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efta-efta01016371DOJ Data Set 9OtherFrom: "Jeffrey E." <jeevacation®gmail.com>
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DOJ Data Set 9
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efta-efta01016371
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From: "Jeffrey E." <jeevacation®gmail.com>
To: Paul Barrett
Subject: Re: Cleaning up positions
Date: Thu, 21 Sep 2017 16:19:47 +0000
Inline-Images: image002.jpg
Ok all
On Thu, Sep 21, 2017 at 11:24 AM Paul Barrett <
Jeffrey
wrote:
I would like to sell the following positions. I either have no view or a negative view on the companies. Please
let me know if you would like to keep any of the positions.
Trade
Date
Asset Description
—
Quantity
Cost
Last Price
Current
Value
Gain/(Loss)
4/13/15 ALLIANZ SE-SPON ADR
5,000
18.01
22.20
$111,000
$20,944
1/16/01 ASCENA RETAIL GROUP
INC
70,500
21.28
2.07
$145,935
-$1,354,065
4/20/15 ADVERUM
BIOTECHNOLOGIES INC
10,000
39.86
3.33
$33,250
-$365,356
2/1/17 BIOVERATIV INC
1,047
19.34
56.42
$59,072
$38,818
6/10/15 DISH NETWORK CORP-A
5,000
73.00
53.30
$266,500
$98,478
1/16/14 FOUNDATION MEDICINE
49,830
25.39
38.65
$1,925,930
$660,893
INC
6/10/15 GLAXOSMITHKLINE PLC-
5,000
43.00
40.28
$201,400
$13,606
WON ADR
5/28/13 SANGAMO
50,000
8.44
14.40
$720,000
$297,786
THERAPEUTICS INC
3/31/15 WISDOMTREE
15000
21.61
8.99
$134,850
-$189,308
9/23/16
INVESTMENTS INC
SEQUENTIAL BRANDS
GROUP INC
50,000
8.04
2.80
$140,000
-$262,134
I am going to top VW up to $1MM — currently we have —$170K.
I Paul
Paul Barrett
Alpha Group Capital LLC
EFTA01016371
please note
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the use of the addressee. It is the property of
JEE
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
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EFTA01016372
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