Deutsche Asset

Deutsche Asset & Wealth Management PO. Box 1776. Balbmora. MD 21203 Dralsre lima Pr.le wean mamtenme Patens Core no G.C,P Cesb4 he Silk Setiori Now brit OPlor NI Fait ASS. l•th I *cc! Ms Vat. Na 10114 P VI 4514101. WO) n•-• 09S Portfolio at a Glance Account Number: N4G-024935 Statement Period: 12/0112015 -12/31/2015 This Period Year-to-Date JEEPERS INC Beginning Account Value 11,761,773.39 126,233,218.47 6100 RED HOOK QUARTER B3 et Cash Deposits and Withdrawals 000 -24,458,743.30 ST THOMAS VI 00802 Adjusted Previous Account Value 1,781,773.39 1,774,476.17 Dividends, Interest and Other Income 7.239 66 71,335.10 Net Chan e in Portfolio .26.874.58 -103872.10 :nd rg Acccvit \la ue $ 1,7 4 2.1 3 8 4 7 $1 "22 Estimated Annual Income $72,907 55 Your Client Advisor: DANIEL SAM Asset Allocation Prior Yesr-bd Last Period This Period % Allocation LSD Cash, Money Funds and Bank Deposits 24,661,194.32 205,916.92 205,961.90 11.82% LSD Fixed Income 1,572,021.15 1,555,828.47 1536,178.57 88.18% I Account Total (Pie Chart) 126,233,210.47 11,761,773.39 11,712,138.47 100.00% See the Asset Allocation Disclosure and Footnotes section for important information regartling your Asset Allocation. OPAO ROI t CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Please renew your allocation perlocticaltp WO your Gent Ws. Page 1 of 8 Riled Excellent A009, 019C5F30024 Go paperiess ,,t ) UM. 2007 OASPAR RATED COMMONiCaTiOneS CONFIDENTIAL f xero MCP M rc. tantres sort us* *WS, *La •••••••IPOMA, Pet- OlOC SDW_GM_00047501 DB-SDNY-0010325 EFTA_00158110 EFTA01254095 Asset Allocation Disclosure and Footnotes Fixed Income certain& Fixed Income Mutual Furls Summary of Gains and Losses Realized Unrealized This Period Year-lo•Date Short-Term Gain/Loss 0.00 0.00 -3,901.92 Long-Term Gain/Loss 0.00 0.00 -155.95527 Met GaInkoss 0.00 0.00 -150,862.10 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Description Mount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH ill STL Accounl hum ber: 0000001491 Current Yield: 0.13% Activity Ending: 12131/15 12/01115 Opening Balance 205.946 92 205,946.92 12/14115 Deposit MONEY FUND PURCHASE 183.753 77 389,700.69 12/18115 Withdrawal MONEY FUND REDEMPTION .183.753.71 205,946.92 12131115 Deposit INCOM E Rek VEST 14.98 205,961.90 1031/15 Closing Balance $205,961.90 Total All Money Market Funds 3205,961.90 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 14.98 000 3,528.39 0.00 Other Dividends 7,224.68 000 67,773 57 000 Interest Income Credit Interest 000 000 0.00 -15.51 Total Dividends, Interest, Income and Expenses 07,239.66 10.00 $71,299.96 -815.51 Distributions Long • Term Capital Gain Distributions 0.00 0.00 50.95 0.00 Total Distributions 30.00 $0.00 050.95 30.00 Accounl number. N40-024935 OMB ROLL Go paperless Rot.. Exc•Ilat lararRATLC 7ISILUNICATIO116 LEPERS INC CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIErENTIAL "a"`"" Page 2 of 8 GDNY_GM_OOO475O2 DB-SDNY-00 10326 EFTA_001581 I I EFTA01254096 Deutsche Asset & Wealth Management PO. Boa 1776. Baltimore. MD 21203 Portfolio Holdings Draisre San, Poo/lewean Ma.igental Weals COretWeC0C,P Ceenthe SW Senn, vt Miro bet Once 315 Pot Aire. Italica Mew InItY 10IW (I 1?) MSS, 211.409S Statement Period: 1210112015 - 12/31/2015 Ao:cont Activity Opening Going Accrued Income 30-Day torrent Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 12.00% of Portfolio Money Market DEUTSCHE GOVT CASH IN ST1 12101/15 205.961 900 0000001491 12131/15 Total Money Market Total Cash, Money Funds, and Bank Deposits Date Masked Quantity Unit Cost Cost Basis Mutual Funds 88.00% of Portfolio P MORGAN FLOATING RATE IN COME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; CaMtal Gains Option: Reinvest 02/13/13 13 148,957.299 10.0700 03/01/13 13 533.047 10.0600 04101113 13 591.454 10.1100 05101113 13 562.992 10.1300 06103113 13 567.343 10.0900 07/01/13 13 500.501 9.9700 08101113 13 527.827 10.0600 09103113 13 531.248 10.0300 Reinveslm ents to 16,038.901 9.8280 Date Total Covered 166110.612 Total 166110.612 Total Mutual Funds I Total Portfolio Holdings 205146.92 205161.90 000 3.526.39 008% 0.13% $205,946.9 2 $205,961.90 $0.00 $3,526.39 6205,945.92 $205,961.90 $0.00 $3,526.39 Unrealized Estimated Estimated Markel Prim Market Valve Gals/ Loss Annual Income Yield Security !doodler: PHSX CLISIP: 48121L510 1,500,000.00 9.1000 1,355,511.42 -144,488.58 61,221.45 4.51% 5,382.46 9.1000 4,850.72 -511.74 219.08 4.51% 5,979.61 9.1000 5,38223 -597.38 243.09 4.51% 5,703.11 9.1000 5.123.23 -579.88 231.39 4.51% 5,724.50 9.1000 5.162.83 -561.67 233.18 4.51% 4,99010 5,309.94 5,328.42 9.1000 9.1000 9.1000 4,554.56 4,803.22 4,834.36 435.44 :459064:0762 205.71 216.94 218.34 4.51% 4.51% 4.51% 157,635.72 9.1000 145,954.00 -11.681.72 6,591.98 4.51% 1,696,033.76 1136,178.57 -159,867.19 69,381.10 $1196,033.76 51,636,170.67 .$159,857.19 $69,381.16 $1,596,033.76 $1,536,171.51 -5159,857.19 $69,381.16 Unrealized Accrued Estimated Cost Basis Market Valee Gain/ Loss Interest Annual Income 31,901,995.66 61,742,135.47 -$169,857.19 $0.00 $72,907.55 Footnotes Page 3 ot Account Number: N46-024935 DPAO RCM Go paperless t Lbw,/ .1••• WW• 2007 M a rian et wettaillot ' I:MOM " aliniall••• LEPERS INC , . D O•alMa RAT( COMMUNICATIONS ......oun awan.....n. ac CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I D^ENTIAL "a"`"ti SDW_GM_OOO475O3 DB-SDNY-0010327 EFTA_00158112 EFTA01254097 Portfolio Holdings (continued) Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered* under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows. • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. IS The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please note the blowing information for Pershing's 2015 IRS Forms 1099(8, DIV. INT, OlD and MISC ): Your form 1099 will be delivered as early as possible, beginning January 31, 2016. By February 16. you will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice WI be sent if issuers of securities you hold have not yet provided their final tax information. It MI inform you of the securities that are pending final reporting, and will provide the anticipated mad date of your 1099 form. Your 1099 will be mailed no later than March 17, 2016. Activity Summary (AR amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Secunbes Bought 000 .7 224 68 -7,22468 000 -67,82452 -67.824.52 Total Securities $0.00 -$7,224.68 -$7,224.68 $0.00 .$67,824.52 -$67,824.52 Dividends and Interest $7,239.66 $0.00 $7,239.68 $71,299.95 -$15.51 571,284.45 Distributions $0.00 $0.00 10.00 $50.95 $0.00 950.95 Cash Withdrawals 000 -183,75377 -183.75377 0.00 .24.887 275 41 -21.887.275.11 Deposits 183.753.77 0.00 183.753 77 428 532 11 0.00 428,532.11 Total Cash $183,753.77 -$183,753.77 $0.00 $428,532.11 -$24,867,275.41 -124,458,743.30 Money Market Funds $0.00 $0.00 $0.00 $10,666,911.94 .$168,884.64 $10,498,027.30 Totals $190,993.43 -9190,970.45 $14.98 $11,188,794.98 -$25,124,000.08 -$13,967,205.12 Page 4 of 8 Account Number: N40-024935 Rated excvliont MOAB ROLL Go paperless LEPERS INC lora; eiacc7c207,7mowic...nows CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CON F ID EunAL ?Mall/NCI SDNY_GM_00047504 DB-SDNY-00 10328 EFTA_001581113 EFTA01254098 Deutsche Asset & Wealth Management PO. Box 1776. BalbmorojAD 21203 Transactions by Type of Activity Process' Sett Dale Activity Type Desolation Dmisre Banc Pr.levftanku.nenan heratsCoveaseGmm. CtelsOw Is Maori New Ibrt OPlor 341 Pia Mist liithotcr Ms Vat. PM 10114 0 I') 4$141111. COSSIM-4091. Ouant Statement Period: 1210112115 - 1213112115 Price Awued Merest Mount Curren Searrilles Bought and Sold 12/30115 REINVEST CASH INCOME .I; MORGAN FLOATING RATE INCOME FL AD SELECT SI-ARES 794 PH SX 168015.8180 SHRS SH RS PIACI- AT $909000 RD 12128 PO 12130115 794 .7,224.88 USD Total SODOM'S Bought and Sold • UNITED STATES DOLLAR 0.00 4,224.68 Dividends and Interest 12/30115 CASH DMDEND RECEIVED "MORGAN FLOATING RATE INCOME FUND J.ECT SHARES 7224.68 USD PH SX 168015.8180 SHRS RD 12128 Ft 12130115 12/31115 MONEYMARKETRAD DEUTSCHE60W CASH 14.98 USD INCOME RECEIVED 233993682 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 1,239.66 Cash Withdrawals and Deposits 12/11115 FEDERAL FUNDS RECEIVED BANK OF AMERICAN A. 16886 183.753.77 USD USD99999T 12/18115 FEDERAL FUNDS SENT .PMORCAN CHASE BANK, -183.753.77 USD USD999991 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 0.00 Total Value of Transactions 0.00 14.98 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABSA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 10154-0003 Rage 5 of 8 Account Number: N4G-024935 Rated [...lent tniAl4 Ran Go paperless Ey" , Ya r 5." 2007 JEERERS INC OALOAR PATCD COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDAENTIAL "a"`"" SDNY_GM_00047505 DB-SDNY-0010329 EF1'A_00158114 EFTA01254099 Your Account Information Tax Lot Default Disposition M ethod Default Method Nu Mutual Funds FIRST IN FIRST OUT Default Method for Mocks in a Dividend Reinvestm enl Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Am orate premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn in unications for electronic delivery. To register and turn off paper tom m unications, log in to your account or contact your Client Advisor for m ore information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a pnce is not available are marked "N/A' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for intonational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Shoe interest and dividend rates are subject to change at any time, and may be affected by curtent and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to v•vm.pershing.comfbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distitutions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing fum in maintaining current background and financial information concerning your option accounts, please prornptty advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vole than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, named a charge, or received a credit. Transactions converted by agents (such as depositories) will be tilled at the rates such agents use. Paged ol 8 Account Number. N46-024935 Rated Excelleol DIN0 ROO. Go paperiess twoy Yen1V.00 2007 LEPERS INC OAL0AR RATIO COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDEN" riAL et ' ae=ome=a 147 '" ,...74: *-- c...:.4.../IMVIMI4* SDW_GM_00047506 DB-SDNY-0010330 EF1'A_00158115 EFTA01254100 Deutsche Asset & Wealth Management P.O. Om 1776, E1Minpre, MD 21203 Important Information and Disclosures (continued) Draisre Banc Prmaie Weal, Maagenten Marats Genf Me C.O.P Dettscht lot %%noon ‘ic Mow 4.1 Olio. 345 Plifi Anew, nthlice! Mew vett. Ire 10114 (I 1?) 4544,14.11111,17.&4I9S Statement Period: 12/0112015 - 12/3112015 The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copes of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: iwnv.pershing.comfabouttstrengthand-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, fl an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators %A typically include a mina* of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any medispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Paget of 8 Account Number: N46-024935 Go paredess t,„A„,„„, LEPERS INC CON F I DAENTI `ii.«rcocohrauMiuraras ma CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) et a irwlionetwerta7LAZ treesen .. Ste ma* Paws. ••••••tawk wee mc SDNY_GM_00047507 DI3-SDNY-0010331 EFTA_001581 16 EFTA01254101 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL SE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED COWRMATIONS FOR TRANSACTIONS WHICH CO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMAT/ON STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-CnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. W ITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD SE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 607(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. SNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE T/SM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F /MOP THE ABOVE TERNS MID MOTIONS AFtE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSHIN3 ILINEDIATELY N WRINNO BY CERTIFIED AWL TO ONE PERSHING PLAZA. JERSEY CITY. NJ OTAN AMC LEGAL DEPT Page I of 8 Account Number NIG•024935 OtlAli ROIL &UFA INC Cio paperless CO N F DE S ITIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Riled tuellent 1.•••Y V•••• Wa 2007 rOAt xtrir , RATED COMMUNiCla IONS " =La Neertealrattrart "..." SS.* SDNY_GM_00047508 DB-SDNY-00 10332 EFTA_00158117 aeo EFTA01254102 Deutsche Asset & Wealth Management PO. Boa 1776. Balbmora. MD 21203 Orals° e Sant Prmale wean mamtenan Peron CoVeate G.a.P Ces-110w IS* Sm. 0. Mc Nerellart014,* 345 FM ASS. 16 thi tcr MsVat.IV 10114 P VI4Sl4aaamie assr.091. Portfolio at a Glance Account Number: N4G-024935 Statement Period:11101i2015 -110012015 This Period Year-to-Date JEEPERS INC Beginning Account Value $1,871,188.17 528,233,218.47 6100 RED HOOK QUARTER B3 et Cash Deposits and Withdrawals .91,831.36 .24,458,743.30 ST THOMAS VI 00802 Adjusted Previous Account Value 1,779,358.81 1,774,475.17 Dividends, Interest and Other Income 5,850.22 64,095 74 Net Chan e in Portfolio .23.433.64 -76.797.52 -nd rg Acccvit ue 51,761,773 39 B1.761.773 39 Balm ated Annual Income 673.574 00 Your Client Advisor DANIEL SARA Asset Allocation Prior Year-End Last Period This Period % Allocation LSD Cash, Money Funds and Bank Deposits 24,661,194.32 297186.47 205.946 92 1169% LSD Fixed Income 1,572,024.15 1.573.401 70 1555.826 47 88 31% Account Total (Pie Chart) 128,233,218.47 $1,871,188.17 $1,761,773.39 100.00% See the Asset Allocation Disclosure and Footnotes section for important information regarding your Asset Allocation. DBAO R011 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Please review your donation period iv wM your cam Advises. Pagel or? Rated [...Pont A00990 IICSF1001, Go paperless Every Van Skate 2007 Oat MR RATED COmmuniCATiOntS CONFIDENTIAL EXHIIONCJI Mon werarrOrightialn0101 Pew, tu4 nevem nat•OWIllt siK SDNY_GM_00047509 DE!-SDNY-0010333 EFTA_00158118 EFTA01254103 Asset Allocation Disclosure and Footnotes Frxed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year4o•Date Short-Term GamlLoss 0.00 0.00 .3,126.61 Long•Term Gain/Loss 0.00 0.00 .129.558.00 Net Galnitoss 0.00 0.00 432,982.81 This summary excludes transactions where cost basis information is not available. Money Mark et Fund Detail Date Activity Type Desaction Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH IN STL Account A umber 0000001491 Current Yield: 0.04% Activity Ending: 11130115 10131115 Opening Balance 297,188.47 297,786.47 11106115 Withdrawal MONEY FUND REDEMPTION 49,331.36 208,455.11 11123115 Withdrawal MONEY FUND REDEMPTION 4,515.51 205,939.60 11130115 Deposit INCOME REIN VEST 7.32 205,946.92 1 wen 6 Ming Balance $205,945.92 Total All Money Market Funds $205,945.92 Income and Expense Summary Carmel Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 7.32 0.00 3,511.41 0.00 Other Dividends 5.658.41 0.00 60,548 89 010 Interest Income Credit Interest 0.00 -15.51 0.00 -15.51 Total Dividends, Interest, Income and Expenses 55,566.73 416.51 664,060.30 41511 Distributions Long • Term Capital Gain Distnbutions 0 00 0.00 50.95 0.00 Total Distributions 30.00 90.00 95035 90.00 Page 2 of 7 Account A um ber N40-024935 Railed ILKoollont Go paperless .9%.1...........":”..71144:••••• " IISMISIII. EOM ;Cr PATCC7C20017MUNICATIOhtS vow or. %LC an.. nal. Mae SOC CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6:EP:Rs INC CO N F I D AENTIA I— fMCIIIIINC1 SDNV_GM_00047510 DB-SONY-0010334 EFTA_00158119 EFTA01254104 Deutsche Asset & Wealth Management PO. Boa 1776. Baltimore. MD 21203 Portfolio Holdings Account Activity Opening Date Quantity Number Ending Cash, Money Funds, and Bank Deposits 12.00% of Portfolio Money Market DEUTSCHE GOVT CASH IN STL 10131115 205.946 920 0000001491 11/30/15 Total Money Market Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Unit Cost Cod Bads Mutual Funds 88.00% of Portfolio P MORGAN FLOATING RATE IN COME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Oplian: Reinvest 02/13113 13 148,957.299 10.0700 03101113 13 533.047 10.0600 04101113 13 591.454 10.1100 05101113 13 562.992 10.1300 06103113 18 07/01113 13 08101113 18 09/03113 13 Reinvestments to Date Total Covered Total 168015.818 Total Mutual Funds $1,688,809.08 567.343 500.501 527.827 531.248 15,244.107 168,015.818 10.0900 9.9700 10.0600 10.0300 9.8670 Oralute Banc Prmale wean ma-utenan Paeans Connie 6 ,C,P Cesb4he Si* Maori MC Now Wart Mar 341•arli ASS. Mth I kw' liesVat. WI 10114 PO) 45•4101. POO n•-• 09 ()peeing Bahia Closing Balance Statement Period: 11/0112015 - 11/3012015 Accrued income 30-Day Current Income Thls Year Yield Yield 297.788.47 205.948.92 000 3.511.41 004% 0.04% 1297,7860 7 $205,946.92 01.00 0,611.41 1297,7007 Markel Price $206,946.92 Markel Value WOO Unrealized Gala/ Lois 03,611.41 Estimated Estimated Annual Income Yield Security Identifier: DHSS CUSP. 48121L510 1,500,000.00 5,382.46 5,979.61 5,703.11 5,724.50 4,990.00 0309.94 5,328.42 150,411.04 1,688,809.08 01,688,809.08 9.2600 9.2600 9.2600 9.2600 9.2600 9.2600 9.2600 9.2600 9.2600 1,379,344.58 -120,655.42 62,115.19 4.50% 4.93002 -42604 222.28 4.50% 5,476.87 -502.74 246.64 4.50% 5.213.31 -489.80 234.77 4.50% 5.253.59 -470.91 236.58 4.50% 4,634.64 -355.38 208.71 4.50% 4,887.66 -422.26 220.10 4.50% 4,919.35 -409.07 221.53 4.50% 141,160.43 -9,250.61 6,356.79 4.50% 1,555,82017 -132,912.61 70,062.69 0,655,826.47 -032,982.81 070,062.69 $1,555,826.17 -$132,982.61 $70,062.69 Unrealized Parued Estimated Cost Basis Market Vain Gala/ Loss Interest Annual Income I Total Portfolio Holdings $1,894,756.00 $1,761,773.39 -1132,982.61 30.00 873,574.00 Footnotes Page 3 of I Account Number: N46-024935 t Rated Excellent et a riamaetZtaa:COrstteen " MEV MAD. MIA° R011 Go paperless tr e ys ne sine. 2007 OPBAR RATED COmmutoCATPDhe ••••••••410 "....."•••• n... CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 612 ; ERSIK CO N F I DAENTIAL FXCIIIIINCI SDNY_GM_OOO47511 DB-SDNY-001033.5 EFTA_00158120 EFTA01254105 Portfolio Holdings (continued) Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating amendments enacted by P.L 110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally wit be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2914. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. M essages Please note the foaming information for Pershing's 2015 IRS Forms 1099 (8, DIV, INT, Ott) and MC ): Your form 1099 will be delivered as early as possible, beginning January 31, 2016. By February 16, you will be mailed either your 1099 form on special Pending 1099 Notice. The Pending 1099 Notice vrill be sent if issuers of securities you hold have not yet provided their final tax information. It MI inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 17, 2016. Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it Is possible to lose money by Investing In a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Activity Summary RI amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Secunbes Bought 000 5.85841 . -5.85841 000 -60,59984 -60.599.84 Total Securities $0.00 -$5,858.41 -$5,858.41 $0.00 460,599.84 -$60,599.84 Dividends and Interest 85,865.73 -$15.51 $5,850.22 $64,080.30 -$15.51 $64,044.79 Distributions $0.00 $0.00 $0.00 150.95 $0.00 $50.95 Cash Withdrawals 000 -91.631.36 -91,831.36 000 -24.703.52164 -24.703.52164 Deposits 000 0.00 0.00 244 778 34 0.00 244.778.34 Total Cash $0.00 -$91,831.36 ,391,831.36 $244,778.34 -$24,703,521.64 -$24,458,743.30 Money Market Funds $0.00 $0.00 $0.00 $10,666,911.94 -1188,884.84 110,498,027.30 Totals $5,865.73 -697,705.28 -$91,839.55 610,975,801.53 -$24,933,021.63 -113,957,220.10 Page 4 of 7 Account Number. N/G•024935 00,04 ROL! Cio paperless t ea R/Itild EXCOMIIINt (very Yeas Woo. 2007 olt70200.7raliss it t Col:S. " Ste SISSY LEPERS INC C OALOAR RAW) OMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDE1SITIAL "a"mer SDNY_GM_00047512 DB-SDNY-00 10336 EFTA_OOISRII21 EFTA01254106 Deutsche Asset & Wealth Management PO. Boa 1776. Baltimore. MD 21203 Transactions by Type of Activity Process/ Trade! Settlement Transaction Date Date Activity Type Description Dralsre Banc Prmale Magagenmil ma...stoma. CncsP CeettOw . Sett ' k, NON Wart t,* 341 Parli A•••••.11.001ker IR*R/0Nt 10114 PO) *WM. POO 7.4-40O Cluant Statement Period: 1110112015 - 11/30/2016 Price Accrued Interest Amount Curren Securities Bought and Sold 11127/15 REJNYEST CAS- INCOME "MORGAN FLOATING RATE INCOME FLND SELECT SI-ARES 632 .P1-Sx 167383.1600 SHRS SH RS PLRCI- AT 59 26000 RD 11124 PD I1127116 658 .5.85841 LSD Total Securities Bought and Sold • UNITED STATES DOLLAR Dividends and Interest 11120115 11119115 CASH DEBIT INTEREST CASH. DUE INTEREST FOR 1 DEBIT DAYS AVBAL 89,331.36 USD999997 RATE 6250 11.05.15 TO 11-05.16 11127115 CASH DIVIDEND RECBVED .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES StISX 187383.1600 SHRS RD 11124 PD 11127/15 11130115 MONEY MAW FUND DEUTSCHE GOVT CASH INCOME RECEIVED 233993682 0.00 4,668.41 -15.51 5,858.11 7.32 USD USD USD Total Dividends and Interest - UNITED STATES DOLLAR Cash Withdrawals and Deposits 11105115 FEDERAL FUNDS SENT FLAGLER BMK L.S0999997 11123115 FEDERAL FUNDS SENT WELLS FARGO BANK, NA USD999997 0.00 5,850.22 49,331.36 .2,500.00 USD USD Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 41,831.36 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 41,839.55 USD Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26TH BOOR NEW YORK NY 10151-0003 ()DAB 11'0L Account Number: NeG•024935 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67e) INCCON F I DrNTIAL Page 5 *IT Resd excellent tray Yea, Since 2007 OAABAR RAM. COmmuniCAT PDhIS Olen /NCI SDNY_GM_00047513 DB-SDNY-00 10337 EFTA_GOI 58 I 22 EFTA01254107 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IA FIRST OUT Default Method for Stocks in a Dividend Fieinvetlm enl Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Sections: Am oize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unicafions for electronic delivery To register and turn off paper tom m unications, log in to your account or contact your Client Advisor for m ore information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vivm.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fuly paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may relied a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars foe dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, owned a charge, or received a credit. Transactions converted by agents (such as depositories) will be tided at the rates such agents use. Page 6 of Account Number: N4G-024935 Rated Excellent OMR (MAL paperless s LEPERS INC 'or 1O7LUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CON F I DAENTIAL "cm" etrnels• ea Neertealelat toteneen See. SDNY_GM_00047514 DB-SDNY-0010338 EF1'A_00158123 EFTA01254108 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Important Information and Disclosures (continued) Draisre Saar Pewee wean humgenno Wrens corny* Gee. Cesruhr Gee keener ea New Wert Dare lie Pare ASSY, arbiter lieseare WI 10114 PO) ad-MOL ORM 7.64095 Statement Period: 11101/2016 - 11/30/201S The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses Mound by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appficable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copes of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wmv.pershing.comffiboutistrengtffiand-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's abibty to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all pasties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any clams encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Page? of? Account Number: N46-024935 Kited exceeent ean e s. I very Year fence 2007 ""an"„ JEEFERS INC Go PaPerless 0/40AR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CO NFIDanmArmnima SDNY_GM_00047515 DI3-SDNY-0010339 EFTA_00158124 EFTA01254109 Deutsche Asset & Wealth Management PO. Boa 1776. Balbmoro, MD 21203 Dmiu ie .n, Ponie Wealth Maarnmi Mines Corey" G.a.P Deascht Sank Senoorint *Ira Verb Once .115 Pan Aar. ',Whiter New Veek NY 10114 pl2)4,44•OL P1151 21•401t Portfolio at a Glance Account Number: N4G-024935 Statement Period: 10/0112015 - 10/31/2015 This Period Year-to-Date JEEPERS INC Beginning Account Value 96,371,421.60 926,233,218.47 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals .4.500.000 00 -24.366.911.94 ST THOMAS VI 00802 Adjusted Previous Account Value 1,871,421.60 1,866,306.53 Dividends, Interest and Other Income 6 434 91 58,245.52 het Chan e in Portfolio -6.668.37 -53.36388 Estimated Annual Income $72.96810 Your Client Advisor: DAMEL SABBA Asset Allocation Pilot Year-End Last Period This Period % Allocation LSD Cash. Money Funds and Bank Oepoits 24.661.194.32 4.797.686.48 297.786.47 15.91% I..SD fixed Income 1,572,024 15 1,573.735 12 1.573.401 70 8409% Account Total (Pie Chart) 626,233,218.47 66,371,421.60 11,871,168.17 100.00% See Be Asset Allocation Disclosure and Footnotes section for important information regarding your Asset Allocabon, DINO {KR I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) I Please renew your allocation periods:all/ WO your Dent Advisor. Page lot? Rated [...ISM A0110314CSF30018 X10 paperiess ( t ) Lbw/ 'MC. C 2007 D OASOAR RAT( OM CA MUNI TIONS CONFIDEISITIAL "a"" .tame. 4.1 .....r .....v .••••gri .:4• 04t .... •••.•••••••••••••• 'rw ...,- SDNY_GM_00047516 DB-SDNY-0010340 EFTA_001 58 1 25 EFTA01254110 Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Fvds Summary of Gains and Losses Realized Wirestired This Period Year•lo•Dale Short•Term GainfLoss 000 000 .2,462.59 Lon •Term Gain/Loss 000 000 -101.086.38 Net Gain:Loss 0.00 0.00 ,109,546.91 This summary excludes transactions where cost basis inhumation is not available. For Your Information Please note that the Valuation at a Glance section on page one of your account statement wdl be updated and renamed Portfotio at a Glance beginning with the October 2015 statement. This change does not apply to accounts which display only opening and closing balances co page one. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH IN STL Account ti um ber: 0000001491 Current Yield: 0.04% Activity Ending: 10130115 10101115 Opening Balance 4397.686.48 4,791,686.48 10107/15 Withdrawal MONEY FUND REDEMPTION -2,000,000.00 2,797,686.48 10129/15 Withdrawal MONEY FUND REDEMPTION -2,500,000.00 297,686.48 10130115 Deposit INCOME REINVEST 99.99 297/86.47 10130115 Closing Balance $297,161.41 Total All Money Market Funds $297,766.11 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 99.99 0 00 3,504 09 0.00 Other Dividends 6.334.95 0.00 54,690.48 0.00 Total Dividends, Interest, Income and Expenses $6,434.94 $0.00 $51,194.51 $0.00 Distributions Long - Term Capital Gain Distributions 0 00 0.00 50.95 000 Total Distributions $0.00 $0.00 $50.95 $0.00 Account Number: WIG-024935 1)0.10 Wit GO paperless LEPERS iNc CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CON F I DAENTIAL Page 2 of? Rated Excolkont tray Year Since 2007 °MBAR RAM/ COMMUNICATIONS Men /NCI etti:Laetsraramr " 0••••••s. SW Soso *soot, summing., vow ....,- SDNY_GM_OOO47517 DB-SDNY-0010341 EFTA 00158126 EFTA01254111 Deutsche Asset & Wealth Management PO. Box 1776. Baltimore. MD 21203 Portfolio Holdings a.nm< Sant Poipale w,wn Magagemme matins Comae 6 ,0•P Deviuhtemili Wynn , w, Mow Vv. like NM Put ftemwjftho Ms Vat. WI 101W II VI rinlit IOW 7.14095 Statement Period: 10/0111015 - 10131/2015 Account Activity °peeing Claim; kneed Income 30-Day Current Opening Date Quantity Number Ending blamer Balser' Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 16.00% of Portfolio Money Market DEUTSCHE GOVT CASH IN STI. 10101115 297.786 470 0000001491 10/30/15 4.797.686.48 297.786.47 0.33 3.50419 0 04% 0 04% Total Money Market $4,797,616.41 1297,71617 $0.33 $3,504.09 Total Cash, Money Funds, and Bank Deposits Date Applied Mutual Funds 84.00% of Portfolio P MORGAN FLOATING RATE IN COME FUN D SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Dalian: Reinvest Security Identifier: JPHSX CUSP. 461211510 02/13/13 13 148,957.299 10.0700 1,500,000.00 9.4000 1,400,198.60 -99,801.40 61,817.28 4.41% 03101113 13 533.047 10.0600 5,362.46 9.4000 5.01164 -351.82 22121 4.41% 04101113 13 591.454 10.1100 5,979.61 9.4000 5,559.66 -419.95 245.45 4.41% 05101113 13 562.992 10.1300 5,703.11 9.4000 5.29211 -410.99 233.64 4.41% 06103113 13 567.343 10.0900 5,724.50 9.4000 5.333.03 -391.47 235.45 4.41% 07/01113 13 500 501 9.9700 4,990.00 9.4000 4,704.71 -28529 207.71 4.41% 08/01113 13 527.827 10.0600 5,309.91 9.4000 4,961.58 -348.36 219.05 4.41% 09103113 13 531.248 10.0300 5,328.42 9.4000 4,993.73 -334.69 220.47 4.41% Reinvestments to 14,611.449 9.8930 144,551.63 9.4000 137,347.63 -7,205.00 6163.75 4.41% Date Total Covered 167,303.100 1,682,950.87 1,573,401.70 -109,540.97 61404.01 Total 167,383.180 $1,682,950.67 $1,673,401.70 .$109,64197 169,484.01 Total Mutual Funds $1,682,950.67 11,573,401.70 -$109,548.97 669,404.01 Unrealized Accrued Estimated Cod Basis Market Value Gala/ Loss Interest Annual Income Total Portfolio Holdings 61480.731.14 $1,171,101.17 -$109,548.97 $0.00 $72,968.10 14,797,686.48 $297,78147 $0.33 $3,604.09 Uareallzed Quantity Unit Cost Cost Basis Market Price Market Value Gala/ Loss Estimated Estimated Annual Income Yield Footnotes Page) 017 Account Number: N46-024935 Go paperless Va . Sinc. 2007 OAISAR PA T(0 COMMUNICATIONS LEPERS INC CON F I D^ENTIAL "a "'"a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) et a riwts cow. w. SDW_GM_00047518 DB-SDNY-0010342 EF1'A_0015 8127 EFTA01254112 Portfolio Holdings (continued) Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable dete(s)* at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock n a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Is The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Ponta) at a Glance beginning with the October 2015 statement. This change does not apply to accounts which display only opening and closing balances on page one. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Sum m ary OR amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Secunbes Bought 000 -6.334 95 -6.33495 0.00 -54.74143 -54.74143 Total Securities $0.00 -$6,334.95 -$6,334.95 $0.00 -$54,741.43 -$54,741.43 Dividends and Interest $6,434.94 $0.00 $6,434.94 $58,194.57 $0.00 156,194.57 Distributions $0.00 $0.00 $0.00 $50.95 00.00 $50.95 Cash Withdrawals 0.00 -4.500.000.00 .4.500,000.00 0.00 -24,813,69028 .24,611,89018 Deposits 0.00 000 0.00 244,778 34 0.00 244,778.34 Total Cash $0.00 -$4,500,000.00 -$4,500,000.00 $244,776.31 -$24,811,690.18 -$24,366,911.94 Money Market Funds $0.00 $0.00 $0.00 $10,666,911.94 -$168,084.64 110,498,017.30 Totals $6,434.94 .14,506,334.95 -14,499,900.01 110,989,935.80 ,124,835,315.35 -$13,865,380.55 Page 4 of? Account Number: N40-024935 1>MAII it:a I Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: EP: Rs INCCO N F I DAENTTAL Rated excellent t —y Vann Sint* 2007 OAMMARAT(0 COMMUNICATIONS IXerf I l CNC :ran etwa r teat taw. Ste Sao ••••••••tm est nava .„ SDNY_GM_00047519 DB-SDNY-0010343 EFTA 00158128 EFTA01254113 Deutsche Asset & Wealth Management P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity Process' Settleme-: Date Adivily Type Desaiption Draisre Rana Prede Wealth Maatenne Patens Coompe Comp Cettsde lot Settanci two Vert Ottor 315 Part Ammo, Halter Mei etrk. Pet 10114 0) 4541.2M. MSS, 7.44I9S Oven Statement Period: 10/0112015 - 10/31/2015 Price Acaued Interest Amount Curio Securities Bought and Sold 10129115 REINVEST CASH INCOME PH SX P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 1667092290 SHRS SH RS PURCH AT 99.40000 RD 10/27 PD 10129115 673.931 6.33495 - USD Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 .8,334.96 Dividends and Interest 10129115 CASH DIVIDEND RECBVED .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 6134.95 USD PH SX 188709.2290 SHRS RD 10127 Ft 10129115 10130115 MONEY MARKET FUND DEUTSCHE GOVT CASH 99.99 USD INCOME RECEP/E0 233993682 Total Dividends and Interest- UNITED STATES DOLLAR 0.00 8,434.94 Cash Withdrawals and Deposits 10107115 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -2.000.000.00 USD USD999997 10129115 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -2,500.000.00 USD USD999997 Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 .4,500,000.00 Total Value of Transactions 0.00 .4,499,900.01 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 28TH FLOOR NEW YORK NY 10154-0003 Page 5 on Account Number: N46-024935 Rated Excellent 1)IlAti ROIL Go ucn, paperless Leen/ Yee* Since 2007 JEEFERS INC 06.17611 RATCO COmmuNiCallOrd C CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFID NTIAL -anima SDNY_GIN 00047520 DB-SDNY-0010344 EF1'A_00158129 EFTA01254114 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST lk FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST lk FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Sections: Am orkze premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a pnce is not available are marked "N/A* and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EA') and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change al any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wvm.pershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wi not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, inluding the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing frim. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing film. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may relied a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization nay also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, ranted a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page of? Account Number. N46-024935 iled 'Excellent M11031105F30018 Go paperless t R ray Veer Skirt* 2007 °OAS ROLL LEPERS INC O.410AR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDAENTIAL "a"a SDNY_GM_00047521 DB-SDNY-0010345 EFTA_OO15813O EFTA01254115 Deutsche Asset & Wealth Management PO. Boa 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) Orals° e Ilana Pr.le wean humgenan wrests Conn. Gm.a penuryIre seti.o..., si.,frt 345 FM ASsir, Ws Wet PM 10114 P MCA-MIL rSa1 ninon Statement Period: 1010112015 - 10/31/2015 The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it tiredly or through your financial institution or that it receives as the result of securities transactions a processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but ass general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCc). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: iwnv.pershing.corniaboutistrengtffiand-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a parry's abibty to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wilt typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any clakns encompassed by the putative class action until, (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Page? on Account Number: N4G-024935 Kited Excellent f Go paperless 4.., .....• Y Y... S. W. 2007 et a rit:In et We Velk•a:o tireeein " SW Yoko DBAO R011 LEPERS INC CON FIDAENTIAI `C;tgallnariATC D COMMUNICATIOhtS Onews•LA seem naa, Wm —c SDNY_Gli.4_00047522 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DE1-SONY-OO1O346 EFTA_00158131 EFTA01254116 Deutsche Asset & Wealth Management P.O. Box 1776, 8•16moro, MD 21203 Drain, c Ben Prete Vitale eleenenten Mwenstmtage0nne Deellihi I. Settee. ec, Newliert0eke MUSA Name Seth ter Ifieslat. 101%4 0 0 ) O1-711e. IIISSIneeten Valuation at a Glance Account Number: N4G•024935 Statement Period: 09/0112015 - 09130/2015 This Period Year-to-Date JEEPERS INC Beginning Account Value 56,387,563.19 128,233,118.47 6100 RED HOOK QUARTER B3 et Cash Deposits and Withdrawals 000 -19.866.911.94 ST THOMAS VI 00802 Adjusted Previous Account Value 6,387,563.19 6,366,308.53 Dividends, Interest and Other Income 5.474 47 51.810 58 Net Chan e in Portfolio •21.616.06 -46.695.51 :nd rg Acccvit \la ue $6.371,421.60 $6,371,421.60 Estimated Annual Income $72 42172 Your Client Advisor: DANIEL SAHA Asset Allocation Prior Yearad last Period This Period % Allocation LW Cash, Money Funds and Bank Deposits 24,881,194.32 4397,528.74 4,197,686.18 75.30% LSD Fixed Income 1,572,021.15 1,590,034.45 1573,735.12 2470% C Account Total (Pie Chart) 516,133,219.47 56,387,563.19 56,371,121.60 110.00% See the Asset Allocation DeclosurearM Footnotes section for important information regarding your Asset Moo:anon. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 60097279C5F30024 Go paperless CONFIDENTIAL Please rev ear Cr.. alixa7ion pros cc 7 w V yc,r C ,er: Ach Page 1 ot9 Rated excellent Leery ewe Since 2007 DAL0AR INTO) COMMUNICATIONS feCTIIICNef a rian eiNetletitletesieen" M MOW SDNY_GM_00047523 DEt-SONY-0010347 EF1'A_00158 132 EFTA01254117 Asset Allocation Disclosure and Footnotes Fixed Income ccrtains Fixed Income Mutual Furds. Summary of Gains and Losses Realized Unearned This Period Year-to-Date Short•Term GainfLoss 000 000 .2,484.35 LongTerm Gain/Loss 000 000 .100.39825 Net Gain:Loss 0.00 0.00 -102,880.80 This summary excludes transactions where cost basis information is not available. For Your Information Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Portfaio at a Glance beginning with the October 2015 statement. This change does not apply to accounts which display only opening and closing balances on page one. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account hum ber: 0000001491 Current Yield: 0.04% Activity Ending: 09130115 09101115 Opening Balance 4,197,528.74 4197,528.74 09130115 Deposit INCOME REINVEST 157.74 4.797.686 48 09/30115 Closing Balance $4,797,686.48 Total All Money Market Funds 14,797,606.48 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 157.74 0.00 3,404.10 000 Other Dividends 5.316.73 000 18,355.53 0 00 Total Dividends, Interest, Income and Expenses 35,474.47 90.00 $51,759.83 $0.00 Distributions Long • Term Capital Gain Distributiens 0.00 0.00 50.95 0.00 Total Distributions $0.00 $0.00 $50.95 $0.00 Page 2 of 9 Account Number: N46424935 MOAB ROLL Go parerless ,—,Yea"“na. 2°°7 LEPERS INC O.4.13Alt RATED COMMUNICATIONS EN a CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I DA TIAL "a"'" SDNY_Ge4_00047524 DB-SDNY-0010348 EFTA_G0I58133 EFTA01254118 Deutsche Asset & Wealth Management PO. Box 1776, Balemoro, MD 21203 Portfolio Holdings Gnaw e San' P, ietic. wean ma-utenan wrens Cowie 6 ,o.P CeIrtsOw Wit Moon. mc New brit Mar 345 FM M•••,300' , Wm tat 10114 01,14144311t IIISS17.8409S Statement Period: 09/0112015 • 0913012015 Account Activity °peeing Closing Armed Income 30-Day Current Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 75.00% of Portfolio Money Market DEUTSCHE GOVT CASH IN STL 09101/15 4.797.888.480 0000001491 Total Money Market Total Cash, M oney Funds, and Bank Deposits 09130/15 4.797.528.74 e 797 686 48 0.00 3.404.10 0 04% 0 04% 94,797,528.74 $4,797,686.48 $0.00 $3,404.10 94,797,528.74 94,797,686.48 $0.00 $3,404.10 Unrealized Date Acquired Quantity Unit Cost Cod Basis Market Price Market Value Gala/ Loss Mutual Funds 25.00% of Portfolio 9 MORGAN FLOATING RATE IN COME FUN D SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Oplion: Reinvest 02/13/13 13 148,957.299 10.0700 1,500,000.00 03/01113 13 533.047 10.0600 5,362.46 04101113 13 591.454 10.1100 5,979.61 05101113 13 562.992 101300 5,703.11 08103/13 13 567.343 . 10.0900 5,724.50 07/01113 13 500.501 9.9700 4,99t00 06101113 13 527.827 10.0600 5,309.91 09/03/13 13 531.248 10.0300 5,328.42 Reinvestments to 13,937.518 9.9170 138,217.68 Dale Total Covered 166,709.229 Total 186,709.229 Total Mutual Funds $1,676,616.72 Estimated Estimated Annual Income Yield 1,676016.72 91,676,616.72 Security Identifier: PHSX 481211510 9.4400 9.4400 9.4400 9.4400 9.4400 9.4400 9.4400 9.4400 9.4400 1,406,156.90 -93,843.10 61,668.32 4.38% 5.031.97 -330.49 220.68 4.38% 5,583.33 -396.28 244.86 4.38% 5,314.65 -388.46 233.08 4.38% 5.355.72 -368.78 234.88 4.38% 4,724.73 -265.27 207.21 4.38% 4,982.68 -327.26 218.52 4.38% 5,014.97 .313.45 219.94 4.38% 131,570.17 -6,647.51 5,770.13 4.38% 1,573,736.12 -102,880.60 89,017.62 91,673,736.12 .$102,880.60 $69,017.62 $1,513,735.12 .$102,880.60 $69,017.62 Unrealized Accrued Estimated Cod Bads Market Vase Gain/ Loss Interest Annual Income I Total Portfolio Holdings $6,474,302.20 96,371,421.60 4102,180.60 $0.00 $72,421.72 Footnotes Page 3 of 9 Account Number: N46-024935 Railed Cuellent Go paperless L very Vas Since 2007 LEPERS INC CIALOAR RATED COMMUNICATIONS XCIIIIINCIF octineterwalosttre0=mein" thaw. SDW_GM_00047525 DB-SDNY-0010349 EF1'A_00158134 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) EFTA01254119 Portfol io Holdings (continued) Securities acquire° before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ORM (incorporating amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows. • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. M essages Please note that the Valuation at a Glance section on page one of your account statement will be updated and renamed Pedal) at a Glance beginning with the October 2015 statement. This change does not apply to accounts which display only opening and closing balances on page one. Pursuant to the Securities Exchange Act of 1934, Pershing LLC (PershinO a BNY Melon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition is now available. On June 30, 2015, Pershing's net capital of 52.179 billion was 10.78% of aggregate debit balances and exceeded the minimum requirements by $1.77 billion. Pershing is also required to provide the most recent financial information as of this statement mailing. In accordance with this requirement, note that on July 31. 2015. Pershing's net capital of $2.183 billion was 11.55% of aggregate debit balances and exceeded the minimum requirement by 51.79 billion. A copy of the June 30, 2015, Statement of Financial Condition is available at vemv.pershing.ccm/statement-of-financial-condition. You may also request a free, printed copy by calling (888) 860-8510 or (201) 413-4200, option #5. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual hind's prospectus or the bank deposit products disclosure document or contact your advisor for additional information. GO paperless Account Number: N40-024935 "wf 'ea r 20'37 EPERS INC OASOAR PIAUI) COMMUNICATIONS "cr"`"" CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDAENTIAL Page I of9 et a t La et We Vas tat tritraison I " -1 Ors. at, mune. now ram •••C SDW_GIA_00047528 DB-SDNY-0010350 EFTA_00158135 EFTA01254120 Deutsche Asset & Wealth Management PO. Boa 1776. Balbmoro, MD 21203 Draisre Banc innieWeith Magatentm matins Com ace Gmsp Ctelf4he W secwan nt. M*rt Mo. 345Parli MS. 21.0. I ter Ws Wet PM 10114 0 0/451-7IPL Wil.12.84091. Activity Summary (All amounts shown are in base currency) Credits This Period Debits This Period Net Ills Period Statement Period: 09/0112015 - 09/30/2015 Credits Year-to-Date Debits Year.to.Date Net Year-to-Date Securities Securities Bought 0.00 -5.316.73 -5,316.73 000 .48 406 48 .48 406 48 Total Securities $0.00 -$5,316.73 -$5,316.73 $0.00 -$45,406.15 -$40,406.18 Dividends and Interest $5,174.47 10.00 35,171.17 $51,759.63 10.00 $51,759.63 Distributions $0.00 $0.00 $0.00 $50.95 $0.00 550.95 Cash Withdranals 0.00 0.00 0.00 000 -20.111,690.28 -20 III 690 28 Deposits 000 0.00 0.00 2447783/ 0.00 244,77831 Total Cash $0.00 $0.00 $0.00 $741,77831 -570,111,690.18 -$19,866,911.91 Money Market Funds $0.00 $0.00 $0.00 510,666,911.94 -5168,884.64 $10,196,027.30 Totals $5,171.17 -$5,311.73 5157.74 510,963,500.86 -$10,328,951.40 -59,365,480.54 Transactions by Type of Activity Proctu/ Settlement Date Activity Type Description Quantity Price Accrued Interest Mont Curacy Securities Bought and Sold 09129115 FEIA VEST CASH INCOME AP MORGAN FLOATING RATE INCOME ELM) KLECT SHAFES 561 429 -5,316.73 USD SHSX 166117.8000 SHRS SH RS PURCH. AT $9.17000 RD 09125 PD 09129(15 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -5,318.73 Dividends and Interest 09/29/15 CASH DIVIDEND RECEIVED StMORGAN FLOATING RATE INCOME FUND SELECT SHARES 5,310.73 USD PH SX 188117.8000 SHRS RD 09125 Fe 09129115 09/30115 MONEY MARKET FUND DEUTSCHE GOVT CASH 157.71 USD INCOME RECBVEO 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5,171.17 Total Value of Transactions 0.00 157.71 USD The price and quantity displayed may have been rounded. Page 5 o(9 Account Number: N4G-024935 2007 Railed (..11ent K Go paperless tray. veal, W.. IYHA0 R04.1. 01.10AR RATED COmmumCiaiOntS LEPERS INC rTAL ra CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F IDa SDNY_GM_00047527 DB-SDNY-00 10351 EFTA_GOI 58136 EFTA01254121 Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154-0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OLT Default Method for Socks in a Dividend Reinvestment Ran: FIRST IN FIRST OUT Default Method for all Other Secedes FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OID): No Am orate premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to mwv.pershing.corn/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. Of dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included n confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing fin. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 6 of 9 DIIAO ROIL Account Number: N46-024935 (So paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67,:cCONFIDAENTIAL tv.myYngUnce2007 MAASMIRAUDCOMINLINCATKM6 EXMIIPW7 et a riwslam et wa it . vAttr " 0••• ••44.111011VIII•••• owe, ac, summons... wee SDW_GA4_00047528 DB-SDNY-0010352 EFTA_OO158137 EFTA01254122 Deutsche Asset & Wealth Management PO. Box 1776, &demo, MD 21203 Important Information and Disclosures (continued) Gnaw e Sam Poeticwean mamtenme waren, Gonne Gm.. CestsOw Omit Sitio°. Now IRA Mar NI SW% ASS, Nth 1 /cc leroVat. 10114 PO/ 01-1116.11331, 1•4091 Statement Period: 09/01/2015 - 09/30/2015 Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or horn U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (0) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses intuited by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°) Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit vnm.pershing.corniabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a Mal by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's abif4y to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Page? oft) Account Number: N46-024935 Raged EmoMmt BOO 97279CSF 3 0 02 ( paperless L.Ary Yam Same 2007 DRAB ROM LEPERS INC DALOAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CO N F I D ENTTAL FXCITIIINCE SDNY_GM_00047529 DB-SDNY-0010353 EF1'A_00158138 EFTA01254123 Important Information and Disclosures (continued) Important Arbitration Agreement Any controversy between you and Pershing LLC stall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in cowl a putative class action. who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Persling's contact reformation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page I old Account Number NIG-024935 cob Rated (*collard MOAB ROLL Go paperless Lbw,/ 'ear Sint. 2007 LEPERS INC D OAL0AR RAT( COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDEISITIAL "a"`"`i -,- SDNY_GM_00047530 DB-SDNY-00 10354 EFTA_0DI 58139 EFTA01254124 TERMS AND CONDITIONS TRANSACTORS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: NTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO THE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AcAnrIATEID WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (-PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. VVITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. ET OAT:" "CST )0...1 • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE HALED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATOR NMS- RULE 607W(1)-(211 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST IECECIXTON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS, TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE TI-EM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER INBB0). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OP THE MOVE MSS MID CCHSITONSAPOE UNACCEPTABLE TO YOU, PLEASE MOTET PERRINO ILIMEINATELY N NEMO BY CERTIFIED1MR TO ONE PINS/1140 PLAZA JERSEY CITY. NJ Ma Ant LEGAL DEPT ()SAW Roll Account Numberr. NIG-024935 Go paperless LEPERS INC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDAENTIAL Page of 9 Rated Encrellent very Yee/ 11007 2007 OMEN. RATED COMMUNICATIONS PCMINCT ..,- SDNY_GM_00047531 DB-SDNY-00 10355 EFTA_00158140 EFTA01254125 Deutsche Asset & Wealth Management PO. Boa 1778, Baltimore, MD 21203 Drdisc, e Barn Ponie ~MN Ma.tenan Idateinsto~14* 4,csp Cestuhe Senh Mani 114wIhrtOlior .14s•årle MY, Milk:4r NY 10114 PO).~.0151.1 , 86-4091. Valuation at a Glance Account Number: N4G-024935 Statement Period:0101, 2015 • 08/3112015 This Period Year-to-Date JEEPERS INC Beginning Account Value $8,406,369.711 626,233,218.47 6100 RED HOOK QUARTER B3 et Cash Deposits and Withdrawals -2,000,000.00 -19,866,911.91 ST THOMAS VI 00802 Adjusted Previous Amount Value 6,166,389.76 6,366,306.63 Dividends, Interest and Other Income 5,998.60 46,336.11 het Chanfe in Portfolio -24.825.19 -25.079.15 -nd rg AcceLnt Va ue 56 3E 3 563 19 56 387 5.53 19 Estimated Annual Income $73,028.13 Your Client Advisor: DANIEL SABBA Asset Allocation Prior Year-End Last Period This Period % Allocation LSD Cash. Money Funds and Bank Deposits 24,661,194.32 6.797.324.10 4,797,528.74 75.11% LSO Fixed Income 1,572,021.15 1,609,065 68 1,590,034 45 24 89% Account Total (file Chart) $26,233,218.17 $8,406,389.78 $6,367,563.19 100.00% See the Asset Avocation D.scrosure and Footnotes section for important information regarding your Asset floc:soon. t>11A0 R<>1.1. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFID(N aPeJfisAL A0098124=1001, Please rev e,v vo r oe'ooca '/ Nt- yo.. er" Ach so' Page 1 of 7 Rabid Ci.dbiret Isy Vat ~4 2007 0141311R RAUL, COMMUNICATIONS fMfIIIRMfI ;ran ,Alter:abna st tr iromeee ." 11~1~1 •••••••,tup aura. ',in" Wee —0 SDNY_GM_00047532 DB-SDNY-0010356 EFTA_0015 8141 EFTA01254126 Asset Allocation Disclosure and Footnotes Fixed Income curtains Fixed Income Mutual Fuels Summary of Gains and Losses Realized Unrealized This Period Yeario•Dale Short-Term GainfLoss 0.00 0.00 .1,819.51 Long.Term GainlLoss 0.00 0.00 -79,445.03 Net Gain:Loss 0.00 0.00 -81,264.54 This summary excludes transactions where cost basis initial:aeon is not available. Money Market Fund Detail Date Activity Type Desaiption Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH ill STL Account k um ber: 000000149f Current Yield 0.04% ActMly Ending: 08131115 08101115 Opening Balance 6.797.324.10 8,797,324.10 08120115 Withdrawal MONEY FUND REDEMPTION •2.000.000.00 4,791,324.10 08131115 Deposit INCOMEREINVEST 204.64 4,797,528.74 08131/16 Closing Balance $4,797,828.74 Total All Money Market Funds S4,797,521.74 Income and Expense Summary Current Period Year.to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 204 64 0 00 3.246.36 0.00 Other Dividends 5 793.96 0 00 43,038.80 0.00 Total Dividends, Interest, Income and Expenses 15,098.60 80.00 $46,286.16 00.00 Distributions Long . Term Capital Gain Distributions 000 0.00 50.95 0.00 Total Distributions $0.00 $0.00 850.15 80.00 Page2d7 Account Number: N46-024935 ODAIVROLL Go paperless WW. 2°Ca LEPERS INC O O.MM/I PAT( COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I DAENTIAL "a"`"<1 W a t3=7:••• ••••••••LLA •••••••IrOMA M-,- SONY_GM_00047533 DB-SDNY-00 10357 EFTA_00 I 58 142 EFTA01254127 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Portfolio Holdings Draisre &ma Prmaie wean Mumgenme Natoli town ,* 4 ,C..1. CesbOw Ye* Settori C. New %A Me 345 PM Mist !NM Ye, lies•at. PM 10114 012)4541w, 2.84011. Statement Period: 08/01/2015 • 08131/2015 Accouni Activity °peeing (beteg Accrued Income 30-Day Current Opening Date Quantity NuEer Fading Balaaa Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 75.00% of Portfolio Money Market DEUTSCHE GOVT CASH IN STI. 08/01/15 4197.528.740 0000001491 Total Money Market Total Cash, Money Funds, and Bank Deposits Unrealized Estimated Estimated Date At:aired Quantity Unit Cost Cod Beals Markel Price Market Valle (tali Lose Annual Income Yield Mutual Funds 25.00% of Portfolio P MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gins Option: Reinvest 02/13113 13 148,957.299 10.0700 03101113 13 533.047 10.0600 04101113 13 591.454 10.1100 05101113 13 562.992 10.1300 06103113 13 07/01113 13 08101113 13 09/03113 13 Reinvestments to Date Total Covered Total 168,147.800 Total M utual Funds 08/31/15 6.797.324.10 4.797.528.74 0.00 3.246.36 004% 004% $6,797,324.10 $4,791,528.74 $0.00 $3,248.36 66,797,324.10 $4,797,528.74 $0.00 $3,248.36 567.343 500.501 527.827 531.248 13.376.089 166,147.800 10.0900 9.9700 10.0600 10.0300 9.9360 Security Identifier: PHIL DAR 481211510 1,500,000.00 9.5700 1,425,521.36 .74,478.64 62,562.06 4.38% 5362.46 9.5700 5.101.26 -261.20 223.88 4.36% 5,979.61 9.5700 5,660.22 .319.39 248.41 4.38% 5,703.11 9.5700 5387.83 -315.28 236.46 4.38% 5,724.50 9.5700 5.429.47 -295.03 238.28 4.38% 4,990.00 9.5700 4,789.79 .200.21 21021 4.38% 5309.94 9.5700 5,051.30 458.64 221.69 4.38% 5,328.42 9.5700 5,084.04 -244.38 223.12 4.38% 132,900.95 9.5700 128,009.18 -4,891.77 5,617.98 4.38% 1,871,398.09 1,590,034.45 -81,284.54 89,782.07 $1,071,290.99 $1,590,034.45 481,284.54 $69,782.07 $1,871,291.99 $1,590,034.45 -$81,284.54 $69,782.07 Cost Basis Market Value Unrealized Accrued Estimated Gait/ Loss Interest Annual Income l Total Portfolio Holdings $6,468,827.73 $6,387,563.19 -$81,284.54 $0.00 $73,028.43 Footnotes Account Number: N46-024935 Go paperless LEPERS INC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I DncurrAL Page 3 of 7 Rated IL ...Mont tray Yen Sinto 2007 OASSAR RAUL, COMMUNICATIONS EXCII M a rian ,ANZtalm il,Orsroa••• •• Ste MO. SDNY_GM_OOO47534 DB-SDNY-0010356 EF1'A_0015 8 143 EFTA01254128 Portfolio Holdings (continued) Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows. • Stock M a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. IS The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this ',formation. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit produces disclosure document or contact your advisor for additional information. Activity Sum mary (AR amounfs shoim are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Dale Securities Secunbes Bought 000 .5 793 96 -5,79396 0.00 -43.08975 -43.089.75 Total Securities $0.00 $5,793.96 -$5,793.96 $0.00 -$43,089.75 .$43,089.15 Dividends and Interest 65,998.60 60.00 $5,998.60 $16,285.16 $0.00 $16,286.16 Distributions $0.00 $0.00 $0.00 $50.95 MOO $50.95 Cash Withdrawals 0.00 -2.000.000.00 -2,000000.00 0.00 .20,111,89028 -20,111,09028 Deposits 0.00 0.00 0.00 244,71134 0.00 244,778.34 Total Cash 30.00 -32,000,000.00 -32,000,000.00 $244,778.34 -$20,111,610.28 -$19,866,911.91 Money Market Funds 30.00 $0.00 10.00 810,686,911.91 -$168,884.61 610,198,027.30 Totals 86,998.60 -62,005,793.96 -$1,999,795.38 810,958,028.39 -$20,323,661.67 -89,366,038.28 Page oil Account Number: N46-024935 Rated Excellent Dann ROLL Go paperIess ts." . LEPERS INC CAESAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDAENTIAL "a"" oana et werralitgt tan " Ste Sao "use im aids nova wow ear SCINY_GM_00047535 DB-SDNY-00 10359 EFTA_0015814 EFTA01254129 Deutsche Asset & Wealth Management PO. Boa 1778, Balbmoro, MD 21203 Transactions by Type of Activity Process/ Settlement Date Activity Type Desmiption Gnaw e Sant Prwe Magagenmi Weals Con. ale CnIsP CeIrtsOw Oak Mclean nt Now 341 FM NSW. 26th liter Ms Vat WI 10114 12)45••11.01%) M409, Ottani Statement Period: 08/0112015 - 08/31/2015 Prim Accrued liters Amount Curren Securities Bought and Sold 08/28115 Fah VEST CASH INCOME PI-SX .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 606 165541.7370 SHRS SH RS PIACI- AT $956000 RD 08126 PD 08128/15 063 •5,793.96 USO Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 .5,793.96 Dividends and Interest 08/28115 CASH DIVIDEND RECBVEO .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 5,793.96 USD PH SX 185541.7370 SHRS RID 08128 PO 08128/15 08131115 MONEY MARKET FUND DEUTSCHE GOVT CASH 204.64 USD INCOME RECBVEO 233993682 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 5,998.60 Cash Withdrawals and Deposits 08/20115 FEDERAL FIJNOS SENT DEUTSCHE BANK TRUST -2.000.000.00 USD USD999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -2,000,000.00 Total Value of Transactions 0.00 1,999,795.36 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 101541003 Page 5 of? Account Number: N46424935 Riled IL ...Mont OMB ROIL paperless Lb." 2007 LEPERS INC OAMMA RATED COMMUNICATI0h6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL "annla :raw oftworeasi:4•Toww " IIMW Whew vs. t escrow ww SDNY_GM_00047536 DB-SDNY-00 10360 EFTA_00158145 EFTA01254130 Your Account Inform ation Tax Lot Default Disposition Method Default Method for hi utual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OM): No Am °the premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Ratable Method Include market discount in income annually: No Electronic Delivery You have nal selected any account cam. unicabons for electronic delivery. To register and turn off paper corn m unications. log in to your account or contact your Olen' Advisor for m ore information. Important Inform ation and Disclosures Pricing This section includes the net market value of the secunties in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuks. These figures are computed using intonation from providers believed to be reliable, however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time, and may be affected by current and future econonic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vmnv.pershing.com/business_continuky.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wi not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order now. Options Intonation with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing fimi in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which ale valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon mitten request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 6 off Account Number: N46-024935 OKA° RCM paperless "'", U^C• 2007 LEPERS INC D OALSAR PAT( COMMUNICATIOhtS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CO N F I DAENTIAL "ann'a M a t WWI= 71=0•1••••••••. " team. «,..,a. a SDNY_GM_00047537 DB-SDNY-0010361 EF1'A_00158146 EFTA01254131 Deutsche Asset & Wealth Management P.O.Boa 1776, Balbmoro, MD 21203 Important Information and Disclosures (continued) Orals , e Sam Prmale wean mamtenme repasts Connie 4,c,P Child,. Galt Set...W.1.0 sion.nrcak. 341 FM ASS. INS, bat lieslat. PM 10114 0 / 45.143•L )aWO9S Statement Period: 08/0112015 • 0 8131/2 01 5 The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copes of the Disclosure Statement please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wenv.pershing.com/aboutrstrengthand-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wilt typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any clams encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 113-3330. Page 7 ot 7 Account Number: N46-024935 Dann ICU; Go PaPerless :%—ilzzikter CiaiONS LEPERS INC c roorin L.Jnir 'Lit I NI I IA 1)101104C/ CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) :tan et NeravalottreaSn WOW* SDW_GM 00047538 DB-SONY-0010362 EF1'A_00158147 EFTA01254132 Deutsche Asset & Wealth Management PO. Bca 1778, Baltimore. MD 21203 Draisot Sant anode wean humiteame wrens Con. Gm.p Cettute Galt Salon. New lad Oeke tuesnik nth .C7C, Illeoltalt WI 10114 (11, 141443111L PISS17.14091. Valuation at a Glance Account Number: N4G-024935 Statement Period: 07' 01/ 2015 • 07/3112015 This Period Year-to-Dale JEEPERS INC Beginning Account Value $11,1164,690.49 326,233,218.47 6100 RED HOOK QUARTER 83 het Cash Deposits and Withdrawals 4,444,778.34 -17,866,911.94 ST THOMAS VI 00802 Adjusted Previous Account Value 0,409,912.15 1,306,308.63 Dividends, Interest and Other Income 6,366.15 40,337.51 het Change in Portfolio .9.888.52 -25426 -nd rg AcccL,nt ue 584;0,335- 8 S8 41,6 33E. 78 Estimated Annual Income $12,403.70 Your Client Advisor: DANIEL SABBA Asset Allocation Prior %w ad Last Period LSD Cash. Money Funds and Bank Deposits 24,661,194.32 10.241.838.08 SO Feed Income 1,572.024 15 1.612,852 41 Account Total (Pie Chart) 328,233,218.47 $11,854,690.49 See the Asset Alt:cation Disclosure and Footnotes section for important information regardng you Asset notation. OMR ROIL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) This Period % Allocation 6.797.324 10 1.609.065 68 $8,406,389.78 Please revea, yo..r alixaxn pros ea ky t- yc,r C ea Ach sec Pagel oil Rated Excellent A0221723CSF3001$ GO paperless 'In, Sento 21107 OASSAR RATED COMMUNICATIONS CONFIDENTIAL'`Ital IENCE M a rian ea NearawatrOjewal. Sea Sem. rirc SDNV_GM_00047539 DB-SDNY-0010363 EF1'A_00158148 EFTA01254133 Asset Allocation Disclosure and Footnotes Fixed Income certain& Fixed Income Mutual Furds. Summary of Gains and Losses Realized Unrealized This Period Year-last. Short-Term Gam/Loss 0.00 0.00 .957.35 Long-Term Gain/Loss 0.00 0.00 -55.482.00 Net Gain/Loss 0.00 0.00 -56,439.35 This summary excludes transactions where cost basis information is not evadable. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account k um ber: 0000001491 Current Yield: 0.04% Activity Ending: 07131115 07101/15 Opening Balance 10,241,838.08 10,241,838.08 07109/15 Withdrawal MONEY FUND REDEMPTION -3.200.000.00 7.041.838.08 07121/15 Withdrawal MONEY FUND REDEMPTION -244,778.34 6,797,059.74 07131115 Deposit INCOME REINVEST 264.36 6.797.324.10 07131/15 Closing Balance 16,797,324.10 Total All Money Market Funds 16,797,324.10 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 264.36 0.00 3,041 72 0 00 Other Dividends 6.101 79 0.00 37.244 84 0 00 Total Dividends, Interest, Income and Expenses 16,366.16 10.00 $40,286.56 10.00 Distributions Long • Term Capital Gain Distnbutions 0.00 0.00 50.95 0.00 Total Distributions $0.00 10.00 150.95 10.00 Page 2 of T Account Number NIG-024935 Riled Excellent ARAN ROL I Go paperless trent 'Ins sow. 2007 EFERS INC OAL0AR Min) COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL "ern" SDNY_GM_00047540 DB-SDNY-00 10364 EFTA_00I58149 EFTA01254134 Deutsche Asset & Wealth Management P.O. Bm 1776, 13•16nsare, MD 21203 Portfolio Holdings Oralute Banc PrmaieWei11,14amtenmi warms Conn. 6 ,cm/ Ces-Whe Silk Senor. MC Now Wart OPlor 34frarli ASS. nth I *Cr lieslat. WI 10114 00)431-7101.013MM4091. Statement Period: 07/0112015 • 0713112015 Account Activity Opening Closieg Accrued Income 30-Day Current Opening Date Quantity Number Ending Bahia Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 81.00% of Portfolio Money Market DEUTSCHE GOVT CASH IN STL 01/01/15 6.797.324.100 0000001491 07131/15 10.241.838.08 8.797.324.10 14.90 3.041.72 Total Money Market 910,241,838.08 !8,797,321.10 $14.90 Total Cash, Money Funds, and Bank Deposits 910,241,138.08 16,797,324.10 $14.90 $3,041.72 $1,041.72 Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Balls Markel Arks Market Value Gale/ Lois Annual Income Yield Mutual Funds 19.00% of Portfolio P MORGAN FLOATING RATE IN COME FUND Security Identifier: PHSX SELECT SHARES Cl..SIP: 481211510 Open End Fund Dividend Option: Reinvest Capital Gains Option: Reinvest 02/13/13 13 148,957.299 10.0700 1,500,000.00 9.7200 1,147,884.91 .52,135.08 82,413.10 4.31% 03/01113 13 533.047 10.0600 5,362.46 9.7200 5,181.22 -181.24 223.35 4.31% 04101113 13 591.454 10.1100 5,97911 9.7200 5,748.93 -230.66 247.82 4.31% 05101113 13 562.992 10.1300 5,703.11 9.7200 5,472.29 -230.82 235.89 4.31% 066/03113 13 567.343 10.0900 5,724.50 9.7200 5.514.57 -2003 237.72 4.31% 07/01113 13 500.501 9.9700 4,990.00 9.7200 4,864.87 -125.13 209.71 4.31% 08/01113 13 527.827 10.0600 5,309.94 9.7200 5,130.47 .179.47 221.16 1.31% 09/03113 13 531.248 10.0300 5,328.42 9.7200 5,163.73 •164.69 222.59 4.31% Reinvestments to 12.770.026 9.9540 127,106.99 9.7200 124,124.66 -2,982.33 5,350.64 1.31% Date Total Covered 185,5 41.737 1,86005.03 1,609,085.68 -56,439.35 89,361.96 Total 186,5 41.737 91,8 65,50 5.03 11,609,065.68 -$56,439.35 869,361.98 Total Mutual Funds 91,8 65,505.03 51,609,065.88 -$56,439.35 $89,361.98 Unrealized Accrued Estimated Cost Basis Market Value Gala/ Loos Interest Annual Income Total Portfolio Holdings $8,462,829.13 38,406,389.78 -$56,439.35 90.00 $72,403.70 004% 004% Footnotes I)µAl+ rK.Itt Account Number: N46-024935 Cs ) kperiess CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 61E : INCCO N F I DAENTIAL Page 3 of 7 Reited Burlsm tray Yea, We 2007 onna RAMD COmmumC6110h6 r•Y M a rais etwatrasi kitt req:e•in " Yam. Peso ac........romatme oec SDNY_GA4 00047541 DB-SONY-001036S EFTA_00158150 EFTA01254135 Portfolio Holdings (continued) Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating amendments enacted by P.L 110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally vat be phased in over a three-year period, as follows: • Stock M a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquied on cc after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this ',formation. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (M amounfs show are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities SecunDes Bought 000 6.10179 - 4,101 79 0.00 -37.29579 -37.29579 Total Securities $0.00 46,101.79 -$6,101.79 $0.00 -$37,295.79 -$37,295.79 Dividends and Interest $5,368.15 $0.00 $8,380.15 $10,286.56 $0.00 $40,288.56 Distributions $0.00 $0.00 10.00 $50.95 $0.00 $50.95 Cash Withdrawals O00 .3,114378.31 -3,111,778.31 0.00 18.111.690.28 • .18,111,890.28 Oepouts 0.00 0.00 0.00 241,778.34 0.00 244,778.34 Total Cash $0.00 43,111,178.31 -$3,411,111.31 8211,718.31 -$18,111,690.28 417,886,911.94 Money Market Funds $0.00 $0.00 $0.00 $10,666,911.94 4188,884.64 $10,498,027.30 Totals $8,388.15 33,150,880.13 .$3,111,513.98 $10,952,027.79 -$18,317,870.71 .$7,385,842.92 Pay1of7 Account Number: N46-024935 Roted excellent VINO ROL tiO paperless t Ve.7•100. 2007 OASOAR RATED COMMUNICATIONS LEPERS INC CONFIDAENTIAL "al fila CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) =lite etwarratt Oranin " INS 1•••••• Isosaa stemming.* meow ...,- SDNY_GM_00017512 DB-SDNY-00 10366 EFTA_00158I51 EFTA01254136 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Transactions by Type of Activity Process' Settlement Dale Activity T Description Orals° e Sant Pr.le wean ro...tenan 1/Yale Cowen* 6 ,0.0 DeellOw . Senn% MC Ibrt Mho Hf PM Mist, 2•Oulkst lieslat. PM 10114 0 0 ) 4$44110.1131.170•4,11. One Statement Period: 07/0112015 - 07131/2015 Price Awued Inlets Amount Curren Securities Bought and Sold 07130/15 REINVEST CASH INCOME PH SX .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 628 164913.3340 SHRS SH RS PIACI- AT 59 71000 RD 07/28 P0 07130115 403 4,101.79 USD Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 4,101.79 Dividends and Interest 07/30/15 CASH DMDEND RECBYED ,P MORGAN FLOATING RATE INCOME FUND KLECT S-ARES 6,101.79 USD ,PH SX 161913.3310 SHRS RD 07128 Ft 07130115 07/31/15 MONEY MARKET FUND DEUTSCHE GOVT CASH 264.36 USD INCOME RECBVED 233993682 Total Dividends and Interest- UNITED STATES DOLLAR 0.00 8,368.16 Cash Withdrawals and Deposits 07/09/15 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -3,200.000.00 USD USD999997 07/21/15 FEDERAL FUNDS SENT MORGAN CHASE BANK, 444,778.34 USD USD999997 Total Cash Withdrawals and Deposits - UNITED STATES DOLLAR 0.00 -3,144,778.34 Total Value of Transactions 0.00 -3,144,513.96 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABRA 345 PARK AVENUE. 26TH FLOOR NEWYORK NY 10154 Page5atI Account Number: N46-024935 Riled *Mont 'JOAN RCM Go paperless "^", Yar W.C. 2007 LEPERS INC Oatfla PATCO COmmuniCATIONS "<1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID^ENTIAL "a" OWO, %LC MO.*. VS WIC SIC SDNY_GM_00047543 DB-SDNY-0010367 EFTA_00158152 EFTA01254137 Your Account Inform ation Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST lk FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST It% FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OM): No Am orkze premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unicalions for electronic delivery. To register and turn off paper com m unications. log in to your account or contact your Client Advisor for m ore information. Important Inform ation and Disclosures Pricing Thrs section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for winch a price is not available are marked "N/A• and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable, however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time, and may be affected by current and future econonic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person horn whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon mitten request to your introducing firm. Proxy Vote Securities not fury paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically comma foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 6 of Account Number: N46-024935 t Riled [...Hoot 00/4 ROIL Go paperless ',very Yea, Lea 2007 °NAAR RA TCD COMMUNICATIONS =As etZtallelirOw•Zon MEV VS. •nowviin avow PS Woe sIC CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 67,: cCONFID AENTIAL EMT' IONCJI SDNYS4.4 00047544 DB-SDNY-0010368 EFTA_00158153 EFTA01254138 Deutsche Asset & Wealth Management P.O.Boa 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) Dralsre &.o, Prmale wean wrens Comae CesttOw Yr* Semi , New Wart OPlor HI Par% ASS. llith *cc! lieslat. PM 10114 P Vl CA-MUM 7.8409t Statement Period: 07/01/2015 • 0713112015 The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept horn your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the resuk of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consuk the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every posstle circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wenv.pershing.comfaboutistrength•and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza. Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's abibty to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more kinked in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413.3330. Page? eft Account N um ber: N46-024935 OMAN RCM LEPERS INCrt Go parelless .....zaza=c21:47MUNICATIONS I r I D AENTIA CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) M a t ' Tin Orem Vs.= treasen MEV Inneu4 ayes. nay. Wilt 000 SDNY_GM_00047545 DB-SONY-0010369 EFTA_00158154 EFTA01254139 Deutsche Asset & Wealth Management PO. Boa 1776, Baltimore, MD 21203 Gnaw e Ram Ponle vftan Ma•utenna minim l vett ne GPp Chischt Ilani Uteri Nes Verb Mk. HI Part Moak 30th i leropycet.. SY IOVA I/) CA.M4.111512.1 Valuation at a Glance Account Number: N4G•024935 Statement Period: 06/0112015 - 06/30/2015 This Period Year-to-Date JEEPERS INC Beginning Account Value 313,616,844.75 326,233,218.41 6100 RED HOOK QUARTER $3 het Cash Deposits and Withdrawals -1,755,221.66 -14,422,133.60 ST THOMAS VI 00802 Adjusted Previous Account Value 11,860,423.09 11,811,084.87 Dividends, Interest and Other Income 5,783.66 33,971.36 26 het Chan- e in Portfolio -11.516.26 9.634 -nd rg AcceLnt Value 511 854 690 49 $11,854,690.49 BM Med Annual Income $71 381 30 Your Client Advisor: DANIEL SAWA Asset Allocation Prior Year-End Last Period This Period % Allocation LW Cash, Money Funds and Bank Deposits 24,661,194.32 11.996.699.96 10,241,838.08 88.39% LSD Axed Income 1,572,024.15 1.618.944 79 1.612,85241 1361% Account Total (Pie Chart) $26,233,218.47 313,615,644.75 311,854,690.49 100.00% See the Asset Allocation Disclosure and Footnotes section for important information regarding your Asset Allocation. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) I I Please rev e” yo.,r alixarice pei00ca 7 kr, V ye,r C ,ee: Actv so' Page 1 o19 Rated [...Mont B009717SCSF30023 Go papedess E, ma, ww. 2007 O.410AR PAUL, COMMUNICATIONS coNFIDENT/AL IXCII INC =am et metaill: "" Orsaeon IOW Sim. SDW_GM_000475413 DB-SDNY-0010370 EF1'A_00158155 EFTA01254140 Asset Allocation Disclosure and Footnotes Fcred Income contains Fked Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year•to•Date Short-Term GamlLoss 0.00 0.00 -731.26 Long•Term Gain/Loss 0.00 0.00 -45.819.57 Net Gain:Loss 0.00 0.00 -46,650.83 This summary excludes transactions where cost basis information is not available. For Your Information On June 5. 2014, the European Central Bank (the 'ECB') introduced 'negative interest rates'. This negative interest rate applied to al deposits held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and vnl reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Dewiptlon Amount Balance Sweep Money Market Fund CMS GOVERNM ENT CASH INSTL Accounl N um bet 0000001491 Current Yield: 0.04% Activity Ending: 06/30/15 05130/15 Opening Balance 11,996,699.96 11,996,699.96 06105/15 Deposit MONEY FUND PURCHASE 244,778.34 12,241,478.30 06112115 Withdrawal MONEY FUND REDEMPTION -2,000,000.00 10,241,478.30 06130115 Deposit INCOMERBNYEST 359.78 10.241.838.08 00130115 Closing Balance 610,241,038.08 Total All Money Market Funds $10,241,838.08 Income and Expense Summary Current Period Year•to-Date Taxable Non Taxable Taxable Noe Taxable Dividend Income Money Market 359.78 0.00 2,777.36 0.00 Other Dividends 5 423.88 0.00 31.143.05 0.00 Total Dividends, Interest, Income and Expenses $5,783.66 $0.00 $33,020.41 $0.00 Account Number: N46-024935 Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 67e) INCCO N F I DAENTIAL Page 2 of 9 Ritod excellent Every Year Sante 2007 OAL0AR RATCD COMMUNICATIONS ?Men IOW/ :raw etwee vc.III:sttreesin " MAD. •••••••04in win soc SDNY_GM_00047547 DB-SONY-0010371 EFTA_00158156 EFTA01254141 Deutsche Asset & Wealth Management PO. Boa 1776. BalbmorojAD 21203 Income and Expense Summary (continued) Oralute Ilan( Prmale wean maagenan matins ConfapeCoMP Chtfthe Settanel nt, Nesbit OR,* NINA Aire. )amber Mew wnnY IOVA CM) 434.M21. ($1517.4409S Statement Period: 06/0112015 • 06/3012015 Cermet Period Year-to-Date Taxable Nee Taxable Taxable Non Taxable Distributions Long - Term Capital Gan Distributions 0.00 BOO S: 95 C CO Total Distributions $0.00 $0.00 $50.95 $0.00 Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 86.00% of Portfolio Money Market °WS GOVERNMENT CASH INSTL 05130/15 10241.838 080 0000001491 06/30/15 11.998.699 96 10.241.838.08 000 277728 0.04% 0.64% Total Money Market 811,996,699.96 810,241,636.08 $0.00 82,777.36 Total Cash, Money Funds, and Bank Deposits Account Activity Opening (basing Accrued lame 30-Day Current Quantity Number Ending Balance Balance Income This Year Yield Yield 811,996,699.96 810,241,838.08 $0.00 82,777.36 Date Acipired Quantity Unit Cost Cost Basis Market Price Markel Value Unrealized Gain/ Loss Eslimated Estimated Annual Income Yield Mutual Funds 1 4.0 0% of Portfolio P MORGAN FLOATING RATE INCOM E FUND Security Identifier: PIISX SELECT SHARES 481211510 Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest 02/13/13 13 148,957.299 10.0700 1,500,000.00 9.7800 1,456,802.39 .43,197.81 61,966.23 4.25% 03/01113 13 533.017 10.0600 5,362.46 9.7800 5.213.21 -149.25 221.75 4.25% 04101113 13 591.154 10.1100 5,979.61 9.7800 5,784.41 .195.20 246.04 4.25% 05/01113 13 562.992 10.1300 5,703.11 9.7800 5,506.07 -197.01 234.20 4.25% 08103113 13 567.313 10.0900 5,724.50 9.7800 5,548.62 -175.88 236.01 4.25% 07101113 13 500.501 9.9700 4,990.00 9.7800 4,894.89 415.11 208.21 4.25% 08101/13 13 527.827 10.0600 5,309.91 9.7800 5,162.14 -147.60 219.58 1.25% 09103113 13 531.218 10.0300 5,328.42 9.7800 5,195.61 -132.81 221.00 4.25% Reinvestments to 12,141.623 9.9660 121,005.20 9.7800 118,745.07 -2,280.13 5,050.92 4.25% Date Page 3 of 9 Account Number: N46-024935 INIA14 ,rot Go paperless it Rated [...lent 0A18"/I PA TM COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 612 : RS mcCONFID^ENTIAL EXC/IIINC1 =Pn et NeetralattrOrsaein SAD. SOW_GM_00047546 DB-SDNY-0010372 EF1'A_00158157 EFTA01254142 Portfol io Holdings (continued) Cate Acquired Quantity Veit Cod Cod Bads Market Fria Market Value Unrealized Gain/ Loss EsUmated Estimated Annual Income Yield Mutual Funds (continued) S M ORGAN FLOATING RATE INCOME FUND Total Covered 111,913.334 Total 164,913.334 (continued) 1,69,403.24 11,659,403.24 1,812,152.41 9612,152.41 .46,550.83 .$46,550.83 $46,550.83 Unrealized GainlLoss 11,103.14 168,603.94 Total Mutual Funds $1,659,403.24 Cod Balls 11,612,152.41 Market Value Accrued Interest $61,603.94 Estimated Annual Income Total Portfolio Holdings $11,901,241.32 $11,864,690.49 -$46,550.81 $0.00 $71,3131.30 Footnotes Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRV) (incorporating amendments enacted by P.L 110-343, the Emergency Economic Stabilization Ad of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as nun-retirement. US taxpayers securities which have been acquired on or after their "applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099E for the applicable tax year in which the security is disposed. Reporting requirements generally wig be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. " The cost basis of this security has been provided to us by the delivering fum or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your investment at St per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please be advised that Reich & Tang Asset Management LLC will be liquidating 4s funds (the 'R&T Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market funds in the COSI cash sweep program (the 'Sweep Program') What this means for you: If you are currently invested in an R8T Fund, please refer to our earlier letter for more information about your available cash sweep options. or contact your client advisor. If you are not currently invested in the R&T Funds. this change viii not affect the existing sweep for your uninvested cash balances and no action is required on your part. For information on all cash sweep options available in the Sweep Program, please visit our website at: httothveakftdeutscheawm.coneamericasten/CashSweepOptions.html and click on 'Cash Sweep Options-Rates". Page 4 of 9 Account Number: N46-024935 Rated Excellent Go paperless t v. er SMC. 2007 =an gales vara=tremeen" MEV 1i~ D OALBAR •RATC COMMUNICATIONS •••••••••••••••••• LEPERS INC CON F I DAENTTAL "a" iNCT SDW_GM_00047549 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0010373 EFTA_00158158 EFTA01254143 Deutsche Asset & Wealth Management P.O. Box 1776. Baltimore. MD 21203 Gnaw e SanaPrmaievften ro...itenan Natal, Covent G,C,P Ps-UN . Moon. Now Wart Mar HI tar% ASS, athitcr lieslat. WI 10114 P 0 ) 45.1-710LIMPS•4095 Activity Summary (All amounts shown are in base currency) Statement Period: 06/01/2015 • 0 6130/2 01 5 Crei.ts This Period Year-to-Date Debits Pals Period Year-to-Date Secunties Securities Securities Bought 0.00 000 Securities Bought •S,42388 •31,194.00 Total Securities $0.00 $0.00 Total Securities 45,423.88 431,191.00 Dividends and Interest $5,783.68 $33,920.41 Dividends and Interest $0.00 $0.00 Distributions $0.00 $50.95 Distributions $0.00 $0.00 Cash Cash Withdrawals 0.00 0.00 Withdrawals -2,000.000.00 -14,1186.911.94 Deposits 244,778 34 244,778 34 Deports 0.00 0.00 Total Cash $211,778.34 1211,778.31 Total Cash 42,000,000.00 -$14,668,911.94 Money Market Funds $0.00 $10,686,911.91 Money Market Funds $0.00 4188,884.64 Total Credits $250,582.00 $10,945,881A4 Total Debits -$2,006,423.88 -$14,888,990.58 Transactions by Type of Activity Process/ Settlement Date Activity Type Description Quantity Price Accrued Interest Amount Current/ Steatites Bought and Sold 06/29115 KA VEST CASH INCOME .10 MORGAN FLOATING RATE INCOME FUND SELECT SHARES 553.457 .5,423.88 USD SHSX 161359.8770 SHRS SH RS PLACH. AT $9.80000 RD 06/25 PD 06129115 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 4,423.88 Dividends and Interest 06/29115 CASN DIVIDEND RECBVEO $ MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 5.123.88 USD .PH SX 164359.8770 SHRS RD 06125 PD 06129115 06/30115 MONEY MARKET FUND DWSGOVT CASH IN STI. 359.78 USD INCOME RECEIVED 233993682 Total Dividends and interest • UNITED STATES DOLLAR 0.00 6,783.86 Page 5 ol 9 Account Number: 1146-024935 Rated Excyllont IMIAB ROtt Go paperless Every Yea, Since 2007 °ALMA RAUL, COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67e) INCCON F I DAENTIAL et a rwls• etweettaliet tesw" /IV •••••• SDW_GM_00047550 DB-SDNY-0010374 EFTA_00158159 EFTA01254144 Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Description fleantity Price Accrued laternt Mont Currency Cash Withdrawals and Deposits 06104115 FEDERAL FUNDS RECEIVED $ MORGAN CHASE BANK 15123 244,778 34 USD USD999997 06112115 FEDERAL FUNDS SENT DEUTSCFE BANK TRUST -2.000,00000 USD US0999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 .1,755,221.66 Total Value of Transactions 0.00 .1,754,861A USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAt, DANIEL SABBA 345 PARK AWN LE 26Th FLOOR NEW YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Secunties FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account nom m unicalrons for electronic delivery. To register and turn off paper communications. log in to your account or contact your °it'll Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless othenvise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/As and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resuks. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position Page 6 of 9 IRLA0 Reit Account Number. NIG-024935 Cio paperless LEPERS INC Rated Excellent tve•Y Vest Sow. 2007 OALEIAR RATED COMMUNICATIONS "cm" 0°T..1.....7:verbeasitti. town" Ste Sao CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F D AE ll\MAL SDNY_GM_00047551 DB-SDNY-00 10375 EFTA_00158160 EFTA01254145 Deutsche Asset & Wealth Management P.O.Box 1776, Salemoro, MD 21203 Important Information and Disclosures (continued) Gnaw e Sant Prmaie wean Harriman rowan Covent 0 ,1,1/ CestsOw Ye* Hit .°. mc New Wart Oltc• Ha FM MS. Mthltcr lieslat. 10114 0 0)4,4-7114, PSM 2444095 Statement Period: 06/0112015 -0613012015 Estimated Annual Figures (conVnued) quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to YAW, pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you proniptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automaticaly pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept horn your financial institution Without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities ciders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, tor the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the frst page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC") Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit. wmv.pershing.cornistrength_stabifity.html. 136 Al It:II Pagel of 9 Account Number: N46-024935 Rated twcollent Go paperless tray Yon 1in<• 2007 LEPERS INC 0A10Aft PAM) COMMUNICATIONS SDNY_GM 00047552 DB-SDNY-0010376 EF1'&00158161 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) EFTA01254146 Important Information and Disclosures (continued) The Role of Pershing (continued) • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promplty. but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as Idiom: Pershing LLC, Legal Department, One Pershing Plan, Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally fetal and binding; a partys abikty to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a clean in arbitration. In some cases, a claim that is ineligible fa arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)4134330. Page a of 9 Account Number: N46-024935 OBA0 L Go paperless i t ". Rated excvii.nt OASBAR RA TCD COMMLINICATIOhtS LEPERS INC CONFInaNTIAL "cf""" CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) M a rian et arCalo•: "" O•••••16. MEV Si* •••••••••in nalk Mat siK SDNY_GM 00047553 DB-SDNY-0010377 EFTAS•0158162 EFTA01254147 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACLITY. F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: bNTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO THE DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOLSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX NFORMATON STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE AF-AnrIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ('PERSHNG') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. W ITHOIIT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED CR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSIT IONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION MIS- RULE 607(A)(1)-(211 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETALS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHNG ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL. COMPENSATION IS GENERALLY IN THE FORM CF A PER OPTION CONTRACT CASH PAYMENT. BEST ESECIMON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY VP TO A SPECIFIED SIZE. AND TO EXECUTE TI.EM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABLITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY Of THE ABOVE TERNS MO CCHOITIONSME UNACCEPTABLE TO YOU. RIME NOTIFY PERStO IIASEDIATELY N WRITWIG SY CERTIFIED AWL TO ONE PERSHING PLC... JERSEY CITY. NJ OM% ATM LEGAL DEPT OILAti RQtL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 9 of 9 Account Number. NIG-024935 Riled Excellent Go paperless Lett Y • S.W. C2007 REFERS INC rRAT OmmuN iCAT DONS CONFIDEISITIAL "cm" •w e'lit7===" si=7 SDNY_GM_00047554 DB-SDNY-00 10378 EFTA_00158 163 EFTA01254148 Deutsche Asset & Wealth Management P.O. Box 1776, 8•16moro, MD 21203 Gnaw, [ Ban, Poo/lewean Ma.zigentm Mines lwwye 6 ,osp Chische Sank Ncteneivt R« bet Cillor HI Part per. ta I low' long verb.. nY Iola 121))4M.Y.M. MSS, 2114IIS Valuation at a Glance Account Number: N4G•024935 Statement Period: 0510112015 -05131/2015 Ibis Period Year-to-Dale JEEPERS INC Beginning Account Value 515,611,671.80 $26,233,218.47 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals -2,000,000.00 -12.666.911.94 ST THOMAS VI 00802 Adjusted Previous Account Value 13,811,671.80 13,566,306.53 Dividends, Interest and Other Income 5,411 50 28.187 70 Net Chan e in Portfolio -1.838.55 21.150 52 :nd rg AcccL,nt Va ue 513 615,644 75 513,615.644 75 Balm ated Annual Income $70 791 28 Your Client Advisor: DANIEL SAWA Asset Allocation Prior Year-End Lad Period Ibis Period % Allocation LSD Cash, Money Funds. and Bank Deposits 24,881,194.32 13,996,255.08 11,998,899.98 88.11% 1.50 Fixed Income 1,572.024 15 1.815,616 72 1.818,944 79 1189% Account Total (Pie Chart) 126,233,211.47 $15,611,871.80 $13,616,644.75 100.00% See the Asset Allocation Disclosure and Footnotes section for important inlormahon regarding your Asset Moo:noon. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) a Please rev e,v, Cr. alixa7Fol penoOca 7 o I- yt,r C ,er:Adv so' Page 1 of 8 Riled Cycollent A0129974CM °ALMA I UDC OMMUNICATIONS 001, Go paperless tvay 'ea r W" 2007 I,.Nn M CONFIDENTIAL MA MFF.ratt.rr. SDW_GM_00047555 DB-SDNY-0010379 EF1'A_00158164 EFTA01254149 Asset Allocation Disclosure and Footnotes Fixed Income ccrtains Fixed Income Mutual Fuels Summary of Gains and Losses Realized Unrealized This Period Year-to-Dale Short-Term Gain/Loss 000 000 -371.05 Long-Term Gain/Loss 000 000 -34.883.52 Net GaInllou 0.00 0.00 -35,034.57 This summary excludes transactions where cost basis information is not available. For Your Information On June 5. 2014, the European Central Bank (the 'ECB'( introduced 'negative interest rates'. This negative interest rate applied to all deposes held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge %ill be -.20% (20 basis points). and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S fa tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Mildly Type Description Amount Balance Sweep Money Market Fund DWS GOVERNMENT CASH INSTL Account N um ber: 0000001491 Current Yield 0.04% Activity Ending: 05/29/15 05101/15 Opening Balance 13.996.255 08 13.996.255 08 05118/15 Withdrawal MONEY FUND REDEMPTION .2.000.000 00 11.996.255 08 05129115 Deposit INCOME RBNVEST 444 88 11.996.699 96 05129/16 Closing Bekaa $11,996,699.96 Total All Money Market Funds 111,996,699.96 Income and Expense Summary Current Period 'fear-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 444.88 000 2.417 58 0.00 Other Dividends 4,915.67 0.00 25,719.17 0.00 Total Dividends, Interest, income and Expenses 36,360.66 10.00 121,131.75 $0.00 Page 2 of 8 Account Number: N46-024935 Railed vcollent OilAll a I Go paperless OA.trp."Anc7C20°:47MUNICATIONS LEPERS INC EXtYlIENC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFID^ENTIAL oar.)=7:.= astreer2son illsef ISSN. ontorotua ....wreak, vow sec SDNY_GA4_00047556 DB-SDNY-00 10380 EFTA_00I58165 EFTA01254150 Deutsche Asset & Wealth Management PO. Box 1776, Balemoro, MD 21203 Income and Expense Summary (continued) Gnaw e Sant Prmaie Weith Manenmi Mats COMIC* CoMP CestsOw Is* Mclean w. Now Wart Mo. 341 FM SSW. 2illth liter lieslat. 10111 P17/46621111.116317.64091, Statement Period: 05/0112015 - 05131/2015 Carnet Period Year-to-Date Taxable Mee Taxable Taxable Non Taxable Distributions Long - Term Capital Gan Distributions 50.95 BOO 50.95 BOO Total Distributions 350.95 90.00 950.96 90.00 Portfolio Holdings Account Activity Opening posing Accrued Iacono 30-Day Comet Opening Date Quantity Number Ending Bahia Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 88.00% of Portfolio Money Market OW 5 GOVERNMENT CASH INSTL 05101/15 11.996.699 960 0000001491 05/29/15 13.996.255.08 11.996.699.96 000 2.41138 0.04% 0.04% Total Money Market 913,996,265.08 $11,996,699.96 $ 92,417.68 Total Cash, Money Funds, and Bank Deposits 913,996,255.06 911,996,699.96 900..00 92,417.68 Unrealized Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gant Loss Mutual Funds 12.00% of Portfolio P MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gans Option: Reinvest Security Identifier: JPHSX CliSIP: 481211510 02/13113 13 148,957.299 10.0700 1,500,000.00 9.8500 1,467,229.39 42,170.61 61,966.23 4.22% 03101113 13 533.047 10.0600 5,362.46 9.8500 5.250.51 -111.95 221.75 4.22% 04101113 13 591.454 10.1100 5,979.61 9.8500 5,825.82 -153.79 246.04 4.22% 05101113 13 562.992 10.1300 5,703.11 9.8500 5,545.47 .157.64 234.20 4.22% 06103113 13 567.343 10.0900 5,724.50 9.8500 5,588.32 -136.18 236.01 4.22% 07101113 13 500.501 9.9700 4,990.00 9.8500 4,929.93 -60.07 208.21 4.22% 08101113 13 527.827 10.0600 5,309.94 9.8500 5,199.10 -110.64 219.58 4.22% 09103113 13 531.248 10.0300 5,328.42 9.8500 5,232.19 -95.63 221.00 4.22% Reinvestments to 11,588.166 9.9740 115,581.32 9.8500 114,143.46 -1,437.86 4,820.68 4.22% Date Estimated Estimated AMA Income Yield Page 3 of 8 Account Number: N46-024935 Rated twollent OSAK ROIL GO paperless t very 'fan 'Since 2007 LEPERS INC OASOAR RATED COMMUNICATIOhtS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CO N F I D ENTTAL ..°77.7,---r.'—attr=t:—• stn* Y SDNY_GM_00047557 DB-SDNY-0010381 EFTA_00 I 58 I 66 EFTA01254151 Portfolio Holdings (continued) Date Acquired Quantity Unit Cod Cod Bade Market Price Market Value Unrealized Gain/ Loss Estimated Estimated Annual Income Yield Mutual Funds (continued) PMORGAN FLOATING RATE INCOME FUND (continued) Total Covered 114,359172 1,053,979.30 1,618,944.79 -35,034.57 11,373.70 Total 154,359377 $1,1153,979.31 $1 618 940.79 -$35,034.57 $11,373.70 Total Mutual Funds $1,653,979.31 $1,618,944.79 -$35,034.57 tlereallzed Awed $01,373.70 Estimated Cast Basis Market Value GallLou Interest Metal lemma Total Portfolio Holdings $13,650,679.32 $13,615,644.75 -$35,034.57 $0.00 $70,791.28 Footnotes Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099E for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delivering fan or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Page 4 of 8 Account Number: N40-024935 Riled encollent 011AIL Go paperless tray Year Since 2007 ONSAR PATO:. COMMUNICATIONS n CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)LEPERS INCCONFID TEAL SDNY_GM_00047558 DB-SDNY-00 10382 EFTA_OOI 58167 EFTA01254152 Deutsche Asset & Wealth Management PO. Box 1776, BoIbmoro, MD 2120✓! Dralsre flint Pr male Weith Maatenmil PI Walt COnif if I to WP CeettOw IS* Senonel Now MM o. 345 fl it ASsir, 20Th I ter Me is Wet PM 10114 CA-MOL MSS) aWWf Activity Summary (All amounts shown are in base currency) Statement Period: 05/0112015 -05/3112015 Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Securities Bought 0.00 000 Securities Bought -4.96662 -25.770.12 Total Securities $0.00 $0.00 Total Securities •$4,966.62 -$25,770.12 Dividends and Interest $5,360.55 928,136.76 Dividends and Interest $0.00 $0.00 Distributions 550.95 $50.95 Distributions $0.00 $0.00 Cash Cash Withdrasals 0.00 0.00 Withdreivas -2.000,000.00 -12.666.911.94 Total Cash $0.00 $0.00 Total Cash -$2,000,000.00 -$12,666,911.94 Money Market Funds $0.00 $10,666,911.94 Money Market Funds $0.00 -$168,184.64 Total Credits $5,411.50 $10,695,099.64 Total Debits -$2,004,968.82 -$12,961,566.70 Transactions by Type of Activity Process/ Settlement Date Activity Type Dem:nutlet, Quantity Price Accrued Merest Amount °mem Securities Bought and Sold 05/28115 REINVEST CASH INCOME .P MORGAN FLOATING RATEINCOMERIND SELECT SHARES 499.053 -4,915.67 USD SX 163855.6510 SHRS SH RS PURCH. AT $9.85000 RD 05/26 PD 05/28/15 05129115 REINVEST CASH INCOME .P MORGAN FLOATING RATE INCOM E FUND SELECT SHARES 5.173 .50.95 USD PH St 164354.7040 SHRS SH RS PORCH. AT $9.85000 RD 05/27 PD 05129115 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 .4,966.62 Dividends and Interest 05128115 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOMEFUND SELECT SHARES 4,915 67 USD PH SX 163855.6510 SHRSRO 05128 PO 05128115 05129115 MONEY MARKET FUND DWSGOVT CASH IA STL 444.88 USD INCOME RECBVEO 233993682 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 5,360.5$ Page 5 o18 Account Number: N4G-024935 Rated( wawa It( RI Go PaPerless tortatre;c2a7„..... LEPERS INC XCIIIENC1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDAENTIAL SDNW_Ght_00047559 DB-SDNY-0010383 EFTA_001 58 1 68 EFTA01254153 Transactions by Type of Activity (continued) Picots/ Settlement Date Activity Type Description Cleantity Price Matted Milted Amami Coming Distributions 05/29/15 LONG TERM CAPITAL GAIN P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 50.95 USD DISTRIBUTION 164354.7040 SHRS RD 05127 PD 05129115 SX Total Distributions • UNITED STATES DOLLAR 0.00 50.95 Cash Withdrawals and Deposits 05/18115 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -2.000.000 00 USD 1,5O999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 4,000,000.00 Total Value of Transactions 0.00 .1,999,555.12 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 315 PARK AVENLE 26TH FLOOR NEW YORK NY 10151 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OLT Default Method for Stocks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OID): Ko Am orate premium on taxable bonds based On Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account tom m unications for electronic delivery. To register and turn off paper comm unications, log in to your account or contact your Client Advisor for m ore information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for winch a price is not available are marked "N/A* and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Page of 8 Account Number. N46.024935 OMR Roll Go paperless LEPERS INC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Rated Cmollent Lvesy Vow Same 2007 OAUMR RATED COMMUNICATIONS 1,02THINOT SONY_GM_00047560 DB-SDNY-00 10384 EFTA_OOI581 69 EFTA01254154 Deutsche Asset & Wealth Management PO. Box 1776, Balbmoro, MD 21203 Important Information and Disclosures (continued) 0rals° e Barn Prmale wean ma.rgenan wenn CPMM OC,P Ps-UM Is* Stank /Maar. Wks 341 Par% ASS, Milks! Wait WI wisi P 01466111.11716171•4091 Statement Period: 05/0112015 - 05/31/2015 Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, aid may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wm/r.pershing.cornbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will rat receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to connissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this info nation is available to you promptly upon your written request directed to your introducing fin. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Addlional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may relied a smaller number of shares entitled to vote than the number of shares in your margin account Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaty convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry o investigation (i) orders for the purchase and sale of securities and other property and feel any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or is employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement please contact your financial Fags 7 of 8 Account um ber N40-024935 Go paperless Kited uollent MIA0 ROll am Iv." vnt. cwu 'CATIONS REFERS INC CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDAENTTAI "a"" =an cestrearoveZon morroso •••••••••in anis•••••• IBOC SDW_GM 00047561 DB-SDNY-0010385 EF1'A_00158170 EFTA01254155 Important Information and Disclosures (continued) The Role of Pershing (continued) institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit vnwrpershing.cornistrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confinned in writing to further protect your rights. including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact nformation is as folows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parries to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's abikty to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, n an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative lass who has not opted out of the class with respect to any claims encompassed by the putative class action until; (lithe class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page Iola Account Number: N46-024935 Rated Mai, ILKoillet * 2007 von; Wit Go paperIess tray Sinnt et a ritte et werrnit LtrOrres" ilISMO••• 00.10/ka RA TO) COMMUNICATIONS •••••••••aa •••••••••••••• in. eve LEPERS INC CON F I DrisrnAL "anima SDW_GA4 00047562 CONFIDENTIAL - PURSUANT TO FED. R. DM. P. 6(e) DB-SDNY-0010386 EFTA_0015 8 17 I EFTA01254156 Deutsche Asset & Wealth Management PO &a 1778, Baltimore, MD 21203 ot,mn<e,n. Poetic wean humitenme wrens Coven* G,C,P CesbOw I. Sflt MC. New Wart Mar 3410arliAMist 2600 *cc lies•at. WI 101W P VI rod-280L 111$517884091, Valuation at a Glance Account Number: N4G-024935 Statement Period: 04/0112015 - 0400/2015 This Period Year-to-Dale JEEPERS INC Beginning Account Value $17,597,869.14 516,233,218.47 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Net Cash Deposits and Withdrawals Adjusted Previous Account Value -2,000600.00 15.87,859.14 -10,888,911.94 15,588,308.53 Dividends, Interest and Other Income 5,847 20 22,776.20 6.185.48 22.789.07 Net Chan e in Portfolio -nd rg Acccvit Va ue 315 51 1 87' SC 315 511 871 EC Balm ated Annual Income 570,464.36 Your Client Advisor: DANIEL SAW, Asset Allocation Prior Yearad Last Period This Period % Ancona LSD Cash, Money Funds and Bank Deposits 24,881,194.32 15.995.797.08 13.996.255.08 89.65% 1,5D Axed Income 1,572,024.15 1.602.062 06 1 615.616 72 1035% Account Total (Pie Chart) $26,233,218.47 317,597,859.14 $15,611,871.80 100.00% See the Asset Allocation Disclosure and Footnotes section for important information regarding your Asset Mouton. I -- Please rev ear ycar peno0 Ca 7 w V yc,r C ,er: Actv sot Page 1 oil CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Rat.. excellent A0125178CSF30018 Go paperless iLb!, tray veer Since 2007 et as el•Zralitietrotsn 'i slitehla, °Al D MA PAT( COMMUNIUTIONS CONFID=1AL SDNY_GM 00047563 DB-SDNY-0010387 EFTA_00158172 EFTA01254157 Asset Allocation Disclosure and Footnotes Fixed Income ccrtains Fixed Income Mutual Fvds Summary of Gains and Losses Realized Unrealized This Period Tear-to-Dale Short•Term GainfLoss 0.00 0.00 .406.04 Long•Term Gain/Loss 000 0.00 -32.989.98 Net Gain:Loss 0.00 0.00 -33,396.02 This summary excludes transactions where cost basis information is not available. For Your Information On June 5. 2014, the European Central Bank (the 'ECE1') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and veil reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 andkr 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DWSGOVERNM ENT CASH Dish Account N um ber: 0000001491 Current Yield: 0.04% Activity Ending: 04/30/15 04/01/15 Opening Balance 15,995,797.08 15.995.797 08 04/16/15 Withdrawal MONEY FUND REDEMPTION .2,000,000.00 13.995.797.08 04/30/15 Deposit INCOME REINVEST 158.00 13.996.255 08 04/30/16 Closing Balance $13,996,265.08 Total All Money Market Funds 313,996,253.08 Income and Expense Summary Current Period 'fear-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 458.00 000 1.97270 0.00 Other Dividends 5,389.20 0.00 20,803 50 0.00 Total Dividends, Interest, Income and Expenses 36,847.20 80.00 322,776.20 $0.00 Page2of7 Accounl number: N46-024935 Rated excvlient I/LAIL ROL! Cso paperless terP:ATC0ISILLINICATIONS LEPERS INC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I D NTIAL l'Xt71 MCI ammo. SDNY_GM_00047564 DB-SDNY-00 10388 EFTA_00I58173 EFTA01254158 Deutsche Asset & Wealth Management PO Box 1776. ealmare, MD 21203 Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 90.00% of Portfolio Money Market MS GOVERNMENT CASH INSTL 04101115 13.996.255080 0000001/91 04130/15 Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 04101115 N46024935 01102115 Total FDIC Inured Bank Deposits Total Cash, Money Funds, and Bank Deposits Axton! Adivily Quantity %urrber Ending Date Aa fired Quantity Unit Oast Cost Basis Mutual Funds 10.00% of Portfolio P MORGAN FLOATING RATE IN COME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest: Capital Gains Dalian: Reinvest 02/13113 17 141957.299 10.0700 03101113 13 533.047 10.0600 04101113 17 591.151 10.1100 05101113 13 562.992 10.1300 06103113 13 567.313 10.0900 07/01/13 13 500.501 9.9700 08/01/13 17 527.827 10.0600 09/03/13 13 531.218 10.0300 Reinvestments to 11,081940 9.9800 Date Total Covered 163,655.661 Total 163,855.661 Total Mutual Funds Gnaw e Banc Prrnie wean maagenti6 mews Comm* OcsP mmummait Maori Hc. Noillart Mar 341 FM Sawa Ilithitcr lieslat. WI 10114 In2)4314101.0115121•409S Statement Period: 0//0112015 - 01130/2015 Opening Balance Clotho (Wane Accrued Income Income This Year 30-Day Current Yield Yield 15.995.797 08 13.996.255 08 000 1972 70 0.04% 0.01% 515,995,797.08 613,096,255.08 $0.00 01,072.70 0.00 0.00 000 0.00 NIA NM $0.00 $0.00 $0.00 $0.00 115,995,707.08 $13,006,255.08 $0.00 $1,072.70 Market Price Markel Valve Unrealized Gale/ UM Estimated Estimated Annual Income Yield Security Identifier: PHSX CLISIP: 481211510 1,500000.00 9.8600 1,468,715.97 .31,281.03 62,264.15 4.23% 5,382.46 9.8600 5,255.84 .106.62 222.81 4.23% 5,979.61 9.8600 5,831.73 .147.88 24723 4.23% 5,703.11 9.8600 5,551.10 .152.01 235.33 4.23% 5,724.50 9.8600 5,594.01 -130 49 237.15 4.23% 4,990.00 9.8600 4,934.93 .55.07 20921 4.23% 5,309.94 9.8600 5,204.37 -105 57 220.63 4.21% 5,328.42 9.8600 5,236.10 -90.32 22206 4.23% 110014.70 9.8600 109,287.67 .1.327.03 4,633.09 4.23% 1649 ,012.71 1,615,618.72 -33,308.02 68,401.61 $1,819,812.71 11,615,616.72 -033,396.02 S68,191.66 $1,649,912.74 $1,815,616.72 433,398.02 161,491.66 Page 3 of I Account number N46-024935 Rated [...Hat OltAl4 R. R LEPERS INC PaPerless (*), 0Al t" lAtArCD . c201. 0 7mUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDAENTIAL """`"a etas. et lartaa ltit t". O44,1•64. 1.1 IIMVIM••• SDNY_GM_00047565 DB-SDNY-0010369 EF1'A_00158174 EFTA01254159 Portfolio Holdings (continued) Unrealized Accrued Estimated Cast Basis Markel Value Gain! Loss Interest annual lucerne Total Portfolio Holdings $15,645,267.82 $15,611,871.80 -$33,396.02 $0.00 $70,161.36 Footnotes Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2911 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple bed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https1hymv 0ws-investments.conVEN/products/money-market-funds-yields.Mp. Please note that all money market funds listed on the website may not be offered through us. Activity Summary (All amounts shown are in base twenty) Credits This Period Year-to-Date Debits This Period Yeas-to-Date Securities Securities SecJiles SoL,ght 000 377 Secunhes Bought .5.38920 •20.803.50 Total Securities $0.00 $0.00 Total Securities -$5,388.20 -$20,803.50 Dividends and Interest 15,047.20 $22,776.20 Dividendsand Interest $0.00 $0.00 Cash Cash Withdrawals 000 0.00 Withdrawals -2000,00000 -10,666,91194 Total Cash $0.00 $0.00 Total Cash -$2,000,000.00 -$10,0166,911.94 M oney M arket Funds $2,000,000.00 110,160,111.94 Money Market Funds .1458.00 .$168,184.04 Total Credits $2,005,047.20 $10,689,681.14 Total Debits .12,005,847.20 ,110,158,600.00 Page 4 off Account Number: N40-024935 Rated [...Mont MOAB ROLL GO paperless "'RV rwWR. 2007 LEPERS INC OASOAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CO N F D AENTIAL: "an" et a trilon etweranTLtZ .C4:••••••• " • Slott Mai* SDNY_GM_00047588 DB-SDNY-0010390 EF1'A_00158175 EFTA01254160 Deutsche Asset & Wealth Management PO. Boa 1776, Baltimore, MD 21203 Transactions by Type of Activity Process/ Settlement Date Activity Type Description Draisre Sant .,male w.a', Maatentm MaiselstonneeC0MP CettsOw W Sectoori New Wart Cliks Nf radiSseark lice! lieslat. WI 10144 IM)451411•413s), W409, Quantity Statement Period: 0410112015 - 0413012115 Prim Acuved liters Amount Omelet Securities Bought and Sold C4/29/15 REINVEST CAS- INCOME .17 MORGAN FLOATING RATE INCOME FUND SELECT SPARES 546 572 •5,38920 USD $1-SX 163309.0790 SHRS SH RS PURCI- AT S9 86000 RD 04127 PD 04129115 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 .6,389.20 Dividends and Interest 04129115 CASH DIVIDEND RECEIVED .P MORGAN FLOATING RATE INCOMEFUND SELECT SHARES 5,389.20 USD SHSX 163309.0790 SHRS RD 04127 Ft 04129115 04130/15 MONEY MARKET FUND DWS GOVT CASH IN STL 458.00 USO INCOME RECBVED 233993682 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 6,847.20 Cash Withdrawals and Deposits 04116115 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -2.000.000.00 USD USD999997 Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 -2,000,000.00 Money Market Funds 04116115 MONEY FUND REDEMPTION OWS GOVT. CASH IA SD. 2,000,000.00 USO USD999997 04130115 MONEY MARKET RAD DWS GOVT CASH IA STI. INCOME REINVESTED -458.00 USD REINVESTMENT 233993682 Total Money Market Funds • UNITED STATES DOLLAR 0.00 1,999,542.00 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: OAh DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154 Page 6 of? Account Number: N46-024935 Riled exeillent .1.::25178CSF30016 Go paperless LAW) ROIL l'ararftrAnc7C2O°Z7MUNICATIONS ..E.EPERS INC IXCIII ENO' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I ErENTIAL an". SDNY_GM_00047567 DES-SDNY-00 10391 EFTA_00I 581 76 EFTA01254161 Your Account Inform ation Tax Lot Default Disposition Method Default Method tor Mutual Funds FIRST IA FIRST OLT Default Method for Stocks in a Dividend Reinvests enl Plan: FIRST IN FIRST OUT Default Method for all Other Secudfier FIRST IN FIRST OUT Bond Amortization Sections: Treat all interest as original issue discount (OM): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper corn m unications. log in to your account or contact your Client Advisor for m ore information. Important Inform ation and Disclosures Pricing Thrs section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for %filch a price is not available are marked "N/A' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable, however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vmny.pershing.comnousiness_continury.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wit not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person horn whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Inforniation with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is avaiable to you promptly upon your written request directed to your introducing frrn. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fulty paid for in your margin account may be lent by Pershing to itself or others n accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smager number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate vrill not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be ()died at the rates such agents use. Page Goff Account Number: N46-024935 DINO ROIA paperless L•" , Y..' %M.: 007 LEPERS INC D OALOAR RAT( COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I DAENTIAL "a' r"a et a titim• etNettair . 00014•••• INS IWO. •••••••••••14 ••••••••••••• .01, SDW_GM_0004Thtiti DB-SONY-0010392 EF1'A_00158177 EFTA01254162 Deutsche Asset & Wealth Management PO. Boa 1776, Balbmoro, MD 21203 Important Information and Disclosures (continued) Dralsre Sant Poule vftan hia.ziental Mats COMM+. PMUM lellt Maori Mw %A °Aar NI flit MS. 161b,/cc Ifeslat. 101W P01451410LIMM409t Statement Period: 04101/2015 • 04/3012015 The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it dwectly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances. execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCc). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vwnv.pershing.cornistrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4133330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's abibly to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Pagel of 7 Account Number: 1146024935 :41 Ka.' I...Mont =la. silents .4:•••••• •• /WV SOW* Go Parerless --a- .--0,:r.:=C2C°37 'CATIONS esmitnetit, ant. rail.. mar MC I' Al. a LEPERS INC CONFIDAENTIAr""""1 SDW_C4.4_00047569 CONFIDENTIAL - PURSUANT TO FED. R CRIM, P. 6(e) DB-SDNY-0010393 EF1'A_00158178 EFTA01254163 Deutsche Asset & Wealth Management PO. Boa 1776, Baltimore, MD 21203 0rals° e Sam P,,n,e wean roumtenme wrests CPWM*4,140 CesbOw IS* Sett. MM Mar 341Parli ASS. 1140, *cc Ms Vat WI 10114 01,311, 4401% Valuation at a Glance Account Number: N 4G-024935 Statement Period:03'01/2015 - 03/3112015 This Period Year-to-Date JEEPERS INC Beginning Amount Value 821,595,267.72 $26,233,218.41 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals -4,000,000.00 .8,666,911.94 ST THOMAS VI 00802 Adjusted Previous Amount Value 17,595,267.72 17,588,308.53 Dividends, Interest and Other Income 5,841.17 16.929 00 75 14.623 Net Chan e in Portfolio .3.249 51 -nd rg AcccLnt Va ue 517,597,859 14 $17,597,859.14 Estimated Annual Income $69 287 96 Your Client Advisor: DANIEL SAW Asset Allocation Prior Year-bid Lad Period This Period % Allocation L SC Cash Iloney Funds and Bank Deposits 21,661,194.32 19,995,327.02 15.995.797 08 90.90% E LSD Fixed Income 1,572.024 15 1,599.940 70 1.602.062 06 9.10% Amount Total (Pie Chart) $26,233,218.41 $21,695,267.72 $17,691,869.14 100.00% See the Asset Altocat•on Dscrosure and Footnotes section for important informahon regardng you Asset Allocation. DBA0 RCM. IL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Please rev e,v va.r alixa7ir Pagel o19 Rated IL vc•II• nt B0098927CSF30023 (sopaperless •«P WK. 2007 OAsSoot RATED COmmuNiGAIONS CONFIDENTIAL EXCII ONC1 Mtn etwerrant:roistria .. Ste SOW* esto,tin, sows...Wu Woe sIC SDNY_GM 00047570 DB-SDNY-0010394 EFTA_00158 179 EFTA01254164 Asset Allocation Disclosure and Footnotes Fored Income contains Fked Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year•to•Date Short-Term GainlLoss 0.00 0.00 .892.82 Long-Term Gain/Loss 0.00 010 40.668.66 Net GalnlLoss 0.00 0.00 .11,561.18 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Desaiption Amount Balance Sweep Money Market Fund ow S GOVERN IA ENT CASH I NSTL Account Number: 0000001491 Current Yield: 0.03% Activity Ending: 03131115 02128/15 Opening Balance 19,995,327.02 19,995,327.02 03113115 Withdrawal MONEY FUND REDEMPTION 4,000,000.00 17,995,327.02 03127/15 Withdrawal MONEY FUND REDEMPTION .2,000,000.00 15,995,327.02 03131115 Deposit INCOME REINVEST 170.06 15,995,797.08 03131115 Closing Balance 115,995,797.08 Total All Money Market Funds $15,995,797.08 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 170.06 000 1,51170 0.00 Other Dividends 5.371 11 000 15 111 30 0 00 Total Dividends, Interest, Income and Expenses $5,841.17 $0.00 $16,929.00 $0.00 Page 2 of 9 Account Number. N1G121935 Rated Excellent OHO ROLL Go paperless leer,* Yee. U.,. 2007 LEPERS INC 0 00413AR RATE COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CONFIDE1SITIAL "a"" M a t Zs etiarrant tres" Ste Mon SDNY_GM_00047571 DB-SDNY-0010395 EFTA_00158180 EFTA01254165 Deutsche Asset & Wealth Management PO. Boa 1776, BPIbmoro, MD 21203 Portfol io Holdings Account Activity Opening Date Cuanuty Number ("dig Cash, Money Funds, and Bank Deposits 9 1.0 0% of Portfolio Money Market OW S GOVERNMENT CASH INSTL 02/28115 15.995.797.080 0000001491 03131115 Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 02/28/15 N46024935 01102115 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity UaN Cost Cod Basis Mutual Funds 9.00% of Portfolio Draisre Sant PonieWeaeh kla.zgentin manes Connie 6 ,o.P CtelsOw . Mani vt Now Wart Wks 30 Sawa Mb I tcr Wait PM 10114 P 0/4564161.660, 8•409t Opening Balance Closing Balance Statement Period: 03/01/2015 • 03/3112015 Aoxeed Income 30.Day Current Income his Year Yield Yield 19.995.327.02 15.995.797.08 000 1.514.70 0.03% 0.03% $19,995,327.02 $15,995,797.0$ $0.00 $1,514.70 0.00 0.00 0.00 0.00 NM NIA $0.00 $19,995,327.02 $000 $15,995,79$70.0080 So.00 K51140.7000 Unrealized Estimated Estimated Market Price Markel Value Gain! Loss Annual Income Yield S MORGAN FLOATING RATE INCOME FUND Security Identifier: .PHSX SELECT SHARES MIR 48121L510 Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest 02/13/13 13 141957.299 10.0700 03/01113 13 533.047 10.0600 04101/13 13 591.454 10.1100 05101/13 13 562.992 10.1300 06103113 13 567.343 10.0900 07101/13 13 500.501 9.9700 08101/13 13 527.827 10.0600 09/03113 13 531.248 10.0300 Reinvestm enls to 10,537.388 9.9860 Date Total Covered 163,309.179 Total 163,309.979 $1,1143,823.54 Total Mutual Funds $1,843,623.54 1,501000.00 9.8100 5.382.46 9.8100 5,979.61 1 8100 5,703.11 9.8100 5,724.50 91100 4,990.00 9.8100 5,309.94 9.8100 5,328.42 9.8100 105,225.50 9.8100 1 143 823 54 1,461,271.10 5,229.19 5,802.16 5,522.95 5,5651 3 4,909.92 5,177.98 5,211.54 103,371.59 1,802,082.06 $1,602,052.06 -38,728.90 .133.27 -177.45 .180.16 -158.87 40.08 -131.96 .118.88 .1,85191 •41,581.48 -141,581.48 61,817.27 22121 245.45 233.64 235.45 207.71 219.05 220.47 4,313.01 87,773.26 $67,773.28 4.23% 4.23% 4.23% 1.23% 4.23% 4.23% 4.23% 4.23% 4.23% $1,602,062.06 441,581.48 $17,773.26 Page 3 of 9 Account Number: N46-024935 RAted (Koollat B009092105F3002 I Go paperless (*) tn." Y•a• 'lint* 2007 DBAB.R011 LEPERS INC PALMA*no COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDnTIAL et a riwiLie e.rwer bat •• " : ".0•Iplan " MEV Sift. mic SDW_GM_00047572 DB-SDNY-0010396 EFTA_0015 8 18 I EFTA01254166 Portfolio Holdings (continued) Unrealized Acaued Estimated Cost Basis Markel Vain Gainl toss Interest Annual Income Total Portfolio Holdings $17,639,420.62 $17,597,859.14 -$41,561.45 $0.00 $69,287.96 Footnotes Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.1.110-343. the Emergency Economic Stabeization Act of 2008) and are, therefore, considered " noncovered; under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which we 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired 011 or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally vtill be phased in over a three-year period, as follows: • Stock ti a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. 13 The cost basis of this security has been provided to us by the delivering km or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Federal Deposit Insurance Corporation (FDIC)-Insured Bark Deposits are rot protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market hinds. please visit the 0WS Investments website at https/Nnyw.dva-investrnents.conVEN/products/money-market-funds-yieidskp. Please note that all money market funds fisted on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual hind. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (Ail amounts shown are in base currency) Credits This Period Year.to.Date Debits This Period Year-to-Date Securities Securities Seculthes Bought 0 00 0 00 Secunbes Bought -5 371 11 -15414.30 Total Securities $0.00 WOO Total Securities -$5,371.11 -$15,414.30 Dividends and Interest $5,841.17 $16,929.00 Dividends and Interest $0.00 $0.00 Cash Cash Withdrawals 000 000 Withdrawals -4 000.000 00 4466.91114 Total Cash $0.00 $0.00 Total Cash -$4,000,000.00 -$8,666,911.94 Money Market Funds $4,000,000.00 $8,666,911.94 Money Market Funds -$470.06 4168,426.64 Total Credits $4,005,041.17 $8,683,840.94 Total Debits ..S4,005,841.17 -$8,860,762.88 Pagel of 9 Account Number: N46-024935 Rated Excellent 1>ItAll ROL I paperle55 "' I.,* Y... SW.C. 2007 LEPERS INC D ONSAR RATC COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I DAENTIAL "a"" =sea we= als• Ut .Ostedem " ••••••• awoostm novae. roma meow ...,- SDNY_GM_00047673 DB-SDNY-00 10397 EFTA 00158182 EFTA01254167 Deutsche Asset & Wealth Management PO. Box 1776, Balbmoro, MD 21203 Transactions by Type of Activity Process/ Settlement Date Activity Type Desaiption Draisre Run Powe Wealth Magatentm Mae is L oreute Com P cesium SankSectanti ‘ic Mcsbri ORao wPI Agerier. leth liter Mew eett. WI 10114 U/45114,11.111501.14I9S Quantity Statement Period: 0310112015 03/31/2015 Price Acteued blared Amorist Currency Securities Bought and Sold 03/30115 REINVEST CASK INCOME P MORGAN FLOATING RATE INCOME FL N 0 SELECT SHARES 548.012 -5,371.11 use ,r+SX 162761.0070 SH RS SHRS PORCH. AT 59.80000 RD 03126 PO 03130115 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -5,371.11 Dividends and Interest 03130115 CASH DIVIDEND RECEIVED P MORGAN FLOATING RATE INCOME ELKO SELECT SHARES 5,371.11 USD .PH SX 162761.0070 SH RS RD 03/26 PD 03130115 03131/15 MONEY MARKET FUND OWSGOVT CASH INSTL 470.06 US) INCOME RECEIVED 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5,841.17 Cash Withdrawals and Deposits 03/13/15 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST .2.000.000.00 USD 650999997 03127/I5 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST .2.000.000.00 USD USD999991 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 .4,000,000.00 Money MarketFunds 03/13/15 MONEY FUND REDEMPTION CMS GOVT CASH INSTL 2.000.000.00 I.•SEI U80999997 03127115 MONEY FUND REDEMPTION OWSGOVT CASH INSTL 2.000,000 00 693 USD999997 03/31/15 MONEY MARKET FUND OWSGOVT CASH INSTL INCOME REINVESTED d70.06 USD REINVESTMENT 233993682 Total Money Market Funds • UNITED STATES DOLLAR 0.00 3,999,529.94 Total Value of Transactions 0.0o 0.00 USO The price and quantity displayed may have been rounded. OSAK ROLL REFERS INC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F D ArNTIAL Page 5 of 9 Account Number: N46-024935 Go paperless Rated lboallont L very Yeas Since 2007 OALOAR RATCO COMMUNICATIONS f %al IIINCS M W ast iltrogra L aa.4.4. trient i r ".. ••••••„La ••••••tromaxelw SDNY_GM_00047574 DB-SDNY-00 10398 EFTA_00158183 EFTA01254168 Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PAW AVENUE 281)1 FLOOR NEW YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for mutual Funds, FIRST IN FIRST OLT Default Method for Socks in a Dividend Reiman ent Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (DID): No Am orate premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sate price. Securities for which a price is not available are marked "N/A• and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EA') and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Sine interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should nal be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to sweapershing.corn/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person horn whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is evadable to you promptly upon your mitten request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fury paid for in your margin account may be tent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 6 of 9 Account Number: N46-024935 Rated evoillent paperless tclr sir I Zea T C200:47MUN I C" T 10 NS JEFFERS INC Olen IIINC CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFIDAENTIAL SDNV_GM_00047575 DEt-SONY-0010399 EFTA_00158184 EFTA01254169 Deutsche Asset & Wealth Management P.O.Pox 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) Dralute Sant .mule wean ro.a.zionan mats Gonne 6 ,o.P CeettOw Si* Mani Now Wart Mar 341 eftASS, 260. I *cc lieslat. WI 10114 0 OWA-73•L elSl2W0if Statement Period: 03/0112015 03131(2015 Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, thawed a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation 0) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413.3333. An other inquiries regarding your account or activity should be directed to your financial institution. Your financial organizations contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copes of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC bits. For more detailed information please visit vnwrpershing.conVstrength_stabifity.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershrg. Please be advised that any oral communication should be re-conformed in writing to further protect your rights, including your rights under the Securities Investor Protection Act • Your financial organizations contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 113-3330. Errors and emissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is fled. • Arbitration awards are generaly final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible fa arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. 1.,BA0 ROll Account Number: N46024935 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67CONFIDAENTIAL Pagel of 9 Riled evoollat L—y Year ww. 2007 °NAAR MILO COMMUNICATIONS ?Mal IONCJI e•Y Ot a ttle iltlarCalOttrIZIONIIPINMONIO SDNY_GM_00047576 DB-SDNY-0010400 EF1'A_00158185 EFTA01254170 Important Information and Disclosures (continued) Important Arbitration Agreement Any controversy between you and Pershing LLC shall be subrialec to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted cut of the class with respect to any claims encompassed by the putative class action untit (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Page I of Account Number: 1146-024935 Rated Encyllent PM"; ROIL paperless "v eY Y... # W." 2°'37 LEPERS INC D OAS0AR RAT( COMMUNICATIOhtS INC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I DAEN11AL "a" M a n. else Vas ii4V0•1:—.. . .......,c ••••••••••••• Wet SDNY_GM_00047577 DI3-SDNY-0010401 EFTA_00158 186 EFTA01254171 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK RIAU. BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS, USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACULTY, F ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F APPLICABLE. OF THE FNANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU, WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE, WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. F SO. THE TRANSACTIONS WLL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD, ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: F YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES, AT THAT TIME PERSHNO WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTORS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE CR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVOE TM, INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ME INDEBTED TO PERSHING LLC CPERSHING1 FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FCR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHNG. AND PERSHING MAY IN ITS DISCRETION AT MY TIME. W ITHOUT TENDER, DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINNG DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF, WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHWG. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER, BLOCK POSITIONER, ARBITRAGEUR OR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION N SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FNANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHNG.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: VVY/W.PERSHING.COMBUSINESS_CONTINUITY.HTML • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTINES POLICIES DISCLOSURES /REGULATION NMS- RULE 007(A)(1)-(2)] PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND MY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC, FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHWG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS, TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BIO OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. V ANEW THE MOVE TERMS MD CMCITIONSARE UNACCEPTABLE TO YOU, RIME HOMY PERRONG IMMEDIATELY IN WRITING0Y C ERT IF ED KM TO ONE PERSHING PLAZA JERSEY CRY. NJ 07399. ATTN LEGAL DEPT MAO ROIL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 61EFERS (e) INCCO N F I am MCI Account Number: MG-024935 GO imperless lor regATIT jti cot no pis Page 9 of 9 MrlanetwereanOrryteenIHNTHOwl, SDNY_GIN 00047578 DB-SDNY-0010402 EF1'A_00158187 EFTA01254172 Deutsche Asset & Wealth Management P.O. Box 1776. Baltimore. MD 21203 Draisre San, Poo/lewean Mamtennue Mines Cwt./a C0c.n myna./ sank Senoori v4, *We bet Once 315 Pot Si . nte 20th I ter Mrs Perk. 10. 10114 1?) CA.M/21. 711 I CIS Valuation at a Glance Account Number: N4O-024935 Statement Period:02:01/2015 • 02128/2015 This Period Year-to-Date JEEPERS INC Beginning Account Value 523,570,783.39 526,233,218.47 6100 RED HOOK QUARTER B3 et Cash Deposits and Withdrawals .2,000,000.00 .4,666,911.94 ST THOMAS VI 00802 Adjusted Previous Account Value 21,570,783.39 21,588,308.53 Dividends, Interest and Other Income 5,019.34 11,081.83 Net Chan e in Portfolio 19.484.99 17.873.36 :nd rg Accct.nt Va ue $21.595,267.72 $21 595-297 72 PBAmated Annual Income 868 590 15 Your Client Advisor: DANIEL SABEIA Asset Allocation Prior Yearad Lad Period This Period % Allocation LW Cash, Money Funds and Bank Deposits 24,661,194.32 21,991,852.02 19.995.327 02 92.59% " LSD Axed Income 1,572.024 15 1.575,911 37 1.599.940 70 741% Amount Total (Pie Chart) $28,233,218.47 523,570,763.39 $21,595,267.72 100.00% See the Asset Allocation Disclosure and Footnotes section for important information renaming your Asset Allocation. °BAN ROI,. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) I Please rev e,r ,r alixarree Pagel oil Rated tuollont A0097761CSF30016 GO paperless livery Yea• Unto 2007 et a rnraralosia lACIetteen " lieflas• 0A10Aft RAM/ COMMUNICATIO116 •••••••••01...... , ••••••••••• 000 CONFIDENTIAL EXMIONOI SDNY_GM_00047579 DB-SDNY-0010403 EFTA_OO158188 EFTA01254173 Asset Allocation Disclosure and Footnotes Fixed Income ccrtains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-lo-Dale Short•Teirn GainfLoss 0.00 0.00 •903.80 Long.Term Gain/Loss 0.00 0.00 .37.401.93 Net Oath:Loss 0.00 0.00 .38,311.73 This summary excludes transactions vitere cost basis information is not available. For Your Information On June 5. 2014, the European Central Bank (the 'ECB*) introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and val reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DWS DOVERNM ENT CASH INSTL Account Number: 0000001491 Current Yield: 0.03% Activity Ending: 02/27/15 01/31115 Opening Balance 21,994,852.02 21,994,852.02 02/10115 Withdrawal MO k EY FLND REDEMPTION -2,000,000.00 19,994,852.02 02/27115 Deposit INCOME REINVEST 475.00 19,995,327.02 02127/15 Closing Balance 119,995,327.02 Total All Money Market Funds 119,995,327.02 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 475.00 000 1,044 64 0.00 Other Dividends 4.544 34 0.00 10,043.19 0.00 Total Dividends, Interest, Income and Expenses 15,019.34 10.00 111,087.83 10.00 Page 2 oft Account Number: N46-024935 Rated Cncellent tarnit it% Cio paperless t v• eY ZOO? LEPERS INC TIAL EN rOAIxerR it RATED COMMUNICATIOld CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I DA Set eleiwa. •••••••••••• Prow ,..,- SMN'/_CiA4_0OCi47S80 DB-SDNY-0010404 EFTA_00158189 EFTA01254174 Deutsche Asset & Wealth Management PO. Boa 1776. Balbmoro. MD 21203 Portfol io Holdings Account Addle/ °peeing Date Cuanty Number Sdig Cash, Money Funds, and Bank Deposits 93.00% of Portfolio Money Market DINS GOVERNM ENT CASH 16371 01131/15 19.995.327.020 0000001491 02/27/15 Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 01131115 N16021935 01102/15 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits Date Ameired Quantity Uail Cost Cod Basle Mutual Funds 7.0D% of Portfolio S MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest 02/13/13 13 t48,957.299 10.0700 03101/13 13 533.047 10.0600 01/01/13 13 591.151 10.1100 05/01/13 13 06/03/13 13 07/01/13 13 08101/13 13 09/03/13 13 Reinyeelm end to Date Total Covered Total 162,761.007 Total Mutual Funds $1,638,252.43 562.992 567.313 500.501 527.827 531.218 9,989.296 162,761.007 10.1300 10.0900 9.9700 10.0600 10.0300 9.9960 Draisre An, mono vftan Ma.zientm Mines INNIVC.AP CevIsche Sank Woo en vic. Mwbn Olk• Si,..,. Sb von Nth liter IYa veA PM 10114 P DI 41441U. OW 211409S Opening Balance Closing Balance Statement Period: 02/0112015 • 02/28/2015 Accrued Income 30-Day Current Income This Year Yield Yield 21.991.852.02 19.995.327.02 16 44 1.044 64 003% 0.03% $21,994,152.02 $19,995,327.02 $16.11 41,011.61 0.00 0.00 0.00 000 NIA MA $0.00 $0.00 $0.00 $0.00 $21,994,652.02 $19,995,327.02 $16.41 $1,014.61 Market Price Markel Value Unrealized Gain/ Lou Estimated Estimated Annual Income Yield Security Identifier: PHSX CUSP. 481211510 1,500,00080 9.8300 5.3432.46 9.8300 5,979.61 9.8300 5,703.11 9.8300 5,724.50 9.8300 1,990.00 9.8300 5,309.94 9.8300 5,328.42 9.8300 99,851.39 9.8300 1 438 262 43 $1,638,262.13 CP716.177",, URA ROIL 1,464 250 26 -35,749.74 61,817.27 4.22% 5.239 85 .122.61 22121 4.22% 5,813 99 -165.62 245.45 4.22% 5,534.21 -168.90 233.64 4.22% 5,576.98 -147.52 235.45 4.22% 4,919.93 .70.07 207.71 4.22% 5,188.54 -121.40 219.05 4.22% 5,222.17 -106.25 220.47 4.22% 98,194.27 .1,05962 4,145.56 4.22% 1,599,94030 -38,311.73 67,545.81 $1,599,940.70 -$38,311.73 $17,645.81 $1,599,910.70 -$38,311.73 $87,515.81 Page 3 of Account Number: N16421935 Rated Cmyllool Go paperless """,' Va . WK. 2007 LEPERS INC OALIMI/ NO, A IMUD COMMUNICATIONS OMN CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ..tt. 2. =7:- v e-rat-%.42:=7,= SDNY_GM_00O47581 DB-SDNY-0010405 EFTA_00158 190 EFTA01254175 Portfolio Holdings (continued) Unrealized Acaued Estimated Cost Basis Markel Vain Cainl Loss Interest Annual Income Total Portfolio Holdings $21833,579.45 $21,595,267.72 -$38,311.73 $0.00 $68,590.45 Footnotes Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.1.110-343. the Emergency Economic Stabdization Act of 2008) and are, therefore, considered " noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other secunbes in this section are securities which we 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally wit be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation (SIPC). For disclosure of rates for DWS money market funds, please visit the CMS Investments website at https //vnviv dws-investrrentscorNEN/productsfinoney-market-funds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (AN amounts shown ere in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Ucunties Bought 0 00 0 00 Securities Bought -4544.34 -10,043.19 Total Securities $0.00 Woo Total Securities -$4,544.34 -$10,043.19 Dividends and Interest $5,019.34 $11,087.83 Dividends and Interest $L00 $0.00 Cash Cash Withdrawals 0 00 0.00 Withdrawals -2.000.00000 -4.666.911.94 Total Cash $0.00 $0.00 Total Cash -$2,000,000.00 -$4,885,911.94 Money Market Funds $2,000,000.00 $4,888,911.94 Money Market Funds -$475.00 -$187,958.58 Total Credits $2,005,019.34 $4,877,999.17 Total Debits -12,005,019.34 -$4,844,911.71 lAtAkROLI Account Number: N46-024935 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 61E : Sit O N F I D AENTIAL Paget of I LveryYearSiew.2007 DMOMOMUDCOMINUNCATKM6 FWZIMINCT ...,- SDNY_GM_00047682 DB-SDNY-00 10406 EFTA_00158191 EFTA01254176 Deutsche Asset & Wealth Management PO. Boa 1776. Baltimore. MD 21203 Transactions by Type of Activity OroxsO Settlement Date Activity Type Disci'Mimi Draisre SamPoetic vftan ro....tenan wrests Corea. Gm.p Denim,. W Senn% 'Ac. Na*rt Mar HI FM ASS. 1•th I tcr lieslat. PM 10114 0 0 ) 451-7101. InSS 2.84011. °entity Statement Period: 02/0112015 • 02/2812015 Price Named Interest Amount Currency Securities Bought and Sold 02/26175 REINVEST CAS- INCOME P MORGAN FLOATING RATE INCOME FLA° SELECT SHARES 463.235 -4.511.31 USD Pi SX 162297.7720 SIRS SIRS PURCH. AT 59.81000 RD 02121 PD 02126115 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 .1,514.31 Dividends and Interest 02126115 CASH CiDADIND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 4511.31 USD PHSX 162297.7720 SIRS RD 02121 PD 02126115 02127115 MONEY MARKET FUND °WSGOUT CASH INSTL 475.00 USD INCOME RECEIVED 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 5,019.31 Cash Withdrawals and Deposits 02110115 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -2.000.000.00 USD 050999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -2,000,000.00 Money Market Funds 02110115 MONEY FUND REDEMPTION DWS GO VT CASH INSTL 2.000.000 00 LSD USD999997 02127115 MONEY MARKET FUND DWS GOUT CASH INSTL INCOME REINVESTED .475.00 LSD REINVESTMENT 233993682 Total Money Market Funds • UNITED STATES DOLLAR 0.00 1,999,525.00 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 315 PARK MEN LE 26TH FLOOR NEW YORK NY 10151 Page5oiI Account Number: N16421935 Rated excellent A,OP77tr.IFIC0:4 Go paperless Lyon. Yen Sint* 2007 DKAO ROLL 0A1000t PATO:. COMMUNICATIONS LEPERS INC CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CON F I D AENTIAL rw fleNrrat "" 000:4•••• latniallOP •••••••••• LA ••••••••••0, Mat -c SDNY_GM_00047583 DB-SDNY-0010407 EF1'A_00158192 EFTA01254177 Your Account Inform ation Tax Lot Default Disposition Method Default Method for let utual Funds FIRST IA FIRST OUT Default Melhod for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities FIRST lk FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (On): No Am orize premium on taxable bonds baud on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unicalions for electronic delivery. To register and turn off paper corn m unications. log in to your account or contact your Gienl Advisor for m ore information. Important Inform ation and Disclosures Pricing Thrs section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained horn independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for Mich a price is not available are marked "N/A' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable, however, no assurance can be made as to the accuracy. Slice interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for cedain securities, thereby overstating them. Refer to kwnv.pershing.cormbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included Si conlimations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change Si your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fury paid for in your margin account may be tent by Pershing to itself or others Si accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dolars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 6 of I Account Number N40-024935 OtiMWEncolloM Go paperless Lvery lust. 2007 TillAlt LEPERS INC CIAMMA RATCD COMMUNICATIONS DA.E CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) CON F I NTIAL "Q" (NC' SDNY_GA4_00047584 DB-SDNY-0010408 EF1'A_00158193 EFTA01254178 Deutsche Asset & Wealth Management PO. Box 1776, BPlemor•, MD 21203 Important Information and Disclosures (continued) Draisre Nana Prmaie wean, magenta, Maeats Comae CoWP Cettscht M Smoot, bic 11—*40Ploo 315 Poi Anew, Milker New ettk NY 10114 (M) 414.7M. (MI 711.095 Statement Period: 0210112016 - 0212812015 The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or bade for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the resub of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC Imes. For more detailed information please visit www.pershing.cortilstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) prompity, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and bolding; a party's abibty to have a court reverse or modify an arbitration award is very finned. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a jont request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases. a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enlace any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing US, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Page? of ? Account Number: N46-024935 Rated ENcellent OPAL! W.A.. Go paper less „- ...4t " eV Y•• • Sin" 2007 LEPERS INC •wr(D RAT( COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) C N F I DAENTIA "a"" et li a nnma Owe vc. a:at '1 ".•••••• •• •Mendeilli. -a .0c SDW_GA4_00047585 DB-SDNY-0010409 EF1'A_00158194 EFTA01254179 Deutsche Asset & Wealth Management PO. Box 1776, BoIbmora, MD 21203 Dralsre Banc P,,nle wean PA6Azigenan Wrests Cowen* G,C,P CeIrttOw W Settoon 116.84081,* 341 Fait ASS, ntluitccr lieslat. PM 10114 0 MCA-Mt WSW 7.&4091. Valuation at a Glance Account Number: N4G-02493$ Statement Period: 01/01/2015 -01/3112016 This Period Year-to-Date JEEPERS INC Beginning Account Value 326,233,218.47 326,233,218.47 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals .2,666 911.94 •2,688,911.94 ST THOMAS VI 00802 Adjusted Previous Amount Value 23,568,306.53 23,588,308.53 Dividends, Interest and Other Income 6,068.49 6,068 49 Net Chan e in Portfolio .1.811.83 •1.61183 :nd rg Accevit \la ue 323 570-63 39 323 570.763 39 Estimated Annual Income $68,110.10 Your Client Advisor: DANIEL SAM Asset Allocation Prior Yearlod Lad Period This Period %Allocation LSD Cash. Money Funds and Bank Deposits 24,881,194.32 24,681,194.32 21,994,852.02 93.31% C LSD Fixed Income 1,572.024 15 1,572,021.15 1.575,911 37 6 69% Amount Total (Pie Chart) 326,233,218.47 $26,233,216.47 123,570,763.39 100.00% See the Asset Anxation Disclosure and Footnotes section for important intotmabon regarding your Asset Allocation. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) I Please rev e ,r alixarrol Page 1 of 8 Riled (Koilla. A011868 CSF10011 Go paperless tway 00.6. 0.00, 2007 0.66060 RATCO COmmtPNICATIONS coNFIDENTTAL fxCloltiOr ottelametweersaleli trir n " SDW_GM_00047586 DB-SDNY-0010410 EF1'A_00158195 EFTA01254180 Asset Allocation Disclosure and Footnotes Fixed Income ccrtains Fixed Income Mutual Furds. Summary of Gains and Losses Realized Unrealized This Period Year•to•Dale Shod-Term GainfLoss 000 000 -1,906.26 Long-Term Gain/Loss 000 000 -55.890.46 Net Gain:Loss 0.00 0.00 -67,796.72 This summary excludes transactions where cost basis information is not available. For Your Information On June 5, 2014, the European Central Bank (the Tea') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1. 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points). and vn9 reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund OWS GOVERNM ENT CASH [NUL Account N um ber: 0000001491 Current Yield 103% Activity Ending: 01130115 01101115 Opening Balance 24,194,282.38 21,491,282.38 01102115 Deposit MONEY FUND PURCHASE 166111.94 21,661,191.32 01105115 Withdrawal MONEY FUND REDEMPTION -2,500.000.00 22,161,191.32 01109115 Withdrawal MONEY FUND /ISDN PTION -166.911.91 21,991,282.38 01130115 Deposit INCOME REIN VEST 569.61 21.991.852.02 01130116 Closing Balance $21,994,162.02 Total All Money Market Funds $21,994,662.02 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 569 64 0.00 569.64 0.00 Other Dividends 5 498.85 0.00 5.498.85 0.00 Total Dividends, Interest, Income and Expenses 16,088.49 $0.00 16,068.19 30.00 Page 2 of 8 Account Number: N46-024935 DOAN ROLI Cio paperless tweY %in" 2007 WEDS INC ONSAR RAW) COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I DAENTTAL n`a"`"a et a rall•et•raraat t" .004••••• " Met MS* SDNY_GM_00047587 DB-SDNY-0010411 EFTA_00158196 EFTA01254181 Deutsche Asset & Wealth Management PO Ciox 1776, Baltimore, MD 21203 Portfol io Holdings Gnaw* Ilam anode wean ro...itenan wrests Conn. 4,cm. tentage** Maori Mc New 114 Cake HI Fa, ASS. 1•11Mccr lieslat. PM 10114 U)4544110.111$1.170•4,11. Statement Period: 01/0112015 - 01/31/2015 Account Opening Date Quantity Number Activity Esdig Opel* Balance Closing Balance Accrued Income Income This Year 30.Day Yield Current Yield Cash, Money Funds, and Bank Deposits 93.00% of Portfolio Cash Balance 166,911 94 0.00 Money Market OW S GOVERN lit ENT CASH I NSTL 01101/15 21.994 852 020 0000001491 01/30/15 24.494 282 36 21191.852 02 1808 569.61 003% 0.03% Total Money Market $24,194,282.38 $11,994,851.01 01108 $569.64 FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 01/01/15 N4G024935 01/02115 0 00 0.00 0.00 000 N/A NIA Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $0.00 Total Cash, Money Funds, and Bank Deposits $24,661,194.32 $21,994,852.02 $18.08 $589.84 Unrealized Estimated Estimated Date Aozeired Quantity V.11 Cost Cost Basis Market Nice Markel Value Gain/ Loss Annual Income Yield Mutual Funds 7.00% of Portfolio JP M ORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Security Identifier: .PHSX CUSP. 48121L510 02/13/13 13 148,957.299 10.0700 1,500,000.00 9 7100 1,448,375.38 -53,624.62 62,264.14 1.30% 03101/13 13 533.047 10.0600 5,362.46 91100 5,175.89 -186.57 222.81 4.30% 04101/13 13 591.454 10.1100 5,979.61 9 7100 5,743.02 -236.59 24723 4.30% 05101113 13 562.992 10.1300 5,703.11 9 7100 5,466.65 -23816 235.33 4.30% 08/03/13 13 567.343 10.0900 5,724.50 9 7100 5,508.90 -215.60 237.15 4.30% 01101/13 13 500.501 9.9700 4,990.00 9.7100 4,859.86 •130.14 20921 4.30% 08101/13 13 527.827 10.0600 5,309.94 91100 5,125.19 -184.75 220.83 4.30% 09103/13 13 531.248 10.0300 5,328.42 9.7100 5,158.41 .170.01 222.06 4.30% Reinvestments to 9,528.081 10.0050 95,310.05 9 7100 92,498.0? -2.811.98 3.98110 4.30% Date Total Covered 162,291.772 1,633,108.09 1,515,911.37 -$7,796.12 67,840.46 Total 162,297.712 $1,633,708.09 $1,875,911.37 -057,796.72 $67,640.46 Total Mutual Funds $1,633,708.09 $1,575,911.37 -$57,796.72 $67,640.46 Page 3 of 8 Account Number: N46-024935 Rated [...anent LEPERS INC Go paperless Leery vas Sime 2007 Wry RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F D AENTIAL "a" ina SDW_GM_00047588 DB-SDNY-0010412 EFTA_00I58197 EFTA01254182 Portfolio Holdings (continued) Unrealized Acaued Estimated Cost Basis Markel Value Gainl toss Interest Annual Income Total Portfolio Holdings $23,628,560.11 03,570,763.39 -$57,796.72 $0.00 $68,410.10 Footnotes Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (1RC') (incorporating amendments enacted by P.1.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered " noncovered; under the new cost basis reporting rules, and marked or denoted as such. AU other securities in this section are securities which we 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis wilt be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally coil be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDICHnsured Bank Deposits are not protected by Securities Investor Protection Corporation (SIPC) For disclosure of rates for DWS money market funds, please visit the DWS Investments website at httpsliwww dws-investments.comEN/productsimoney-market-hinds-yields.rsp. Please note that all money market funds listed on the website may not be offered through us. Important Reminder for FtersNy's 2O14 IRS Forms 1099 (El, DIV, INT, OID and WC): As a reminder, by February 17, you will receive either ycw W99 form on special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting. and will provide the anticipated mail date of your 1099 form Your 1099 will be mailed no later than March 16, 2015. Fags 4 of 8 Account Number: N46-024935 Rated Excellent ',MAIL It: ,L I Go paper less t ', WY V.., Sk.4. 2007 ...t...1.........."7.?.=•— •...Z............., LEPERS INC D OAISAR RAT( COMMUNICATIONS ••••••••La •••••••••••• •••••• ,..e CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDAENTIAL "a"" SDNY_GM_00047589 DB-SDNY-0010413 EFTA_00158198 EFTA01254183 Deutsche Asset & Wealth Management PO. Boa 1776. Balbmoro, MD 21203 Gnaw e Sant Pr.ie Wealth Magagentm Weals Comae, 4 ,1,P Cetts0w Wit Mclean nt Now Wart Oltor MY, 21.0. ter lieslat. WI 10114 0 0 ) CA-73•L n•-409, Activity Summary (AR amounts shown ate en base twenty) Statement Period: 01/0112015 • 01/31/2015 Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Secunhes Bought 000 000 Secunhes Bought .5.498.85 -5 498.85 Total Securities $0.00 $0.00 Total Securities -36,498.86 .95,498.85 Dividends and Interest 96,068.49 86,068.49 Dividends and Interest $0.00 $0.00 Cash Cash Withdrawals 0 00 000 Withdrawals -2.666.91194 •2.666.911.94 Total Cash 0 . 0 0 $ 0.0 0 Total Cash -92,666,911.94 -$2,666,911.94 Money Market Funds $2,666,911.94 92,666,911.94 Money Market Funds .$167,481.58 -$167,481.56 Total Credits $2,672,900.43 92,672,980.43 Total Debits -82,839,092.37 -92,839,692.37 Transactions by Type of Activity Picots/ Settlement Date Activity Type Desaiptioe Quantity Price Accrued Interest Amaral Ourency Securities Bought and Sold 01130115 REINVEST CASH INCOME P MORGAN FLOATING RATE INCOME FUND SELECT SNARES 566 892 -5.498.85 USD Ph SX 161730.6600 SIRS SIRS PURCH. AT $9 70000 RD 01128 PO 01130115 Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -5,498.86 Dividends and Interest 01130115 MONEY MARKET FUND DWS GOVT CASH INSTL 569.64 USD INCOME RECEIVED 233993682 01/30/15 CASH DMDEND RECEIVED P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 5498.85 USD PHSX 161730.8600 SH RS RD 01128 PD 01130115 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 6,068.49 Cash Withdrawals and Deposits 01/05115 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -2 500.000 00 LSO US0999997 01109115 FEDERAL FUNDS SENT SIAORGAN CHASE BANK, -166.911.94 LSO USD999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -2,666,911.94 Page 5 GIB Account Number: WIG-024935 OMB ROLL Go paperless ..EFSEFtS I NC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CON F I DAENTIAL Rated Enconent linty Yeas Since 2007 OASOAR RATED COMMUNICATIONS %CFI MCI •••••••••AC ••••••I•IMMIRA WOW ...,- SDNY_GM_00047690 DB-SDNY-0010414 EFTA_00158199 EFTA01254184 Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Desaiptioa Cleantity Nice leaned later*. Arnold Cadency M oney M arket Funds 01102115 MONEY FUND PURCHASE CMS GOVT CASH INSTL •168,91194 USD US0999997 01105115 MONEY FUND REDEMPTION DWSGOVT CASH INSTL 2.500.000 00 USD US0999997 01109115 MONEY FUND REDEMPTION OWSGOVT CASH 'NUL 166,911 94 USD U$0999997 01130115 MONEY M APAET FUND DWSGOVT CASH INSTL INCOME REINVESTED •56964 USD REINVESTMENT 233993682 Total Money Market Funds • UNITED STATES DOLLAR 0.00 2,499,430.36 Total Value of Transactions 0.00 ,166,911.94 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SAHA 345 PARK AVENUE 26Th FLOOR KEW YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN, FIRST OUT Default Method for Stocks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (001: No Am orate premium an taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account cam m unications for electronic delivery. To register and turn off paper comm unications. log in to your account or contact your Client Advisor for m ore information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless othemise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for Mich a price is not available are marked "NM' and are omitted from the Total. Page 5 ol 8 Account Number NIG-024935 ()RAW WA l ir....... .). Rated Excel•ent Go paperless t Rate,,.... Y... %MC* 2007 :Tan F ~• ...... REFERS INC D OASCIAR RATE COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDERITIAL "nit" SONY_GM_0004 7591 DES-SDNY-0010415 EFTA 00158200 EFTA01254185 Deutsche Asset & Wealth Management PO. Boa 1776, Baltimore, MD 21203 Important Inform ation and Disclosures (continued) (*oboe 0.n' Prrume *SIP, 1474.0enan Penis Conga 477.11 C7•04ht Is* Mclean w. /10,1174 OW* 341 0.01. 020•040. Icer Ms Wet PM 10114 01454710L OLal2w09S Statement Period: 01/0112015 - 01/31/2015 Pricing (contxued) THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www.pershing.corribusiness_continuity.Mml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You we not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included n confiimations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outland in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organs ion otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling cr under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities orders: the assessment of the suitability of those transactions. where applicable: the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. AO other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. Page? of 8 °SAO ROIL Account Number: N46-024935 Rated ILKotlion1 Go paperless Ivory Year 1bf.C• 2007 LEPERS INC OASBAR ItATC0 COMMUNICATIONS • [Mal IINCI SDW_GM_00047592 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-OO1O416 EFTA_00158201 EFTA01254186 Important Information and Disclosures (continued) The Role of Pershing (continued) • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement. please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC4). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit wiwcpershing.corn/strength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (niludng unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershng. Please be advised that any oral communication should be re-conremed in writing to further protect your rights, including your rights under the Securities Investor Protection Act • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as foRows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)1134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other ir court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generaly final and biding; a party's ability to have a court reverse or modify an arbitration award is very knifed. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securnes industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)113-3330. Page Sol a Account Number: N46-024935 Rated exoollent °PAO ROO. (so paperless t • W" 2007 LEPERS INC 0AlOAR RAUL, COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIIDENTIAL ""'"Na et iariain our.+. ••••••••tin avow •••0. Peat .00 SDNY_C4.4 00047593 DB-SDNY-0010417 EFTA_00158202 EFTA01254187