Case File
efta-02693109DOJ Data Set 11OtherEFTA02693109
Date
Unknown
Source
DOJ Data Set 11
Reference
efta-02693109
Pages
10
Persons
0
Integrity
Extracted Text (OCR)
EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
lopscience
iopscience.iop.org
Home
Search
Collections Journals About Contact us My lOPscience
Fast attainment of computer cursor control with noninvasively acquired brain signals
This article has been downloaded from lOPscience. Please scroll down to see the full text article.
2011 J. Neural Eng. 8 036010
(http://iopscience.iop.org/1741-2552/8/3/036010)
View the table of contents for this issue, or go to the journal homepage for more
Download details:
IP Address: 66.44.80.91
The article was downloaded on 16/04/2011 at 04:09
Please note that terms and conditions apply.
EFTA_R1_02036188
EFTA02693109
KW PUBLISHING
J. Neural Eng. 8 (2011103601019pp)
J€ rl ANAL OF NEURAL ENGINF/ROW
I 7 II-2560'S I WOW,
Fast attainment of computer cursor
control with noninvasively acquired brain
signals
Trent J Bradberry I • • , Rodolphe J Gent1112.3 and
Jose L Contreras-Vidal l '23' 5
Fischell Department of Bioengineering, University of Maryland, College Park, MD 20742. USA
2 Department of Kinesiology, University of Maryland. College Park. MI) 20742. USA
'Graduate Program in Neuroscience and Cognitive Science, University of Maryland. College Park.
MD 20742. USA
E-mail: tretilhGt unid.cdu and pepcutraaurnd cdu
Received 7 January 2011
Accepted for publication 18 February 2011
Published 15 April 2011
Online at stacks.iop.org/JNE/8/036010
Abstract
Brain-computer interface (BCI) systems are allowing humans and non-human primates to
drive prosthetic devices such as computer cursors and artificial arms with just their thoughts.
Invasive BCI systems acquire neural signals with intracranial or subdural electrodes, while
noninvasive BO systems typically acquire neural signals with scalp electroencephalography
(EEG). Some drawbacks of invasive BCI systems are the inherent risks of surgery and gradual
degradation of signal integrity. A limitation of noninvasive BCI systems for two-dimensional
control of a cursor, in particular those based on sensorimotor rhythms. is the lengthy training
time required by users to achieve satisfactory performance. Here we describe a novel approach
to continuously decoding imagined movements from EEG signals in a BCI experiment with
reduced training time. We demonstrate that, using our noninvasive BCI system and
observational learning, subjects were able to accomplish two-dimensional control of a cursor
with performance levels comparable to those of invasive BCI systems. Compared to other
studies of noninvasive BC1 systems, training time was substantially reduced, requiring only a
single session of decoder calibration (-'20 min) and subject practice (--20 min In addition,
we used standardized low-resolution brain electromagnetic tomography to reveal that the
neural sources that encoded observed cursor movement may implicate a human mirror neuron
system. These findings offer the potential to continuously control complex devices such as
robotic arms with one's mind without lengthy training or surgery.
El Online supplementary data available from cracks itip.orONK/8/036010/mmedia
(Some figures in this article are in colour only in the electronic version)
I. Introduction
Brain—computer interface (BCI) systems may potentially
provide movement-impaired persons with the ability to
interact with their environment using only their thoughts to
control assistive devices such as communication programs
Prclecnt address: Matron. Inc.. Reston, Virginia 20190. USA.
S Author to whom any correspondence should be addressed.
1741-2560/11/036010.09533.00
and smart artificial anns.
Currently the most promising
BCI systems rely on neural signals acquired noninvasively
with electroencephalography (EEG) (Wolpaw and McFarland
2004) or invasively with electroconicography (ECoG) (Schalk
et al 2(x0K) or microelectrode arrays seated into cortical tissue
(Hochberg et al 2000.
Current noninvasive EEG-based BCI systems for 2D
cursor control require subjects to learn how to modulate
specific frequency bands of neural activity, i.e. sensorimotor
0 2011 HOP Publishing Lid Printed in the UK
EFTA_R1_02036189
EFTA02693110
I. Neural Eng. 8 (2011) 036010
T 1 Bradbeny et al
rhythms, to move a cursor to acquire targets (Wolpaw
and McFarland 2004).
These types of studies based on
sensorimotor rhythms require weeks to months of training
before satisfactory levels of performance are attained. Relative
to EEG signals, the increased signal-to-noise ratio and
bandwidth of invasively acquired neural data are commonly
thought to be factors that reduce the training time required by
users of invasive BCI systems (Schalk a al 2(08). In addition.
studies of tetraplegic humans with implanted microelectrode
arrays have exclusively demonstrated 213 control of a cursor
through imagined natural movement (Hochberg et al 2006.
Kim et al 2008). This decoding of imagined natural movement
is also a likely factor in reduced training time since neural
signals directly correlate with intended actions.
However, recently several off-line decoding studies
have demonstrated the reconstruction of cursor and
hand kinematics from noninvasive magnetoencephalography
(MEG) (Bradbeny et al 2009) and EEG (Bradberry et al 2010).
The noise and bandwidth limitations of the noninvasively
acquired signals did not impede decoding kinematics of
natural movement. This finding implies that a noninvasive
BCI system based on the decoding method reported in those
studies may require little training time.
In this study, we sought to investigate the use of the
decoding method reported in those off-line studies in an EEG-
based BCI system during a single session lasting less than
2 h that required only brief training. We hypothesized that the
putative human mirror neuron system (MNS), which predicts
and interprets one's own actions and the actions of others
(Tkach et al 2008), could be exploited during training by
asking subjects to combine motor imagery with observation
of a video of cursor movement.
In fact., several of the
aforementioned invasive studies (Hochberg a al 2006, Kim
et al 2(08) successfully demonstrated a similar approach
to training. We further hypothesized that a neural decoder
could subsequently be built off-line that would predict cursor
movement from neural activity, and the decoder could then be
used on-line for real-time brain-control of cursor movement
with little training time. Furthermore, to provide additional
validation of our hypotheses, we sought to examine the
involvement of neural regions in encoding cursor velocity
during observation of the cursor movement and during tasks
requiring a brain-controlled cursor to acquire targets in 213
space.
2. Materials and methods
2.1. Experimental tasks
The Institutional Review Board of the University of Maryland
at College Park approved the experimental procedure. After
giving informed consent, five healthy. right-handed, male
subjects performed a three-phase task: calibration, practice
and target acquisition. None of the subjects had previously
participated in a BO study. In all phases. their EEG signals
were acquired while they sat upright in a chair with hands
resting in their laps at arm's length away from a computer
monitor that displayed a workspace of dimensions 30 cm x
2
Figure 1. Setup of EEG-based BCI experiment. Subjects EEG
signals were acquired while sitting in a chair facing a monitor that
displayed a cursor and targets (only target acquisition phase).
During the calibration phase, subjects observed a computer-
controlled cursor to collect data for subsequent initialization of the
decoder. In the target acquisition phase (shown in the photo).
subjects moved the brain-controlled cursor to acquire targets that
appeared at the left, top, right, or bottom of the computer screen.
(for a more detailed schematic, see figure s I in the supplementary
data, available at Ntachs.iopmrvLINE/8/0360 Illinunethaj
30 cm and a cursor of diameter 1.5 cm (0.20% of workspace)
(figure O. Subjects were instructed to remain still and relax
their muscles to reduce the introduction of artifacts into the
EEG recordings.
2.1.1.
Calibration phase.
During the calibration phase,
subjects were instructed to imagine moving their right
arm/finger to track a computer-controlled cursor that moved
in two dimensions on the computer screen. The movements of
the computer-controlled cursor were generated by replaying
a 10 min recording of a pilot subject's brain-controlled
cursor movements from one of his practice runs (this pilot
subject did not participate as one of the five subjects in
this study).
Histograms of the horizontal and vertical
positions and velocities of the computer-controlled movements
indicated approximately uniform coverage of the workspace
and biological motion respectively (figure 2). The decoding
procedure described in section 2.3 below was subsequently
executed (^-10 min of computation time) to calibrate the
decoder so that it best mapped the EEG signals to observed
horizontal and vertical cursor velocities. During pilot testing,
we discovered that asking subjects to visually fixate the center
of the workspace while simultaneously tracking the cursor
added attentional demands that burdened the subjects and
likely compromised the decoding; therefore, we told subjects
they were free to move their eyes but to always maintain eye
contact and spatial attention with the moving cursor.
2.1.2.
Practice phase.
During the practice phase. the
subjects used the calibrated decoder to attempt to move
the cursor with their thoughts in two dimensions as desired
EFTA_R1_02036190
EFTA02693111
1. Neural Eng. 8 (2011) 036010
T.1 Bradbeny et al
x
(B)
2000
1500
WOO
500
S00
-100
0
100
Vela* feral)
2000
1500
1000
500
-100
0
100
Wooly (cm%)
Figure 2. Histograms of observed cursor kinematics during the calibration phase. (A) Histograms of horizontal (left) and vertical (right)
positions indicated approximately uniform coverage of the workspace. (13) Histograms of horizontal (left) and vertical (right) positions
inferred movement: with bell-shaped velocity profiles (although these are more super-Gaussian than typical point-to-point movements).
indicative of biological motion. The velocity histograms actually peak near 5000 but were truncated so the shape of the base could be
viewed.
(without task constraints). They were instructed to determine
for themselves how to best control the cursor by exploring the
workspace. They were also informed as to where the target
locations would be in the target acquisition phase that would
follow. Again, they were free to move their eyes. During the
initial portion of the practice phase. horizontal and vertical
gains were independently adjusted by the investigators to
balance cursor speed and to ensure full coverage of the display
workspace by the brain-controlled cursor. After the gains were
manually adjusted (^-10 min). subjects practiced moving the
cursor without task constraints for 10 min.
2.1.3. Target acquisition phase. During the target acquisition
phase, subjects were instructed to use their thoughts to move
the cursor in two dimensions to reach a peripheral target (1.3%
of workspace) that would appear pseudorandomly at the top,
bottom, left, or right side of the computer screen. They were
informed that if they did not acquire the target within 15 s, a
new target would appear, and the trial was considered a failure.
Four 10 min runs of target acquisition were performed with a
rest interval of 1 min between runs.
2.2. Data acquisition
A 64-sensor Electro-Cap was placed on the head according
to the extended International 10-20 system with ear-linked
reference and used to collect 58 channels of EEG activity.
Continuous EEG signals were sampled at 100 Hz and amplified
1000 times via a Synamps I acquisition system and Neuroscan
v43 software. Additionally, the EEG signals were band-
pass filtered from 0.01 to 30 Hz.
Electroocular (EGG)
3
activity was measured with a bipolar sensor montage with
sensors attached superior and inferior to the orbital fossa of
the right eye for vertical eye movements and to the external
canthi for horizontal eye movements. The EEG signals were
continuously sent to the BCI2OOO software system (Schalk
et al 20lµ) for online processing and storage.
BCI2OOO
was responsible for moving the cursor based on our decoder
function. which we integrated into the open source software
system.
BC12OOO was also responsible for storing cursor
movement data as well as collecting markers of workspace
events such as target acquisition. Electromyographic (EMG)
signals were amplified and collected at 2000 Hz from two
bipolar surface electrodes over the flexor carpi radialis and
extensor digitorum muscles of the right forearm using an
Aurion ZeroWire system (10-1000 Hz bandwidth, constant
electrode gain of 1000).
2.3. Decoding method
The decoding method employed in this study has been
previously described (Bradberry et a! 2010) so will only
briefly be described here. First, a fourth-order, low-pass
Butterworth filter with a cutoff frequency of I Hz was applied
to the kinematic and EEG data. Very low frequencies have
previously been shown to possess kinematic information (Jerbi
eta! 2OO7, Walden et al 2(08, Bradberry eta! 2O09), including
those from low-pass filtered electrocorticographic signals (the
local motor potential, LMP) (Schalk et al 2007). Next, the
first-order temporal difference of the EEG data was computed.
EFTA_R1_O2O36191
EFTA02693112
I. Neural Eng. 8 (2011) 036010
Ti Bradbeny et al
To continuously decode cursor velocity from the EEG signals.
a linear decoding model was employed:
N
L
X[I)-
- 11= ax + E E bakx Sat - kl
(I)
st=l 4.0
N
L
y(t)- yrt — II= ay + E E Nkys„
— k I.
(2)
n=l 4=0
where x [t] -41- I ) and y
— I I are the horizontal and
vertical velocities of the cursor at time sample r respectively,
N is the number of EEG sensors, L (=I I) is the number of
time lags. S„ [I — k] is the temporal difference in voltage
measured at EEG sensor n at time lag k. and the a and b
variables are the weights obtained through multiple linear
regression. Only the most important sensors (N = 34) for
velocity reconstruction found in a previous study (Bradberry
et al 2010), which excluded the three most frontal sensors,
were used for decoding.
For
the
calibration phase,
a (10 x
10)-fold
cross-validation procedure was employed to assess the
reconstruction accuracy of observed cursor velocity from EEG
signals. In this procedure, the entire continuous data were
divided into 10 parts: 9 parts were used for training, and the
remaining part was used for testing. The cross-validation
procedure was considered complete when each of the ten
combinations of training and testing data were exhausted.
and the mean Pearson correlation coefficient (r) between
measured and reconstructed kinematics was computed across
folds. Prior to computing r. the kinematic signals were
smoothed with a fourth-order, low-pass Butterworth filter with
a cutoff frequency of I Hz. For the ensuing practice and target
acquisition phases. the regression weights (a and b variables)
for the cross-validation fold with the highest r were used for
online decoding.
2.4. Scalp maps of sensor contributions
To graphically assess the relative contributions of scalp regions
to the reconstruction of cursor velocity, the decoding procedure
described in the section above was run on standardized EEG
signals. and the across-subject mean of the magnitude of the
best b vectors (from equations (I) and (2)) was projected
onto a time series (-110-0 ms in increments of 10 ms) of
scalp maps. These spatial renderings of sensor contributions
were produced by the topoplot function of EEGLAB (Delorme
and Makcig 2004), an open-source MATLAB toolbox for
electrophysiological data processing that performs bihannonic
spline interpolation (Sandwell 1987) of the sensor values
before plotting them.
To examine which time lags were
the most important for decoding. for each scalp map. the
percentage of reconstruction contribution was defined as
N E
sbr, = 100% x
a=
(3)
E E bLi
17
44;:ky
n=l
for all i from 0 to Is, where %T; is the percentage of
reconstruction contribution for a scalp map at time lag i.
4
2.5. Source estimation with sLORETA
To better estimate the sources of cursor velocity encoding.
we used standardized low-resolution brain electromagnetic
tomography (sLORETA) (Pascual-Marqui 2(102) software
version 20081104.
Preprocessed (low-pass filtered and
differenced) EEG signals from all 34 channels for each subject
were fed to sLORETA to estimate current sources. First, r
values were computed between the squared time series of each
of the 34 sensors with the 6239 time series from the sLORETA
solution and then averaged across subjects. Second, the mean
of the r values multiplied by the regression weights b (from
equations ( I ) and (2)) of their associated sensors were assigned
to each voxel. The regression weights had been pulled from the
regression solution at the time lag with maximum %T. which
had the highest percentage of reconstruction contribution.
Third, for visualization purposes, the upper quartile of voxels
(r values weighted by b) was set to the value one, and the rest of
the r values were set to zero. Finally these binary-thresholded
r values were plotted onto a surface model of the brain.
2.6. Eye and muscle activity analysis
To assess the contribution of eye activity to decoding, the
decoding procedure was executed off-line with channels of
standardized vertical and horizontal EOG activity included
with the 34 channels of standardized EEG activity. The
percent contribution of these cyc channels was then assessed
by dividing the absolute value of their regression weights by
the sum of the absolute value of all the regression weights.
To assess whether muscle activity inadvertently aided cursor
control, we cross-correlated EMG signals from flexor and
extensor muscles of the right forearm with the .r and y
components of cursor velocity over 200 positive and negative
lags (-2 s to 2 s in increments of 10 ms). The start of the
EMG and EEG/EOG recordings were not synchronized by
computer, which is why the cross-correlation of the EMG and
EOG signals at different lags was examined as opposed to
only the zero-lag correlation. Prior to the cross-correlation,
the EMG signals were decimated 20 times after applying
a 40 Hz low-pass antialiasing filter; rectified by taking the
absolute value: low-pass filtered with a fourth-order, low-pass
Butterworth filter at I Hz: and first-order differenced.
3. Results
3.1. Calibrating a neural decoder front observed cursor
movement
BC1 systems are ultimately intended for movement-impaired
persons; therefore, it is imperative that calibration of the neural
decoder does not require overt movement. For this reason, we
calibrated our previously developed decoder (Bradberry et al
2010) in a manner similar to that described in an invasive BCI
study (Hochberg et al 2006) that required only motor imagery
during observation of cursor movement. More specifically,
during the calibration phase of our study, subjects imagined
using their finger to track biologically plausible movement of
a computer-controlled cursor for 10 min. and we subsequently
EFTA_R1_02038182
EFTA02693113
I. Neural Eng. 8 (2011) 036010
T 1 Bradbeny et al
(A) 0.9
05
02
0$
• 0.4
03
0.2
0.I
0
8400•02 44410:13 19.144414 Sublicte Won
(B)
4,
a
+0
10
20
fi
r)
40
X Velocity
Y Velocity
60
60
10
20
30
40
50
60
lime(s)
Flgure 3. EEG decoding accuracy of observed cursor velocity during the calibration phase. (A) We computed the mean
standard error
(SE) of the decoding accuracies (r values) across crass-validation folds (n = 10) for each subject for x (black) and y (white) cursor
velocities. (B) Superimposed reconstructed velocity profiles (red) and actual velocity profiles (black) matched well (data from subject 1).
Subject 1
Subject 2
Subject 3
Subject 4
Subject 5
‘^s
Figure 4. Mean hrain-contna led cursor paths. Each colored path is the mean of he length-normalized trials for a single direction (left, top.
right, or bottom) across all trials of all runs for a subject. Trials in which subjects did not acquire the target within 15 s were excluded from
analysis.
Table I. Mean (SE) of the hit rate and median MT for each target of each subject across runs
= 4).
Left
Top
Right
Bottom
Mean (SE)
Hat%
MT
Hu%
MT
MT
Hu%
MT
Hit%
MT
Subject I
94 (2)
4.24
66 (8)
5.90
98 (2)
4.62
55 (9)
8.88
78(11)
5.91 (1.05)
Subject 2
83 (5)
6.52
96 (4)
4.40
85 (2)
3.76
85 (4)
4.40
87 (3)
4.77 (0.60)
Subject 3
84 (9)
4.24
45 (4)
9.96
100 (0)
2.32
67 (9)
6.82
74 (12)
5.83 (1.65)
Subject 4
71 (7)
3.40
33 (7)
4.88
65 (6)
8.16
21 (4)
6.68
47 (12)
5.78 (1.04)
Subject 5
57 (14)
8.56
100(0)
2.72
60(18)
5.48
100(0)
2.00
79 (12)
4.69 (1.49)
Mean (SE)
78 (6)
5.39 (1.06)
68 (13)
5.57 (1.35)
81 (8)
4.87 (1.09)
65 (14)
5.76(1.32)
73 (4)
5.40 (0.27)
The median MT, instead of the mean (SE) Mt was computed for each direction of each subject because the MT distributions were skewed.
computed the parameters of the decoder (--10 min) based on
the cursor velocity and EEG signals.
We quantified the accuracy of each subject's calibrated
decoder by computing the mean of Pearson's r between actual
and reconstructed cursor velocities across ten cross-validation
folds (figure 3(A)). The across-subject mean r values for
horizontal (s) and vertical (y) velocities were 0.68 and 0.50
respectively. indicating high decoding accuracy. In fact, the
accuracy was roughly double that of studies that decoded
observed cursor movement from neural activity acquired more
focally with intracranial microelectrode arrays (Kim a al
2008. Truccolo a al 2008). Reconstructed velocity profiles
also visually matched well with the actual velocity profiles
(figure 3(B)).
5
3.2. Applying the neural decoder to move a computer cursor
After a subject's neural decoder was calibrated and a —20 min
practice phase with the decoder was performed. the subject
moved a cursor with his EEG signals to acquire targets that
appeared one at a time pseudorandomly at the left, top,
right, or bottom of a 21) workspace (see movie I. available
at .tacks.iop
media). Four 10 min runs
of target acquisition were performed with a rest interval of
1 min between runs. The length-normalized cursor paths
confirmed the subjects' ability to move from the center to
the target (figure 4). For each target of each subject, the target
hit rate and movement time (MT) across runs are given in
table I. The overall means
SE of the hit rate and MT were
EFTA_R1_02036193
EFTA02693114
1. Neural Eng. 8 (2011) 036010
T l Bradbeny et al
Cursor Movement Observation
77%
101%
(A)
62%
&I%
52%
• • • • • •
.122
I
I
.110
-100
-90
-80
.70
a
8
12 4%,
715.A
122%
65%
• 1%
410
•
1
-50
-40
.30
•
•
20
-10
ms
I
-80
55%
•
0
Brain-Controlled Cursor Movement
ID)
•
• 1•••
(G)
•
55%
49%
74%
102%
116%
1 '2),
;,/
•
• •
• 0 • •
I
1
I
1
1
1
%
;
•
..
- _
zz
O
S
•
-110
400
-80
-70
-60
"
Xi%
r;.•;%
C>
ig
5
121%
11.1%
9.0%
2%
49%
56%
FP) .
•
•
•
.
•
e
-50
-40
-30
-20
-10
0
me
Figure 5. Neural regions that encoded cursor movement. (A) Scalp sensor contributions to the reconstruction of observed cursor velocity
during the calibration phase. Mean (ti = 5) scalp maps of the sensors revealed a network of frontal, central and parietal involvement. In
particular, sensors Fl. rcz and CPI-CP4 of the International 10/10 system made the largest contribution. Light and dark colors represent
high and low contributors, respectively. Each scalp map with its percentage contribution is displayed above its associated 10 ms time lag.
revealing the 12.4% maximal contribution of EEG data at 50 ms in the past. (B) Sources that maximally encoded observed cursor velocity
during the calibration phase. We overlaid localized sources (yellow) from 50 ms in the past onto a model of the brain in different
orientations to reveal the involvement of the PrG (I), PoG (2), LPM (3). STS (4), and dorsal and ventral LPC (5). (C) Scalp sensor
contributions to the brain-controlled cursor velocity during the target acquisition phase. Mean (n = 5) scalp maps of the sensors weights
from the subjects' best runs revealed a network that had shifted to involve more central regions than the network of the calibration phase.
The scalp maps revealed a 12.1% maximal contribution of EEG data at 50 ms in the past. (D) Sources that maximally encoded
brain-controlled cursor velocity during the target acquisition phase. Localized sources (yellow) from 50 ms in the past revealed a substantial
involvement of PrG (I) and PoG (2) and some involvement of LPM (3). As in the calibration phase. the STS (4) was involved. In contrast to
the calibration phase. the LPC (5) played a minor role, and the IPL (6) played a major role.
73
4% and 5.4O
0.27 s. The change in hit rate across runs
is presented for each subject in figure s2 in the supplementary
data, available at slacks. ior.org/JNE/8/0360 I Wnimed i
3.3. Neural regions that encoded cursor movement
To visualize the contributions of scalp regions and current
sources to the reconstruction of cursor velocity, the weights of
the decoder were projected onto scalp maps. and sLORETA
(Pascual-Marqui 2002) was employed.
Scalp maps of
sensor contributions to the reconstruction of observed cursor
movements in the calibration phase depicted the contributions
as a network of frontal, central and parietal regions
6
(figure 5(A)). Within this network, sensors over the
frontocentral and primary sensorimotor cortices made the
greatest contribution. Concerning time lags. EEG data from
50 ms in the past supplied the most information. In source
space at 50 ms in the past, the precentral gyms (PrG),
postcentral gyms (PoG), lateral premotor (LPM) cortex,
superior temporal sulcus (STS). and dorsal and ventral portions
of lateral prefrontal cortex (LPC) played a large role in the
encoding of observed cursor velocity (figure 5(B)).
Scalp maps of sensor contributions to the brain-controlled
cursor velocity were generated from the mean of each subject's
best run in the target acquisition phase. They depicted the
contributions as having shifted to be more focused within
EFTA_R1_02036194
EFTA02693115
1. Neural Eng. 8 (201 1) 036010
Ti Bra bony et al
Table 2. Percent contribution of EOG activity to cursor velocity
reconstruction.
Target
acquisition
Calibration
(best run)
X
Y
X
Y
Subject 1 0.30
1.58 0.00 0.01
Subject 2 0.00 0.01 0.20 0.18
Subject 3
1.99 9.60
1.54 047
Subject 4 0.00 0.01 94.9 0.04
Subject 5 0.34 0.65 0.06 0.03
Table 3. Mean (SD) across subjects of maximum absolute r values
from cross-correlation of forearm flexor and extensor EMG activity
with x and y components of cursor velocity.
Target acquisition
Calibration
(best run)
X
Flexor
0.05 (0.04)
0.05 (0.04)
0.04 (0.02)
0.07 (0.03)
Extensor
0.03 (0.02)
0.04 (0.01)
0.07 (0.08)
0.05 (0.04)
central regions (figure 5(C)). As in the calibration phase, EEG
data from 50 ms in the past supplied the most information. In
source space at 50 ms in the past, compared to the calibration
phase. a large shift occurred from anterior (frontocentral) to
posterior (centroposterior) neural regions. More specifically.
there was much less involvement of the LPC, the PrG and
PoG exhibited an even more widespread involvement, and
the inferior parietal lobule (IPL) made a large contribution
(figure 5(D)).
3.4. Eye and muscle contributions
A concern in BCI studies is that eye or muscle movements
may contaminate EEG signals thereby inadvertently aiding
the control of a device/environment that should be controlled
by thought-generated neural signals alone. To address this
concern, we executed the off-line decoding procedure with
channels of vertical and horizontal EOG activity included,
and assessed the percent contribution of these eye channels
(table 2).
The percent contributions were low for the
calibration and target acquisition phases except for a very
high percent contribution (94.9%) to .r velocity reconstruction
for subject 4 during target acquisition.
Interestingly.
this subject had the lowest decoding accuracy of all
participants, suggesting that eye movements disrupted
decoding. Furthermore. the fact that hardly any extreme
frontal contribution is observed in the scalp maps and
sLORETA plots (figure 5) is a testament to the non-
contribution of EOG activity to decoding To access whether
muscle activity aide) cursor control, we cross-correlated EMG
signals from flexor and extensor muscles of the right forearm
with the x and y components of cursor velocity to find that all
correlations were low (table 3).
7
4. Discussion
We
report
the
first EEG-based BCI system
that
employs continuous decoding of imagined continuous hand
movements. Furthermore. we emphasize that the system
requires only a single session of decoder calibration
(--20 min) and subject practice (-20 min) before subjects
can operate it. The off-line decoding results of the calibration
phase that used observation of biologically plausible cursor
movement were higher than those of invasive BCI studies
and may imply, as discussed below, the involvement of a
widespread MNS in humans. In the on-line target acquisition
phase, subjects controlled a cursor with their EEG signals
alone with accuracies comparable to other noninvasive and
invasive BCI studies aimed at 2D cursor control.
4.1. Comparison to other BCI studies
Our study is the first noninvasive EEG-based BCI study to
employ continuous decoding of imagined natural movement.
Previous work in EEG-based BCI systems for cursor control
required subjects to overcome an initial disconnect between
intended movement and neural activity in order to learn
how to modulate their sensorimotor rhythms to control the
cursor. These studies based on sensorimotor rhythms required
weeks to months of training before levels of performance
were deemed sufficient for reporting (Wolpaw and McFarland
2004). We believe the fact that we used a decoder based
on imagined/observed natural movement, as opposed to
neurofeedback training of sensorimotor rhythms, reduced the
subject training requirements of our target acquisition phase
to only a single brief practice session (-20 mint
An ECoG study based on sensorimotor rhythms that had
objectives similar to ours also observed that several subjects
learned to control a 21) cursor over a short period of time
(Schalk et al 2008). Although this ECoG study reduced
training time compared to previous EEG studies (Wolpaw
and McFarland 2004), some drawbacks included that pre-
training time was still taken for the initial selection of control
features and for training subjects to first move the cursor in
one dimension at a time. We were able to bypass these two
pre-training steps. Another drawback of the ECoG study was
that all five subjects used overt movement for initial selection
of features, and two subjects used overt movement throughout
the study.
Additionally, the results of our target acquisition phase
compare favorably to those in tetraplegic humans that were
implanted with intraconical arrays in the arm area of MI
(Hochberg et al 2006, Kim et al 2008) even though the
performance results of those studies were only computed on
data collected weeks to months after training began. Table 4
compares our study to the aforementioned studies.
4.2. Differential encoding of observed and brain-controlled
cursor velocity
The most notable differences between the regions that encoded
for observed cursor velocity and brain-controlled cursor
velocity were with the PIG, PoG, IPL and LPC. There was
EFTA_R1_02038195
EFTA02693116
I. Neural Eng. 8(2011) 036010
T 1 Bradbeny eta!
7Lbµ 4. Comparison to most relevant human BCI studies of 2D cursor control.
Number of
subjects
Neural data
Target size as%
of workspace
Timeout
(s)
Movement
time (s)
Target
hit%
Wolpaw and McFarland 2004
4
EEG
4.9
I0
1.9
92
Hochberg et al 21)06
Single units
NA
7
2.5
85
Kim et at 2(Xnc
2
Single units
1.7
3.1
75
Schalk Hal 20)8
5
ECoG
7
16.8
2.4
63
Present study
EEG
1.3
Is
5.4
73
a more widespread contribution from the PrG, PoG and
IPL during brain control, which could reflect the increased
involvement of imagined motor execution (Miller et al 20 I())
especially since these regions have previously been shown
to be engaged in encoding cursor kinematics (Bradberry
et al 2009. Jerbi et al 2(x7). The contribution from the
LPC was largely attenuated during brain-controlled cursor
movements, suggesting a transition out of the imitative
learning environment of cursor observation (Vogt et al 2(X07).
43. Implications for a human mirmr neuron system
The training by cursor observation in the decoder calibration
phase may have engaged the putative human MNS. which
predicts and interprets one's own actions and the actions
of others (Tkach et at 200%).
In fact. neuronal activity
acquired from intracortical microelectrode arrays implanted in
the dorsal premotor cortex (PMd) and the arm area of the PrG
(primary motor cortex, Ml), common sites for BCI-related
studies. exhibits qualities of mirror neurons during observation
of cursor movements (Cisek and Kalaska 2004, Wahnoun
et al 2(x16. Tkach et al 2007).
Current electrophysiological correlates of the putative
human MNS, as acquired through EEG, are based on
modulation of the mu rhythm (8-13 Hz). which exhibits
suppression during action observation and action performance
(Perry and Bentin 2009). These EEG correlates at the scalp
level with high temporal resolution have been reported to be
similar to those revealed by neural hemodynamics with high
spatial resolution acquired with functional magnetic imaging
(IMRI) (Perry and Bentin 2009). Since our examination of
cortical sources that encoded observed cursor velocity revealed
some regions commonly held to comprise the canonical human
MNS (ventral LPM, STS. and LPC) (lacoboni and Dapretto
20(X) and regions reportedly containing mirror neurons related
to the task (PMd, MI) (Cisek and Kalaska 20rµ, Wahnoun
et al 2($W,, Tkach a al 2007), our method appears to
provide detailed temporal and spatial information about the
internal representations of both observed and executed actions,
which is not provided by the study of mu rhythm dynamics
or hemodynamics alone.
Our method provides further
spatiotcmporal evidence that the MNS is involved during
observed cursor movement by indicating the presence of
planning activity that peaks at 50 ms in the past, excluding the
decoding of passive viewing as an explanation and suggesting
predictive decoding informed by forward models (Miall 20)3).
8
5. Conclusion
In the near future, it will be important for whole-arm amputees
and persons with impaired upper limb movement (e.g., spinal
cord injury or stroke) to test our noninvasive BCI system since
they are the target population for this assistive technology.
Since our findings indicate that calibration of our decoder
and initial practice by subjects require a short amount of time
in a single session, we expect to avoid burdening patients
with lengthy training. Employing our method will also permit
future investigations into the putative human MNS, potentially
providing further insights into training protocols for BCI
systems.
Acknowledgments
This work was supported by the Office of Naval Research
(N000140910126), the National Institutes of Health (P01
HD064653.01), La Fondation Mortice (Paris, France). and
the Graduate Research Initiative Fund of the Department of
Kinesiology at the University of Maryland.
References
Bradberry Ti, Gentili R J and Contreras-Vidal J L 2010
Reconstructing three-dimensional hand movements from
noninvasive electroencephalographic signals J. Neurosci.
30 31:2 7
Bradherry Ti, Rong F and Contreras-Vidal J L 2009 Decoding
center-out hand velocity from MEG signals during visuomotor
adaptation Neurointage 47 1691 700
Cisek P and Kalaska J F 2004 Neural correlates of mental rehearsal
in dorsal premotor cortex Nature 431 901 h
Dclorrne A and Makeig S 2004 EBGLAB: an open source toolbox
for analysis of single-trial EEG dynamics including
independent component analysis J. Neurosci. Methods 134 9-21
Hochberg L R, Senuya M D, Friths G M. Mukand J A. Saleh M,
Caplan A H. Branner A. Chen D. Penn R I) and Donoghue J P
2006 Neuronal ensemble control of prosthetic devices by a
human with tetraplegia Nature 442 164-71
lacoboni M and Dapretto M 2006 The mirror neuron system and the
consequences of its dysfunction Nat. Ren Neurosci. 7 942-51
K, Lachaux J P, N'Diaye K. Pantazis D. Leahy R M. Garner°
L and Baillet S 2007 Coherent neural representation of hand
speed in humans revealed by MEG imaging Proc. Nall Acad.
Sc!. USA 104 7676-81
Kim S P, Simeral J D. Hochberg L R. Donoghue J P and Black M
2008 Neural control of computer cursor velocity by decoding
motor cortical spiking activity in humans with tetraplegia
J. Neural Eng. 5 455-76
Miall R C 2003 Connecting mirror neurons and forward models
NeuroRepon 14 2 l 1S-7
EFTA_R1_02036196
EFTA02693117
1. Neural Eng. 8(2011) 036010
Ti Bradbeny et al
Miller K J. Schalk G. Fetz E E, den Nijs M. Ojemann J G and
Rao R P 2010 Conical activity during motor execution, 111040f
imagery. and imagery-based online feedback Proc. Nail Acad.
Sci. USA 107 4430 5
Pascual-Marqui R D 2002 Standardized low-resolution brain
electromagnetic tomography (sLORETA): technical details
Methods Find. Erp. Clin. Phannacol. 24 Stipp! I) 5-12
Perry A and Bentin S 2009 Mirror activity in the human brain while
observing hand movements: a comparison between EEG
desynchronization in the mu-lunge and previous IMRI results
Brain Res. 1282 126-32
Sandwell D T 1987 Bihannonic spline interpolation of CEOS-3 and
SEASAT altimeter data Geophys. Res. Len. 2 139-42
Schalk G. Kubanekl, Miller KJ, Anderson N R, Leuthardt E C.
Ojemann J G. Limbrick D. Moran D. Gerhardt L A
and Wolpaw 1 R 2007 Decoding two-dimensional movement
trajectories using electrocorticographic signals in humans
J. Neural Eng. 4 264 75
Schalk G. McFarland D J. Hinterbergcr T. Birbaumcr N and
Wolpaw 1 R 2004 BCl2000: a general-purpose brain-computer
interface (BCI) system IEEE Trans. Slimed. En&
51 1031
Schalk G. Miller K J. Anderson N R. Wilson .1 A. Smyth M D.
Ojemann J G, Moran D W. Wolpaw J R and Leuthardt E C
2008 Two-dimensional movement control using
9
electroconicographic signals in humans J. Neural Eng.
5 75 84
Tkach D. Reimerl and Hatsopoulos N G 2007 Congruent activity
during action and action observation in motor cortex
J. Neurosci. 27 13241-50
Tkach D. Reimer .1 and Hatsopoulos N G 2008 Observation-based
learning for brain—machine interfaces Cure. Opin. Neurobiol.
185s9 94
Truccolo W. Friehs G M. Donoghue J P and Hochberg L R 2008
Primary motor cortex tuning to intended movement kinematics
in humans with tetraplegia J. Neurosci. 28 1 163-78
Vogt S. Buccino G. Wohlschlager A M. Canessa N. Shah N J.
-Gilles K. Eickhoff S B, Freund H .1, Rizzolatti G and Fink G R
2007 Prefrontal involvement in imitation learning of hand
actions: effects of practice and expertise Neuroimage
37 1371-83
Wahnoun R, He J and Helms Tillery S I 2006 Selection and
parameterization of cortical neurons for neuroprosthetic
control J. Neural Eng. 3 162-71
Walden S. Preissl H, Demandt E. Braun C. Birbaunter N, Aensen A
and Mehring C 2008 Hand movement direction decoded from
MEG and EEG J. Neumsci. 2K 1000-s
Wolpaw J R and McFarland D .1 2004 Control of a two-dimensional
movement signal by a noninvasive brain-computer interface in
humans Proc. Nall Acad. Sci. USA 101 17x4')
EFTA_R1_02036197
EFTA02693118
Forum Discussions
This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.
Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.