From: Richard Kahn

From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Fwd: HSBC Note Matured, +15.67% [C] Date: Tue, 02 Sep 2014 15:08:27 +0000 Attachments: HSBC_Eurostoxx Contingent_Buffer_Note.pdf; SOFL_Aug_2014.pdf Inline-Images: Mail_Attachment.gif; Mail_Attachment(1).gif; Mail_Attachment(2).gif; Mail_Attachment(3).gif Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Begin forwarded message: From: Tazia Smith <I Subject: HSBC Note Matured, +15.67% [C] Date: Se tember 2, 2014 at 8:28:24 AM EDT To: Cc: Paul Morris < >, Vahe Stepanian Classification: Confidential Good Morning Rich - Hope you enjoyed a wonderful holiday weekend. As you know, Jeffreys 15mo HSBC EuroStoxx 50 buffered note matured and has now redeemed. Valuation date was 8/26, with the SX5E at 3197.54, vs. initial level of 2764.29 (+15.67% vs. the 17% max return); $2,313,462.05 redeemed vs. $2mm invested. Original prospectus, Aug statement, and Bloomberg screenshots attached here for your reference. Best Regards, Tazia EFTA01190523 SXSE j 3181.04 +5.99 At 7:56 d 0 3180.89 h 3198.77 L 3176.97 Prey 3175.05 SXSE Index SXSE Euro Stoxx 50 Pr PRICE 3180.92 Page 1/6 Historical Price Table Range 09/02/2013 - 09/02/2014 CI Period Currency imp Market Daf,y Mid/Trd DATE 1PRICE VOLUME DATE !PRICE F F 8/15 3033.52 T 8/14 3058.16 w W 8/13 3056.17 T 9/ 2 3180.92 T 8/12 3023.77 M 9/ 1 3175.05 290MLN M 8/11 3047.56 F 8/29 3172.63 408MLN F 8/ 8 3006.83 8/28 3164.44 467MLN 8/ 7 3012.88 w 8/27 3194.45 413MLN w 8/ 6 3050.37 8/26 3197.54 499MLN T 8/ 5 3072.20 M 8/25 3165.47 402MLN 8/ 4 3070.46 F 8/22 3098.50 424MLN F 8/ 1 3072.57 T 8/21 3124.56 450MLN T 7/31 3115.51 W 8/20 3083.50 340MLN W 7/30 3169.23 T 8/19 3091.11 337MLN T 7/29 3190.54 M 8/18 3073.45 397MLN M 7/28 3171.55 --- - - --- - - - ------- --- • ----- --- • - - SXSE 1 3184.80 *9.75 4,...--/"' At 8:11 d 0 3180.89 h 3198.77 L 3176.97 Prey 3175.05 N High Avg Low VOLUME 286MLN F 463MLN 407MLN 448MLN 498MLN 671MLN 727MLN 709MLN 607MLN 583MLN 740MLN 689MLN 473MLN 589MLN 391MLN SXSE Index 05/24/2013 ve As 1D 3D 1I4 6M YTD 1Y SY Max 1 Daily • + Track .• 08/26/2014 Last Price T w T F T M F w M II ill Compare Mov. Avos Lune DATE 7/25 3174.99 7/24 3220.07 7/23 3193.13 7/22 3189.22 7/21 3137.06 7/18 3164.21 7/17 3157.82 7/16 3202.94 7/15 3153.75 7/14 3185.86 7/11 3157.05 7/10 3150.59 7/ 9 3203.10 7/ 8 3184.38 7/ 7 3230.92 3314.80 on 6/19/14 3093.90 2753.35 on 9/ 3/13 'PRICE VOLUME 494MLN 588MLN 464MLN 470MLN 433MLN 595MLN 599MLN 706MLN 849MLN 482MLN 623MLN 1.08BLN 608MLN 74SMLN 39SMLN _ . Line Chart PlEa C Volume a t≤ security/stAy Annotate !.-5 NewS Co, Zoom Jun Event Sep 2013 I Mar I 3300 -4-3100 4-3000 4-2900 4-2800 • Last Price 319734 4-2700 T High on 06/19/14 3314.80 -0- Average 3011.10 ' 2600 Low on 06/24/13 2511.83..4-2500 2014 Jun i-1B Pesprovt. EFTA01190524 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01190525