From: Tazia Smith <

From: Tazia Smith < To: [email protected] Cc: Richard Kahn Ste anian , Daniel , Paul Morris , Stewart Oldfield c :e , Vahe > Subject: Re: [C] Date: Wed, 29 Oct 2014 14:02:35 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11) Classification: Confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "jeftrey E." <[email protected]> To: Tazia Smith/db/dbcorn@DBAMERICAS. Richard Kahn < :>, Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smith/db/dbcom To: "jetkey leevacationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart Oldlieldidtaidbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [C] EFTA01201759 Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email Pan-101,1-u Peeferein From: Tazia Smithiclb/dbcom To: -Jeffrey E." <jeevacationagmail.com>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdbidbcom©DBAMERICAS. Vahe Stepanianklb/dbcom©DBAMERICAS Date: 10/2812014 02:24 PM Subject: Re: (C) Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia EFTA01201760 IC 5.8 12/31/49 $ 1 24.075 -.168 N24.070 24.090 T 3x1 EXCF At 14:16 Vol 78,687 0 23.911DH 24.099 D L 23.880 D Va I 1.888M 95) Save As1" 1•••96)Adt1819r- 97) Edit- 98)TaW 1D 3D 1M 1O/25/2O14 Last Price 6M YTD CI 1Y SY Max Daily • I a Last Price 24 075 T High on 06/30/1424.400 -0- Average 22.792 Low on 12/11/13 20.590 Track 1.11 Compare moy. ityss Annotate ekig === d Security/Study Oc ZOOM Line Chart ra .4 Event 0 24.500 volume Dec 2013 far Jun Sep Cr • Volume 78'687.000 FESMAVG (15) 60460.867 2014 23.500 23.000 22.500 22.000 21.500 21.000 20.500 0.4M 0.211 f. VWAP from time of Order Entry: 524.0117 C 5.8 12/31/49 $ J 24.075 +.168 N24.070/24.0901 3x1 EXCF At 14:16 Vol 78,691 0 23.911DH 24.099D L 23.880 D Va 1 1.888M EP044023 Pfd 10:56 14:23 10 28 14 10 28 14 [Calculation (Price) Bloomberg Cu stom 98) Time Ranges - 99) A -iont-- = Price Filters Calculation Vol Filter VWAP M 70! Bloomber. Definition Amoun @ Part% I VWAFYWWA15VolimeValue Traded! Trades! Avg Size' Std Dev 0 24.0117 67,085 1.611MLN 198 339 0.040044 EP 24.0117 67,085 1.611MLN 198 339 0.040044 1) Summary L Top Trades (AQI0 Ii By Trade Side II 172 By Excharc-e Interval Price Chart (VAP) 4 Price Table (TSM) 0.005 Ty PDF Line Bid Volume • Mid Volume Ask Volume • VWAP • e + Track zoom Jr . ... .••• 24. 24. 23. 24 C 35000 30000 25000 XOCO LSCOD 10000 SOCO 0 EFTA01201761 Ti Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile Email Panitn,417 Peeforva. From Tazia Smith/db/dbcom To: leffrey E." <[email protected]>. Cc: Daniel Sabbaklb/dbcom©DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdb/dbcom©DBAMERICAS. Vahe Slepanian/db/dbcom@DBAMERICAS Date: 10/2812014 01:11 PM Subject: Re: (C) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia EFTA01201762 IC 5.8 12/31/49 a 124.041 H24.050 , 24.080N 4x3 EXCF At 13:03 Vol 67,374 0 23.9110 H 24.0800 L 23.880D Val 1.616M 95) Save As 9Q Actions - 97) Edit - 98) rt A Compare L'oics == volume USD 1D 3D DI 6,1 YTD 1Y SY Max Daily • t Security/Study + Track .! Annotate -News Zoom EP044023 Pfd :0/1S/2013 10/26/2014 Last Price Last Price 24.041 T High on 06/30/14 24.400 -0- Average 22.792 1 Low on 12/11/13 20.590 M Event O .24.500 GM. I Dec 4aVolume 67374:000 E SMAVG. (15) 59706.668. I-23.500 I-23.000 I-22.500 I-22.000 I-21.500 0-21.000 0-20.500 0-0.4M .0.2M Mar 2013 Jun 2014 Sep From Tazia Smith/dbidbcom To: -Jeffrey E." [email protected]>. Cc: Daniel Sabbaklbklbcom@DBAMERICAS. Paul Morris. Richard Kahn •= >. Vahe Stepanian/db/dbcom@DBAMERICAS. Stewart OldlielcVdb/dbcom@DBAMERICAS Dale: 10/2812014 11:36 AM Subject: Re: ICJ Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201763 C 5.8 12/31/49 $ 1 24 .000 -.093 N24.000 /24.010T 3x1 EXCI- . At 11:28 Vol 57.252 0 23.911DH 24.040 L 23.880DVal 1.377M EP044023 Pfd -0/2812013 95) Save As -1(ii Notions - 97) Edit - A Line YTD 1.• 51, Max Daily • 4- Track .! Annotate 10/25/2014 Last Price iM 6M • Last Price 24.000 T High on 06/30/1424.400 -0- Average 22.792 Low on 12/11/13 20.590 98) Table 7..1 Compare ”ov. Av;,s Line Chart REM .4 Event O 24.500 volume • O.1 Security/Study O. ZOOM f rti MM I lrrri 24.000 23.500 23.000 22.500 22.000 21.500 21.000 20.500 • Volume 57452.000 0.4M •SMAVG (15) 59045.199 0.2M T I -r- 57452.000 Dec 2013 I Mar Jun 2014 Sep Front Tazia Smithiclbklbcom To: "jeflrey E." <[email protected]>. Cc: Daniel Sabba/db/dbcom®DBAMERICAS. Paul Monis. Richard Kahn •: >. Vahe Stepanianklbidbcom®DBAMERICAS Dale: 10/28/2014 11:06 AM Subject: Re: (C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? L Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8, Wealth Management 345 Park Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile Email EFTA01201764 Panitri,frPeeforva. Front Tazia Smithiclbidbcom To: "jeffrey E. ieevacationggmail.com>@DEUBAINT. Cc: Richard Kahn <->. Daniel Sabbafdtddbcorri@DBAMERICAS Vahe Stepanianiclb/dbcorn@DBAmericas. Paul Morris Dale: 10/213/2014 10:57 AM Subject: Re: [CI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile +1 Email PanitrpcitrPeeffron From: "jeffrey E." <jeevacation6i?gmal.corn> To: Tazia Smithidbklbcom@DBAMERICAS Richard Kahn Dale: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. 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