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efta-02717255DOJ Data Set 11Other

EFTA02717255

Date
Unknown
Source
DOJ Data Set 11
Reference
efta-02717255
Pages
4
Persons
0
Integrity

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn Sent: Friday, April 11.111 MM To: jeffrey E. Subject: Fwd: Goldman Sachs Attachments: Untitled attachment 00052.pdf; Untitled attachment 00055.htm; Fidelis Marketing Final _ Client Approved (April).pdf; Untitled attachment 00058.htm Morgan Stanley account is open and funded with 5,000,000 I told Andrew, our advisor at MS, to please send preferred =tock new issues, IPO's, secondaries and other interesting ideas =or your review Attached is correspondence from Goldman investment =eam Not sure if you wanted to set up an account =here as well or pass If nothing else i thought attachment regarding Fidelis was =nteresting and can help us with ideas for IBE.. Please advise Thank =ou Richard Kahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York, NY 10022 tel fax cel Begin forwarded message: From: =/b>"Taylor, Judie" [email protected]> To: "'Richard Kahn- <[email protected]> Date: =/b>April 16, 2015 at 10:02:21 AM =DT Subject: =/b>RE: Goldman =achs Ok great, =hanks Rich. EFTA_R1_02160954 EFTA02717255 If ie= helpful at all - had a chat with the trading desk yday some themes =hey are seeing is cherry picking spots in non-US securities and then =edging out the fx exposure, and scooping HY energy bonds throughout 1Q. =nbsp;On the investment opportunity side we have GPOP II which is =ocused on global growth private equity (first deal was just announced =hich is with Pinterest) that will give investors exclusive access to =o-invests, and Fidelis which is a play dedicated to the insurance =pace. Two in the pipe are an internet private equity and =econdary real estate fund Fingers crossed! Thanks for the =elp. Best, Judie From: Richard Kahn [mailto:[email protected]] Sent: Thursday, April 16, 2015 9:00 AM To: Taylor, Judie [IMO] Subject: Re: Goldman Sachs meeting with principal =ext week and should have feedback thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, =Y 10022 tel 212-971-1306 fax =46-350-0954 cell 917-414-7584 On Apr 7, 2015, at =:41 PM, Taylor, Judie [email protected] <mailto:[email protected]» wrote: 2 EFTA_R1_021 60955 EFTA02717256 Rich, Hope all is well. I know we have had a dialogue for the last six =onths to a year about whether or not you wanted to pursue opening an =ccount here, specifically around the services we offer our most =ophisticated clients such as trading and opportunistic investments. Please advise if this is =omething you'd like to do now or do you want to hold on =urther. Best, Judie Judie Z. Taylor Investment Management Division &nb=p; Goldman, Sachs & Co. 200 West Street = 39th Floor I New York, NY I 10282 Office: (212) 902-5522 I Fax: (212) =93-0451 [email protected] <mailto:[email protected]> This e-mail does not constitute an offer =r solicitation with respect to the purchase or sale of any security in =ny jurisdiction in which such offer or solicitation is not authorized =r to any person to whom it would be unlawful to make such offer or =olicitation. This e-mail may contain confidential or privileged =nformation. If you are not the intended recipient, please advise =s immediately and delete this message. If you are sending =onfidential information (e.g. name, tax ID), please ensure you are =sing a secure method of delivery. You may fax confidential =nformation to 212.493-0451. For additional information, including =ow to opt-out of future messages, see http://www.gs.com/disclaimer/pwm.html. For =rospectuses of recent initial public offerings to which this message =ay be related see http://www.gs.com/disclaimer/ipo/. See www.goldman.com/gs/k/accounts/CFTC.Disclosure for =mportant disclosures related to CFTC-regulated swap transactions. =f you currently hold CFTC-regulated swaps, you 3 EFTA_R1_02160956 EFTA02717257 may access the =odd•Frank Regulatory Daily Mark through the Client Web. Please =ontact us if you do not have access to these links or to the Client =eb. = 4 EFTA_R1_02160957 EFTA02717258

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