From: Richard Kahn

From: Richard Kahn To: "Jeffrey E." <[email protected]>, Paul Barrett Subject: Fwd: options Date: Fri, 08 Sep 2017 20:23:43 +0000 HD options closed sale 4.0 purchase 2.5 less comm .06 profit 1.44 x 20,000= 28,800 nice trade!!! Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Begin forwarded message: From: "Ens, Amanda" Subject: RE: options Date: September 8, 2017 at 4:19:30 PM EDT To: Richard Kahn < Cc: "Tome, Christine C" , "Rothberg, Justin D" < Rich, as discussed, sold the HD calls to close at 4.00 gross Commission $3/contract Thanks and have a great weekend, Amanda Original Message From: Richard Kahn [mailto: Sent: Thursday, Se tember 07. 20 I 7 11:42 AM To: Ens, Amanda Cc: Tome. Christine C Rothberg, Justin D "Miller, Allison - NEW YORK NY" ; Miller, Allison - NEW YORK NY Subject: Re: options EFTA00680432 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Sep 7, 2017, at 11:40 AM, Ens, Amanda wrote: Rich, we're done on HD now too at your level. Southern Trust Company bought 200 contracts of the HD Oct 160 Calls @ 2.500 gross Commission is $3/contract. Booked as OTC listed option lookalikes as with prior trades. Thank you for the business. Regards, Amanda Original Message From: Ens, Amanda Sent: Thursday, September 07, 2017 11:28 AM To: 'Richard Kahn' Subject: RE: options Rich, Southern Trust Company bought 430 contracts of the LOW Oct 80 calls at 1.1450 gross We're still working the HD because they are a few cents higher; not done on those yet. Commission is $3/contract. Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated EFTA00680433 One B ant Park, 5th Floor, New York NY 10036 Phone: Mobile: Original Message From: Ens, Amanda Sent: Thursday, September 07, 2017 11:16 AM To: 'Richard Kahn' Subject: RE: options Be right back - thank you Rich Original Message From: Richard Kahn [mailto: Sent: Thursday, Se tember 07, 2017 11:13 AM To: Ens, Amanda Subject: options please confirm you can execute the following order: Buy 430 contracts of the LOW Oct 80 Calls @ 1.1500 Buy 200 contracts of the HD Oct 160 Calls @ 2.500 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 tel fa% cell This message, and any attachments, is for the intended recipient(s) only, may contain information that is rivileged, confidential and/or proprietary and subject to important terms and conditions available at If you are not the intended recipient, please delete this message. This message, and any attachments, is for the intended recipient(s) only, may contain information that is privileged, confidential and/or proprietary and subject to important terms and conditions available at EFTA00680434 message. If you are not the intended recipient, please delete this EFTA00680435