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efta-efta01016371DOJ Data Set 9Other

From: "Jeffrey E." <jeevacation®gmail.com>

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DOJ Data Set 9
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efta-efta01016371
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EFTA Disclosure
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From: "Jeffrey E." <jeevacation®gmail.com> To: Paul Barrett Subject: Re: Cleaning up positions Date: Thu, 21 Sep 2017 16:19:47 +0000 Inline-Images: image002.jpg Ok all On Thu, Sep 21, 2017 at 11:24 AM Paul Barrett < Jeffrey wrote: I would like to sell the following positions. I either have no view or a negative view on the companies. Please let me know if you would like to keep any of the positions. Trade Date Asset Description Quantity Cost Last Price Current Value Gain/(Loss) 4/13/15 ALLIANZ SE-SPON ADR 5,000 18.01 22.20 $111,000 $20,944 1/16/01 ASCENA RETAIL GROUP INC 70,500 21.28 2.07 $145,935 -$1,354,065 4/20/15 ADVERUM BIOTECHNOLOGIES INC 10,000 39.86 3.33 $33,250 -$365,356 2/1/17 BIOVERATIV INC 1,047 19.34 56.42 $59,072 $38,818 6/10/15 DISH NETWORK CORP-A 5,000 73.00 53.30 $266,500 $98,478 1/16/14 FOUNDATION MEDICINE 49,830 25.39 38.65 $1,925,930 $660,893 INC 6/10/15 GLAXOSMITHKLINE PLC- 5,000 43.00 40.28 $201,400 $13,606 WON ADR 5/28/13 SANGAMO 50,000 8.44 14.40 $720,000 $297,786 THERAPEUTICS INC 3/31/15 WISDOMTREE 15000 21.61 8.99 $134,850 -$189,308 9/23/16 INVESTMENTS INC SEQUENTIAL BRANDS GROUP INC 50,000 8.04 2.80 $140,000 -$262,134 I am going to top VW up to $1MM — currently we have —$170K. I Paul Paul Barrett Alpha Group Capital LLC EFTA01016371 please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01016372

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