Case File
efta-02031323DOJ Data Set 10OtherEFTA02031323
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-02031323
Pages
2
Persons
0
Integrity
Extracted Text (OCR)
Text extracted via OCR from the original document. May contain errors from the scanning process.
To:
[email protected]@gmail.com];
Cc:
[email protected]@gmail.com]
From:
Peggy Siegal
Sent:
Tue 4/3/2012 6:06:06 PM
Subject: Re: good am
Nancy: what is best number to reach you on. Peggy
From: Rubin, Nancy (Roseland)
Sent: Tuesday, April 03, 2012
To: Peggy Siegal
Subject: good am
Hi Peggy, it's been quite awhile ...hope you're well....i took a good look at your 2 accounts and there are
a few things I would like to change in your individual account due to downgrades , the IRA is fine....
If you would like to call..
Nancy Rubin
Vice President/Investments
Stifel, Nicolaus & Co.
Roseland, NJ 07068
NI electronic messages sent and received by Stifel Nicolaus
Associates are subject to review by Stifel Nicelaus. Stifel Nicolaus
may retain and reproduce electronic messages for state. federal, or
other regulatory agencies as required by applicable law.
IMPORTANT: Please do not use e-mail to request or authorize the
purchase or sale of any security or commodity, send fund transfer
instructions, or otherwise conduct any securities transactions. Any
requests, orders, Instructions, or time-sensitive messages sent by
e-mail cannot be accepted or processed by Stifel Nicolaus. The
accuracy of any information sent by Stifel Nicolaus through e-mail
cannot be warranted or guaranteed by Stifel Nicolaus or its affiliates.
Stifel. Nicolaus & Company. Incorporated
Member NYSE & SIPC
Headquarters:
St. Louis, MO 63102
EFTA_R1_00541403
EFTA02031323
Stifel NicoIaus Canada Inc.
Member IIROC 8 CIPF
Headquarters:
21st Floor. Toronto. ON M5K 1B7
EFTA_R1_00541404
EFTA02031324
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