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efta-efta01192110DOJ Data Set 9Other

SOUTHERN FINANCIAL, LLC

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Unknown
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DOJ Data Set 9
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efta-efta01192110
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
SOUTHERN FINANCIAL, LLC January 24, 2014 Vahe Stepanian Deutsche Bank Securities Inc. Deutsche Asset & Wealth Management Wealth Investment Coverage 345 Park Avenue - 26th Floor New York, NY 10154 Dear Vahe, Please use this letter as authorization to process wires to Deutsche Bank AG London in connection with Southern Financial, LLC's FX trades. The funds should be withdrawn from Southern Financial, LLC's account listed above to satisfy payments to Deutsche Bank AG London in various currencies. Various currencies should be wired per Deutsche Bank AG London Standard Settlement Instructions. Thank you for your prompt attention to this matter. 1 Print Name: Harry Beller Confidential EFTA01192110 Deutsche Bank Private Wealth Management Authorization for Asset Movement For Non-Retirement Accounts The undersigned hereby authorizes and directs Deutsche Bank Alex. Brown ('Deutsche Bank Alex. Brown- or 'DBAB') to follow the below asset movement instructions, If you wish to request multiple vexes. checla. Panes a Nee deliveries. Please use the long form. DBA8 Account Name: Southern Financial US Wire As Verbally Confirmed Wre federal funds in the amount of $ with Client To Bank Name. Please find attached Instruction Letter city/ state. with additional (stall. ABA t Rader credit to Intermediary Financial Institution (Optional) ACCOunt F. Nana Urn) Bonefioary Infotodicn: Beefeary home Riggiche Bank AG. London. (IDEUTGB2LI moot, Varies by Currency. AOSeisnir instrucloris Meth beseeched in the amount el $ fists Nene mat flenieti lAsing Adages Journal CI Journal Funds in the amount el CI Journal Holdings: Oty/SymboUSecurity: OtylSymboVSecuriry: o Journal All Holdings To DRAB Account Account Name: Fee Deeveles K Please deliver the securities imitated beow to: DTCCI. Name of Receiving Arm: Account Name: Account Number. OlynymbOiSecurity: Oty/SymbuitSetsintit at Receiving Arm Standing Ailexezaton 0 The undersigned hereby requests that the isulhOreation act os a standing authorization. The undersigned understands and agrees that this autriCeaatiox will remain in effect until Deutsche Bank Alex, Brown requests a new authorization. The undersigned authorizes Deutsche Bank Alex Brown to issue the wire, check or journal on the clay of for a term of 1111011-reauest. Li The undersigned further authorizes Deutsche Bank Alex. Brown to accept verbal instructions from the undersigned to wire funds, issue eteCkS or journal funds toilrom the above listed accounts. The undersigned veil provide verbal instructions as to the date and the amount of the wire, chedt a journal. If the undersigned decides to vary either the dale or the amount of the wire. Check or journal. the undersigned hereby authorizes Deutsche Bank Alex. Brown to accept the verbal instructions from the undersigned regarding the change or changes. The undersigned further understands and agrees to comply with the procedures of Deutsche Bank Alex. Brown to verify the authonzation anti accuracy of verbal instructions. The undersigned hereby acknowledges that 0) the information contained in this forma ampere and accurate to the best knowledge of the undersigned; and 00 the undersigned is responsible for the method of transmission of any instructions issued pursuant to this authorization. If the undetected elects to transmit any such instructions via fax (inducing castle* fax), via enact or as an image attachment to einPI (e.g., es a PDF. TIF or Other image of such instructions), the undersigned underStands and agrees that the undersigned bears the risk Or CGS arising from such method of transmission in the event of transmission errors, misunderstandings. impersonations, transmission by unauthorized persons, forgery or intercepts. For trusts or Other entities, the undersigned further acknowledges that the undersigned is authorized to Issue the above asset tnereement instructions under the terms of the gemming documents and any appliceble laws. The undersigned hereby rekieses and hOldS harmless Deutsche Bank Alex. Brown frcen and against Kea from any action, claim or demand of any person as e result of Deutsche Bank Alex. Brown's reCeot of or compliance with this authorization and/or any instructions that may be given to Deutsche Bank A/ex. Brown pursuant to this authorization (including any standing authorization). The undersigned understands that Deutsche Bank Alex. Brown may, but Is not required to. seek verification of the undersigned's instructions by Call back and that Deutsche Bank Alex Brown may in its sole disc/coon refuse to (male such instructions (including standing inStructionsl given pursuant to tic authorization, without incurring any . bility. if Deutsche Bank Alex. Brown has renew to believe such instructions (a standing instructions) have not been provided by the undersigned. The undersigned u9l er understands t49tDeutSche Bank Alex. Brown retains the right to WIS.) to execute any instructions to transfer funds or securities to any eccountu) pursuant to authorizotiOn out tcen instructions bearing vicarial signatures) of e undersigned Print Warne ratii e 7 ).>, /fey— 44r7, Signature te itcriature Print Name Date III I IN ICI III N le-I:WM.0177S 112/10, EFTA01192111

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