number 00000585649 Filer Information Primary Regulator Federal Reserve Filer Name Deutsche Bank Trust Company Americas EIN 134941247 Address Address Type Reporting party address Street Address 60 Wall street 60 WALL ST - Enhanced City New York NEW YORK - Enhanced State NY NY - Enhanced ZIP Code 10005 10005-2836 - Enhanced Country US Page 4 The enclosed mformation was collected and disseminated under provision: of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury reguLations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive in nature and is to be treats accadingty. The information may be used only fa a purpose consistent with acriminS, tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Cranes Enforcement Netwakor he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passiale criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminal or civil :webs:. 48165£0910001£ VS9 EFTA01656520 FinCEN I Financial Crimes Enforcement Network United Sows Depas (malt of the Treasury BSAR Transcript BSA: 31000150359184 and DCN: Filer Information uS - Enhanced Type of Financial Institution Depository institution RSSD Number 214807 Internal control/file number 00000585649 Contact for Assistance Full Name Peggy McGarvey Phone Number (212) 250-2464 Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative Amended Case Internal Reference Number 585649 Deutsche Bank Trust Company Americas in filing this amended SAR to include Jeffrey Epstein, the source of wealth of the affected account, as an additional subject. This SAR was originally filed on 08/17/2017, and was assigned BSA ID #31000110544793. The original SAR supplemented previous SARs filed on 09/07/2016 (BSA ID # 31000092290333) and 06/02/2017 (BSA ID #31000106384765) for which amendments are being concurrently filed, for the same reason. Additionally, the subject profile for Darren K. Indyke was updated to reflect his relationship to the affected account number as agent of client, and the cumulative amount is noted. Aside from these changes discussed above, the remainder of the SAR and the narrative below appear as they did at the time of the original filing. Internal File Reference Number. SP 2641, Analyst - WJH Deutsche Bank Trust Company Americas (-DBICA-) is filing this SAR to report ongoing check cashing activities of a Deutsche Bank Wealth Management ("WM") client which appear to have been structured in order to circumvent Currency Transaction Reporting ("CTR") reporting requirements. This SAR supplements previous SARs filed on 09/07/2016 and 06/02/2017 concerning Darren K. Indyke (*Indyke"), who is the Page 5 The enclosed efotmaticn was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The efotmation is sensitive a nature and is to be treated accordingly. The information may be used only la a purpose con ustent with a crime* tax. or regulatory evestigation or proceeding. or in the conduct of etelligence or counteretelligence activities. inclueng analysis. to protect against eternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Feancial Crates Enforcement Netwarkor his authorized delegate Suspicious activity reports Ned under the BSA must be treated with particular care given that they contain unsubstantiated allegations of passible criminal activity. akin to ccerulenbal informant tips- Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. ti 1.69609 1.000 LC :VS9 EFTA01656521 FinCEN Financial Crimes Enforcement Network Unitai Se, Daps (wait A the itcbuty BSAR Transcript BSA: 31000150359184 and DCN: Narrative same party involved in the transactions described below. This current SAR contains transactions which were not reported in the previously-filed SAR. Indyke is an attorney practicing law in the State of New York. Indyke maintains a WM business checking account as follows: Account Number: Dpen Date: 11/1/2013, registered as Darren K. Indyke PLLC, 575 Lexington Ave, 4th Flr, New York, NY 10022. Indyke is the sole member and owner of the law firm. Indyke's personal residence is on record as WM account records indicate that Jeffrey Epstein ("Epstein") of 6100 Red Hook Quarter B3, St. Thomas, US VI 00802, has appointed Indyke to act as agent for him. Epstein maintains a WM checking account as follows: Account Number: 35269691, Open Date: 03/08/2016, registered as Jeffrey Epstein, 6100 Red Hook Qtr, B3, Saint Thomas, United States Virgin Islands 00802-1348. On a monthly basis, Indyke has routinely cashed a $7,500 check drawn on Epstein's WM account at the WM private bank branch located at 345 Park Avenue, New York, NY. Occasionally, Indyke also withdraws funds from his own accounts at the same time. DBTCA has previously filed CTRs on the cash withdrawal activities of Indyke exceeding $10,000 on 05/28/2014 02/16/2016, and 12/21/2016. Suspicious Activity: According to a WM bank teller from 345 Park Avenue the following events transpired: 1) On 06/21/2017, Indyke cashed Check number 1055, dated 06/20/2017, made payable to cash and drawn on Indyke's WM attorney business checking account in the amount of $7,500. 2) On 06/22/2017, Indyke, in his capacity as agent for Epstein, arranged to withdraw 6,600 Euros in a foreign currency exchange Page 6 The enclosed eformation was colected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFRChapter X. The eformation is sensitive it nature and is to be treated accordingly. The information may be used only for a purpose consistent with a crams{ tax. or regulatory evestigation 04 proceeding. Of in the conduct of etelligence a counteretelligence activitesoncludeg analysis. to protect against eternabonal terrorism. See 31 US.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without pith approval of the Director of Feancial Crates Enforcement Netwoekor Ins authorized delegate Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated allegations of possible criminal activity. akin to conklenbal informant tips- Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. P81.656091000 LC :VSEI EFTA01656522 FinCEN I Financial Crimes Enforcement Network United SOICS Deriartmoit ol the Treasury \ t:1 `7./ BSAR Transcript BSA: 31000150359184 and DCN: Narrative transaction that was completed using Epstein's WM checking account. Indyke explained the reason for this transaction was to have cash on hand for his client's vacation in the upcoming week. 3) On 06/23/2017, Indyke cashed Check number 1125, dated 04/25/2017, made payable to cash and drawn on Epstein's WM checking account in the amount of S7,500.00. In connection with the activities detailed in the previous SARs filed, Indyke made inquiry with branch personnel on more than one occasion regarding the regulatory reporting requirements associated with his intended check withdrawal activities. When advised that a CTR would be required, Indyke altered his transaction pattern, presumably to avoid CTR filing requirements. The current activity appears to be a continuation of Indyke structuring of his cash withdrawal activities in order to avoid the CTR requirement. On 07/25/2017, members of the WM AFC Team and the Relationship Manager of Indyke's accounts had a telephone conference call with Indyke to discuss the their concerns with the activity described above and in the prior SARs. Indyke was informed that his pattern of cashing checks gives the appearance of structuring to avoid CTR Reporting. WM AFC explained the concept of structuring to the client. WM AFC made it clear that they were not mandating that he change the manner in which he chooses to conduct his business or how he should cash his checks, but the pattern of check cashing activity was problematic for both him and DBTCA. Indyke stated that he frequently requires cash for his business as well as for Mr. Epstein's household expenses, and did not realize that he was cashing checks in any particular concerning pattern. Moreover, Indyke stated that it was not his intention to structure any of the activity described above. Page 7 The enclosed eformation was colected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regulations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The eformation is sensitive al nature and is to be treated accmdingly. The information may be used only for a purpose conustent with a crimes{ tax. or regulatory evestigation 04 proceeding. Of in the conduct of etelligence Of counteretelligence activitiesoncludeg analysis. to protect against eternalional terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. dixiosed. or transmitted without Ow approval of the Director of Feancial Cranes Enforcement Netwarkor his authorized delegate Suspicious activity reports fled under the BSA must be treated with particular care given that they contain unsubstantiated alkgabons of passable criminal activity. akin to ccoklenlial informant tips- Unauthorized release of information collected under the BSA may result in criminal or civil sanctions. P81.656091000 LC :VSEI EFTA01656523