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efta-efta01201679DOJ Data Set 9Other

From: Tazia Smith

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DOJ Data Set 9
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efta-efta01201679
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From: Tazia Smith To: "jeffrey E." <[email protected]> Stewart Oldfield , Vahe , Paul Mora, Richard Kahn Cc: Daniel Sabba Stepanian Subject: Re: [C] Date: Tue, 28 Oct 2014 17:11:50 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia C 5.8 12/31/49 $ 124.041 +.134 N24.050 /24.080N 4x3 M- . At 13:03 Vol 67.374 0 23 .911D H 24.080D L 23 .880D Val. 1.616M EP044023 Pfd 10/28/2013 10/28/2014 Last Price 17 10 3D 1frl 6M YTD 1Y SY Max Dally V + Track 1 • Last Price 24.041 T High on 06/30/1424.400 -0- Average 22.792 1 Low on 12/11/13 20.590 Line C111X1 ?Mr c • s II) Compare ,rov. Avcs F r security/study Annotate fit. Nei, A Zoom Line Chart 24.041 •23.500 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 I-20.500 Volume USD VI Event C .-24.500 717' ' 111.77 rrrid • Volume 67374.000 MIM 1 • •n T' ' Dec 2013 Mar Jun 2014 Sep From: Tazia Smith/dbidbcom To: leffrey <[email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Vahe Stepaniarildb/dbcom©DBAMERICAS. Stewart OldfielcVdb/dbcom@DBAMERICAS Dale: 10/28/2014 11:36AM EFTA01201679 Subject: Re: (C] r EP044023 Pfd 10/28/201 Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. C 5.8 12/31/49 $ I 24.000 +.093 N24.000 /24.010T 3 x 1 EXC1 . At 11:28 Vol 57 252 0 23.911DH 24.040 1 23.880D Val 1.377M DJ nave As 94 Actions - Edrt Table “ tine PI _ - 1D 3D 1M 6M YD lY SY Max Daily • fY Security/Stuffy +•Track ... Annotate Neyvs Zoom 10/28/2014 Last Price Line Chart Volume o• Last Price 24.000 - T High on 06/30/14-24.400 -9- Average 22.792 1 Low on 12/11/13 20.590 USD si Event O 24.500 24.000 23.500 H 23.000 22.500 4aVolume 57452.000 ESMAVG (15) 59045.199 UPI • Jun 2014 22.000 21.500 21.000 20.500 From: To: Cc: Date: Subject: Re: [C) Tazia Smith/db/dbcom 'affray E. leevacation©gmailoom>. Daniel Sabbaidbidbcom®DBAMERICAS. Paul Morris. Richard Kahn Vahe Stepanianklbklbcom@DBAMERICAS 10/28/2014 11:06 AM Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? EFTA01201680 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile +1 Email PeasinoV Pimponw From: Tazia Smithldbldbcom To: "'Jeffrey E. <[email protected]>@DEUBAINT. Cc: Richard Kahn Daniel Sabbaldbldbcom@DBAMERICAS. Vahe Stepanian/db/dbcom©DBAmericas. Paul Morris Date: 10/28/2014 10:57AM Subject: Re: IC] Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) . trading -23.92. buying S5mm worth. got it. --r Tazia Smith Director F Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 ParkAvenue. 10154.0004 New York. NY. USA Tel. Fax Mobile Email Pasc1m4u Peeronw From: "jeffrey E." [email protected]> To: Tazia Smith/db/dbcom@DBAMERICAS. Richard Kahn Dale: 10128/2014 10:54 AM Subject: buy $5MM of this issue. EFTA01201681 Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01201682

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