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efta-efta00864658DOJ Data Set 9Other

From: Daniel Sabba

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DOJ Data Set 9
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From: Daniel Sabba To: "Jeffrey E." <[email protected]> Subject: RE: Follow-up stock screen for Twitter-style trade [C] Date: Wed, 11 Feb 2015 22:58:17 +0000 Inline-Images: image001.png; image002.png; image003.png; image004.png; image005.png Classification: Confidential You are right. DB's research analyst has had the wrong call so far. But we didn't propose the screen below based on buy ratings, but on whether the name was covered by DB's research analysts... In fact some names have Hold ratings. From: Jeffrey E. [[email protected]] Sent: Wednesday, February 11, 2015 10:49 PM To: Daniel Sabba Subject: Re: Follow-up stock screen for Twitter-style trade [CJ am i missing someting or has DB recommended fcx all the way down to 50 percent of its value. 777 On Wed, Feb 11, 2015 at 6:43 PM, Daniel Sabba < > wrote: Classification: Confidential Jeffrey — is this what you are looking for? Let us know if you would like the past research reports. Daniel ;L'cid:[email protected] From: Jeffrey E. [maiito:[email protected] Sent: Wednesday, February 11, 2015 10:13 PM To: Daniel Sabba Subject: Re: Follow-up stock screen for Twitter-style trade [CJ can you tell me what the recoomendation on fcx was in oct nov dec. On Tue, Feb 10, 2015 at 8:32 PM, Daniel Sabba Classification: Confidential Jeffrey, > wrote: Jay and Valle from my team put this together to follow-up on lower priced equities for which we can implement the TWTR equity structure in either a listed or OTC structure. To start, we screened the S&P 500 with the following criteria: EFTA00864658 Share Price ($10-$20 range) Market Cap (>$10bn) Covered by DB Research The following 5 names fit the criteria: Rcid:[email protected] (Note: Pricing as of close 02/09/2015) As demonstrated below, all 5 names remained in a narrow band for the earlier part of 2014. In the latter months of the year, FCX, BAC and FITS saw a significant increase in implied volatility, most notably Freeport-McMoRan (FCX). Rcid:image002.png®01D04591.3FE28A50 As a result of these fluctuations, listed premiums are now as follows: EFTA00864659 [email protected] Reid: [email protected] (Note: Pricing as of close 02/09/2015) (•Premium (%) Bid/Price (Sh.)) Regards, Daniel This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by EFTA00864660 return e-mail or by e-mail to [email protected] and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacationqqzmail.com and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA00864661

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Subject: FW: Jeffrey Epstein (C] From: Daniel Sabba <fl Date: Tue, 01 Sep 2015 13:29:56 -0400 To: Paul Morris < >, Todd Stevens <[email protected]> Classification: Confidential It works for me... Does it work for you guys? The other alternative is end of September. Original Message From: Lesley Groff (mailto: Sent: Tuesday, September 01, 2015 1:27 PM To: Daniel Sabba Subject: Jeffrey Epstein Hi Daniel. Jeffrey is asking if you and crew could come see him tomorrow sometime fro. 1

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Email ID : M: ..... Ire ••*********** ***OnVhIcip•••••• • ******** Silt Ii*******60 rit-tnntte***** ********* • • en ********** This email is sent to you by Tata Consultancy Services on behalf of Deutsche Bank. Diese email wurde Ihnen von Tata Consultancy Services im Auftrag der Deutschen Bank gesendet Anastasia Pringle—01/21/2015 12:57:02 AM—Classification. For internal use only IMS. From: To: Cc: Date Subjet Vahe Stepaniant Daniel Sabba/db/dbcom 01/2112015 12.57 AM RE: 1M

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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel ce On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,4 CUSIP: - 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,4 CUSIP: 105.875 x 107.375 Best, <mage001.gif, Darlene Zo

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Premium neutral risk reversals on WTI - Indications Southern financial buys calls and sells puts for zero net premium. These are listed look-alike structures to be executed through Southern Financial's ISDA. option exp 17Aug16 Future reference: CLU6 Call strike: 55 Put strike: 45 Call strike: 50 Put strike: 49.75 option exp 16Nov16 Future reference: CLZ6 Call strike: 55 Put strike: 45.90 Call strike: 50 Put strike: 50.4 option exp 15Feb17 Future reference: CLH7 Call strike: 55

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Deutsche Bank Group Valuation Statement Request 182298 03 Aug 2015 SOUTHERN FINANCIAL, LLC As of 31 Jul 15 Deutsche Bank AG For Sales Inquiries Daniel Sabba (Tel) (Email) For questions relat tement contact: Valuations NY (Tel) 1-212-250-2600 (Email) [email protected] SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Richard Kahn12 (Email) ,Hnw Clientservices (Email [email protected],Gedeon Pinedo (Email) ,Vahe Stepanian (Email) ,Mark Whyman (Email) amanda Kirby

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Subject: Catch-up on Southern Financial [I] From: Todd Stevens ‹ > Date: Wed, 20 May 2015 10:51:20 -0400 To: Paul Morris Daniel Sabba When: Wednesday, May 20, 2015 4:30 PM-5:00 PM (UTC-05:00) Eastern Time (US & Canada). Where: Conference Call Todd and Daniel will dial Paul at cell Note: The GMT offset above does not reflect daylight saving time adjustments. Classification: For internal use only EFTA01473151

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