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efta-efta01033193DOJ Data Set 9Other

From: "Jeffrey E." <[email protected]>

Date
Unknown
Source
DOJ Data Set 9
Reference
efta-efta01033193
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3
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: "Jeffrey E." <[email protected]> To: Richard Kahn • Subject: Re: options trades - HD & LOW Date: Fri, 08 Sep 2017 19:57:44 +0000 ok On Fri, Sep 8, 2017 at 9:53 PM, Richard Kahn each of positions are up approx 50% for total unrealized profit of 50,000 paul would take off HD and leave LOW please advise thank you Richard Kahn HBRK Associates Inc. 175 .exington Avenue 4th Floor New York NY 10022 tel fax cell Begin forwarded message: From: "Ens, Amanda" Subject: RE: options Date: September 7, 2017 at 11:40:32 AM EDT To: Richard Kahn Cc: "Tome, Christine C" , Rothberg, Justin D" wrote: "Miller, Allison - NEW YORK NY" Rich, we're done on HD now too at your level. Southern Trust Company bought 200 contracts of the HD Oct 160 Calls @ 2.500 gross Commission is $3/contract. Booked as OTC listed option lookalikes as with prior trades. Thank you for the business. Regards, Amanda Original Message---- EFTA01033193 From: Ens, Amanda Sent: Thursday, September 07, 2017 11:28 AM To: 'Richard Kahn' <1 Subject: RE: options Rich, Southern Trust Company bought 430 contracts of the LOW Oct 80 calls at 1.1450 gross We're still working the HD because they are a few cents higher; not done on those yet. Commission is $3/contract. Thanks, Amanda Amanda Ens Director Bank of America Merrill Lynch Merrill Lynch, Pierce, Fenner & Smith Incorporated One Bryant Park, 5th Floor, New York, NY 10036 Phone: 212.449.7781 Mobile: 917.386.3280 Original Message----- From: Ens, Amanda Sent: Thursday, September 07, 2017 11:16 AM To: 'Richard Kahn' Subject: RE: options Be right back - thank you Rich Original Message----- From: Richard Kahn [mailto Sent: Thursday, September 07, 2017 11:13 AM To: Ens, Amanda <1 Subject: options please confirm you can execute the following order: Buy 430 contracts of the LOW Oct 80 Calls @ 1.1500 Buy 200 contracts of the HD Oct 160 Calls @ 2.500 thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 EFTA01033194 tel fax cell This message, and any attachments, is for the intended recipient(s) only, may contain information that is rrivileged, confidential and/or proprietary and subject to important terms and conditions available at If you are not the intended recipient, please delete this message. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01033195

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Phone212.449.7781
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