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Cerebral Cortex Advance Access published May 14, 2009
The Truth about Lying: Inhibition of the
Anterior Prefrontal Cortex Improves
Deceptive Behavior
Recent neuroimaging studies have indicated a predominant role of
the anterior prefrontal cortex (aPFC) in deception and moral
cognition. yet the functional contribution of the aPFC to deceptive
behavior remains unknown. We hypothesized that modulating the
excitability of the aPFC by transcranial direct current stimulation
(tDCS) could reveal its functional contribution in generating deceitful
responses. Forty-four healthy volunteers participated in a thief role-
play in which they were supposed to steal money and then to attend
an interrogation with the Guilty Knowledge Test. During the
interrogation, participants received cathodal, anode], or sham tOCS.
Remarkably, inhibition of the aPFC by cathodal tOCS did not lead to
an impairment of deceptive behavior but rather to a significant
improvement. This effect manifested in faster reaction times in
telling lies, but not in telling the truth, a decrease in sympathetic
skin-conductance response and feelings of guilt while deceiving the
interrogator and a significantly higher lying quotient reflecting skillful
lying. Increasing the excitability of the aPFC by anode] tDCS did not
affect deceptive behavior, confirming the specificity of the
stimulation polarity. These findings give causal support to recent
correlative data obtained by functional magnetic resonance imaging
studies indicating a pivotal role of the aPFC in deception.
Keywords: frontal cortex• lie detection, moral cogrXtion, neutoethics.
conductance response (SCR), transcranial direct current stimulation 000S,
Introduction
Deception is a complex cognitive act, with crucial legal, moral,
and social implications. Functional magnetic resonance imaging
(fMRI) studies on neural correlates of deception have shown
that the prefrontal cortex and the anterior cingulate cortex
(ACC) were more strongly activated during lying than during
telling the truth (Lee et al. 2002; Ganis et aL 2003). Recent
knowledge about characteristic brain activation sites during
deception enabled to recognize false statements with a pre-
cision between 88% and 99% (Davatzikos et al. 2(05). Canis
et al. (2003) demonstrated that the anterior prefrontal cortices
(aPFCs; BA 9/10) were engaged during general deception, but
that the right aPFC was more involved in lies that were well
rehearsed and were part of a coherent story than in
spontaneous. noncoherent tics, whereas the ACC was more
active during spontaneous generation of nonmemorized lies. In
a recent positron emission tomography (PET) study, Abe et al.
(2007) differentiated between the process of generating
untruthful responses and the social intention to deceive an
interrogator. The main effect of generating untruthful
responses revealed increased brain activity of the left dorsolat•
Ahmed A. Karim", Markus Schneider", Martin Lotze".
Ralf Veit', Paul Sauseng", Christoph Braun' and
Niels Birbaumer"
'Institute of Medical Psychology and Behavioral Neurobiology.
University of Tuebingen, 72074 Tuebingen, Germany,
zInternational Max Planck Research School of Neural and
Behavioral Sciences. 72074 TObingcn, Germany, "Department
of Functional Imaging, Center for Diagnostic Radiology and
Neuroradiology. University of Greifswald, 17489 Greifswald,
Germany. "Department of Physiological Psychology, University
of Salzburg. 5020 Salzburg, Austria and sOspedale San Camillo.
IRCCS. Istituto di Ricovero c Cura a Carattcrc Scicntifico,
30126 Venezia, Italy
scat prefrontal cortex (DLPFC; BA 8) and the right aPFC.
whereas the left ventromedial PFC (BA I 1) and Antygdala were
associated with the process of deceiving the interrogator.
Funher analysis revealed that only the right aPFC was associated
with both factors of deception, indicating that this region has
a pivotal role in telling lies. Although these findings are quite
remarkable, these ncumimaging studies have at least 3 short-
comings. Firm, a general problem of neuroimaging techniques
like IMItl or PET is that they allow only correlative statements
about the brain regions involved in a specific behavior (here
deception). Causal relevance can be demonstrated with other
methods allowing transient inhibition of conical excitability
such as transcranial magnetic stimulation (TMS) (Karim et at
2003; Amedi et at 200t; Karim, Schuler. et at 2004 Knoch et at
2006) or transcranial direct current stimulation (tDCS) (Nitsche
and Paulus 2000, 2001; Nitsche. Schauenberg, et at 2003; Knoch
et al. 2008; Priori et al. 2008). Second, the functional
contrthution of the PIC to deception remains elusive. If, for
instance, increased activation of the aPFC reflects cognitive
processes involved in withholding the truth, suppression of this
region should impair deceptive behavior. However, if increased
activation of the aPFC: rather reflects a moral conflict involved in
deceiving the counterpart, then suppressing this area should
have exactly the opposite effect and 'improve deceptive
behavior through behasioral disinhibitlon. Neuroimaging studies
on psychopaths, classified as pathological liars, have demon-
strated that they have significantly less gray matter in the PFC
(Yang et aL 2005) and that they do not show moral dilemma like
healthy subjects (Anderson et at 1999). Thirdly. in previous IMRE
studies, participants were instructed when to lie and when to
say the truth. However, in cognitive processing, there is a crucial
difference between a person who decides himself/herself
whether to lie or to say the truth, and a person who merely
follows the instruction of the investigator to lie for a predefined
time in the MIRI scanner and then to say the truth in order to
contrast the 2 conditions.
The aim of this study was therefore I) to realize an
experimental setup, in which participants should decide
themselves, which questions they would answer truthfully
and which ones with a lie and 2) to investigate the causal
contribution of the aPFC in deceptive behavior by modulating
the excitability of this brain region through tDCS. Three
experiments were conducted to test the specificity of the
transcranial stimulation effect.
In the first experiment, 22 healthy subjects participated in
a mock crime, in which they were supposed to steal money and
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then to attend an interrogation with a modified version of the
Guilty Knowledge Test (GKT). In addition to verbal response
(truth vs. lie) reaction time (RT). skin-conductance response
(SCR) and feelings of guilt while deceiving the interrogator
were assessed In a double-blind repeated-measures design,
subjects received cathodal or sham tDCS of their aPFC during
the interrogation of the mock crime. Furthermore, in order to
measure skillful lying. we developed a ratio called "lying
quotient (LQ) relating the frequency of lies to critical
questions with the frequency of lies to uncritical questions.
Skillful lying meant that a person intending to appear innocent
should not simply lie on all questions, because this behavior
would appear rather suspicious. Instead, as in a real criminal
interrogation, the suspects had to decide themselves which
questions they would answer truthfully and which ones with
a lie. Accordingly, a subject achieved a relatively high LQ if he/
she answered all "critical items" (whose correct answer only
the interrogator and the thief knew, e.g., the true color of the
wallet) with a lie, but all "uncritical items" truthfully. To
increase motivation for deceptive hehavior, participants were
told that they were allowed to keep the stolen money in case
they could convince the interrogator that they were not guilty.
To test the specificity of the applied stimulation polarity and
stimulation site, we conducted a second experiment with 22
healthy volunteers in which the stimulation polarity was
reversed. For "anodal" tDCS of the aPFC, the anodal electrode
was placed over FP2 (international EEG 10/20 system). and the
cathodal electrode was placed over PO3 (left parieto-occipital
cortex) as a control area. In randomized order, anodal or sham
tDCS of the alit was applied during the interrogation
Further 20 healthy subjects participated in a third experi-
ment, in which the Stroup test (Stroup 1935) was used as
a 'contml task' In experiments I and 2. subjects intending to
deceive the interrogator had to inhibit the truth as a prepotent
response and give instead a deceitful answer. The Stroop task is
a widely used index of executive control (MacLeod 1991; Swick
and Jovanovic 2002) that tests the ability to inhibit a prepotent
response but does not include deceiving the counterpart.
Materials and Methods
Subjects
For experiments 1-3. there were 22, 22. and 20 participants,
respectively (I3, 9, and 10 men). The mean age
standard deviation
was 25.6
4.9. 24.8
3.9 and 26.0
4.0. Each subject participated in
only I of the 3 experiments. All subjects were right handed according
to the Edinburgh Ilandedness Inventory (Oldfickl 1971). The study was
approved by the ethics committee of the Medical Faculty of the
University of TUbingen. Subjects were excluded if information from
a standardized medical questionnaire suggested prior neurological.
psychiatric, or cardiovascular diseases or consumption of centrally
acting medication. Parts of these data were previously presented at the
49th Annual Meeting of the Society of Psychophysiological Research in
Vancouver, Canada (Karim, Louie. et al. 2006).
Experimental Des(gn
Experiments I and 2 consisted of a thief role-play, in which money (X)
Eums) was stolen and a subsequent interrogation, in which the suspects
were asked questions about the course of the mock crime according to
the GKT paradigm. The GKT (Lykken 1959, 1960) utilizes a series of
multiple-choke questions. each having I true alternative and several
false alternatives. chosen so that an Innocent suspect would not be able
to discriminate them from the relevant alternative (e.g. 'the color of the
stolen wallet was: red? black? brown? blue? gray?'). Thus. if the subject's
physiological responses to the relevant alternative are consistently larger
than the COMM! alternatives. knowledge about the crime is Inferred (for
a meta-amlysis on the validity of the GKT see Ben-Shakar and Ebad
2003). fi le role-play was organized as Mows: TWo subjects were asked
to pick I of 2 chits of paper from a cup. The subjects were told that on I
chit was written 'thief and on the other one "innocent attendee: The
subjects were asked to memorize their roles but not to tell the instructor
which role they had chosen. After the roles were assigned by drawing
lots, the subjects were told to go to an office and wait there for 20 min
until the interrogation. This office consisted of a main room and an
adjoining room. Both rooms were shown to the subjects before assigning
the roles, and they were told that the innocent attendee should wait
during the mock crime in the main room, while the thief should go to
the adjoining room and search there for money with the intention to
steal it. Money could he placed at several locations. Therefiire, the thief
should not only search for the money thoroughly hut also as quickly as
passible. The subjects were further told that after the money has been
stolen, both subjects will be suspected to be the thief Each of them will
attend independently of each other 2 interrogations with an investigator
who will play the role of a police inspector. In the interrogation. the
subjects will be asked questions, which they should answer as quickly as
passible with a "yes- or a no, Additionally. the SCR and the RT will be
recorded. The subjects were also told that during each of the 2
interrogations. they will receive different types of tDCS. The true 'thief
should lie in such a skifilid manner that the interrogator would believe
he/she is innocent. Skillful lying meant that a person intending to appear
innocent should not simply lie on all questions. because this behavior
would appear rather suspicious. Instead, as in a real criminal in-
terrogation. the suspects had to decide themselves which questions they
would answer truthfully and which ones with a lie. To enhance the
motivation of the subjects to identify themselves with their role and to
make the role-play as realistic as possible, subjects were told that they
were allowed to keep the stolen money in case they could convince the
interrogator that they were not guilty. However, in reality, I of the 2
subjects was a collatorator of the experiment, a fax unknown to the
subject and on both pieces of paper 'thief was written. hut the
collaborator knew that he had to play the role 'innocent attendee: The
goal of the investigation was to elucidate, if the subjects would show
during cathodal ft-mut-AMA DC stimulation of the aPFC different
deceptive behavior titan during anodal or sham stimulation
Transcrankd DC Stimulation
Trx:s involves continuous administration of weak currents of --t mA
through a pair of surface electrodes attached to the scalp (blitsche and
Paulus 2000). Previous studies have demonstrated that cerebral
excitability was diminished by cathodal stimulation, which hyper•
polarizes neurons (Terzuolo and Bullock 1956: Creutzfeldt et al. 1962:
Bindmann et al. 1964: Cianside 1968). Bindmann et al. (1964) have
shown that cathodal stimulation in animals can reduce or completely
inhibit spontaneous firing of conical cells. In humans, it has been
shown that cathodal stimulation can decrease the excitability of the
motor (Nitsche and Paulus 2000; Liebetanz et al. 2002; Nitschc, Nitsche
et al 2003), visual (Antal et al. 20)1. 2004) and somatosensory convex
(Dlcckh&cr et al. 2(06).
In the first experiment, the cathodal electrode was placed over FP2
and the anodal electrode over PO3 according to the international 10.20
EEG system (Fig. la). TICS polarity refers to the right fmntopolar
electrode. PO3 was chosen as a reference for 2 reasons: First. to
maximize the distance between the cathodal and the modal electrode.
because current density calculations have shown that increasing the
distance between the electrodes decreases the current shunted through
the scalp and Increases the current density in depth (Rockstmh et al.
1989 Miranda et at 2006) and second, because previous neumintaging
studies did not show that the porktooccipit al cortex (RA 39)K involved
in deception (for a review. see Karim et al 2009). A constant current
flow of I mA was applied through wet sponge electrodes (4 x 6 cm). and
continuous tIDCS was delivered by a battery driven, constant current
stimulator (Schneider Electronic. Gleichen, Germany) for 13 min. The
interrogation started 3 min after onset of the stimulation and lasted for
8-It) min. so that tlX3 was applied through the whole interrogation but
had 3 min forerun to reach maximum effects (Nitsehe and Pat: 2000)
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a
Cathodal IDCS of the aPFC
25
Ls'. 5-
0
Lying quotient (LC)
CatfiodS
Sham
Figure 1. Panel A ilustrates the technique used for transuanial DC simulation. Wea drect current II mA) was applied between 2 large (24 cm). wet sponge electrodes
placed over FP2 and P03 according to the iiternational 10-20 EEG system. TOGS polarity refers to the fronto.polar electrode. Panel 8 depicts the effect of cathodal WPCS on skilful
ling measured by the 10. Etrot bars denote standard snot of the mean ISEM). *P < 0.05.
The current was always ramped tip or down over the first and Leg 5 s of
stimulation, respectively. During OW'S. voltages of more than approxi-
mately 10 V can induce a mild tingling sensation in the skin under the
scalp electrodes whereas t [XS at lower voltages is usually not associated
with sensory stimulation even in experienced subjects (Hummel et at
2005). Skin resistance gradually declines after the first few seconds of
current application. In consequence. the voltage needed to hold
constant current decreases and becomes subthreshold for evoking
peripheral sensations. For slum tDC.S, placement of the electrodes.
current intensity and ramp time was identical to real tDCS: however, the
stimulation lasted only for 30 s. The rationale behind this sham
procedure was to mimic the transient skin sensation at the beginning
of real tOCS without producing any conditioning effects on the brain
(Skiver et al 2004: Hummel et at 2005). This method of slum
stimulation has been shown to he reliable (Candiga et al. 2006). The
interrogator and the subjects were blind to the intervention (toes or
slum), which was applied by a separate investigator.
In the second experiment, the stimulation polarity was reversed
meaning that the anodal electrode was placed over F112 and the
cathodal electrode OW! P03 according to the international 10-20 EEG
system. Current intensity, ramp time. and duration of stimulation were
identical to the firm experiment.
In the third experiment, the stimulation parameters and stimulation
site were identical to the first experiment. The order of real and sham
INS was balanced in the 3 experiments.
Measurement of the LQ
In order to measure skillful lying, we developed a ratio called lying
quotient (l.Q):
LQ•[(40t
IVITA-em)
l°11
(I)
where No, = Frequency of lies on critical questions.
= Total
number of critical questions. No,,,„" • Frequency of lies on uncritical
questions, and
= Total number of uncritical questions.
Skillful lying meant that a person intending to appear innocent
should not simply lie on all questions, because this behavior would
appear rather suspicious. Instead. as in a real criminal interrogation. thc
suspects had to decide themselves which questions they would answer
truthfully and which ones with a lie.
In the interrogation. a modified version of the GKT was applied
consisting of 10 critical and 7 uncritical questions, each with 4 choices.
An uncritical question was a question. whose answer would be known
even by an innocent attendee. who has been in the room but did not
steal the money (e.g.. .0n the chair in the small room there was
a jacket. Was the color of the jacket: green? blue? black? brown?-). In
contrast. a critical question was a question. whose answer would he
known only by the thief (e.g., in the pocket of the jacket there w
wallet. Was the color of the wallet: green? blue? black? browny).
According to formula (I). the IQ can range from -100 to +100. A
most skillful liar would have a maximum LQ of 100, if he/she lies on all
critical questions. but answers all uncritical questions truthfully.
Subjects who decide simply to lie on all questions independently of
their relevance to the criminal act will have an LQ of O. A quite odd
behavior would be. if a subject answers all critical questions truthfully
hut lies on all uncritical questions. In such a case, that subject would
get an LQ of -100. Besides having a direct measure for skillful lying, an
important advantage of the I.Q Is that it enables us to control for the
subjects bias strategies or predisposition to answer almost all questions
in an interrogation with a lie or truthfully independently of the fact. if
they are critical or not. A subject who deckles to lie on all questions
would not admit knowing any critical information. but still would
appear dishonest. because he/she denies knowing information, which
he/she should know even as an innocent attendee. In contrast to this
strategy. another subject might prefer to answer almost all questions
truthfully. Such a subject would appear very honest; however, he/she
would increase the passibility to he detected as the thief, because he/
she would admit knowing a lot of informations which only the
delinquent could have known.
Measurement q/ the RT
RT was defined as the time between the end of the question and the
onset of the answer. Note that the relevant information in the question
was always in the last word (e.g- the mkt of the wallet was 'green.' The
color of the wallet was law: etc.). Subjects answered the questions
verbally with a yes or a no. During the interrogation, the investigator and
the subjects were wearing headphones with microphones, and the
whole interrogation was recorded with Cool Edit Pro (Syntrillium
Software Corp.. Phoenix, United States). Acoustic information wa
digitalized at a 16-bit resolution and a sampling rate of 22 kHz. To
determine the acoustic onset of the verbal response, an amplitude filter
was used that removed all acoustic signals with an amplitude of less than
7.5% of the maximum sound levet The correctness of detecting the
min of each verbal response was checked off-line by making use of the
phyhack function of the program.
Measurement °flat
SCRs were recorded at 16-Hz sampling rate with a commercial
ambulatory device (Varioport. Becker Meditec. Karlsruhe. Germany)
using standard Ag/AgCl electrodes filled with unibase electrolyte
affixed to the left hand. Data were processed off-line in a Matlab
environment (Matlab 63. The Mathworks Inc., Natick. .MA). Skin.
conductance data were smoothed with a I s Gaussian kernel. The
amplitude of SCR was determined as the largest change in conductance
between I and 5 s after task onset, relative to the preceding smallest
value in the interval. For statistical analysis, SCRs were log transformed
(log(M:R + 1)).
Measurement of tbe Feelings of Guilt white Decent* the
Interrogator
At the end of each interrogation. the subjects were asked to rate their
feelings of guilt that they might have experienced while deceiving the
cathni cartex Pap 3 or 9
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interrogator on a scale from 0 (no feelings of guilt) to 5 (maximum
feelings of guilt).
Stroop Task
To test the possible effect of cathodal tDCS on executive prefrontal
functkm (i.e.. the ability to inhibit a prepotern response), participants
performed the Snoop task during sham and cathodal tDCS of the aPFC.
respectively. The task was conducted with a color-coxed 4-button
keyboard. Participants were presented with color wonts printed in
colored Ink and asked to name the color of the ink as quickly as possible.
Color words printed in an incongruent color (i.e., "red- printed in Noe
Ink) produces slower RT known as Swoop interference (Swoop 1935).
Ibe task consisted of 66 practice trials to minimize the emw rate.
followed by 66 experimental trials (33 congruent and 33 fiwontntwm in
randomized order). The stimulus words were: "red; "green; *bluer and
-yellow: Color names appeared on the screen in I of the 4 colons
Preceding each trial, a fixation cross was shown Inc 2s. The trial interval
was constant with a duration of 2 s. After the participants resistive, the
screen became black fox• the n-st of tlw trial interval.
Results
Experiment 1
Interestingly, if only the number of lies was compared between
cathodal and sham tlX:S. no significant difference was found
between the 2 conditions (1 = 1.768, P = 0.092). However,
concerning the I.Q. subjects achieved in the stimulation
condition a significantly higher LQ than in the sham condition
(f = 2.254, P = 0.035), meaning that the answers given in the
interrogation during cathodal tIXS were less likely to reveal
their guilt, than the answers given during slum stimulation
(HS-
A repeated-measures analyses of variance (ANOVAjtm) with
Stimulation Camditiono.shoda locs,,sum ion) and Rtsponsew.„,h,
jk) as within-subject factors and Reaction Time as dependent
variable revealed no significant main effects (for Stimulation
Condition: Fj,2;
2.198, P= 0.153; for Response: Fla' . 1.156.
P= 0.294) but a significant interaction between the 2 factors
(FL,s; = 7.037, P 0.020; Fig. 2€0. Posthoc I tests showed that
during sham tDCS. the RT for lying was significantly longer than
for truthful responding
= 2.568. P= 0.018). However, during
cathodal tDCS, the RT was significantly shorter for telling lies Os
2.447, P= 0.02) but no for telling the truth (t= 0.611, P= 0.548).
To analyze the effect of cathodal tDCS on sympathetic MS, an
ANOVARsj with Stimulation conditionkaihnaa tin:opium ft/CV
and Responsew.,,,k,sO as within-subject factors was conducted.
Again, no significant main effects were found (for Stimulation
Condition: F,.2, = 1.908, P= 0.191; for Response: Fuj = 3.216,
P = 0.096) hut a significant interaction between the 2 factors
(Ful
6.287, P.
Posthoc ttest revealed that in the sham
condition, the SCR for lying was significantly higher than for
saying the truth (I . 3.029. P
0.008). However, in the
stimulation condition, this difference in SCR between lies and
truthful responses disappeared (I= 0.626, P= 0.539; Fig. 2b).
To further investigate the effect of cathodal tDCS of the
aPFC, on the subjective experience of guilt, subjects were
asked at the end of the interrogation to rate their feelings of
guilt, which they might have experienced during the in-
terrogation, on a scale from 0 (no feelings of guilt) to 5
(maximum feelings of guilt). Wilcoxon signed-rank test
revealed that cathodal tIX'S of the aPR: led to significantly
lower feelings of guilt than in the sham condition (r. -1.986,
P
0.047; Fig. 2c). Moreover, a Kendall•s tau correlation
a
900
aco
EE
tc
tc
b
700
603
503
Reaction time
—O- Sham
—6— Cathodal
Thith
tie
Skin conductance response
7,4
o 1.2
a
1
6 oti
ns
9). 0,6
0,2
0
Troth
W
Truth
FeeIn(0 of guilt
Cl
S
4
3
2
1
0
0 Shall)
■ Cath0dat
Feelings of guilt
Sham
Cathodal
Figaro 2. Hens of cathodal uansaanial DC stimulation of the arrC on RI (a).
smoothen SCR lei. and on feehigs of guilt (C) Mien subjects tell lies n an
intenogation of a mock crime. Eria ham denote SEM. 'P < 0.05
analyses revealed a significantly negative correlation between
the change of feelings of guilt (cathodal condition minus sham
condition) and the change of the LQ (t = -0.386, P= 0.023),
indicating that the less feelings of guilt subjects perceived, the
better could they deceive during the interrogation.
Experiment 2
In order to exclude the possibility that the observed effects
were only due to nonspecific effects of the electrical
stimulation and not specific to the inhibition of the aPR: by
"cathodal" DC stimulation, we conducted a second experiment
in which the experimental design was identical to the first
experiment but the stimulation polarity was reversed. In
contrast to the first experiment, anodal ti)CS of the aPFC did
not lead to a significant change of the LQ
0.51. Ps 0.61%
Fig. 3).
An ANOVA" with Stimulation ConditiOnommw IIXSishan IO(,)
and Response"„„hait) as within-subject factors and Reaction
Time as dependent variable revealed no significant main effects
(for Stimulation Condition: F,,21 = 0.209. P
0.652; for
Response:
= 2.833. P = 0.107) and no significant
interaction between the 2 Factors (F,2, = 2.972, P = 0.099;
Fig. 4a).
To analyze the effect of anodal tDCS on sympathetic sat, a
further ANOVARm with Stimulation Conditionowaat ants, tots)
and Responsew.,,,no as within-subject factors was conducted.
Page a of 9 leheition of the OH: Imisnonlkeeptto: Stlaallar • 'Calla al al
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a
Anode] tDCS or the aPFC
25
20.
8
co 10
a
5t.
5-
15-
0
Lying quotient (LQ)
ns
Modal
Sham
Figure 3. PanelA Austrates anode! transcranial DC stimulatien al the oPEC. TOGS polarity refers to the frontopolar electrode. Panel B depicts the effect of anodal tDCS an skillful
(sing measured by the LO. Error bars denote SEM.
a
Reaction time
900
I 800 -
0
700 -
ti 600
503
Sham
A octal
•
Truth
Lie
b
Skin conductance response
1,4
ea
co 12 -
a
5 OA -
to
4.
-
OA -
1° 02 -
0
C
Feelings of guilt
r
ns
45 I
3
2
0
Truth
O Sham
Lie
Trutt
Feelings of guilt
ns
■ Modal
Lie
Sham
Modal
Figure 4. fleets of anodal transcranal DC stimulation of the aPEC on AT
sympathetic SCR Oh and on feelings of guilt (c) when subjects tee lies in an
interrogation al a mock crime. Error bars denote SEM sP < 0.05.
The Response (lie vs. truth) revealed a significant main effect
on SCR (Pia, = 38.190. P < 0.001); however, the Stimulation
Condition (anodal tDCS vs. sham tDCS) had no effect on SCR
(Fin = 1.164. P= 0.298), and no significant interaction (Al , =
0.009, P= 0.926) was found between Stimulation Condition and
Response (Fig. 4b). Also concerning the feelings of guilt that
subjects might have experienced while deceiving the in-
terrogator, in contrast to the first experiment, anodal tDCS
did not lead to a significant change of the subjective
experience of guilt (z = -1.89, P= 0.05% Fig. 4c).
Experiment 3
We tested a possible impact of cathodal tDCS of the aPFC on
general prefrontal executive function by using the Stroop test
as a control task. An ANOVA" with StimulatkniCondition(„ h,44
imsy mni in", and Stroop Conditiorkamgmenyhwonwom,) as within-
subject factors revealed a significant main effect of the Stroup
Condition on RT
= 46.109, P < 0.001). However, the
Stimulation Condition had no effect on RT (Fit%) = 1.050.
P= 3.18), and no significant interaction (F1,,9 = 1.593, P1222)
was found between Stimulation Condition and Strom) Condition
(see Fig. 5).
Discussion
This study demonstrates for the first time that cathodal
transcranial DC stimulation, which has been repeatedly shown
to suppress conical excitability (Nitsche, Nitsche. et aL 2003:
Antal et al. 2004; DieckhOfer et at 2OO6) can modulate
deceptive behavior. Moreover, our findings give causal support
to recent correlative data obtained by neuroimaging studies
indicating a predominant role of the aPFC in deceptive
behavior (Lee et al. 2002: Ganis ct al. 2003; Abe et al. 2007).
Whereas in previous studies on neural correlates of deception
participants were instructed when to lie and when to say the
truth, in the present study, subjects could decide themselves
which questions they would answer truthfully and which ones
with a lie, taking into account the difference in cognitive
processing for cued and unwed lying. Must remarkably, we
observed that inhibiting the excitability of the aPFC with
cathodal tDCS did not lead to impairment but rather to
a significant within-subject improvement of deceptive behav-
ior. This effect was expressed in faster RTs for telling lies, but
not for telling the truth, a decrease in sympathetic SCR and
feelings of guilt white deceiving the interrogator and a signif-
icantly higher EQ. which reflects skillful lying.
In order to exclude the possibility that the observed effects
were only due to nonspecific effects of the electrical
stimulation and not specific to the inhibition of the OR: by
cathodal DC stimulation, we conducted a control experiment
in which the stimulation polarity was reversed. Our data show
that shorter RTs in telling lies compared with telling the truth
and the absence of increased SCR while deceiving the
interrogator were confined to cathodal UM'S of the aPH: and
were not detectable during sham tDCS or anodal tDCS. Because
subjects were blinded to the stimulation condition and could
("Antral ("Ann Pep 5 al 9
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pco
poo
700
re 600
ns
1—
As —
I
Sham
Cathodal
Congruent
Sham
Cathodal
Incongruent
Figure 5. Cathodal transcianal OC stimulation of the aPIC has no effect on RT in the
Snoop task. Error tars denote SEM.
not differentiate between the stimulation polarities. nonspe-
cific effects of the stimulation or higher awareness because of
stimulation cannot explain the observed effects.
An alternative explanation for the observed effects in
experiment I can he stated as follows: Cathodal tDCS of the
aPFC did not have an effect on deception per se but on
cognitively demanding tasks in general. Because telling lies is
cognitively more demanding than telling the truth, one might
suspect that this is the main reason why an effect was found.
Thus. DC stimulation would have affected any other cognitively
demanding task in a similar manner. To exclude this possibility.
we conducted a third experiment with the Stroop test as
a control task. Our results demonstrate that although the
incongruent condition is cognitively more demanding than the
congruent one. cathodal tDCS of the aPFC had no effect on
performance, suggesting a specific effect on deceptive behav-
ior and not on cognitively demanding tasks in general.
The intriguing question that remains is why did cathodal
tDCS lead to "improvement" of deceptive behavior and not to
its impairment?
Recent neuroimaging studies have emphasized that the aPFC
(BA 9/10) plays a crucial role in moral cognition (Greene et al.
2001; Moll et al. 2002. 2005). Moll et al. (2002, 2005) found
increased activation of the aPFC when a moral judgment
condition was compared with a nonemotional factual judg-
ment, but not when moral judgments were compared with
a social emotional condition, during which a more ventral
region was activated. Greene et al. (2001) used a moral
judgment task that involved classic moral dilemmas (e.g.,
should you kill an innocent person in order to save 5 other
people?) and found increased activation of the aPFC during
emotionally loaded moral judgments. Moreover, neuroimaging
studies have also emphasized the importance of the aPK: in
social interaction (Stuss et al. 2001: Decety and Sommerville
2003; Amodio and Frith 2006; ticathenon et al 2006; Rains and
Yang 2006). Ileathenon et al. (2006) have shown that making
judgments about the self relative to an intimate other
selectively activates the aPFC. Stuss et al. (2001) have
demonstrated on patients with limited focal frontal and
nonfrontal lesions that the frontal lobes are necessary for
"theory of mind; which includes inferences about feelings of
others and empathy for those feelings. The anterior pm:, the
ventral PFC. and the amygdala are regions that have been
shown to be involved in both antisocial behavior and moral
decision making (Rain and Yang 2006). Taking these findings
into account, the aPFC seems to he crucially involved in sock,-
emotional judgments Suppressing the excitability of this
region or focal lesions should therefore show an impact on
antisocial and moral behavior. In respect to our study,
deceiving another person in order to obtain personal profit
seems to create a moral conflict, and if a person is relieved from
this moral conflict, he/she might be able to deceive unhinder-
ed!), with faster RT, less feelings of guilt and less sympathetic
arousal as demonstrated here. Suppressing conical excitability
by cathodal tDCS or low-frequency repetitive transcranial
magnetic stimulation (rTMS) has previously been shown to
induce so-called paradoxical improvement of performance
through "disinhibition" processes (11ilgetag et al. 2001;
Kobayashi et al. 2004: Fecteau et al. 2007). Kobayashi et al.
(2004) have, for example, demonstrated that suppression of the
primary motor cortex by low-frequency (EMS enhances motor
performance with the ipsilateral hand by releasing the
contralateral motor cortex from transcallosal inhibition. Using
tDCS, Fecteau et al. (2007) have recently shown that enhancing
DLPFC activity diminished risk-taking behavior, but only when
coupled with inhibitory modulation over the contralateral
DLPFC. Intriguingly, Koenigs et al. (2007) have also shown that
a lesion of the PFC. leads to an increase of utilitarian moral
decisions. An increase in antisocial behavior following PFC
impairment is supposed to result from a release of limbic areas
from PFC executive control (Moll et al. 2005). However, it is
not the aim of this study to state that the aPFC is the only
cortical region, whose stimulation can modulate deceptive
behavior. Ncuroimaging studies have indicated that also other
conical areas, especially the DLPFC (Phan et al. 2005; Abe et al.
2006, 2007) and the superior temporal sulcus (Phan et al.
2005) are also involved in deception and that in different types
of deception (e.g., lies that arc rehearsed and part of a coherent
story vs. spontaneous noncoherent lies) different cortical
networks arc involved (Canis et al. 2003; Abe et al. 2007).
Priori et al. (2008) have recently demonstrated that tDCS of the
IX.PFC alters RT in deception of experienced events but had no
effect on RI's in deception of new events. Thus, future studies
will have to investigate the effect of stimulation of different
conical areas in different types of lies and the duration of these
effects in relation to the stimulation parameters.
A further interesting question is, why anodal tDCS, which
has been shown to increase cortical excitability (Gartskle 1968;
Nitsche and Paulus 2001: Antal et al. 2004), did not lead to
opposite effects compared with cathodal tlX:S resulting in an
impairment of deceptive behavior and an increase of feelings of
guilt while deceiving the interrogator? Although our data show
that concerning the 1.Q and feelings of guilt there is a tendency
toward lower LQ and higher feelings of guilt during anodal
tDCS compared with sham tlX:S (cf. Figs 3h and 4c), these
changes did not reach significance. It is plausible to assume that
disruption of the PFC can have an effect on social cognition
(Anderson et al. 1999), moral reasoning (Koenigs et al. 2007),
or even on deception as shown in the present study, however,
increasing the excitability in a 'normal functioning" PFC does
not necessarily have to lead to opposite effects presumably due
to ceiling effects. However it is tempting to test in patients
with "impaired" PFC if increasing conical excitability by anodal
tDCS can help to remedy functional deficits.
In transcranial stimulation studies, positioning the 131S coil
or the tDCS electrodes can provide a great challenge. Although
in tDCS studies positioning the relatively large electrodes
(about 4 x 6 cm) according to the international 10-20 EF.G
system is a very common method (s. Knoch et 21 2006; Fecteau
ct al. 2007: Priori et al. 2008). Herwig et at. (2003) have shown
Pimps 6 al 1 histition or the est: imprints tktepthv
kri/I
S
EFTA_R1_01945413
EFTA02672345
that for TMS studies, positioning the more focal figure-of-eight
TMS coil according to the 10-20 EEG system Ls reliable when
dealing with larger scale conical areas, Thus, for stimulating
a relatively large and well-defined conical region u the aPFC
stereotaxic neuronavigation systems are certainly not neces-
sary. In a PET study, Lang et al. (2005) have placed the tDCS
electrodes over the primary motor cortex (identified by
inducing motor evoked potentials with TMS) and over the
right fronto-polar cortex (directly above the right eyebrow)
and found the highest increase in regional cerebral blood flow
below the stimulating electrodes in the primary motor cortex
and the aPFC. Moreover, Okamoto et at (2004) established
recently for transcranial stimulation studies a correspondence
between the 10-20 EEG system and magnetic resonance
imaging based stereotaxic space (Talairach coordinates and
the standard template of the Montreal Neurological Institute)
and expressed the anatomical structures for the 10-20 conical
projection points probabilistically. Their findings show that
despite interindividual variance in the structure of the pre-
frontal cortex, the electrode position over 172 is with a 100%
probability in BA 10. Taking these findings into account.
positioning the tf/CS electrode over FP2 stimulates mainly BA
10. hlowever, due to the use of relatively large electrodes (4 x 6
cm) to prevent heating artifacts, stimulation of the junction to
BA9 has to be considered as well.
Nitsche and Paulus (2000) have shown that a minimum
current density of 0.017 mA/cm2 is necessary to modify
cortical excitability by tDCS in humans. The applied current
density of 0.04 mA/cm2 in this study is in accordance with
several tDCS studies demonstrating functionally relevant
modulating effects on cortical excitability (cf. Hummel ct al.
2005; Nitsche et al. 2007). One might further suspect that the
3D pattern of brain sulci and gyri might create an overall
change in current polarity in the targeted brain areas. However,
current density calculations from our laboratory (Rockstroh
et al. 1989) and from other research groups (Rush and Driscoll
1968; Miranda et al 2006) as well as direct intracellular
measurements of DC stimulation (Purpura and McMurtry 1965)
revealed an average current flow in the expected direction
independent of single sold and gyri.
The findings of the present study are also particularly
interesting in the light of clinical evidence suggesting that
psychopaths, who arc classified as pathological liars, have
significantly less gray matter in their PFC (Yang et al. 2005) and.
remarkably, do not show higher SCR when telling lies
(Verschuerc ct al. 2005). We have previously demonstrated
that in psychopaths limbic-prefrontal regions (amygdala,
orbitofrontal cortex, insula, and the anterior cingulate), and
SCR during anticipation of aversive events Ls pathologically
reduced (Veit et al. 2002; Birbaumer et al. 2005). In a social
reactive aggression paradigm. Lour: et al. (2007) have shown
that during retaliation, subjects with high psychopathic scores
had less BA 9/10 activation in comparison to subjects with low
psychopathic scores. These findings are in accordance with the
results of other research groups reporting decreased prefrontal
blood flow (for a review, see Blair 2007) and deficient
autonomic responses, for example, SCR, in anticipation of
threatening events (Blair et at 1997; Hare et al. 1978).
Moreover, several studies (Anderson et at 1999: Moll et al.
2005) have also shown that in psychopaths and patients with
aPFC lesions, moral cognition is impaired. Thus, our findings
support the hypotheses that a dysfunction of the aPFC and its
specific connections may underlie certain psychopathological
conditions that are characterized by the absence of sympa-
thetic arousal while performing a wrongful act such as
deceiving in a criminal interrogation.
Finally, concerning the current debate on emerging ethical
issues in neuroscience (cf. Farah 2002), interdisciplinary
research and communication are needed to address the
following question: If neuroscientific research can demonstrate
that deceptive behavior and moral cognition are not only
associated with the activation of specific brain areas, but may
even be modulated by noninvasive stimulation of these areas,
what implications will such findings have on our concept of
personal responsibility and neurocthical applications?
Funding
The Deutsche Forschungsgemein.schaft (DFG) and the Volks-
wagen Foundation. European Platform for Life Sciences, Mind
Sciences, and the Humanities.
Notes
We thank ). Iktx and C Sheridan fur their support and C Dockery for
participating in the SCR analyses.
also thank R. Sitararn and B.
Kotchoubey for valuable discuz ions. Cotylla (finteresf: None declared.
Address correspondence to Ahmed A. Karim, Institute of Medical
Psychology and Behavioral Neurobiology. University of Tuebingen.
Gartenstrasse 29, 72074 Tuebingen. Germany. Email: ahmedkarim
uni-webingentle.
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