From: Tazia Smith aa>

From: Tazia Smith aa> To: "jeffrey E." <[email protected]> Stewart Oldfield , Vahe , Paul Mora, Richard Kahn Cc: Daniel Sabba Stepanian Subject: Re: [C] Date: Wed, 29 Oct 2014 17:16:41 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11); unnamed(12) Classification: Conf denbal Jeffrey - Thus far you have bought 72.700 shares of Citi 5.8% pfd at $24.23238. Please let us know if you want to modify. TDS From: Tazia Smith/db/dbcom To: leffrey [email protected]>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn < ., Stewart OfdlielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/29/2014 10:57AM Subject: Re: [C] Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. EFTA01201806 IC 5.8 12/31/49 $ t 24.240 +.140 N24.230 /24.240N 27)(5 EXCH At 10:56 Vol 55,019 C 24.100N F 24.280N L 24.010D Val 1.333M S IWira r l" tserritri , 97) Edit- 9al Table Dail • e Security/Study + Thick. EP044023 Pfd 10/29/2013 10/29/2014 1D 3D WI 6M YE, lY 5Y Max Last Price 1 • Last Price 24.240 T High on 06/30/14 24.400 -0- Average 22.804 1 Low on 12/11/]3"20:590 Volume -.4.Annotate. 11)Compare Nov. Avgs O, Zoom 4 Event Dec 2013 Mar Jun 2014 Sep 4• Volume 55019.000 • SIIAVG (19 00493.934 1-.14.U0U •23.500 •23.000 I-22.500 I-22.000 0-21.500 I-21.000 0-20.500 0-0.4M 0-0.2M From To: Cc: Tazia Smith/db/dbcom 'Jeffrey E." <[email protected]>©DEUBAINT. Richard Kahn Daniel Sablaa/db/dbcom©DBAMERICAS. Vahe Stepanian/dbldbcom©DBAmericas. Paul Morris. Stewart OldlielcVdb/dbcom@DBAMERICAS Date: 10/29/2014 10:02 AM Subject: Re: [C) Classification: Confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: To: Dale: Subject: "Jeffrey E." <[email protected]> Tazia Smith/db/dbcom®DBAMERICAS. Richard Kahn 10/29/2014 08:43 AM Re: IC) EFTA01201807 vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From. Tazia Smith/db/dbcom To: jeffrey <jern/acationAgmail.com>, Co: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldlieldfdblacom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [CI Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-00O4 New York, NY, USA Tel. Fax Mobile EFTA01201808 Email Pagreitn,-trr Pei-fen-pit From: Tazia Smithiclbidbcom To: 'palfrey E. <jeevecationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 02:24 PM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia C 5.8 12/31/49 24.075 -.165' ',24.070 24.090 3x1 EXCI- At 14:16 Vol 78,687 0 23.911DH 24.099 L 23.880 = 1.888M 90ITable EP044023 Pfd 10/28/2013 95) Save As Lire 10/28/2014 Last Price 3D iM 611 YTD 1Y SY Max Daily • 4., Track Annotate m News LA, Zoom Siti)ActicTris - 97) Edit - zi compare • . 1 • Last Price 24.075 I High on 06/30/14 24.400 -6- Average 22.792 1 Low on 12/11/13 20.590 Volume < r Security/So-Cy Line Chart MEI" 01 Event O -24.500 Dec Mar Jun Sep MCI 24.075 I-23.500 0-23.000 0-22.500 I-22.000 I-21.500 I-21.000 I-20.500 4 Volume 78687:000. L•SMAVG (15) 60460.867 0-0.4M 0-0.2M 2013 2014 VWAP from time of Order Entry: $24.0117 EFTA01201809 IC 5.8 12/31/49 $ 124.075 +.168 N24.070/24.0901 3 x 1 EXCI- . At 14:16 Vol 78.691 0 23.911D H 24.099D L 23.880D Val 1.888M EP044023 Pfd 10:56 14:23 10 28/14 10 28 14 a nges Price Filter Vol Filter [Calculation (Price) Bloomberg Custom 1:1 Summary Z Top Trades (AQR) 11) Ey Trade Side f IZ By Excharge 0 I I El PDF Line Bid Volume • Hid Volume Ask Volume • VWAP 339 0.040044 Calculation Amount VWAP M rr Bloomber. Definition @ Part% VWAP ?MAP Volume Value Traded Trades! Avg Size1 Std Dev 24.0117 67,085 1.611HLN 198 339 0.040044 24.0117 67,085 1.611I1LN 198 Price Chart (VAP) 4 Price Table (a Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email Pan-101,4 -er Per form. From: Tazia Smith/db/dbcom To: Wray <jeevacation(ggmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart OldlielcVdb/dbcom©DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 01:11 PM Subject: Re: IC) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to EFTA01201810 participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia C 5.8 12/31/49 $ 1 24.041 +.134 N24.050 /24.080N 4x3 EXCI- . At 13:03 Vol 67.374 0 23.911D H 24.080D L 23.880D Va 1 1.616M EP044023 Pfd 10125/2013 10 3D lfrt 6M YTD lY SY Max Dally V + Track 10/28/2014 Last Price Line • Last Price 1 24.041 .. T High on 06/30/14 24.400 -0- Average 22.792 1 Low on 12/11/13 20.590 1:1) COrtipare NOV. MISS Volume 7 re. Secunry/Saxly Annotate m News 4 Zoom Line Chart USD 4 Event 0-24.500 rrr- 'sr!' trririn MCI 1 TN Volume 67374.000 : 24.041 I-23.500 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 I-20.500 rlurn 1 Dec I 2013 Mar Jun 2014 Sep From: Tazia Smith/db/dbcom To: leffrey E." <[email protected]>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn •it ).. Vahe Stepanian/db/dbcom@DBAMERICAS. Stewart OldlielcVdb/dbcom@DBAMERICAS Dale: 10/28/2014 11:36 AM Subject: Re: IC] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201811 C 5.8 12/31/49 $ 1 24 .000 -.093 N24.000 /24.010T 3x1 EXCI- . At 11:28 Vol 57.252 0 23.911DH 24.040 L 23.880DVal 1.377M EP044023 Pfd -0/2812013 95) Save As -1(ii Notions - 97) Edit - A Line YTD 1.• 51, Max Daily • 4- Track .! Annotate 10/25/2014 Last Price iM 6M • Last Price 24.000 T High on 06/30/1424.400 -0- Average 22.792 Low on 12/11/13 20.590 98) Table 7..1 Compare ”ov. Av;,s Line Chart REM .4 Event O 24.500 volume • O.1 Security/Study O. ZOOM f rti MM I lrrri 24.000 23.500 23.000 22.500 22.000 21.500 21.000 20.500 • Volume 57452.000 0.4M •SMAVG (15) 59045.199 0.2M T I -r- 57452.000 Dec 2013 I Mar Jun 2014 Sep Front Tazia Smithiclbklbcom To: "jeflrey E." <[email protected]>. Cc: Daniel Sabba/db/dbcom®DBAMERICAS. Paul Monis. Richard Kahn •: >. Vahe Stepanianklbidbcom®DBAMERICAS Dale: 10/28/2014 11:06 AM Subject: Re: (C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? L Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8, Wealth Management 345 Park Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile Email EFTA01201812 Panitri,frPeeforva. Front Tazia Smithiclbidbcom To: "jeffrey E. ieevacationggmail.com>@DEUBAINT. Cc: Richard Kahn <->. Daniel Sabbafdtddbcorri@DBAMERICAS Vahe Stepanianiclb/dbcorn@DBAmericas. Paul Morris Dale: 10/213/2014 10:57 AM Subject: Re: [CI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile +1 Email PanitrpcitrPeeffron From: "jeffrey E." <jeevacation6i?gmal.corn> To: Tazia Smithidbklbcom@DBAMERICAS Richard Kahn Dale: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD EFTA01201813 please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. 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Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. EFTA01201814 If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. 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