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efta-efta00667607DOJ Data Set 9Other

From: Jeevacation <jeevacation®gmail.com>

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DOJ Data Set 9
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efta-efta00667607
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Jeevacation <jeevacation®gmail.com> To: roger schank Subject: Re: Genco Shipping Date: Wed, 13 Jan 2010 12:06:41 +0000 m awake Sent from my iPhone On Jan 12, 2010, at 5:17 PM, roger schank seems he screwed it up (of course) roger schank http://www.rogerschank.com/ Begin forwarded message: wrote: From: "Nebija, Bekim " Date: January 12, 2O1O 5:02:41 PM EST (CA) To: "roger schank" < Cc: "Rosalia, Anthony " Subject: Genco Shipping Hi Roger, As I mentioned, you were assigned on 25 of the Genco Jan10 20 calls. This means that you will have to buy 2,500 shares of GNK to cover. Today you covered (purchased) the 40 short contracts you had in the account, but we should have only covered 15 due to the 25 that were exercised. Your trade will be adjusted so that you only cover 15, not 40 contracts. Please contact me if you have any questions. Best regards, Bekim Nebija Morgan Stanley Smith Barney LLC Registered Associate - Wealth Management One Penn Plaza, 47th Floor New York, NY I0119 It is important that you do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity, to send fund transfer instructions, or to effect any other transactions. Any such request, orders, or instructions that you send will not be accepted and will not be processed by Morgan Stanley Smith Barney. Recently, the Global Wealth Management Group of Morgan Stanley & Co. Incorporated and the Smith Barney division of Citigroup EFTA00667607 Global Markets Inc. combined into Morgan Stanley Smith Barney LLC, a new investment advisor and broker/dealer registered with the Securities and Exchange Commission. The URL on this e-mail is not indicative of the sender's employer. EFTA00667608

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