From: Tazia Smith

From: Tazia Smith To: [email protected] Cc: Richard Kahn Subject: Re: [C] Date: Wed, 29 Oct 2014 12:44:28 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11); unnamed(12); unnamed(13) Classification: Confidential thanks - will do! Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile +1 Email Panitrpcirr Per !amt. Front "jeffrey E." leevacationegmailcom> To: Tazia Smi0ldbldbcam@DBAMERICAS. Richard Kahn Dale: 10129/2014 08:43 AM Subject: Re: IC] vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia EFTA01201744 From. Tazia Smith/db/dbcom To: jetirey .4jeevacationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn ~>. Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [CI Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia r A n Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email Pan-io-pcfr Peiftrein From: Tazia Smith/db/dbcom To: jetirey .4jeevacationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn < ).. Stewart OldlielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 02:24 PM Subject: Re: [C] EFTA01201745 Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia IC 5.8 12/31/49 1 24.075 +.168 N24.070 ;24.090T 3 x 1 EXCF • At 14:16 Vol 78,687 0 23.911DH 24.099D L 23.880D Val 1.888M 95) Save As 90 Actio- 1 Ed r^VIO Table— I EP044023 Pfd :0;28/20:3 :0/28/20:4 L2St Price 1D 3D 1M 6M YTD 1Y SY une 1..1:Compare mov. Avgs Line Chart!, volume Max Daily • 7 cc seariwistixty + Track -!--Annotate m News-O, Zoom 1 • Last Price 24.075 T High on 06/30/1424.400 -9- Average 22.792 1 Low on 12/11/13 20.590 USD 11 Event 0 0-24.500 24.075 I-23.500 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 0-20.500 rrir ' 1'77 .177" MCI I 1 r Fir ■ Volume 78687.000 . imelitikattiolumbhisilmiu 0.4M 0.2M 78687.000 Dec 2013 Mar Jun 2014 Sep VWAP from time of Order Entry: $24.0117 EFTA01201746 IC 5.8 12/31/49 $ 124.075 +.168 N24.070/24.0901 3 x 1 EXCI- . At 14:16 Vol 78.691 0 23.911D H 24.099D L 23.880D Val 1.888M EP044023 Pfd 10:56 14:23 10 28/14 10 28 14 a nges Price Filter Vol Filter [Calculation (Price) Bloomberg Custom 1:1 Summary Z Top Trades (AQR) 11) Ey Trade Side f IZ By Excharge 0 I I El PDF Line Bid Volume • Hid Volume Ask Volume • VWAP 339 0.040044 Calculation Amount VWAP M rr Bloomber. Definition @ Part% VWAP ?MAP Volume Value Traded Trades! Avg Size1 Std Dev 24.0117 67,085 1.611HLN 198 339 0.040044 24.0117 67,085 1.611I1LN 198 Price Chart (VAP) 4 Price Table (a Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email Pan-101,4 -er Per form. From: Tazia Smith/db/dbcom To: Wray <jeevacation(ggmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart OldlielcVdb/dbcom©DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 01:11 PM Subject: Re: IC) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to EFTA01201747 participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia C 5.8 12/31/49 $ 1 24.041 +.134 N24.050 /24.080N 4x3 EXCI- . At 13:03 Vol 67.374 0 23.911D H 24.080D L 23.880D Va 1 1.616M EP044023 Pfd 10125/2013 10 3D lfrt 6M YTD lY SY Max Dally V + Track 10/28/2014 Last Price Line • Last Price 1 24.041 .. T High on 06/30/14 24.400 -0- Average 22.792 1 Low on 12/11/13 20.590 1:1) COrtipare NOV. MISS Volume 7 re. Secunry/Saxly Annotate m News 4 Zoom Line Chart USD 4 Event 0-24.500 rrr- 'sr!' trririn MCI 1 TN Volume 67374.000 : 24.041 I-23.500 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 I-20.500 rlurn 1 Dec I 2013 Mar Jun 2014 Sep From: Tazia Smith/db/dbcom To: leffrey E." <[email protected]>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn •it ).. Vahe Stepanian/db/dbcom@DBAMERICAS. Stewart OldlielcVdb/dbcom@DBAMERICAS Dale: 10/28/2014 11:36 AM Subject: Re: IC] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201748 C 5.8 12/31/49 $ 1 24 .000 -.093 N24.000 /24.010T 3x1 EXCI- . At 11:28 Vol 57.252 0 23.911DH 24.040 L 23.880DVal 1.377M EP044023 Pfd -0/2812013 95) Save As -1(ii Notions - 97) Edit - A Line YTD 1.• 51, Max Daily • 4- Track .! Annotate 10/25/2014 Last Price iM 6M • Last Price 24.000 T High on 06/30/1424.400 -0- Average 22.792 Low on 12/11/13 20.590 98) Table 7..1 Compare ”ov. Av;,s Line Chart REM .4 Event O 24.500 volume • O.1 Security/Study O. ZOOM f rti MM I lrrri 24.000 23.500 23.000 22.500 22.000 21.500 21.000 20.500 • Volume 57452.000 0.4M •SMAVG (15) 59045.199 0.2M T I -r- 57452.000 Dec 2013 I Mar Jun 2014 Sep Front Tazia Smithiclbklbcom To: "jeflrey E." <[email protected]>. Cc: Daniel Sabba/db/dbcom®DBAMERICAS. Paul Monis. Richard Kahn •: >. Vahe Stepanianklbidbcom®DBAMERICAS Dale: 10/28/2014 11:06 AM Subject: Re: (C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? L Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8, Wealth Management 345 Park Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile Email EFTA01201749 Panitri,frPeeforva. Front Tazia Smithiclbidbcom To: "jeffrey E. ieevacationggmail.com>@DEUBAINT. Cc: Richard Kahn <->. Daniel Sabbafdtddbcorri@DBAMERICAS Vahe Stepanianiclb/dbcorn@DBAmericas. Paul Morris Dale: 10/213/2014 10:57 AM Subject: Re: [CI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile +1 Email PanitrpcitrPeeffron From: "jeffrey E." <jeevacation6i?gmal.corn> To: Tazia Smithidbklbcom@DBAMERICAS Richard Kahn Dale: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD EFTA01201750 please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. 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