Case File
efta-efta01185081DOJ Data Set 9OtherFrom: Richard Kahn
Date
Unknown
Source
DOJ Data Set 9
Reference
efta-efta01185081
Pages
2
Persons
0
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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Richard Kahn
To: "jeffrey E." <[email protected]>
Subject: Fwd: Gratitude America, LTD
Date: Tue, 23 Feb 2016 23:13:59 +0000
Attachments: Gratitude America_IPO_Cert.pdf
gratitude brokerage has been opened at morgan stanley
currently we have 9,650,000 at DB in checking account
please advise amount i should send to open account
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
Begin forwarded message:
From: "Atlas, Andrew S" <
Subject: RE: Gratitude America, LTD
Date: February 23, 2016 at 4:40:03 PM EST
To: Richard Kahn <
Rich,
Gratitude America, Ltd's Account Number is
Also, here's a IPO Certification Doc.
Let me know if you have any questions.
Thanks again,
Andrew
Andrew S. Atlas
First Vice President
Equity Sales/Middle Markets Group
Financial Advisor
Morgan Stanley Wealth Management
1290 Avenue of the Americas, 1P Floor I New York, NY 10104
NMLS ID # 1326736
EFTA01185081
From: Richard Kahn [mailtod
Sent: Tuesday, February 23, 2016 1:51 PM
To: Atlas, Andrew S (Wealth Mgmt MS)
Cc: Jeanne Brennan
Subject: Gratitude America, LTD
attached are requested does
please let me know if anything was missed
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue 4th Floor
New York, NY 10022
Begin forwarded message:
From:
Subject: Message from KMBT_C253
Date: Februa
23, 2016 at 12:45:50 PM EST
To:
Reply-To:
Important Notice to Recipients:
Please do not use e-mail to request, authorize or effect the purchase or sale of any security or commodity. Unfortunately, we
cannot execute such instructions provided in e-mail. Thank you.
The sender of this e-mail is an employee of Morgan Stanley Smith Barney LLC ("Morgan Stanley"). If you have received this
communication in error, please destroy all electronic and paper copies and notify the sender immediately. Erroneous
transmission is not intended to waive confidentiality or privilege. Morgan Stanley reserves the right, to the extent permitted
under applicable law, to monitor electronic communications. This message is subject to terms available at the following link:
http://ww.v.morganstanley.com/disclaimers/mssbemail.html. If you cannot access this link, please notify us by reply
message and we will send the contents to you. By messaging with Morgan Stanley you consent to the foregoing.
EFTA01185082
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http://ww.v.morganstanley.com/disclaimers/mssbemail.htmlRelated Documents (6)
DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA01765224
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DOJ Data Set 11OtherUnknown
EFTA02328489
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DOJ Data Set 10CorrespondenceUnknown
EFTA Document EFTA02125460
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DOJ Data Set 9OtherUnknown
From: "Jeffrey E." <[email protected]>
4p
DOJ Data Set 11OtherUnknown
EFTA02489202
1p
DOJ Data Set 10OtherUnknown
EFTA02086739
1p
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