Stewart Oldfield
, Vahe
, Paul Mora,
Richard Kahn
Cc: Daniel Sabba
Stepanian
Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5)
Classification: Confidential
Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily
volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want
to be more aggressive.
Thanks!
Tazia
C 5.8 12/31/49 $ 124.041 +.134
N24.050 /24.080N
4x3
M-
.
At 13:03
Vol 67.374 0 23 .911D H 24.080D L 23 .880D Val. 1.616M
EP044023 Pfd
10/28/2013
10/28/2014 Last Price
17
10
3D
1frl
6M
YTD
1Y
SY
Max
Dally V
+ Track
1
• Last Price
24.041
T High on 06/30/1424.400
-0- Average
22.792
1 Low on 12/11/13 20.590
Line
C111X1
?Mr
c
• s
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r security/study
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24.041
•23.500
I-23.000
I-22.500
I-22.000
I-21.500
I-21.000
I-20.500
Volume
USD
VI Event
C
.-24.500
717' ' 111.77 rrrid
• Volume
67374.000
MIM
1 •
•n
T'
'
Dec
2013
Mar
Jun
2014
Sep
From:
Tazia Smith/dbidbcom
To:
leffrey
<
[email protected]>,
Cc:
Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn
Vahe Stepaniarildb/dbcom©DBAMERICAS. Stewart
OldfielcVdb/dbcom@DBAMERICAS
Dale:
10/28/2014 11:36AM
EFTA01201679
r
EP044023 Pfd
10/28/201
Classification: Confidential
Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working
aggressively at that level. Please let us know if you want us to bid higher.
C 5.8 12/31/49 $
I 24.000 +.093
N24.000 /24.010T
3 x 1
EXC1
. At 11:28
Vol 57 252 0 23.911DH 24.040 1 23.880D Val 1.377M
DJ nave As
94 Actions -
Edrt
Table
“ tine
PI
_
-
1D
3D
1M
6M YD lY
SY
Max
Daily •
fY Security/Stuffy
+•Track ...
Annotate
Neyvs
Zoom
10/28/2014 Last Price
Line Chart
Volume
o• Last Price
24.000
- T High on 06/30/14-24.400
-9- Average
22.792
1 Low on 12/11/13 20.590
USD
si Event
O
24.500
24.000
23.500
H
23.000
22.500
4aVolume
57452.000
ESMAVG (15) 59045.199
UPI •
Jun
2014
22.000
21.500
21.000
20.500
From:
To:
Cc:
Date:
Tazia Smith/db/dbcom
'affray E. leevacation©gmailoom>.
Daniel Sabbaidbidbcom®DBAMERICAS. Paul Morris. Richard Kahn
Vahe Stepanianklbklbcom@DBAMERICAS
10/28/2014 11:06 AM
Classification: Confidential
Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k
dailyavg. Do you want to give us a limit?
EFTA01201680
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset 8 Wealth Management
345 Park Avenue. 10154-0004 New York. NY. USA
Tel.
Fax
Mobile +1
Email
PeasinoV Pimponw
From:
Tazia Smithldbldbcom
To:
"'Jeffrey E. <
[email protected]>@DEUBAINT.
Cc:
Richard Kahn
Daniel Sabbaldbldbcom@DBAMERICAS. Vahe Stepanian/db/dbcom©DBAmericas. Paul Morris
Date:
10/28/2014 10:57AM
Classification: Confidential
Citi 5.8% Perpetual Preferred (cusip: 172967366) . trading -23.92. buying S5mm worth. got it.
--r
Tazia Smith
Director F Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 ParkAvenue. 10154.0004 New York. NY. USA
Tel.
Fax
Mobile
Email
Pasc1m4u Peeronw
From:
"jeffrey E."
[email protected]>
To:
Tazia Smith/db/dbcom@DBAMERICAS. Richard Kahn
Dale:
10128/2014 10:54 AM
Subject:
buy $5MM of this issue.
EFTA01201681
Citi 5.80% PFD
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EFTA01201682