Case File
efta-efta01197779DOJ Data Set 9OtherFrom: Ada Clapp
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Unknown
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DOJ Data Set 9
Reference
efta-efta01197779
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1
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0
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From: Ada Clapp
To: Eileen Alexanderson
Subject: FW: Exchanges
Date: Fri, 10 Oct 2014 18:25:47 +0000
Attachments: Revised_Q4_Exchange_Calendar.pdf
Jeffrey E. <jeevacation®gmail.com>
FYI
From: Halperin, Alan S [mailto:
Sent: Wednesday, August 20, 2014 1:41 PM
To: Eileen Alexanderson; Ada Clapp; Richard Joslin
Subject: Exchanges
I just received this email. I thought I would pass it on to you as soon as I received it. Alan
Alan
Please see below and attached. In sum, Apollo changed their insider trading policy back in May but nobody from PW was
made aware until yesterday, and the change significantly impacts the dates in the exchange calendar. If Leon is planning
to make an exchange in Q4 the first action will need to be taken this Friday 8/22 (2 days from now).
Alan S. Halperin I Partner
Paul, Weiss, Rif kind, Wharton & Garrison LLP
1285 Avenue of the Americas I New York. NY 10019-6064
This message is intended only for the use of the Addressee and may contain information that is privileged and
confidential. If you are not the intended recipient, you are hereby notified that any dissemination of this
communication is strictly prohibited. If you have received this communication in error, please erase all copies of
the message and its attachments and notify us immediately.
EFTA01197779
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