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efta-efta01197779DOJ Data Set 9Other

From: Ada Clapp

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DOJ Data Set 9
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efta-efta01197779
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From: Ada Clapp To: Eileen Alexanderson Subject: FW: Exchanges Date: Fri, 10 Oct 2014 18:25:47 +0000 Attachments: Revised_Q4_Exchange_Calendar.pdf Jeffrey E. <jeevacation®gmail.com> FYI From: Halperin, Alan S [mailto: Sent: Wednesday, August 20, 2014 1:41 PM To: Eileen Alexanderson; Ada Clapp; Richard Joslin Subject: Exchanges I just received this email. I thought I would pass it on to you as soon as I received it. Alan Alan Please see below and attached. In sum, Apollo changed their insider trading policy back in May but nobody from PW was made aware until yesterday, and the change significantly impacts the dates in the exchange calendar. If Leon is planning to make an exchange in Q4 the first action will need to be taken this Friday 8/22 (2 days from now). Alan S. Halperin I Partner Paul, Weiss, Rif kind, Wharton & Garrison LLP 1285 Avenue of the Americas I New York. NY 10019-6064 This message is intended only for the use of the Addressee and may contain information that is privileged and confidential. If you are not the intended recipient, you are hereby notified that any dissemination of this communication is strictly prohibited. If you have received this communication in error, please erase all copies of the message and its attachments and notify us immediately. EFTA01197779

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