. Deutsche Asset

. Deutsche Asset • & Wealth Management crn DBTCA Deposit Account Opening Application Private Wealth Premium' Private Wealth Premiums' Elite Personal Accounts EtitesBusiness Accounts O Checking Met. N Checking Acct. I Private Banking O Wealth Premium s" Services Consumer Debit Card N O Elite Checking with Interest K E hie Checking with Interest O Joint Applicant Debit Card N MM. I Acct. N APY O Business Debit Card I O Elite Money Market Deposit 2 /PY Elite Money Market Deposit Met. I Acct. Q/Delu ...Cju .eiercrticali c Sty ls,11 1A44ce APY APY K Certificate of Deposit K Cendicate of Deposit K Name OnlY DalO3-3 -3 -Par.l Aect. N Acct. M D/Name and Address -91-; pi; La tc APY APY K Cotoll.% TSLUG DuphCate Statement Hoezimcfaoms. Term Term Addr O DB AG NY Preferred K DB AG NY Preferred City Certificate of Deposit Certificate of Deposit State ZIP Code ti Acct.N Acct. N APY APY Mailing address lif different) Term Term Name Promo term Promo term Addr (DBTCA deposit account required, atone with a D8 AG Preferred Terms and Conditions? (08TCA deposit account mound. along with a 08 AG Preferred Terms and Conditions' City State Zip Code Private Wealth Premium' K Cash Master Sweep Account Into net Banking Services a' DB Private Wealth Online Plus Checking Acct. Elite Money Market Deposit O lnk to Existing Online Relationship Acct. N APY Target Amount (User/Co. ID Number) Trigger Amount Client Relationship K Individual Account Joint Tenants with Right of Survivorship K Joint Tenants in Common O In Trust For/Payable on Death/As Trustee for O Trust K Estate O Custody under NY UTMA O Foundation c) Non-Profit Organization ID Attorney Trust Escrow O Landlord Master Escrow 2) Corporation O Limited Liability Company O Partnership O Limited Liability Partnership CONFIDENTIAL 13.AW1A-0101 NAOSOD0001see24moiciasit 013959.032613 SDNY_GM_00038609 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001433 EFTA_00 149218 EFTA01253081 Account TAle and Joint Ar eri n licatio Int ormation Et gnarl j Name of ACC9( title Applicant Ilan name, firs (last name, fait name, middy initial) 1 ,;.,Taiii,7..,,- 4 tc O i k on:tier M Address 00 r) - Address 5 - 51- Dervt5 G5V/ica. swam. City. isimm i n ola City. State and Zip Code Susi iiisis . H Home telephone Numb,' Social Set:tarry Number or Taxpayer ID Number Business Telephone Number Date ofBinh Date of Bath Name of Employer Warne of Employer Address Address Sot a 'cable City, State and Zip Code Crty. Stare and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verily, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, end other information that will allow us to identify you. We may also ask to see identifying documents such as a cenifinate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these rules cantor an active involvement of both asset management firms and their chants. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities. addresses. source of funds end. if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the thangels) and provide us with relevant documentation to verity these Changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from lime to time you may give instructions by telephone, facsimile or email regarding the above captioned aocount(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being givdo by person et persons purported to be you is year own. Absent the gross negligence nr willful misconduct of Deusche Bank Trust Company Americas (OBTCA). you agree to indemnify and hold harmless DBTCA for any claims. losses. expenses, costs or attorneys' fees resulting horn DEITCA's acting upon such misunderstood and unauthorized Verbal Inshurtions. You underttand that OBTCA May. but shell not be required to. seek verification of your verbal, facsimile or email insnuctions by call back. In case of doubt. OBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof. without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funos or securities to anyecceunt(s) without written instluctions bearing your ontinal signature. Joint Account Disclosure You have opened a joint account with OBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the properly of each owner as joint tenants, and DBTCA may release the entire account to any owner during the filetinle of all owners. DBTCA ntay honor checks. orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor cheeks, orders or withdrawal requests from the survivor-Is} atter the death of any owner(s) end may treat the account as the sore property of the survivor(s) atter the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any pint deposit or addition or accrual, DBTCA shall not be liable to any owner for Continuing to honor checks, orders or witndrawal requests from ary owner. After the receipt of the notice referred to in the previous sedfence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 $1.AWAL0101 013359032613 SDNY_GM_00038610 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001434 EFTA 00149219 EFTA01253082 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If You have selected to receive Internet Banking Services, you understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice 8y signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your business relationship with OBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) end your business relationship with DBTCA. Furthermore, you confirm that the necessary information Ito the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owneds), settlor(s). beneficiarylies), panner(s), etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to.change. Acceptance rstand that this a • You und9 is subject to acceptance y DBTCA. . 7 ( Account Holder's Signature Joint Account Holder's Signature OF / i3 Oat• Date 1Ntrir,t76 i.t. ...,,....ta ,,, .. , . . „J.. .- i r?ft!!‘ cse:90.... .iewPd.bv•As: e. .t.• w? g-i.t;194.47 *-rtrifa lf ) Pen- - Ca:A:4* Q Lt d .1.4: at - 71, ii...4.v..2a-1.).. blivitsr,t, eisiftrtry::::: ..;4` Jr tci r Ca?". I t 1/4 .". 9. 7 M. 1411RtireaatAa. 1 ,1/4.:Phrz....,,,so4 ‘• ,,v. 4-0•, . . 1/4 • , c,. tatio, • . AV, • i r tAW i -47- 4:S.:a A : igiVoi, . SO l' t ie 'aaaaa I, :AU. . . "esZ4... teat elif.o)74, .. --anaaagaiT4c.Wr,9,:tgq!".,,,,,. . 4, • oringivcfr Wegoh7, .;3 14.03itgitai • m; ' ., 1 vat, - . ,..,.,.--. --,,, ,,,,.v.,-3-42- -Ss ,t..,...tri..1/4 ., rsi1/4.. .74 i:aienipg 1:{WittitKrt-ttl:?, r F ;:iff.' ~14; ).f • ...1/4,yrtiy,,....•• ...n.4 i c'., asi1/4.--- .4-,trcb•((. .p. ACAT:re*N4eiti- t...tc.„ %, '..4 .g..4.4 1 r - rrOct4AcW.nctrA kraieWoninW. CACISlirr i c22„ ''' ‘ 7 1 ; " 'IP' n r ppso iti,litampts...}cm.....sar....p.tdaysi . :::tistsv'''ia;a1".4•TchAr'• k•Ate•-•/..S., •I • 3.4.4::::•Ar Ni !QM( - . S 4J 'sr.' estAir*C4 S • 1•• xu tiiii ' .4ic,:.'-'447 •:• 1-.. •Aik34e-14•104ittisnifigtfactitiVrny - — • :ItC74---:stt• ,c41/47 tsvi ,..ititithIT sii.t.wv;clgotly • oc ' 'I 4: i.L.ov-w4 . ..4, _oat —:-4.4.,,,,,-•-..-x-L.,x, v.,--t,,,c56;; •%myfia--. Date-tnwia npati rpery Dit, -,2 • • e tse; it iff.srifilit , i• gs li IA ettitts. e V ..vci-4. l':: 3 CONFIDENTIAL 13.AWm0101 013959032513 SDNY_GM_00038611 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001435 EFTA_00 I 49220 EFTA01253083 IN WITNESS WHEREOF, the undersigned. by and through its authorized officer, has caused this instrument to be executed on the date listed below. IFOR BUSINESS USERS] 149c k von) lb>, sTitc, RumnessNemo / Nam V/ Me &Wu re DEUT HE BANK v TRUST COMPANY AMERICAS BY IN Cite Print !Jenard, Ja?„1'1111 (FOR ALI. OTHER USERS! tic 9/04 Date Account Name flamer( ore Signature Date WM1346137 2) 010198000813 SDNY_GM_00038612 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001436 EFTA_00149221 EFTA01253084 S . Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium TM Elite Personal Accounts O Checking Acct O Elite Checking with Interest Acct. 6 APY O Elite Money Market Deposit Acct. APY O Certificate of Deposit Acct. I APY Term ID DB AG NY Preferred Certificate of Deposit Acct. If APY Term Promo term (DUCA deposit eccouni required, mono with a 08 AG Preferred Terms and Condnionsl Private Wealth Premium nA Internet Banking Services O 98 Private Wealth Online Plus c -link to Existing Online Relationship (User/Co. ID Number) Client Relationship O Individual Account EI Joint Tenants with Right of survivorship O Joint Tenants in Common O In Trust For/Payeble on Death/As Trustee for O Trust O Estate Private Wealth Premium Da Eli Business Accounts Checking Acct. If o Elite Checking with Interest Acct. II 12,APY Elite Money Market Deposit Acct. APY O Certificate of Deposit Acct APY Term D8 AG NY Preferred Certificate of Deposit Acct. fl APY Term Promo term (DBTCA deposit impotent required. along with a GB AG Preferred Terms and Conditionsl O Cash Master Sweep Account Checking Acct. ft Private Wealth PremiumrM Banking Services O Consumer Debit Card O Joint Applicant Debit Card $ O Business Debit Card la/ Deluxe ChKkbook Style M „ trirCia, rlAb4C4- 0 Name Only—, LATic33-3 -3 .R4rtJI 13/ Name and Address -rrie,;(att. O Duplicate Statementetwe: C.1zEsk Addr HEEZ1MQ ∋ City Stale bp Code O Mailing address (fl different) Name Addr Elite Money Market Deposit Acct. ft APY Target Amount Trigger Amount K Custody under NY UTMA O Foundation O Non-Profit Organization K Attorney Trust Escrow O Landlord Master Escrow City State Zip Code El Corporation O Limited Liability Company O Partnership O Limited Liability Partnership CONFIDENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 13.AWM-Otoi NAOSOD00015602-000 104611 MISS 032613 SDNY_GM_00038613 DB-SDNY-0001437 EFTA_00 II 49222 EFTA01253085 Account Title arad Joint Application Information Name o (last rem Social Sircu 6 /do SS Ouct ipt, /33 Joint Applicant (list mime. first name. middle mniap Social Security Number or taxpayer ID Number Address Address aDS:frOLAACtikable. City. City, State and Zip Code Date of Birth Winer.' Employer Address Not applicable State and Zip Code Notice of Customer Identification Policy Nome Telephone Number Business Telephone Number Demo' Birth Nemo of Employer Address City, Slate and bp Code Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to itlentify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules tall for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a regal obligation to ask our customers questions regarding their identities, addresses, Source:of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or Control structures and to collect requisite documentation to substantiate the Information. Also, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verity these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is youc own. Absent the gross negligence nr willful misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnify and hold harmless DBTCA for any claims, losses. expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may, but shalt not be catmited to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without Incurring any liability. OBTCA is under no obligation to execute your Verbal Instructions to Banister fonds or securities to any account(s) without written instructions bearing your onginal signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property'of each owner as joint tenants. and OBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit lunds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivor(s) after the death of arty owilerls) and may treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or witndrawal requests from n any owner. Atter the receipt of the notice referred to in the previous sentence. DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 t3-AwM.ot01 013959.032613 SDNY_GM_00038614 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001438 EFTA_OOI 49223 EFTA01253086 ATM/Debit Service You agree that the retention or use of the AM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you Understand that you will be required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant Jurisdictions that may arise in connection with assets, income or transactions in your account's) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Furthermore. you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s), beneficiarythas). partner(s), etc. to enable himrhert them to fulfill any respective tax obligations that may arise for him/her/ them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notity us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject.tochange. Acceptant You y n‘suind that this Account Hoider's Signature e by DBTCA. Joint Account Holder's Signature 9M7 Date Date PLFraranr rr4.Ca s.pWre ;ForSink Reviewed by tomc.d., ire .c.! ‘477t/c.yci rgial1/4.:ifaiiie..".;.:- •.t, • Vlifirge.c lie ,:rt• •• M ft bret: tf PVC:TIMM Z a t tie *raft-W. fIll riaAiri f, es", _.-tauothly tt, itg,thr,,,VtrafiftW,MnarbiZgir tqa.4r...'!,b141:7:5 A StFraf.: teztd.,9a,•t;t lac„ atASTS:A ttiZeteg.t: ittict 00'5- Plcarrriverir,WR," ".! t 4r „arm, , St, :4": t64 ,441gmetg% a. tiarte. 431100ate ItaxViaRraVeair , iigt;141:117 7 ntileaggiC4.....10:41 ";ta.-1011.r' n a: 1424-.1" );:i: '. 'Pe' kigi•cfifS;;: wi: 4 ',ikii• ;i.er deg, 'oev: et 43.114 ; q c%rit. 'Accepted: , 4.11.. 44 4' "tr*itiSt•tr'n A tiC .5: ‘:;:Cig. „. cy a" \ •c...t..• va. 't.r I, 17,1Stive-.› , .474.41 r" WirtilOWV name'' 47 f, to, • VO4;”-AVArd: • tThie ' t ifv r" wee ti, • s lc:44:4:::44,*"4:- .: I3 I it , a 55.:Y4 21" tDitioet4 WingEttg war,: :bloc r". N r tAk N rte. "vi `tx 41,.• 3 CONFIDENTIAL 13•AWM4101 013959032613 SDNY_GM_00038615 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001439 EFTA_OOI 49224 EFTA01253087 IN WITNESS WHEREOF, the undermgned, by and through its authorized officer, has caused this instrument to be executed on the dale listed below. [FOR BUSINESS USERS] 161- Business Na j ' Sanely:a Date DEUTSCHE K TRUST COMPANY A BY I yikakk da Print Warner es. 13 Date I 'FOR ALL OTHER USERS) Account Name NanWfnle Signature Date WM134667 21 010198.060613 CONFIDENTIAL SDNY_GM_00038616 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001440 EFTA_00 149225 EFTA01253088