As of June 30, 2012, we had total AUM of $104.9 billion across all of ow businesses. Our latest private equity buyout fund,Table of Contents
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efta-efta01146337DOJ Data Set 9OtherTable of Contents
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DOJ Data Set 9
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Table of Contents
PRINCIPAL SHAREHOLDERS
The following table sets forth information regarding the current beneficial ownership of our Class A shares by (i) each person known to us to
beneficially own more than 5% of voting Class A shams of Apollo Global Management. LLC. (ii) each of our directors. (iii) each of our director nominees.
(iv) each of our named executive officers and (v) all directors. director nominees and executive officers as a group.
None of our managing partners directly own our Class A shares. Class B share or the Apollo Operating Group units. HRH. the entity through which our
managing partners hold the Class B share, will directly own the Class B share, currently representing 240.000.000 votes. or 79.7% of our voting control
immediately after the offering. In the event that a managing partner or contributing partner. through Holdings. exercises his right to exchange the Apollo
Operating Group units that he owns through his limited partnership interest in Holdings for Class A shares. the voting power of the Class B sham is
proportionately reduced. Holdings, the entity through which our managing partners and the contributing partners hold their Apollo Operating Group units, will
directly own 240.000.000 Apollo Operating Group units, representing 66.5% of the economic interests in the Apollo Operating Group immediately after the
offering. The percentage of beneficial ownership assumes the underwriters do not exercise their option to purchase additional Class A shares from us and/or
the selling shareholders.
Beneficial ownership is determined in accordance with the rules of the SEC. To our knowledge. each person named in the table below has sole voting
and investment power with respect to all of the Class A shares and interests in our Class B share shown as beneficially owned by such person. except as
otherwise set forth in the notes to the table and pursuant to applicable community property laws. Unless otherwise indicated. the address of each person
named in the table is do Apollo Global Management. LLC, 9 West 57th Street. New York, NY 10019.
In respect of our Class A shares. the table set forth below assumes the exchange by Holdings of all Apollo Operating Group units for our Class A shares
with respect to which the person listed below has the right to direct such exchange pursuant to the exchange agreement described under "Certain Relationships
and Related Party Transactions—Exchange Agreement: and the distribution of such shares to such person as a limited partner of Holdings.
Amount and Nature of Beneficial Ownership
Class A Shares Beneficialls Owned
Clan B Share Berielkialb Owned
Prior to this Offering
After this Offering
Total Percentage
of Voting Power
After this
Offering (1)
Total Percentage
of Voting Power
Number of
After this
Shares
Percent
Offering ai
Number of
Shares
Percent
Number of
Shares
Percent 11)
Leon Black (MO
92.727.166
48.2%
92.727.166
43A%
79.7%
1
t00%
79.7%
Joshua Ituns oirai
59.008.262
37.2
59.0(Xt.262
32.8
79.7
I
100
79.7
Slam Rowan (384)
59.008.262
37.2
59.008.262
32.8
79.7
1
I(N)
79.7
Henry Silverman( )
263.157
N/A
Paul Fribourg
N/A
Alt. Kroneard
250,000
N/A
Pauline Richards
N/A
Marc Smlicr1M11
394.736
N/A
Barry Gummi*
148.241
148.241
•
Kenneth Veecluone 161
243.723
243.723
N/A
James Zeller
2.653.599
2.6
2.653.599
2.2
•
John Suydam
811.283
/311.283
N/A
Gene Domelly"'
157.894
•
All directors. director nominees and executive officers as
V.TOUP (fourteen persons)
215.296,054
68.5
216.363.841
64.5
71.5
1
100
79.7
BRIO )
N/A
1
100
79.7
Al' Professional Holdings. L.P. 171
240.0000A
70.7
240.000.000
66.5
79.7
N/A
Credit Suisse :Manage:nen, LLC Olt
7.500.000
7.5
7.500.000
61
23
264
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•
Represents less than 1%.
(I) The percentage of beneficial ownership of our Class A shares is based on voting and non-voting Class A shares outstanding.
(2) The total percentage of voting power n based on voting Class A shares and the Class B share. in each case immediately after this of tains.
(3) Does not include any Class A shares owned by Holdings with respect to which this individual. as one of the three owners of all of the interests in BRIJ. the general partner of Holdings. or
as a piny to the Agreement Among Managing Partners descnbed under 'Certain Relationship. and Related Party Trainactions—Agreement Among Managing Parini:is" or the Managing
Partner Shareholder. Agreement described uncles 'Certain Relationship and Related Party Trantachort.—Managing Partner Shareholders Agreement. may be deemed to have. hared
voting or dispontive power. Each of these individuals disclaim any beneficial ownershipof these. hares. except to the extent of their pecuniary interest therein.
(4) BRH, the holder of the Class B share, is one third owned by Mr. Black. one third owned by Mr. Flans and one thud owned by Mr. Rowan. PUDIAlai to the Agreement Anions Managing
Partners. the Class B share is tube voted and disposed by BRH bused on the determination of at kast two of the three managing partners: as such. they share voting and dispositive power
with respect to the Class B share.
(5) Includes Class A shares intended to be purchased in the offering at the offering price of 519.00 per share.
(6) Kenneth Vecchione resigned from his position a. chief financial officer effective January 22. 2010.
(7) Assumes that no Class A shares are distributed to the limited partners of Holdings. The general partner of AP Professional Holdings. L.P. is HRH. which is one third owned by Mr. Black.
one thud owned by Mr. Harris and one third owned by Mr. Rowan. BRI1 is also the general partner of BM] Holdings. I_P.. the limited partnership through which Mesta,. Black. Harris
and Rowan hold their limited panneiship interests in AP Professional Holdings. L.P. Each ol these individuals disclaim any beneficial ownership of these Class A shares. except to the
extent of their pecuniary illtatSi therein.
(8) Credit Suisse Management LLC has the knowing address: I I Madison Avenue. New York. New York 10010.
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