From: Tazia Smith

From: Tazia Smith To: "jeffrey E." <[email protected]> Old field field , Vahe , Paul Mora, Richard Kahn Stewart Cc: Daniel Sabba Stepanian Subject: Trade Report 10/28/14 [C] Date: Tue, 28 Oct 2014 20:14:29 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11) Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at 524.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia p Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 ParkAvenue. 10154.0004 New York. NY. USA Tel. Fax Mobile +1 Email Panitz,:frx Pe/tiro-in From: Tazia Smith/db/dbcom To: Wiley <[email protected]>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 02:24 PM Subject: Re: [C] EFTA01201701 Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia IC 5.8 12/31/49 1 24.075 ',24.070 :24.090T 3 x1 EXCI- At 14:16 Vol 78,687 0 23.9111, H 24.099 D L 23.880 D Va 1 1.88811 95) Save As 961 Actions 971 Edit 9$ Table— III PI EP044023 Pfd 20i25/2013 10/25/2014 Last Price 10 3D 1M 6 YTD 1Y SY Line Max Daily • +•Track Annotate m Nen Ck Zoom COmpare H3v. AvC5 1 • Last Price 24.075 T High on 06/30/14 24.400 -9- Average 22.792 1 Low on 12/11/13 20.590 rrir --"""77 !Tried MCI Dec 2013 Mar Line Chart NEEI m M Event O .-24.500 volume Tr Security/504y 24.075 I-23.500 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 0-20.500 • Volume 7107:000' 0.4M 0.2M I 1 r 78687.000 Jun Sep 2014 VWAP from time of Order Entry: $24.0117 EFTA01201702 IC 5.8 12/31/49 $ 124.075 +.168 N24.070 /24.090T 3 x 1 EXCE • At 14:16 Vol 78 691 0 23.911D H 24.099D L 23.880D Val 1.888M e angel s - - Price Filter Calculation Bloom Vol Filter Amount I I VWAP !MAP Volume Value Traded [Trades! 0 24.0117 67,085 1.6111,1LN 198 AC Top Trades (AQR) D 14:23 10 28 !Calculation (Price) Bloomberg Summary 11) 6> Trade Side 11 Ib 6y Excharge Interval Volume • @ Part% Avg SizeI 339 Std Dev 0.040044 24.0117 67,085 1.611PILN 198 339 0.040044 3) Price Chart (VAP) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 ParkAvenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email Panitrptio- Peeftropt. From: Tazia Smithldbldbcom To: -Jeffrey E." <jeevacation©gmail.com>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdb/dbcom©DBAMERICAS. Vahe Stepanianklb/dbcom@DBAMERICAS Date: 1012812014 01:11 PM Subject: Re: (C) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. EFTA01201703 Thanks! Tazia IC 5.8 12/31/49 I 24 . 04 1 -.134 N24 . 050 ,' 24 . 080 N 4 x 3 EXCI- At 13 : 03 Vo 1 67, 374 0 23 . 911 D H 24 . 080 D L 23 . 880 D Va 1 1.61611 E2044023 Pfd :0128/2013 951 Save As 10/25/2014 Last Price 1.D 3D 1M 6M • Last Price 24.041 T High on 06/30/1424.400 -9- Average 22.792 1 Low on 12/11/13 20.590 961Actions - 97) Edit - 9E0 Table I Line PI Ccmpare A)1/27,s YrD l• SY Max Daily • f< i Security/Study + Track Annotate m Melte.? 4 Zoom Line Chart ri volume USD si Event o 24.500 CAM rrir ' 1'77 MIM r'lurn 23.500 23.000 22.500 22.000 21.500 21.000 20.500 •Volume 67374.000 iriiirliiq I Dec 2013 Mar Jun 2014 Sep 0.4M 0.2M 67374.000 From: Tazia Smith/db/dbcom To: -Jeffrey E.- "[email protected]>. Cc: Daniel Sabba/dbidtcom©DBAMERICAS. Paul Morris. Richard Kahn Vahe Stepaniarildb/dbcom©DBAMERICAS. Stewart OldlielcVdb/dbcom©DBAMERICAS Date: 10/28/2014 11:36 AM Subject: Re: IC] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201704 EP044023 Pfd :0/26/20_3 C 5.8 12/31/49 5 t 24 . 000 -.093 N24.000 /24.010T 3x1 EXCF • At 11:28 Vo 1 57 252 0 23.9110 H 24.040 L 23 .880D Val 1.377M 99 Save As ctions - 91 Edit - 901Ta Line C art PI Line I -- 1D 3D ill 6M YrD lY SY Max Daily • , NSecurity/Study MEvent O + Track ! Annotate NewS Zoom 24.500 :0/26720:4 Last Price • Last Price 24.000 T High on 06/30/14 24.400 -9- Average 22.792 1 Low on 12/11/13 20.590 4 • Volume 57452.000 •SMAVG.(15). 59045.199 Dec Mar Jun Sep 2013 I 2014 24.000 23.500 23.000 22.500 22.000 21.500 21.000 20.500 From: Tazia Smith/dbidbcom To. "affray E. leevacation@gmailoom>. Cc: Daniel Sabbaidbidbcom®DBAMERICAS. Paul Morris. Richard Kahn •; :>. Vahe Stepanianklbklbcom@DBAMERICAS Date: 10/2812014 11:06 AM Subject: Re: [C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile Email Pan-inctrr Pgiferrein volume EFTA01201705 From: Tazia SmithfrIbidbcom To: -ieffrey <[email protected]>@DEUBAINT. Cc: Richard Kahn Daniel Sabbatdb/dbcom@DBAMERICAS. Vahe Stepaniantdb/dbcom@DBAmericas. Paul Morris Date: 10/28/2014 10:57AM Subject: Re: ICI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Lai Tazia Smith Director I Key Client Partners - US DB Securibes Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email Pan-ienctu Peiftrein From: "jeffrey E." [email protected]> To: Tazia Smithiclb/dbcorn@DBAMERICAS. Richard Kahn Dale: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD please note The information contained in this communication is confidential, may be attorney-client privileged, may EFTA01201706 constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. 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