From: Tazia Smith

From: Tazia Smith To: "jeffrey E." <[email protected]> Stewart Oldfield , Vahe , Paul Mora, Richard Kahn Cc: Daniel Sabba Stepanian Subject: Re: [C] Date: Tue, 28 Oct 2014 18:24:40 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9) Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia C 5.8 12/31/49 $ 1 24.075 +.168 N24.070 /24.090T 3 x1 EXCh At 14:16 Vol 78,687 0 23.911DH 24.099D L 23.880D Val 1 . 88811 Cha 11: Event " M I 0-24.500 24.075 EP044023 Pfd 10/28/2013 1D 3D 111 611 YTD lY SY Max Daily V + Track '0V save AS Line 10/28/2014 Last Price • Last Price 24.075 T High on 06/30/14 24.400 -0- Average 22.792 1 Low on 12/11/13 20.590 Vtif Actions - 90 EMI- 9Fi 1amme Dc.:r pre • Volume Security/Study Annotate = News Zoom VI rrir---""1177.177" MCI • Volume 78687.000 • 23.500 I-23.000 I-22.500 I-22.000 0-21.500 I-21.000 I-20.500 Dec 2013 I Mar Jun 2014 Sep VWAP from time of Order Entry: $24.0117 EFTA01201691 IC 5.8 12/31/49 $ 124.075 +.168 N24.070 /24.090T 3 x 1 EXCE • At 14:16 Vol 78 691 0 23.911D H 24.099D L 23.880D Val 1.888M e angel s - - Price Filter Calculation Bloom Vol Filter Amount I I VWAP !MAP Volume Value Traded [Trades! 0 24.0117 67,085 1.6111,1LN 198 AC Top Trades (AQR) D 14:23 10 28 !Calculation (Price) Bloomberg Summary 11) 6> Trade Side 11 Ib 6y Excharge Interval Volume • @ Part% Avg Size 339 Std Dev 0.040044 24.0117 67,085 1.611PILN 198 339 0.040044 3) Price Chart (VAP) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email Panitrptio- Peeftropt. From: Tazia Smithtdb/dbcom To: -Jeffrey E." <jeevacation©gmail.com>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart Oldlieldidbidbcom@DBAMERICAS. Vahe Stepanianklb/dbcom@DBAMERICAS Date: 10128/2014 01:11 PM Subject: Re: ICJ Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. EFTA01201692 Thanks! Tazia C 5.8 12/31/49 $ I 24.041 +.134 N24.050 /24.080N 4 x 3 EXCF At 13:03 Vol 67.374 0 23.911DH 24.080D L 23 .880D Val 1.616M EP044023 Pfd 10/28/2013 10 3D Dt 6M YTD 1Y SY Max Daily V + Track 10/28/2014 Last Price n Line 1 • Last Price 24.041 T High on 06/30/14 24.400 -0- Average 22.792 1. Low on 12/11/13 20.590 COTpare Volume t≤ security/study Annotate = News Zoom is. A Line Chart PI USD Event O , A-24.500 24.041 •23.500 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 I-20.500 • Dec 2013 MIM 1 't Mar Jun 2014 Sep 0.4M 0.2M 6737-4.CGC From: Tazia Smithtdb/dbcom To: "Whey E." "evacation©gmail.com>. Cc: Daniel Sabba/dloklbcom@DBAMERICAS. Paul Morris. Richard Kahn Vahe Stepaniarildb/dbcom©DBAMERICAS. Stewart OldlielcVdb/dbcom@DBAMERICAS Date: 10/2812014 11:36AM Subject: Re: IC] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201693 EP044023 Pfd :0/26/20_3 C 5.8 12/31/49 5 t 24 . 000 -.093 N24.000 /24.010T 3x1 EXCF • At 11:28 Vo 1 57 252 0 23.9110 H 24.040 L 23 .880D Val 1.377M 99 Save As ctions - 91 Edit - 901Ta Line C art PI Line I -- 1D 3D ill 6M YrD lY SY Max Daily • , NSecurity/Study MEvent O + Track ! Annotate NewS Zoom 24.500 :0/26720:4 Last Price • Last Price 24.000 T High on 06/30/14 24.400 -9- Average 22.792 1 Low on 12/11/13 20.590 4 • Volume 57452.000 •SMAVG.(15). 59045.199 Dec Mar Jun Sep 2013 I 2014 24.000 23.500 23.000 22.500 22.000 21.500 21.000 20.500 From: Tazia Smith/dbidbcom To. "affray E. leevacation@gmailoom>. Cc: Daniel Sabbaidbidbcom®DBAMERICAS. Paul Morris. Richard Kahn •; :>. Vahe Stepanianklbklbcom@DBAMERICAS Date: 10/2812014 11:06 AM Subject: Re: [C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile Email Pan-inctrr Pgiferrein volume EFTA01201694 From: Tazia SmithfrIbidbcom To: -ieffrey <[email protected]>@DEUBAINT. Cc: Richard Kahn Daniel Sabbatdb/dbcom@DBAMERICAS. Vahe Stepaniantdb/dbcom@DBAmericas. Paul Morris Date: 10/28/2014 10:57AM Subject: Re: ICI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Lai Tazia Smith Director I Key Client Partners - US DB Securibes Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email Pan-ienctu Peiftrein From: "jeffrey E." [email protected]> To: Tazia Smithiclb/dbcorn@DBAMERICAS. Richard Kahn Dale: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may EFTA01201695 constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. 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