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efta-02719222DOJ Data Set 11Other

EFTA02719222

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DOJ Data Set 11
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efta-02719222
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2
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn < Sent: Tuesday, August 26, 2014 2:42 PM To: jeffrey E. Subject: Fwd: Southern Financial [C) attached are equity positions with unrealized gains =nd losses per vahe.. Richard Kahn HBRK Associates =nc. 575 Lexington Avenue 4th Floor Begin forwarded message: From: Vahe Stepanian Subject: =/b>Southern =inancial (C) Date: =/b>August 26, 2014 at =0:40:05 AM EDT To: =/b> Cc: =/b>rtM =br> Classification: =onfidential Rich - was looking at Jeffrey's equity positions in SFLLC account x804 today, and noticed he has sizeable gains given rally over last two =eeks. With SPX > 2,000, thought the following is worth pointing out in case Jeffrey may wish to take gains. Note the below is as of yesterday's =lose (8/25/2014). Positions I believe are worth =oting = AAL, AAPL, BIIB, FB, GILD, MBLY, SGMO, TWTR. Thank you, Vahe EFTA_R1_02175615 EFTA02719222 Vahe Stepanian Associate I Wealth Investment Coverage Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management 345 Park Avenue - 26th Floor New York, NY 10154-0004 All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available =pon request. The terms of the trade(s) may be subject to change prior to =ettlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the =fficial trade confirmation(s) or account statements. This communication may contain =onfidential and/or privileged information. If you are not the intended recipient (or have received this =ommunication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of =he material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the =nformation contained in this communication should not be regarded as =uch. 2 EFTA_R1_02175616 EFTA02719223

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