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efta-efta00661867DOJ Data Set 9Other

From: Richard Kahn

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Unknown
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DOJ Data Set 9
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efta-efta00661867
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2
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn To: "jeffrey E." <jeevacationggmail.com> Subject: Fwd: Monthly TWTR Swap Reset [SC] Date: Fri, 29 May 2015 15:33:23 +0000 Attachments: 612676 - SF.DOCX Inline-Images: image002.jpg please advise if ok to give approval to transfer fund thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 646-350-0954 cell Begin forwarded message: From: Vahe Stepanian To: Richard Kahn < Cc: Daniel Sabba < >, Ariane Dw er < >, Paul Morris >, Stewart Oldfield < >, Jeanne Brennan Subject: Monthly TWTR Swap Reset [SC] Date: May 28, 2015 at 3:38:30 PM EDT Classification: Strictly Confidential Rich- please confirm you agree with the below details of the monthly Twitter swap settlement. We will call Darren to verbally confirm wire transfer to DBAG London after receipt of your approval. DB Receives 1,529,290.08 USD Reset Date: 27-May-2015 Value Date: 01-June-2015 Interest: 4,290.08 Equity: 1,525,000.00 Note that the last reset date was 4/27/2015, and additional details are included on attachment (password will follow under separate cover). I've also included a Bloomberg screenshot with TWTR closing prices below for your convenience. Thank you, Vahe EFTA00661867 Vahe Stepanian Assistant Vice President I Key Client Partners Deutsche Bank Securities Inc. Tel. +1 212 454-1539 Mobile +1347 854-4676 Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00661868

Technical Artifacts (7)

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Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Domainjeevacationggmail.com
Faxfax 646-350-0954
Phone+1 212 454-1539
Phone+1347 854-4676
Phone212-971-1306
Phone646-350-0954
Wire Refwire transfer

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From: Vahe Stepania Sent: 12/4/2015 1:56:49 PM To: Richard Kahn mj CC: Daniel Sabba riane Dwyer " ' 'Paul Morris [ Stewart Oldfield Subject: RE: Dispersion Call Option [CI Classification: Confidential One more point worth mentioning - the realized dispersion when we spoke on Wednesday was - 9.95%. This decline from 9.95% to 9.41% would also affect the indicative bid of the option. From: Vahe Stepanian Sent: Friday, December 04, 2015 1:09 PM To: Richard Kahn Cc: Daniel Sabba

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From: Ariane Dwyer Sent: 9/3/20)5 3:47:02 PM To: Darren Indyke ; Richard Kahn CC: Daniel Sabba I; Vahe Stepanian Stewart Oldfield I Paul Morris Subject: ISDA Amendments ICI Attachments: Southern Financial LLC - Amendment Agreement - First Draft.doc; Southern Trust Company Inc. - Amendment Agreement - First Draft.doc Classification: Confidential Darren and Rich, Please find attached the ISDA amendments for Southern Financial and Southern Trust. Let us know if you have any quest

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From: Paul Morris Sent: 7/1/2015 3:52:39 PM To: 'Jeffrey E.' [email protected]) Subject: RE: EURUSD Risk Reversal Pricing [C] Ok ---Original Message--- From: Jeffrey E. [jeevacation©gmail.com] Sent: Wednesday, July 01, 2015 03:51 PM Eastern Standard Time To: Paul Morris Subject: Re: EURUSD Risk Reversal Pricing [C] on plane with people talk tomor morning On Wed, Jul 1, 2015 at 9:50 PM, Paul Morris < > wrote: Jeffrey Daniel and Vahe are on the desk if you have a few minutes no

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