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efta-02684374DOJ Data Set 11Other

EFTA02684374

Date
Unknown
Source
DOJ Data Set 11
Reference
efta-02684374
Pages
2
Persons
0
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: roger schank < Sent: Wednesday, January 13, 2010 2:42 PM To: Jeevacation epstein Subject: Fwd: Genco Shipping Attachments: RCS.xls; Untitled attachment 00061.htm we didnt tell him to take care =f this yesterday? unbelievable; roger schank http://www.rogerschank.com/ =div> Begin forwarded =essage: From: "Nebija, Bekim " < Date: January 13, 2010 9:11:54 AM EST =CA) To: "roger schank" < Cc: "Rosalia, Anthony " < Subject: RE: Genco =hipping =div>Good morning, >=/div> ><=font> You =re short 2,500 shares of Genco Shipping (GNK) because 25 options were =ssigned to you. This means that you have to buy 2,500 shares of =enco Shipping. I have also attached a spreadsheet of your realized =ain/losses for 2010. Please=contact us if you have any questions. Regards, Bekim Nebija Morgan =tanley Smith Barney LLC Registered Associate - =ealth Management One Penn Plaza, 47th =loor New York, NY 10119 Tel. I Fax =1 AOL IM: It is important that you =o not use e-mail to request, authorize or effect the purchase or =ale of any security or commodity, to send fund transfer =nstructions, or to effect any other transactions. Any such request, =rders, or instructions that you send will not be accepted and will =ot be processed by Morgan Stanley Smith Barney. Recently, =he Global Wealth Management Group of Morgan Stanley & Co. =ncorporated and the Smith Barney division of Citigroup Global =arkets Inc. combined into Morgan Stanley Smith Barney LLC, a new =nvestment advisor and EFTA_R1_02005318 EFTA02684374 broker/dealer registered with the Securities and = Exchange Commission. The URL on this e-mail is not indicative of the = sender's employer. =div> =/blockquote> = 2 EFTA_R1_02005319 EFTA02684375

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Phone2684374
Phone2684375
URLhttp://www.rogerschank.com

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