Case File
efta-efta01033193DOJ Data Set 9OtherFrom: "Jeffrey E." <[email protected]>
Date
Unknown
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DOJ Data Set 9
Reference
efta-efta01033193
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3
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0
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From: "Jeffrey E." <[email protected]>
To: Richard Kahn •
Subject: Re: options trades - HD & LOW
Date: Fri, 08 Sep 2017 19:57:44 +0000
ok
On Fri, Sep 8, 2017 at 9:53 PM, Richard Kahn
each of positions are up approx 50% for total unrealized profit of 50,000
paul would take off HD and leave LOW
please advise
thank you
Richard Kahn
HBRK Associates Inc.
175 .exington Avenue 4th Floor
New York NY 10022
tel
fax
cell
Begin forwarded message:
From: "Ens, Amanda"
Subject: RE: options
Date: September 7, 2017 at 11:40:32 AM EDT
To: Richard Kahn
Cc: "Tome, Christine C"
, Rothberg, Justin D"
wrote:
"Miller, Allison - NEW YORK NY"
Rich, we're done on HD now too at your level.
Southern Trust Company bought 200 contracts of the HD Oct 160 Calls @ 2.500 gross
Commission is $3/contract.
Booked as OTC listed option lookalikes as with prior trades.
Thank you for the business.
Regards,
Amanda
Original Message----
EFTA01033193
From: Ens, Amanda
Sent: Thursday, September 07, 2017 11:28 AM
To: 'Richard Kahn' <1
Subject: RE: options
Rich,
Southern Trust Company bought 430 contracts of the LOW Oct 80 calls at 1.1450 gross
We're still working the HD because they are a few cents higher; not done on those yet.
Commission is $3/contract.
Thanks,
Amanda
Amanda Ens
Director
Bank of America Merrill Lynch
Merrill Lynch, Pierce, Fenner & Smith Incorporated
One Bryant Park, 5th Floor, New York, NY 10036
Phone: 212.449.7781 Mobile: 917.386.3280
Original Message-----
From: Ens, Amanda
Sent: Thursday, September 07, 2017 11:16 AM
To: 'Richard Kahn'
Subject: RE: options
Be right back - thank you Rich
Original Message-----
From: Richard Kahn [mailto
Sent: Thursday, September 07, 2017 11:13 AM
To: Ens, Amanda <1
Subject: options
please confirm you can execute the following order:
Buy 430 contracts of the LOW Oct 80 Calls @ 1.1500
Buy 200 contracts of the HD Oct 160 Calls @ 2.500
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
EFTA01033194
tel
fax
cell
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