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efta-efta00491242DOJ Data Set 9Other

From: Ike Groff <I

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DOJ Data Set 9
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efta-efta00491242
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5
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Ike Groff <I To: ' Subject: FW: TOURMALINE PARTNERS LLC 1015410 Date: Mon, 25 Feb 2019 18:56:03 +0000 Attachments: Inline-Images: image001.png; image002.png Here are our new dental cards [,Description: Descriotion: From: DiSpigna, Frank [rnaitto: Sent: Monday, February 25, 2019 1:54 PM To: Ike Groff Subject: Fwd: TOURMALINE PARTNERS LLC 1015410 See attached Francis DiSpigna Associate Managing Director Principal Securities Registered Representative Financial Advisor E-mail: Website: From our beginning in 1879, Principal has grown to become a FORTUNE 500 member and a leading provider of Financial, Insurance and Group Benefits for businesses and individuals around the world. EFTA00491242 Insurance products from the Principal Financial Group® are issued by Principal National Life Insurance Company (except in New York), Principal Life Insurance Company, and the companies available through the Preferred Product Network, Inc. Securities and advisory products offered through Principal Securities, Inc. (800) 247-1737, member SIPC . Principal National, Principal Life, the Preferred Product Network and Principal Securities are members of the Principal Financial Group, Des Moines, IA 50392 From: Agudo, Jay Sent: Monday, February 25, 2019 1:49 PM To: Cc: DiSpigna, Frank Subject: TOURMALINE PARTNERS LLC 1015410 Hi Ike, Please see attached temp dental ID cards. Let me know if you have any further questions. Thanks #BePlatinum2020 Jay Agudo j Account Coordinator Group Benefits Distribution Principal Connect with Us on Twitter I Facebook ;`),,cid:image0 it EFTA00491243 Be a resource your clients look to for clarity. Share this article to open the conversation about the tax implications of employee benefits. Classification: Customer Confidential Sent: Monday, February 25, 2019 12:59 PM To: Agudo, Jay Subject: Fwd: [External] dental insurance cards Hello Jay....can you assist on how to get new dental cards for a client of Principal's Tourmaline Partners ? Francis DiSpigna Associate Managing Director Principal Securities Registered Representative Financial Advisor E-mail: Website: From our beginning in 1879, Principal has grown to become a FORTUNE 500 member and a leading provider of Financial, Insurance and Group Benefits for businesses and individuals around the world. Insurance products from the Principal Financial Group® are issued by Principal National Life Insurance Company (except in New York), Principal Life Insurance Company, and the companies available through the Preferred Product Network, Inc. Securities and advisory products offered through Principal Securities, Inc. (800) 247-1737, member SIPC . Principal National, Principal Life, the Preferred Product Network and Principal Securities are members of the Principal Financial Group, Des Moines, IA 50392 From: Ike Groff Sent: Monday, February 25, 2019 12:44 PM EFTA00491244 To: DiSpigna, Frank Subject: [External] dental insurance cards Hi Frank, I but up my dental insurance card. When I card for United Healthcare dental but now I understand this is only for children. Can you help me get new cards since my wife and I cut up the old ones. Ike F ADescription: Description: This email and any files transmitted are confidential and intended for institutional investors and is not subject to all of the independence and disclosure standards applicable to research reports prepared for retail investors. This electronic communication has been prepared by Tourmaline Partners, LLC for distribution to Tourmaline Partners, LLC ("TOUR") clientele. This communication is not intended for public dissemination and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 0512(c) , who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies involving a security or securities; and (2) will exercise independent judgment in evaluating the recommendations of any broker-dealer or its associated persons. Any desk commentary may be inconsistent, and reach different conclusions, with other TOUR trading desk material or independent third party research reports. TOUR is under no obligation to bring them to the attention of recipients of this information. This communication is provided for information purposes only and is not intended as a recommendation, offer or solicitation for the purchase or sale of any security or financial instrument. TOUR is a registered broker-dealer and a member of FINRA and SIPC. For additional disclosures, please visit disclosure —Message Disclaimer— This e-mail message is intended only for the use of the individual or entity to which it is addressed, and may contain information that is privileged, confidential and exempt from disclosure under applicable law. If you are not the intended recipient, any dissemination, distribution or copying of this communication is strictly prohibited. If you have received this communication in error, please notify us immediately by reply email to and delete or destroy all copies of the original message and attachments thereto. Email sent to or from the Principal Financial Group or any of its member companies may be retained as required by law or regulation. Nothing in this message is intended to constitute an Electronic signature for purposes of the Uniform Electronic Transactions Act (UETA) or the Electronic Signatures in Global and National Commerce Act ("E-Sign") unless a specific statement to the contrary is included in this message. If you no Ion er wish to receive any further solicitation from the Principal Financial Group you may unsubscribe at any time. If you are a Canadian resident and no longer wish to receive commercial electronic messages you may unsubscribe at any time. EFTA00491245 This email and any files transmitted are confidential and intended for institutional investors and is not subject to all of the independence and disclosure standards applicable to research reports prepared for retail investors. This electronic communication has been prepared by Tourmaline Partners, LLC for distribution to Tourmaline Partners, LLC ("TOUR") clientele. This communication is not intended for public dissemination and the recipient is prohibited from sharing this information. This communication has been prepared for institutional accounts, as defined within FINRA Rule 4512(c), who (1) are capable of evaluating investment risks independently, both in general and with regard to all transactions and investment strategies involving a security or securities; and (2) will exercise independent judgment in evaluating the recommendations of any broker-dealer or its associated persons. Any desk commentary may be inconsistent, and reach different conclusions, with other TOUR trading desk material or independent third party research reports. TOUR is under no obligation to bring them to the attention of recipients of this information. This communication is provided for information purposes only and is not intended as a recommendation, offer or solicitation for the purchase or sale of any security or financial instrument. TOUR is a registered broker-dealer and a member of FINRA and SIPC. For additional disclosures, please visit EFTA00491246

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