JEFFREY KOG

JEFFREY KOG To: Darin From: Jeffrey Kogan Re: Financial Statement Date: October 26, 2010 Following this cover page is the Financial Statement prepared by our accountants. Note the asterisk online L I instructed my accountant to add $4,650,000 to the Chase checking account (see Schedule A). In addition, I am faxing to you a Board Package (so referred to by our broker). Call me any time if there is anything else you need. EFTA00729692 FINANCIAL STATEMENT Name: Address: Faith Kates and Jeffrey Kogan Assets: Total of cash in banks, CMA'S, CD's, etc. (see Schedule A) 4,776,812 Securities (see Schedule 8) 6,031,480 Real Estate (see Schedule C) 9,500,000 Pension Funds (see Schedule U) 812,607 Life Insurance: Cash Surrender Value (see Schedule E) Escrow deposit on apartment Other Assets (see Schedule F) 20,000,000 TOTAL ASSETS 41,120,898 Liabilities: Mortgages payable (see Schedule C) 2,017,125 Other Liabilities (see Schedule G) TOTAL LIABILITIES $ 2,017,125 NET WORTH (excess of assets over liabilities) 39,103,773 Income: Salary (or earned income) 604,426 Dividends & Interest $ 158,791 Other (see Schedule H) (122,720) TOTAL INCOME 640,497 SIGNATURE: SIGNATURE: DATE: October 26, 2010 DATE: October 26, 2010 ci) EFTA00729693 FINANCIAL STATEMENT: Supplementary Schedule A. Cash, Bank, Money Fund, CD. CMA, or other Name, Address Type of Account Cash Balance JP MoTan Chase Checking 4,676,828 JP Morgan Chase Money Market 8,970 JP Morgan Chase UTMA Savings 26,513 JP Morgan Chase UTMA Savings 39,572 JP Morgan Chase _UTMA Savings 24,929 Assuming ,550,000 °eposlteo into B. Securities Name, Address Type of Account Market Value Goldman Sachs & Company Municipal Fixed Income 3,192,169 Goldman Sachs & Company Money Market Funds 2,573.212 Goldman Sachs & Company Money Market Funds and Securities (UTMA) 117,082 Goldman Sachs & Company Money Market Funds and Securities (UTMA) 86,580 Goldman Sachs & Company Money Market Funds and Securities (UTMA) 27,726 Fidelity Investments Money Market Funds and Securities 18,795 Fidelity Investments Money Market Funds 17,916 C. Real Estate Location of Property Market Value Mortgage Balance 257.640 Watermill, New York 2,500,000 New York, New York 750,000 Roslyn, New York 1,000,000 266,002 Brooklyn, New York -• 4,000.000 1.493,483 Niagara Falls, New York 1,250,000 - D. Pension Funds Description Amount Fidelity Investments - Traditional IRA 109,200 Fidelity Investments - Profit Sharing Keogh 66.102 Goldirkin Sachs - IRA 35,249 Goldman Sachs - Profit Sharing Plan (Partnership Holding Corporation) 233,482 Fidelity 401K 324,068 Vanguard SEP 44,486 EFTA00729694 FINANCIAL STATEMENT: Supplementary Schedule E. Life Insurance Beneficiary, Insurance Co. None Cash Surrender Value F. Other Assets Description Amount Interest in Partnership Holding Corporation, a corporation of which Faith Kates is the sole shareholder. The corporation owns 31% of Next Management LLC and 4 related Europeon entities. G. Other Liabilities 20,00%000 Description None Amount H. Other Income Description Amount K-1 Income from Partnership Holding Corporation 208,495 Net losses from Real Estate holdings (331216) EFTA00729695 HEAL ESTATE Charles H. Oteenthal Management Pew Park Ammo • Ilsbd Ace • Kw Ter toolc•s331 Taleem: 113131340.0100 TAX: MIR 447.1007 IMPERIAL HOUSE 69" TENANTS CORP. 150 EAST 69" STREET NEW YORK, NEW YORK 10021 REQUIREMENTS FOR THE TRANSFER OF APARTMENTS Please provide the following and send to Charles H. Greenthal Management Corp., 4 Park Avenue, New York., New York 10016, Attention: Romer Carro0: A. One (1) complete board package marked "original" consisting of all items (1-21). B. Ten _(101 collated copies of Items 1-10 in individually bound three-ring binders no wider than 1 14". Please include dividers and/or tabs for each section of your application. C. I go (101 Identical CD's each with a scanned copy of Items 1-12 only an PDF format). (Each requirement must be clearly titled on the CD by tuning its own Ede for easy referral by Board members.) 1. Purchase Application, completed and signed (application enclosed). 2. Contract of Sale, fully executed and dated by all parties. Finenciall Statement (3-page form enclnse,d) listing all amets and liabilities. 4. Signed copies of the last two (2) pan Federal and state income tax returns (pages one end two only) and W-2 forms; 5. Employer reference letter stating annual salary, position and length of employment. If self- employed• not employed or retired, please provide a letter frnm a certified public accountant stating income and how many years accountant has prepared returns. 6. Reference letter from present landlord or Managing Agent, should include verification of rent, maintenance or mortgage payments. 7. Rank verification letter stating typo of account, amount on deposit in dollars, when account was first opened. Include account numbers. This letter is required in addition to =rent bank state-malts. 8. Three (3) or four (4) personal reference letters. 9. If apartment is being funancil, please include the Commitment Lotter fiom the bank (Maximum Financing Permitted is 50% of Purchase Price). to. Supplemental Rider to Contract of Sala (sec attached to:.,, Cu, language to use in Rider. The following llama (11 and 12) pre to be Included ht the us Waal package and on CD: MEMBEES Of THE WESTGROW OF COMPANIES The Chaska H. °remittal Oroua Inc. • Charles H. Grcenthal Management Corp • Charles H. Greenfly! Commenlal Corp. Marks N. Oreersthos Poeiamue peaty< • Creonahese Me.. amain West Propattea, Inc. • no-atarnMs Co. • linen. PI. • www.greenthal.cozn EFTA00729696 RI:AI. RcrArg 1:— TIrmancial Statement (lean enclosed) listing all assets and liabilities together with documentation to verify entries including the verification of bank accounts, stocks, bonds, real estate and all other items listed. Statements must Include all pages. 12. Signed copies of the last two (2) years Federal and state tax returns including all schedules and attachments (i.e., and I099R's, K-I 's) required to be filed with tax returns. The following items and checks are to be submitted *Albs oristioal package, but do not need to be Included on the CD: 13. Lead Paint Disclosure Form executed by Seller(s), Purchaser(s) and Agents) (form enclosed). l4. Alteration and move-in depoeit letter to be executed by applicant(s) and submitted with Patters (enclosed form). 15. If apartment Is being (latticed, please include originals of the Recognition Agreement, in triplicate, fully executed (Azteeh form only) in the original package. 16. Apartment Alteration guidelines for informational purposes only (enclosed form). 17. Window Guard Notice fully executed by potential purchasers(s) (enclosed form). IS. A credit check authorization form to be signed by applicant(s) (enclosed form). 19. Credit check the and nationwide 'aniline' backer:mutd chock of 5200.00 (non..refundable) person payable by Certified Cheek, bank cheek or Money Order to Charles H. Greenthal Management Corp. from applicant(s). 20. An application fee of $300.00 (non-refundable) payable by Certified Check, bank check or Money Order to Charles H. Greenthal Management Corp. from applicant(s). 21. Certified Check, bank elteck or Money Order of Se 50 00 payable to Stroock Stroock & Levan for litigation search. SPECIAL NOTES: SOCIAL SECURITY NUMBERS AND ACCOUNT NUMBERS SHOULD BE BLOCKED OUT ON ALL COPIES THROUGHOUT THE PACKAGE INCLUDING APPLICATION AND TAX RETURNS. PART A (TETE ORIGINAL) SHOULD INCLUDE SOCIAL SECURITY NUMBERS AND ACCOUNT NUMBERS. Any packages received Incomplete will be resumed to sends: vie U.S. mail. Children ova the age of twelve (12) may be asked to accompany parents to the interview. If stock certificate end proprietary lease arc to be held in the name of a Revocable Trust please submit copy of the trust agreement. A Certificate of Insurance showing one million dollars of liability for the apartment is required at dosing. The Board of Directors must approve any work of any nature. Please contact Mark E. Hamilton at (212) 535-2218 for neentary documents EFTA00729697 REAL ESTATE IMPERIAL ROME ton ALL FEES BY THE SELLER(S) MUST BE PAID BY CERTIFIED CHECK. MONEY ORDER OR ATTORNEY ESCROW CHECKS. CHECKS FROM THE PURCHASER MAY BE PERSONAL WITH THE EXCEPTION OF THE MOVE-TN DEPOSIT, WIRCNN MUST DE CERTIFIED OR BANK CHECK. MANAGING AGENT'S TRANSPER FEE $600.00 PAYABLE TO CHARLES It GREENTHAL MANAGEMENT CORP. N.Y. STATE TRANSFER STAMPS ($O5 PER SHARE) PAYABLE TO CHARLES H. GREENTHAL MANAGEMENT CORP. Administrative fee _payable PAYABLE TO G9T" TENANTS CORP. ESTATE SALE, IP APPLICABLE: A) COPY OF WILL B) ORIGINAL LETTERS OF TESTAMENTARY C) ORIGINAL NEW YORK STATE TAX WAIVER $25.00 YOUR PROPRIETARY LEASE AND STOC3C CERTIFICATE MUST BE BROUGHT TO CLOSING. ALL MAINTENANCE AND OTHER ARREARS MUST BE PAID AT CLOSING. PUISES IF FINANCING. PROCESSING FEE S425.00 PAYABLE TO CHARLES H. GREENTHAL MANAGEMENT CORP. Adminitative feeiayable $25.00 PAYABLE TO 69 TENANTS CORP. ALTERATION AND MOVE•IN DEPOSIT (REETOIDABLIO SI0,000 PAYABLE TO 69" TIINANTS CORP, t.HLt.K MUST BE CERTIFIED OR RANK CHECK AND WILL BE DEPOSITED. WHEN CLOSING TAKES PLACE ON OR AMR THE 16TH OF THE MONTH, MAINTENANCE FOR THE FOLLOWING MONTH IS DUE AT CLOSING. SELLER AND PURCHASER MUST BRING PHOTO IDENTIFICATION TO CLOSING. ATDITIONAL ChOEENE CHARGES IF THE CLOSING IS NOT COmplzus WITHIN 2 HOURS. AN ADDITIONAL CHARGE Or 520000 WEL DE ADDED TO THE MANAGEMENT FEE. THERE IS A $200.00 CANCELLATION CHARGE IF OUR TRANSFER AOENT IS REQUIRED TO ATTEND A CLOSING. WHICH IS NOT CONSUMMATED. THERE IS AMAPA:EN LATE CANCELLATION MARGE W A CLOSING IS NOT CANCELED PRIOR TO 24 HOURS OF THE SCHEDULED DATE. EFTA00729698 CI-MALES H, CRCENTliA) NIS ANAGCAL ENT CORP. roue Pm°, Meng. Mut floo. Real Estate FILE UNDERSICATED APPLIES FOR APPROVAL BY ME BOARD Of DIRECTORS Of ME CORPORADON USIED BELOW Of THE PROPOSES/PM-14AI UP 'HARES OF THE CAPITAL sract CONN(CnoN shim Mt COUCronTEC APARNENunif UNIXILSICtif 0 OFFERS TO PURCHASE THE CONDOMINIUM Mit COOPERARvf/CCINCOMINIUM NAME! ADDRESS, Am NO. OF SHAREWERCENTATGE. PURCJMSE S CURRENT MONTHLY MAIMENANCEJCONMON CH ICES-: SNANONG WS 1) NO 0 LENDER: AMOUNT 10 BE FAUCED I RERCENIAGE PROPOSE° =we omEt PROPOSED OCCUPANCY bAlE• PURCHASE APPLICATION COOPERATIVE/CONDOMINIUM (Plost TYPE Alt Ropotrus) SEEMS rum& SSP tiu.crrs Rust, SSC RESENT mimes, ore, STATE ZIP: TELEPHONEI BUSINESS. HOME: FAX SELLERS ATTORNEY- IELEPHONE. FAX, ADDRESS. _SPATE; bp. NAME OR NAMES MUST BE ENTERED BELOW IN THE MANNER THAT THE STOCK CERTIFICATE (COOPERATIVE) OR DEED ICON DONINIU SAND OTHER DOCUMENTS ARE TO BE DRAWN. APPuOvirS Myr SSo CO./ORIONIS NAME. SSO PRESCNI ADORESS STATE-.. fettPHuvE BUSINESS, KW( FAx AfFtICANTI ATTORNEY/ TELEPHONE FAX FIRM ADDRESS QTY; STATE ZIP BROKERS NAIAG HIER-IONE. FAX ERN, ADDRESS CITY. STATE. ZIP BROKERS NAME. TELEPHONE. FAX. EFTA00729699 APPVCANUNCORAIATION NAME- CURRENT ADDRESS ANNUAL RENT OR mAssiTENANGE, . _DATES OF OCCUPANCY- CITIZENSHIP, PRESENT LANDLORD OR MANAGING AGENT, TELEPHONE NO ofteituS HOME ADDRESS. DACES OE OCICVPANCI. PREVIOUS LANDLORD OR MANIOC AGENT TELEPHONE NO- EMPIOYMFFU. PRESENT EmPtOrEERt ADDRESS, TELEPHONE NO. OATES OF ETAPLCMAENT, POSITION HELD: ANNUAL SALARY: PREVIOUSEMPLOYER- ADDRESS. TELEPHONE NO: DATES OF EMPLOYMENT: POSITION HELD: ANNUAL MARE: EQLLCADONSACKLRD.Utik mai SCHOOL COLLEGE: GRADUATE SCHOOL ACINITLES. UST MEMBERSHIP IN ALL CUBS. SOCIETIES. WITH DATES. LIST HOSSIEs. LIST vOWNTEERMALANENRONC AMITIES- ApPLICAKCSSEEESENCII NAME OF BANK: ADDRESS. TYPE OF ACCOUNT. NAME OF BANX, ADDRESS- OF ACCOUNT NAME OF ACcOutauff: FIRM TYPE Of ACCOUNT. ADLnet.ss: TELEPHONt 140, ouSiNFSWERENGEf. EFAME. JR? nRAi ADDRESS: TELEPHONE NO. NAME, FIRM• ADDRESS: TELEPHONE NO. NAME. FIRM ADDRESS. TELEPHONE NO. _ PERSONAL REEERPNCES. NAME, FIRM. ADDRESS. TELEPHONE NO HAILE. ADDRESS: TELEPHONE NO. NAME, FIRM ADDRESS• TELEPHONE NO EFTA00729700 gaaniC itlittifaibsgal NAME: CURRENT ADDRESS .121NIJAL RENT CET MAINTENANCE DATES OF OCCUPANCY CITIZENSHIP: PRESENT LANDLORD OR MANAONG AGENT: TELEPHONE NO. PREVIOUS HOME ADDRESS, DATES Of OGYI PAM"( PREVIOUS LANDLORD OR MAAMONCACENT: TELEPHONE NO LMINONTFIENT. PRESENT EMPLOYEER• ADDRESS TELEPHONE NO. DATES OF FM PLOYMENTH POSITION HELD: ANNUAL WAR,: PREVIOUS EMPLOYER: ADDRESS: TELEPHONE NO. DATES OF EMPLOYMENT: POSITION HEM NANUAI. smart. INStiliz HIGH SCHOOL COI! FC.G. GRADUATE SCHOOL: 6CM/rift UST MEMBERSHIP IN ALL cues. SCCIETIES. WITH DATES - UST HORDES: UST VOUMITEERMAILMITHROPIC ACIPAITES. EMECDELLEUERSES: NAME OF BANK ADC>RESS. TYPE Cf ACCOUNT. NAME OF &WK. ADDRESS. TYPE OF ACCOUNT. NAME Of ACCOUNTANT: ARM. TYPE Of ACCOUNT. ADDRESS. TELLritoNC NO WANES; REFERFNCFS- NAME: RAW ADDRESS TELEPHONE ND NAME, FIRM. ADDRESS TELEPHONE NO. NAME. ARM, ADDRESS TELEPHONE NO PERSONAL JIET ERE NCFS. NAMf• ARM ADDRESS. TELEPHONE NO. wag• HRH: ADDRESS, TELEPHONE NO. NAME. FIRM. ADDRESS TELEPHONE NO EFTA00729701 ADDITIONN INFORMATION; LIST NAMES AND AcEs Of CHILDREN LIST NAMES AND RELMONSHiP Of PROPOSED OCCUPANTS Of THE APARTMENT - WILL THE APARIMEM BE YOUR PRINOPµ RESIDENCE? VS O NO D NAMES Of RESIDENTS IN THE BOLDUC KNOWN TO THE APPLICANTES} DOES APPLICANT WIL;H TO MANINN PETS IN THE APARTMENT? IF SO SPECIFY NUMBER AND TYPE Of PET ANY ADDITIONAL INFORMATION WHICH MAY BE PERTINENT OR HELPFUL it4 SUPPORT OF THIS APPUCATION CERTIFICATIOd THE uffocRsic.fiCD APTAG.Amai cvninES THAT ALL THE THEORmAHON SET FORTH IN am ANKKATION IS A COmPtETE AND ACCURATE STATEMENT OF FACTS. D I; UNDERSTOOD THAT THE BOARD Of DIRECTORS G THE COOPERATTvE CORPORATION OR THE BOARD OF MANAGERS OF THE comoOmiHrum WILL RELY ON THE INFORMATION FURNISHED IN CONSIDERING THIS APPUCATION. THE UNDERSIGNED AUTHORIZES THE BOARD OF DIRECTORSIMANAGERS AND ITS AGENTS TO CONTACT MY EMPLOYERS, BANKS, LANDLORD, EDUCATIONAL INSTITUTONS. REFERENCES. AND OREM INVESTIGATORYACENOES FOR INEORMATTON BEARING UPON THIS ApoucAnon. IN NO EVENT FULL THE COOPERATIVE CORPORMON.CONDOmMIUM, ITS BOARD OF DIRKTORS/MANAGERS. ITS AGENT OR ITS REPRESENTATIVES BF RESPONSIBLE FOR off DAMAGE, COST. EXPENSE OR LIABILITY RESULTING FROM OR Rage< TO ANY DEW IN THE REVIEW' PROCESS, THE DISAPPROVAL OF DIE APPUCATION OR OTHERWISE. THE APARTMENXINIT IS SOLD 'AS IS' AND UNLESS SPECIFICALLY SET FORTH TO THE CONTRARY, THE SEVER IS NOT OBLIGATED TO MACE MY REPN RS OR DECORATIONS. Jilt OetiGATION TO Muth POSX5Sroff of THE AFARTmENTAPLIT IS TOW Of THE puRtrudet. IME ruRCHASER Of AN APARTMENT/unit TAKES. suIPECT TO THE PROVISIONS OF THE PROPRIETARY LEASE. BrIAWS AND RUSES MID RECARADONS (COOPEILUWE4 OR THE MACAWS. DECIARATIOR AND RULES ANO REGULATIONS (CONDOMINIUM), AND ASSUMES ALL OF THE SELLER'S OBUr.ATONS THEREUNDER. IT IS UNDERSTOOD MAT CHARLES 14 CREENTSIAL MANAGEMENT CORP. IS ACTING AS AN AGENT FOR THE COOPERATIVE CORPORATIOEMONDOMNIUM AND MAKES NO PERKS/MAHON WITH RESPECT TO THE VALUE Of THE BIA MIK OR BC APARTMENTAINIT OR OTHERWISE. MO ASSUMES NO LIABRITY TO THE UNDERSIGNED OR ANY OTHER PERSON ARISING OUT OF OR ROARK TO THIS APPLICATION OR THE SALE CONTEMPLATED HEREBY. APPLICANT'S SIONATL/RE: DATE STCHED CO•APPUCAAO'S SKAIMAIE DATE SICRED- EFTA00729702 FINANCIAL STATEMENT Name: Address: Assets: Total of cash in banks, CMA's, CD's, etc. (sec Schedule A) Securities (see Schedule B) Real Estate (see Schedule C) Pension Funds (see Schedule D) Life Insurance: Cash Surrender Value (see Schedule E) Escrow deposit on apartment Other Assets (see Schedule F) TOTAL ASSETS Mortgages payable (see Schedule C) Other Liabilities (sec Schedule G) TOTAL LIABILITIES NET WORTH (excess of assets over liabilities) Income: Salary (or earned Income) $ Dividends & Interest Other (see Schedule H) TOTAL INCOME SIGNATURE: DATE: SIGNATURE. DATE: EFTA00729703 FINANCIAL STATEMENT: Supplementary Schedule A. Cash, Bonk, Money Fund, CD, CMA, or other Name, Address Type of Account Cash Balance B. Securities Description of security No. of shares Market Value C. Real Estate Location of Property Market Value Mortgage Balance D. Pension Funds Description Amount Page 2 EFTA00729704 FINANCIAL STATEMENT: Supplementary Schedule e. Life Insurance Beneficiary insurance Co. Cash Surrender Value T. Other Assets Description Amount a Other Liabilities Description Amount H. Other lucerne Source of Income Amount Page 3 EFTA00729705 SUPPLEMENTAL RIDER ANNEXED TO AND FORMING A PART OF CONTRACT OF SALE DATED , 200 BETWEEN ("SELLER") AND ("PURCHASER") FOR COOPERATIVE UNIT LOCATED AT 150 EAST 69Th STREET, NEW YORK. NEW YORK Paragraph 2.1 of the Contract of Sale is hereby deleted and replaced with the following: "2.1 Seller agrees to sell to Purchaser, and Purchaser agrees to purchase from Seller, the Setter's Shares, Lease, Personalty, Included Interests, Seller's Interest's in 69th Leasing LLC ("the LLC"), and all other items included in this sale, for the Purchase. Price and upon the terms and conditions set forth in this Contract" Paragraph 10.1 of the Contract is hereby supplemented so that at Closing: (1) Seller shall assign to Purchaser all of Seller's interests in the LW (if applicable, by delivery of a certificate duly endorsed); and (2) Purchaser shalt execute and deliver to Seller and the LLC an agreement assuming Seller's interests in the LLC in the form required by the LLC. Supplementing the foregoing, Seller and Purchaser shall cooperate with each other and with the LLC and at the Closing shall execute such other documents as shall be reasonably necessary to assign Seller's interests in the LLC to Purchaser. IN WITNESS WHEROF: PURCHASER: SELLER: 4101 EFTA00729706 Disclosure Format for Target Housing Sales Disolosuro or information on Leaa-eased Paint and Leael-Dased Paint Hazards Lead Warning Statement Every purchaser of any Interest In residential real properly on which a residential dwelling was built prior to 1878 E notified that ouch property may present exposure to lead from lead-based paint that may place young children at risk al developing lead poisoning, lead poisoning In young children may produce permanent neurological damage, inciudina learning disabilaieS, reduced Intelligence quotient, behavioral problems. and impaired rnamory. Land poisoning else poses a.partloviar risk to pregnant women. Inc seller of any interest in residential real property iS required to provide the buyer with any Information on lead•based paint hazards from risk assessments Or inspections In the seller's possess:4a and notify the buyer of any known lead based paint hazards. A risk assessment or iflOpeCtIOO for possible lea ct.based point hazards is recommended prior to purchase. Seller's Disclosure (Initial; (a) Presence of lead-based paint and/or load-based paint hazards (check one below): ( ) Known load-based paint and/or lead-based paint hazards PM present In the housing (explain), ) Seller has no knowledge of lead based paint and/or lead-based paint hazards In the housing. (b) Records and reports available to the seller (check one below): ( I Seller has provided the purchaser with all avellable records and reports pat./lining to lead-based paint and/or lead-based paint hazards In the housing (list doeumonta below), j Seller has no reports or records pertaining to lead-based paint end/or lead-based paint hazards In the housing. Purchases Acknowledgement (Initial) - (c) Purchaser has received copies of ad intorination fisted above. (d) Purchaser has received the pamphlet 'Protect Your Family from Lead in Your Homes. (e) Purchaser has (check one below): ) ) Received a 10-day opportunity (or mutually agreed upon period) to conduct a risk assessment or- inspection for the prosance of load-based paint and/or lead-baSect paint hazards; or Waived the opportunity to conduct▪ a risk assessment or Inspection for the presence of lead-based paint and/or lead-based paint hazards. . Agent's Acknowledgment (initial) - (0 Agent has informed the seller of the seller's obligations under 42 U.S.C. 4582(d) and is swam of his/her responsibility to ensure compliance Certification of Accuracy The following parties have reviewed the information above and certify, to the best of their knowledge, that the information provided by the signatory is true and accurate. Seller Date Seller Date Agent Date Agent Date Purchaser Dale Purchaser Date EFTA00729707 BOARD OF DIRECTORS 69TH TENANTS COR Re: Move-in Alteration Deposit Ladies and Gentlemen: . I (We) the undersigned hereby agree to a deposit of $10,000 made payable to 69th Tenants Corp. The monies will be maintened in an interest bearing account. This move-in/alteration fee is to cover any damage co the public hallway and service area of Imperial House, 150 East 69th Street, New York, HY 10021 airing the period of move-in-nth, or alteration to the above referenced apartment. The deputit will be refunded after management inspects the public hallway and service area and finds them in the same satisfactory condition they were in prior to the move-in.AndlorJelteration of the elnete-refereneee apartment. In the event I (we) need to restore the condition of the hallway or service area, I hereby aseipn this deposit to the Corporation ta-oever costs for this repair and to return the unused portion of, this deposit. AGREED TO AND ACCEPTED By: /••••••• EFTA00729708 The undersigned acknowledges that the rights and obligations of the undersigned with respect to the ownership of shares of and the proprietary lease to the undersigned's apartment in are governed by and subject to the terms of such lease,thc house milts attached thereto, the certificate of incorporation awl by-laws of and such policies and procedures as may from time to time be adopted by the Board of Directors, whether or not specifically incorporated in any of the foregoing documents, including, without intending to limit the generality of the foregoing: 1. No alterations without consent of lessor; 2. Lessor has right of entry to inspect apartment or to effect repairs; 3. Lessor to have copies of necessary keys for entry to apartment and lessee may not change locks without consent of lessor; 4. No structure or flower boxes way be placed on any terrace or balcony without consent of lessor; 5. Decorating of public halls above the ground floor to be subject to consent of lessor but at expense of lessees of abutting apartments except for a limited contribution by the lessor. 6. One million dollars of insurance must be purchased by lessee naming 69th Tenants Corp. and Charles H. Grecnthal & Co. as additional insureds, upon closing. EFTA00729709 KCAL USTATE APARTMENT ALTERATIONS GENERAL POLIcrrS or COOPERATIVES AND CONDOMINIUMS UNDER THE MANAGEMENT OF CHARLES H. GREENTHAL MANAGEMENT CORP. In Cooperatives, the Prop ictary Lease of the Corporation with its Stockholders, and in Condominiums, the By- Laws, provide that alterations and improvements in apartments must first be approved by the Cooperative Corporation or the Condominium Association, In most cages, the Board P. f Directors or Managers, respectively, approve after certain requirements have been met. In some instances, the Managing Agent has been authorized to approve alterations and improvements. So that you may act accordingly, the following guidelines arc set forth: I. Architectural plans prepared by a registered architect, not designer or decorator plans. together with detailed specifications, must first be submitted to the Managing Agent regardless of whether it is a large or small alteration Alterations to facades or window changes are nut permitted. 2. Plans are then referred, at the apartment owner's expense, roan architect or engineer selected by the Corporation or Condominium for review to make certain that they comply with the requirements of all governmental and other authorities having jurisdiction. 3. After the architectural or engineering review, the proposed alteration plans will be submitted to the Board for their consent. In some buildings, the apartment owner must then execute and deliver a form of Alteration Agreement to the Managing Agent. 4. Before any work can commence, the apartment owner must notify the owners of apartments adjacent to, above and below, of the alterations duration and that they will be indemnified for any damage whatsoever, copies of which are to be delivered to the Managing Agent. In addition, governmental approvals, including but not limited to the Department of Buildings and the Landmarks Commission, work schedules and names of all contractors and trades, together with certificates of insurance from each of them must be submitted to the Managing Agent. Insurance certificates must name the apartment nwner, the Cooperative or Condominium entity, and the Managing Agents as additional insureds. 5. It may be necessary to deliver a hnnd to indemnify the Corporation or the Condominium Association; to complete the alteration within a certain time limit; in some buildings, demolition work must be performed during morning hours only, or on designated w • ys only; electric or air ners and chisels are prohibited; no work can commence before 9:00 . or continue after 4:00 ., nor can work be performed on Saturdays, Sundays or holidays; debris must be removed from all quarters and public hallways on a daily basis; an engineer may be retained at the apartment owner's expense to inspect the alteration work from time to time until its completion: a uniformed guard may be required; and if there is ally interruption in the normal day-to-day operation of the building, or if the House Rules are violated, the work may be halted tampornrily until the mitt actors comply, If Ar apartment owner is considering any type of alteration, it is recommended that the Account Executivebe consulted as each building has different policies and some of these policies may be more or less restrictive than the foregoing. In some buildings no major alterations arc permitted. ref altclose.plp EFTA00729710 APPENDIX B Notice to Tenant or Occupant You are required by law to have window guards installed in your windows* if a child 10 years of age'or younger lives in the apartment. Your landlord is required by law to install window guards in your apartment if a child 10 years of age or younger lives in the apartment, OR if you ask him to install window guards at any time (you need not give a reason). I is a-violation of law to refuse. interfere with installation, or remove window guards where required. or to fail to complete and return this form to your landlord. If this form is not returned promptly, an inspection by the landlord will follow. CHECK WHICHEVER APPLY: CHILDREN ICI YEARS OF AGE OR YOUNGER LIVE IN MY APARTMENT NO CHILDREN 10 YEARS OF AGE OR O YOUNGER LIVE IN MY APARTMENT I WANT WINDOW GUARDS EVEN THOUGH I HAVE NO CHILDREN 10 YEARS OF AGE OR YOUNGER Tenant's None. Tenant's Name: WINDOW GUARDS ARE INSTALLED IN ALL WINDOWS* WINDOW GUARDS ARE NOT L--I INSTALLED IN ALL WINDOWS* ri WINDOW GUARDS NEED I 1 MAINTENANCE OR REPAIR WINDOW GUARDS DO NOT NEED MAINTENANCE OR REPAIR ratrasof.,44 Date TEL/ RETURN THIS FORM TO: CHARLES H. GREENTHAL MGMT. 4 PARK AVE, 3RD a NEW YORK, NY 10016 ATTN: MARTHA MUCCIO For Further Information Call: Window Falls Prevention (211)676-2158 wEatzst w;;Kkays tiring access to Inc escapes or a iviolgw op the first fir= that is a required means of egresr from the dwelling unit. m•-,••• tn... • • P•••••• Den..e.us EFTA00729711 le CVI CREDIT VIEW INC. P.O. BOX 308 POUND RIDGE, NY 10576 TELEPHONE FAX (914) 764-1701 I hereby authorize Credit View Inc., Incorporated to conduct inquires concerning my credit history with any of the credit bureaus used by the above named organization for the purpose of verifying information on me for my Rental/Coop or Mortgage application. Social Security # Authorized Signature Social Security # Authorized Signature EFTA00729712