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efta-efta01037621DOJ Data Set 9Other

From: Richard Kahn

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Unknown
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DOJ Data Set 9
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efta-efta01037621
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2
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Fwd: Chomsky Date: Mon, 22 Jan 2018 22:17:30 +0000 Attachments: 1.22.18.pdf Inline-Images: image001.png Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 Begin forwarded message: From: Sam Bain < Subject: Chomsky Date: January 22. 2018 at 4:35:36 PM EST To: ' "< Cc: " >, Isabel Scharmer < , "Bill Kelly" Richard: I am out of the office on vacation (with very limited cell phone or e-mail access) but expect to return to the office on Thursday. In my absence, I have asked our legal counsel, William Kelly of Nixon Peabody, to put together a package of the governing documents (operating agreements or limited partnership agreements) for the private equity entities in which Noam invested. I have also asked Mr. Kelly to send you a complete set of the disclosure documents and copies of Noam's subscription agreements for these investments. Mr. Kelly is scheduled to return from an extended sick leave tomorrow and he will send these materials to you within the next couple days. In your e-mail you expressed concerns regarding the private equity investments in Noam's portfolio. We can assure you that Noam was fully informed of the terms of those investments and the associated risks prior to the time he decided to make the investments. Given Noam's overall investment objectives and the value of his investment portfolio at the time, and in light of the relatively modest percentage of his overall portfolio that the private equity investments represented, we believed and we continue to believe that the investments were appropriate for Noam. Sincerely, Sam EFTA01037621 Sent on behalf of Sam Bain cc: Professor Noam Chomsky Mrs. Valeria Chomsky Isabel Scharmer, Managing Director William E. Kelly, Esq. Samuel E. Bain CEO, Founder, Managing Partner th Floor I Boston, MA 02116 I This communication is for informational purposes only. It is not intended as an offer or solicitation for the purchase or sale of any security or financial instrument or as an official confirmation of any transaction. Market prices, data and other information are not warranted as to completeness or accuracy and are subject to change without notice. The comments or statements made herein do not necessarily reflect the opinions of Bainco International Investors, LLC, its subsidiaries and affiliates. The email may contain confidential or proprietary information. If you are not the intended recipient of this email, please immediately reply to the sender and make the sender aware of the mistake and then delete the email. EFTA01037622

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