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efta-efta00157043DOJ Data Set 9Other

November 4, 2021 WebEx with Dr. Rocchio

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DOJ Data Set 9
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EFTA 00157043
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November 4, 2021 WebEx with Dr. Rocchio • Prepared for hearing • Clarification after reading our brief: o Will testify about generally well accepted principles in memory. Foundational principles, some derived from Loftus, well accepted in literature o Not an expert on memory o Key principles are in agreement o LR has gone to a training by Loftus • Very difficult to distinguish grooming/non-grooming ex ante -> models require conscious intention, but context matters. Grooming is not a single act, it's a series of behaviors • Described articles o "Observing Coercive Control" by Duron, Johnson, et al. o 2009 study by Leclerc, et al. o "Toward a Universal Definition of Childhood Grooming" in June 2021 in Deviant Behavior by Winters. She looks at criteria in literature, not common tactics or definitions. Responds to Bennett & O'Donohue o "Validation of the Sexual Grooming Model of Child Sexual Abusers" in 2020 in J. Child Sexual Abuse by Winters • Bennett and O'Donohue

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November 4, 2021 WebEx with Dr. Rocchio Prepared for hearing Clarification after reading our brief: o Will testify about generally well accepted principles in memory. Foundational principles, some derived from Loftus, well accepted in literature o Not an expert on memory o Key principles are in agreement o LR has gone to a training by Loftus Very difficult to distinguish grooming/non-grooming ex ante -> models require conscious intention, but context matters. Grooming is not a single act, it's a series of behaviors Described articles o "Observing Coercive Control" by Duron, Johnson, et al. o 2009 study by Leclerc, et al. o "Toward a Universal Definition of Childhood Grooming" in June 2021 in Deviant Behavior by Winters. She looks at criteria in literature, not common tactics or definitions. Responds to Bennett & O'Donohue o "Validation of the Sexual Grooming Model of Child Sexual Abusers" in 2020 in J. Child Sexual Abuse by Winters Bennett and O'Donohue o list 13 specific exemplars of grooming o Captures commonalities and tactics in literature as well as measurement problems o Agrees that there's no universally agreed upon definition but there are a variety of tactics that appear consistently, etc. Studies use slightly different definitions, but core is there -> general consensus that these behaviors are part of dynamic of childhood sexual abuse, which is different than a settled definition o Grooming is much easier to recognize after the fact. Very nature is that the offender is hiding grooming as its happening. o There are studies where people have trouble understanding hypos on the page. But the way to do it is to identify replicated commonalities. Can't give a test. o Interrater reliability — whether or not separate individuals agree on how to code behaviors o Does not agree with Bennett & O'Donohue opinion about whether grooming should be used in forensic settings. • In such settings, does not take anything at face value but can apply grooming to understand descriptions of events o Reasonable experts can disagree about points in literature without undermining the existence of commonalities o Some gaps pointed out by Bennett & O'Donohue have since been fixed Pointing to an article does not mean that LR agrees with every point in the article Dietz, "Grooming and Seduction": provided b/c history of use of the term, pointed to ways in which different labels have been used to describe similar types of behavior 3502-036 Page 1 of 2 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00001702 EFTA00157043 o Building trust between child and adult is often very positive, but in grooming process, it's established for the purpose of sexual abuse and exploitation LR was in grad school before grooming was really a widely taught thing. Sandusky case is really when it came into the public eye • In context of the dynamics of the abuse, many talk about the ways trust was built over time, etc. • In forensic practice, grooming comes up in context of (1) figuring out if someone was abused, and (2) for limitations purposes, when someone should have reasonably connected past abuse to later consequences Expertise is interpersonal violence, not "grooming" specifically, but grooming is a piece of interpersonal violence "Grooming" is a commonly accepted term, the tactics/strategies underlying them are well established • In forensic practice, don't evaluate for "grooming" per se. Not a myth that perpetrators target vulnerable victims. Supported by studies, e.g. offender studies. Winters, "Stages of Sexual Grooming" discusses this. o Winters did a study in 2016 about whether participants could recognize grooming behavior without abuse and the answer was no. But the literature is derived from retrospective perspectives o This means there is some hindsight bias but doesn't contradict studies about what has and has not happened/what they have and haven't done. Education and training included learning about higher risk groups, and has seen it in her practice. High degree of consistency. Third parties: opinions primarily based on experience. When there's a relationship of coercive control, the beneficiary of the control doesn't matter. Another example is gangs targeting younger people. o Third party could be used to disarm/normalize, or one person using coercive control to benefit someone else. Latter exists in coercive control literature. Does not use the term grooming by proxy, doesn't think it's a term that's used Loftus herself teaches that inconsistencies are common in normal memory Research shows that if there's a trusting/caregiving relationship between perpetrator and victim: o Less likely to label abuse as abuse o Less likely to disclose o Can occur because afraid of shame, confusion, worried about losing benefit, other things. 3502-036 Page 2 of 2 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFIA_00001703 EFTA00157044

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FIADDON MORGAN FOREMAN November 1, 2021 VIA EMAIL United States Attorney's Office Southern District of New York 1 St. Andrew's Plaza New York, NY 10007 Re: United States v. Ghislaine Maxwell, 20 Cr. 330 (AJN) Dear Counsel: Haddon Morgan and Foreman, P.0 Jeffrey S. Paglitica 150 East 10th Avenue Denver, Colorado 80203 PH 303.831.7364 FX 303.832.2628 www.hmflaw.com [email protected] Defendant Ghislaine Maxwell through counsel, submit the following summary pursuant to Fed. R. Crim. P. 16(b)(1)(C). I. EXPERT DISCLOSURE BY THE DEFENSE A. Dr. Elizabeth Loftus Dr. Loftus is the Distinguished Professor of Psychological Science and Law at the University of California, Irvine School of Law. Dr. Loftus is one of the nation's leading experts on the science of memory. In addition to her experience as an academic and clinical researcher, she has been an expert witness or consultant in hundreds of cases. Her extensive experience and credentials are recited in her curric

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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK United States of America, —v— Ghislaine Maxwell, Defendant. USDC SONY DOCUMENT ELECTRONICALLY FILED DOC 0: DATE FILED: 11/11/21 20-CR-330 (MN) OPINION & ORDER ALISON J. NATHAN, District Judge: Before the Court is the Defense's motion to exclude the Government's expert witness, Dr. Lisa Rocchio, pursuant to Federal Rule of Evidence 702 and the standard in Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993). Dkt. No. 386. The Government filed a response brief, Dkt. No. 397, and Defendant filed a reply, Dkt. No. 398. The Court conducted a Daubert hearing on November 10, 2021, at which both parties examined Dr. Rocchio. Dkt. No. 431. The Court stated its oral opinion at that hearing that it would deny and grant in part Defendant's motion, to be followed by this opinion. I. Legal standard Federal Rule of Evidence 702 governs the admissibility of expert testimony. That rule states: A witness who

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November 8, 2021 WebEx with Dr. Rocchio TFO • In order to apply for internship at Yale, needed 450 hours of practice • In order to get licensed, need 2 years of full time practice, I needs to be pre-doctoral, each year has to be 1500 hours • Licensure: national exam, in certain states have a state exam on laws or ethics, etc. • Reviewed draft Daubers motion for Dietz and Loftus: o LR thinks it's not necessarily right that it's hard to assess whether grooming has occurred, but it's right that it's difficult to predict whether grooming will occur (prospectively) o Hindsight bias: many grooming articles point out that they operate in hindsight o Halo effect may be an argument about how offenders compartmentalize/hide from others. That's well-known offender behavior, they hold themselves out as pillars of community. o LR won't argue that false allegations are impossible, but they are rare o LR agrees that normal memory fades over time, can be fragmented, peripheral deta

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H A D D O N MORGAN FOREMAN November 1, 2021 VIA EMAIL United States Attorney's Office Southern District of New York 1 St. Andrew's Plaza New York, NY 10007 Re: United States v. Ghislaine Maxwell, 20 Cr. 330 (AJN) Dear Counsel: Haddon, Morgan and Foreman, P.0 Jeffrey S. Pagliuca 150 East lOth Avenue Denver, Colorado 80203 www.hrnflaw.com Defendant Ghislaine Maxwell through counsel, submit the following summary pursuant to Fed. R. Crim. P. 16(b)(1)(C). I. EXPERT DISCLOSURE BY THE DEFENSE A. Dr. Elizabeth Loftus Dr. Loftus is the Distinguished Professor of Psychological Science and Law at the University of California, Irvine School of Law. Dr. Loftus is one of the nation's leading experts on the science of memory. In addition to her experience as an academic and clinical researcher, she has been an expert witness or consultant in hundreds of cases. Her extensive experience and credentials are recited in her curriculum vitae. Exhibit A. It is expected that Dr. Lof

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