P4 Deutsche Bank

P4 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Misr< Rana Prmair Weida &Warm.% Weals t wrap Gro.p Devisch4 ML Smolt. Lac lire Wn Onto HI Pan y. Anneo. )(eater J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance Account Number: Statement Period: 1210112016 -1213112016 This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,116,838.00 $1,438,785.58 6100 RED HOOK QUARTER B3 het Cash Deports and WilhdralvMs -30.000 00 .310.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,086,838.00 1,128,185.58 Dividends. Interest and Other Income 1.83011 27.492,13 het Other Activity 0 00 -2 90 het Chan in Portfolio 39.822 00 .27.783 90 nclino Account Value S1.128 490 91 $1,128 490 91 Your Client Advisor: Estimated Annual Income 524.165,22 J3SFLA SFOSPAK Asset Summary Prior Year-End Last Period This Period % Allocation Cash. Money Funds. and Bank Deposits 137.499.78 84,196.00 56,026 91 5% Equities 1 301.285 80 1.032.642,00 1.072.464 00 95% Account Total (Pie Chart) $1,438,785.58 $1,118,038.00 $1,128,490.91 100% USA° ROI I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Please review your allocation senor:holy wth your Clent Anima. Page lot 9 CON Flrekr edeisAL B0099410CSF30024 Rated tarollordi Every Vw Woo, 2007 0ALOAR RATED COMMUNICATIONS rxertimer SDNY_GM_00048824 DB-SDNY-0011648 EFTA_00 159433 EFTA01254471 Summary of Gains and Losses Realized Unrealized This Period Yearto-Date Short-Tern Gain/Loss 0.00 761 52 0.00 Long-Term Gain/Loss 000 000 49.23117 Net GalnlLoss 0.00 761.52 -69,234.77 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account d you have a deposit of foreign currency. The interest will be reported cc your Forms 1099 and/or 1042 S. These rates are subject to charge in response to market changes. and we may, in the future and based on cur normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.43% Activity Ending: 12130/16 12/01116 Opening Balance 84,196.00 84.1913.00 12/02116 Deposit MONEY FUND PURCHASE 1,260.00 85,456.00 12/05116 Deposit MONEY FUND PURCHASE 545.00 86,001.00 12/27116 Withdrawal MONEY FUND REDEMPTION -30,000.00 56,001 00 12130116 Deposit INCOME REINVEST 25.91 56.026.91 12130118 Closing Balance $58,026.91 Total All Money Market Funds $66,025.91 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 1,805.00 0.00 27,184.19 0.00 M oney Market 25.91 0.00 327.94 0.00 Expenses Feei(Foreign Securities) 000 0.00 -2.90 0.00 Total Dividends, Interest, Income and Expenses $1,830.91 $0.00 $27,489.23 30.00 1.0.0 2014 Account Nun berms Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I DAENTIAL J EPSTEIN VIC On Page 2 offi hater tscollooll Lvery Vni , M 2007 DAL OAR RATED COMMUNICATIONS rxentmer rt.X.,tra—=. 1147,...°1 SDNY_GM_00048826 DB-SDNY-00 11649 EFTA_00 159434 EFTA01254472 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Arxount Adivity Opening Date Quantity Number Ending Cash, Money Funds and Bank Deposits 5.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 12/01116 56,028.910 NIA 12130/16 Total Money Market Total Cash, Money Funds, and Bank Deposits Dale Acquired Quantity Equities 9 5.0 0% of Portfolio Common Stocks BOEING CO CON Dividend Option: Cash 10/30115 500.000 148.1280 BRISTOL M YERS SQUIBB CO COM Dividend Option: Cash 10/30115 5.000.000 66 9420 DISNEY WALT CO DISNEY CON Dividend Option: Cash 10/30115 5.000 000 114 0150 PFIZER INC COM Dividend Option: Cash 10/30115 4,200.000 34 5300 TDICENT HLDGS LTD AOR IMO115880320109d Dividend Option: Cash 10/30115 400.000 19 0180 Veit Cost Cost Basis Omisre Rant Pn.a. Werkbrawienms Pdaeals Codrage Gnat) DeAsev lath Salons W. Pa.von Olk• Na Pant Ammo. Ha I ter won ye Rr ,rev Opening Betake 84,198.00 514,196.00 04,196.00 Market Price Closing Balance 58,026.91 668,026.91 358,026.91 Market Value Statement Period: 12/01/2016 • 1 2/3112016 Awned Inume 0.00 0.00 $0.00 Unrealned Gain/ Loss Income Dis Year 327.94 632734 5327.94 31•Day Carrent Yield Yield 0.38% 0.43% Estimated Estimated Annual Income Yield °C099110CSFSO:,::: °BAH 4011 Security IdentInerflA CUSP 097023105 74,063.75 155.6800 Security Identifier: BM Y CUSIR. 110122108 334,712.00 58.4400 Security Identifier: 01S CUSP 254687106 570.072.60 104 2200 Security Identifier: PFE CUSP 717081103 145.027 72 32.4800 Security Identifier: TCEHY CUSP 880320109 1,607.00 24.2200 77.840 00 292.200 00 521.100 00 136,416 00 9,888.00 Account Number Go paperless J EP c. col. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)STEIN Vi N F I DAENTIAL 3,776,25 2.840.00 3.64% .42,512.00 7.800.00 2.66% -48,972 60 7.800 00 1.49% -8,511.72 5,376.00 3.94% 2,081.00 2128 0.21% Page 3 of 9 Mad tacollenvi (very Va. Sento 2007 DALBAR RATED COMMUNICATIONS rxenur NCI rat ttru..nr—ra, SDNY_GM_00048826 DB-SDNY-0011650 EFTA_001594135 EFTA01254473 Portfolio Holdings (continued) Unrealized Dale Acqeited Clusetfty Uait Cosi Cod Bass Market Prim Markel Value Gals( Loss Equities (continued) Common Stocks (continued) UBISOFT EN TM T SA ADR 1SW0LS9034881023 Dividend Option: Cash 10130115 Total Common Sods Total Equities Security Identifier: UBSFY CLSIP 903488102 5.000.000 6.0430 30.21530 7 0440 35.22010 5.004.30 Estimated Estimated Annual Income Yield $1,161,690.71 $1,161,690.77 $1,072,464.00 -$86,234.77 $1,072,464.00 -$89,234.77 $23,837.28 $23,837.28 Unrealized Accrued Estimated Cost Basis Market Value Gal LOU Interest Annual Income Total Portfolio Holdings 61,217,725.66 $1,128,490.91 -$89,234.77 $0.00 $24,165.22 Securities acquired before 2011 or ri retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended rIRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are deiced as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis vn0 be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit products disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. The U.S. will adopt a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T+3 to a Tt2 settlement cycle will provide faster access to sale proceeds, but it also means that funds will be due on purchase transactions earlier. This may be a good time to consider e-delivery of your account documents-including trade confirmations, account statements and more. Ask your advisor about how you can set up e-delivery. CONFIDENTIAL — PURSUANT TO FED. R CR[6,1. P. 6(e) F I DrailAL Account Number fume well Go paperless J EPSTEIN VIC stn Page 4 of 9 Mud Cmollonl LANy Ve4 Some 2'007 DALBAR RATED COMMUNICATIONS fACOU1NCI SON Y_GM_0004 8827 OB-SDNY-0011651 EFTA_00 59436 EFTA01254474 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Deshre 00 Pr,00 WeMP lAymgenan Margin Con0014.0.0 DerbOv Sank Starts W. Mao *4 00c• HS 0.0 Oise* liodber 00r We( NY 101M Activity Sum m a ry(MamouMs shown are in base cumancy) Credits This Period Debits This Period Net This Period Statement Period: 12/01/2016 • 12/31/2016 Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Sold 000 000 000 201.037 90 000 201.037.90 Total Securities $0.00 10.00 $0.00 $201,037.90 $0.00 9201,037.90 Dividends and Interest $1,830.91 $0.00 $1,630.91 $27,492.13 $0.00 $21,192.13 Fees $0.00 $0.00 $0.00 $0.00 -82.90 -82.90 Cash Wand rana's 000 -30.000.00 -30,00000 0.00 .362,500.00 -362,500.00 Deposts 000 0.00 000 52.500 00 0.00 52,500.00 Total Cash $0.00 -$30,000.00 -$30,000.00 $52,500.00 -$362,500.00 -$310,000.00 Totals $1,830.91 -$30,000.00 -$20,169.09 $281,030.03 -$362,502.90 -$61,412.91 Transactions by Type of Activity Process/ Settlement Date Activity Type Desaiptkie Quantity Price Atoned Interest Meat Comity Dividends and Interest 12101116 CASH DIVIDEND REC8VED 1200 SHRS EfIZER INC COM RD 11/11 PO 12101116 1,260.00 USO PFE 12102116 CASH DIVIDEND RECEIVED 500 SH RS BOEING CO COM RD 11111 PD 12/02116 515.00 USO BA 12130116 MONEY MARKET FUND DEUTSCHE GOVT CASH 25.91 USO INCOME RECEIVED 23399 3682 Total Dividends and Interest. U.S. DOLLARS 0.00 1,830.01 Cash Withdrawals and Deposits 12127116 FEDERAL FUNDS SEAT HSEIC RAM( USA, NA •10,00000 USD US0999997 12127116 FEDERAL FUNDS SEAT EASTERN CORP ECU -20.00000 LSO US0999997 Total Cash Withdrawalsand Deposits- U.S. DOLLARS 0.00 -30,000.00 VSAki RC)LL Account Number: Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:TEIN VIA F I =IA L Page 5 on limed excelleria (very Vsr Since 2007 0ALOAR RATED COMMUNICATIONS rxaratrwer SDNY_GM_00048828 DB-SDNY-00 11652 EFTA_00159437 EFTA01254475 Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Description Quantity Price Accrued littered Amount Currency Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 -28,169.09 USD Cash Not Yet Received Security Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends DISNEY WALT CO DIShEY COM 12/12/16 01111117 5.000.000 0.780000 Cash 3.900.00 Total Cash Not Yet Received $3,900.00 Client Service Information Your Client Advisor: EAJ JOSHUA SHOShAti 280 PARK AYE 3RD FL KEY/YORK hY 10017 Your Account Information Contact Information Telephone Number: Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestm eM Ran: RRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method. Yes Acme' market discount method lot all other bond types. Constant Yield Method Include market dimwit in income annually. No Electronic Delivery You have not selected any account corn m unctions for electronic delivery. To register and turn off paper corn m unications. log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked WA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. Wien the updated price is received from the price provider, the updated price will Page 6 of 9 Account Nun ber Clio Railed ROLL Parrless 4 E.:cones IL) BA LI L very Van taLa 2007 -* DAL BAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) jEFST "C C% F I DAENTIALt-- rxesturtraer rs LIMANWIt SW Ma* SDNY_GA4_000484329 DB-SDNY-0011653 EFTA_OO I 5943S EFTA01254476 Deutsche Bank P.O Box 1776, Baltimore, MD 212O3 Important Inform ation and Disclosures (continued) 0.41.0e Vossil n PAanair,tat Mtioets (Inger G.0., 0...tic la Bar S.W.... n< ISA Me JI,Pant Anne.. Itytk loci la Ian. Statement Period: 12/01/2016 - 12/31/2016 Pricing (cant nueCj be used in the release of the current month's statement. Prior statements viol not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an cider. Deutsche Bank proprietary iwestrnents and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default. securities that do not have a valid pricing source. and certain third-party structured products, the last available pricing will be fisted. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A kill be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The doter amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incised in connection with the execution of option transactions has been included in confimmtims previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smiler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. pm? of Account Number Go paperless bray vac. 2007 Rated Excellent, MOM, MOIL Jusrepi vica NnS - [ALIO& RA T ED CO..VALINICAMONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) F I DAMSITIA rxesurner rrel,=== ..-"nt= Ice SDNY_GM_00048830 OB-SDNY-OO11654 EFEri_00 59439 EFTA01254477 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a cleanng agreement we your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable, the rendering of investment advice, if any, to you and n general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCI. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: iintnv.pershing.comfaboutfstrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators vrill typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413.3330. Page 8 of9 Account Number UNCA Rated twalleria ORAN /KM GO paperless Et) Lvery Yea. Lace 2'007 GALLIA. RATEDCOMM TIONS CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6:78" tin F I DrErrIA rxemmer C MA,: SDNY_GM_00048931 DB-SDNY-0011655 EFrA_00159440 EFTA01254478 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) TERMS AND CONDMONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCUR INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A CONENED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TM STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST P4 ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. MEREST MID OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAX/ISLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS Cr ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC ePIERSHING1 FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR PNANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVALABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WYVVI.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NES - RULE 1307(A)(1H2/1 PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NERO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET W THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS M40 CCNOITIONS ARE UNACCEPTABLE TO YOU. RFASE NOTIFY PERSHNG IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA. JENEYCITY, W OMR ATTU LEON Den Page 909 Account Number Go paperless 2°°7 COMMUNMATIONS Rasa [scones J EPSTEIN VC BAR RA TEO F I DrwriA rxeft/rmer •—•-. —.-••••A •••c SDNY_GM_00048832 DB-SDNY-0011656 EFrA_00 159441 EFTA01254479 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Oruisev Rana Pr.. Weatn &Waren Pdaeals Coon. 6,...1) °Muni Met Sew *ern Ira *A Mc* HS Pan w. Aare& 160. I be, Ns.* ree Inv J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance Account Number: Statement Period:1110112016 -11/3012016 This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,148,971.11 $1,438,785.58 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals -100.000.00 .280.000 00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,048,971.11 1,158,785.58 Dividends. Interest and Other Income 1.93319 25.661 22 het Other Activity 0 00 -290 het Chan Portfolio 65.933 00 -67.605 90 nding Account Value 31.116 838 00 $i 116 838 00 Your Client Advisor: Estim aced Annual Income 522.243.31 CAMEL SABBA Asset Summary Cash. Money Funds. and Bank Deposits Equities Account Total (Pie Chart) USA° ROI Prior Year-End Last Period This Period 137.499.78 182,262 11 84,196 00 1 301.285 80 966.70900 1.032.642 00 $1,438,785.58 $1,148,971.11 $1,116,838.00 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) A010038/CSF30017 % Allocation 8% 92% j 100% Please review your allocation osmotically with your Client Advisor. Page lot 8 (io paperless tilk ) Us' , Year SAnce 2'007 UN DALBAR U° COMM KAU:WS Rabid faelbrA CONFIDAEWIAL SDNY_GM_000486133 DB-SDNY-0011657 EFTA 00159412 EFTA01254480 Summary of Gains and Losses Realized UlnaNtol This Period Year-to-Date Short-Term Gain!Loss 0.00 761 52 000 Long-Term Gain/Loss 000 000 -129056.77 Net DaIn/Loss 0.00 761.52 -121,056./7 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account d you have a deposit of foreign currency. The interest will be reported on your Forms 1099 andlor 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Descriptioe Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.30% Activity Ending: 11130116 11/01116 Opening Balance 182262.11 182262.11 11/02116 Deposit MONEY RAD PURChASE 1,00.00 184,162.11 11/17116 Withdrawal MONEY FUND REDEMPTION 400,00000 8446/11 11/30116 Depose INCOME REINVEST 33.89 84.196.00 11130/16 Closing Balance $84,196.00 Total All Money Market Funds $84,196.00 Income and Expense Summary Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Income Equities 1.900.00 0.00 25,359.19 0.00 Money Market 33.89 0.00 302.03 0.00 Expenses Feet(Foreign Securities) 000 0.00 -2.90 000 Total Dividends, Interest, Income and Expenses $1,933.89 $0.00 $21,656.32 $0.00 OBAN ROLL Account Number Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I L J EPSTEIN VI OfiN Page 2 of 8 Rated excellent, Lvery Vs*. Lace 2007 DAL6.01 RATED COMMUNICATIONS rxesurnaer r:..,..--tr. SDNY_GM_00048834 DB-SDNY-00 1 1658 EFTA_00159443 EFTA01254481 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings Account Opening Date Quantity plumber Cash, Money Funds, and Bank Deposits 8.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 11/01(16 84,196.000 Total Money Market Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Bait Oast Equities 92.00% of Portfolio Common Stocks BOEING CO CON Dividend Oplion: Cash 10130/15 500.000 148.1280 BRISTOL MYERS SQUIBB CO COM Dividend Option: Cash 10(30115 5,000.000 66.9420 DISNEY WALT CO DISNEY CON Dividend Oplion: Cash 10/30/15 5.000 000 114 0150 PFIZER INC COM Dividend Option: Cash 10(30/15 4 200 000 34 5300 TENCENT HUGS LTD ADR IMOU56803201094 Dividend Option: Cash 10(30115 400.000 19 0180 *Wray Ending Gram.< Rim Po.* w.ap, Itattugewto. Mantis poem G.., De.tscht Sat Smolt' tai Iles %et Cato Put 4<w& MTh I btr Opening Balance NM 11130(16 182,262.11 $112,262.11 $112,262.11 Cost Basis Market Price Closing Balance 84,196.00 $84,196.00 684,196.00 Market Value Statement Period: 1101/2016 • 11/30/2016 Accrued Income 0.00 $0.00 $0.00 Unrealized Dalai Loss I nose This Year 302.03 $302.03 $302.03 30-Day Current Yield Yield 0.30% 0.30% Estimated Estimated Annual Income Yield Went, Let t Security Identifier: BA CUSP. 097023105 74,083.75 150.5600 Stonily Identifier: BM Y CUSP. 110122108 334,712.00 56.4400 Security Identifier: DIS CUSP 254687106 570,072.60 99.1200 Security Identifier: PFE CUSP 717081103 145,027.72 32.1400 Security Identifier: TCENY CUSP 880320109 7,607.00 24.9400 75.280 00 282 200 00 495.600 00 134,988.00 9.976.00 Account Number: Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRI6,1. P. 6: steln F I DAENTIA L 1,216.25 2.180 00 2.89% 42,512.00 7.600 00 2.69% 44,47210 7,100.00 1.43% -10,039.72 5,040.00 3.73% 2,369.00 21.28 0.21% Pap 3 08 Rated 1..colionti L very Vs. IMOD 2007 DALBAR RATED COMMUNICATIONS rxemrtraer ocr.1.:7==4...“="= SDNY_GM_00048835 OB-SDNY-0011659 EFTA_00159444 EFTA01254482 Portfolio Holdings (continued) Unrealized Elate Acquired Quantity UMW Cod Bads Markel Price Markel Value Gals( Loss Equities (continued) Common Stocks (continued) =SOFT EN TM T SA ADR IRK LS90348R1023 Dividend Option: Cash 10130115 Total Common Stocks Total Equities Estimated Estimated Annual Income Yield Security Identifier: UBSFY CUSP 90348R102 5.000.000 6.0430 30.215.70 61196 34.598 00 4.382.30 $1,161,598.71 $1,101,691.77 $1,032,642.00 .S128,056.77 $1,032,642.00 -$129,056.77 $21,941.28 $21,941.28 Unrealized Aoxued Estimated Cod Bads Market Value Gain! LOU Interest Annual Income Total Portfolio Holdings $1,246,894.77 $1,116,838.00 -$129,056.77 $0.00 $22,243.31 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended PIRG") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabikzation Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non•ebrement. US taxpayers securities which have been acquired on or after their "applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on Ion 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Messages Please note the following information for Pershing's 2016 IRS Fonn 1099 (8, DIV, INT, 010 and MISC y Your form 1099 will be delivered as early as possible, beginning January 31, 2017. By February 15, you will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice wiz be sent if issuers of securities you hold have not yet provided their final tax information. It mil inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 15, 2017. Although a money market mutual fund seeks to preserve the value of your Investment at ft per share, it is possible to lose money by Investing In a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Pursuant to SEC Rule 10b.10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. t) SAN ROLL Page 4 of 8 Account Nun Or Go paperless J D . EP: Vi OISA4 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(t3 TEIN C INF I DAENTIAL Rated tacellordi Event Vs. Lace 2007 DAUM. RATED COMM UN CATIONS rxenurnaer .TC.S.traZtar..132.1?...-1 SDNY_GM_00048836 DB-SDNY-0011660 EFTA_00 159445 EFTA01254483 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Misr< Rana Pn.a. %Wain Papmernmt Pdaeals voyage 6 ,0‘P DeAsov Sat Settones Lac N,e von Ont• In Pan Anneo. 160. I be, War wet ItY 10114 Activity Summary Mil amounts shown are in base cuffency) Credits This Period Debits This Period Net This Period Statement Period: 11/01/2016 • 11/30/2016 Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Sold 000 000 000 201 037 90 000 291.037 90 Total Securities 30.00 30.00 30.00 3201,037.90 30.00 3201,037.90 Dividends and Interest 31,933.89 30.00 31,933.89 325,661.22 30.00 $26,661.22 Fees 30.00 30.00 30.00 $0.00 -T2.90 -12.90 Cash Withdrawals 0.00 400,000.00 -100,000.00 0.00 -332.50000 -332,500.00 Delimits 0.00 0.00 0.00 52.500 00 000 52,500.00 Total Cash 30.00 -000,000.00 -9100,000.00 352,500.00 .T332,500.00 -$280,000.00 Totals 31,933.89 -3100,000.00 -398,066.11 $279,199.12 -3332,502.90 -03,30330 Transactions by Type of Activity Process/ Settlement Date Activity Type Description Wanly Price Accrued Interest Amcor Dummy Dividends and Interest 11101116 CASH DIVIDEND RECEIVED 5000 SIRS BRISTOL MYERS SQUIBB CO COM RD 10107 PO 1.900 00 USO BMY 11101116 11/30116 MONEY MARKET FUAD DEUTSCHE GO VT CAS- 33.89 USD INCOME RECEIVED 23399302 Total Dividends and Interest - U.S. DOLLARS 0.00 1,933.99 Cash Withdrawals and Deposits 11/17116 FEDERAL FUNDS SENT FIRSTBANK PUERTO PE -100,000.00 USD L S0999997 Total Cash Withdrawals and Deposits- U.S. DOLLARS 0.00 -100,000.00 Total Value of Transactions 0.00 48,086.11 USD The price and quantity displayed may have been rounded. NOLL Account Now ber Go paperless J D I F I DAENT1A L. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:eh viCUK Page of 8 Rated excellent, t very Vs Woos 2'007 DALBAN RATED COMMUNICATIONS rxestirtraer SDNY_Gh4_00048837 DB-SDNY-0011661 EFTA_00159446 EFTA01254484 Cash Not Yet Received Security Record Date Payable Date Duality Held Rate Dividend Option Amount of Payment Dividends BOEING CO COM 11111116 12/02/16 500.000 I 090000 Cash 515.00 PFIZER INC COM 11111/16 12101116 4.200.000 0.300000 Cash 1.260.00 Total Cash Not Yet Received 91,805.00 Client Service Information Your Client Advisor: DAN DAAIEL SABBA 345 PARK AYR LE, 26TH FLOOR NEW YORK NY 10151.0003 Your Account Information Tax Lot Default Disposition Method Default Method lot Mutual Funds FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN RRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method include m atket discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper con m unications. log in to your account or contact your Client Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account one settlement date basis, including short positions, at the dose of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a prize is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however. pking services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wi not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts rclude several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly4raded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price viill purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last cbsing price, as well as the current bid and offer prices. Page 6 of 8 trItAll ROI{ Account Num be; Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ruN F I ID-EN-NAL IRMO tacelleria Every Year Slate 2907 DAL OAR RATED COMMUNICATIONS rxciurner rattirl===,....' SDNY_GM_00048838 DB-SDNY-0011662 EFTA_00159447 EFTA01254485 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Important Inform ation and Disclosures (continued) Ogvitoc Voslin Paamir,tat Maroets Ontiegt De.tic la Nom Secy.-an n< “nbrit Mar 14,Pant An**. noct tine tn. nv lavA Statement Period: 11/01/2016 - 11/30/2016 Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business condtions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wiwtpershing.comfbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing Inn In order to assist your introducing firm in maintaiting current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised autocratically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization othenvise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) wilt be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information The Rae of Pershing • Pershing carries your account as clearing broker pursuant to a cleahng agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and Oil any other instructions conceming your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders: the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. M other inquiries regarding your account or activity should be directed to your financial instill:bon. Your financial organization's contact information can be found on the first page of this statement Page 7 of 8 Account Num Der.- ORA', Go paperless J EPSTEIN VC CR1 F D-niesn,°‘ CONFIDENTIAL - PURSUANT TO FED. R ORIM. P. 6(e) Rated tacellerdi Lven. Vs.. Siam 2007 DALOAR RATED COMMUNCATIONS rxesurner SDNY_GM_00048839 OB-SDNY-0011663 EFrA_00159448 EFTA01254486 Important Information and Disclosures (continued) The Role of Pershing (continued) • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation ISIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vAvw.pershing.corniabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators vril typically include a minority of arbitrators %to were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 8 Account Number: GO paperless EPSTEIN VIC OrN F I D rff riAL CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) Rated [mailer.' Every Year Savote 2007 DALBAR RATED COMMUNICATIONS IXCILLINCt 1.14 •••••••• nook Perim. •••0 SDNY_GM_00048840 OB-SDNY-0011664 EFIA_00159449 EFTA01254487 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 0ruisre Rant PnnieWeahniapmgenms Maeals Coon,. 0WLD Dettsch4 lank %twos +gc Ion Onto Na Put Rama. Mb I %Cr We* Rot /IV tau J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance Account Number: Statement Period: 1010112016 -10/3112016 This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,172,963.27 81,438,785.58 6100 RED HOOK QUARTER B3 Net Cash Deposits and Wilhdrawals 0 00 -180.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,172,963.27 1,258,785.58 Dividends. Interest and Other Income 47 84 2372733 et Other Activity 0 00 -2 90 Net Chan e in Porlfolio -24,040 00 -133.538.90 nding Account Value 51.148 971 11 81 148 971 11 Your Client Advisor: Estimated Annual Income 522.209.42 CAMEL SABBA Asset Summary Prior Year-End Last Period This Period %Allocation Cash. Money Funds. and Bank Deposits 137,49978 182,214 27 182,262 11 16% Equities 1 30128580 990.749 00 966.709 00 84% Account Total file Chart) 81,438,785.58 $1,172,963.27 81,148,971.11 100% vow° 4V1, CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Please review your allocation penodicalty wall your Client Mesa. Pep 1 of 8 CONFIDG9E1 Para sAL A0102024CSP30019 Itstad Excellent Even. Year Since 2007 DALBAR RATED COMMUNICATIONS rxesurnaer SDNY_GM_00048841 DB-SDNY-0011665 EFTA_00 159450 EFTA01254488 Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Tenn GantLoss 000 761 52 0 00 Long-Term Gam/Loss 000 0 00 -191 989 77 Net Gala/Loss 0.00 781.52 -191,989.77 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account d you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adivity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.29% Activity Ending: 10131116 10/01116 Opening Balance 10/31/16 Deposit IkCOME REA VEST 182,21427 47.84 182.211 27 182262.11 10131116 Closing Balance 6182,282.11 Total All Money Market Funds 6182,262.11 Income and Expense Summary Current Period Year4o-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 0.00 0.00 23,159.19 0.00 Money Market 47.84 0.00 268.14 0.00 Expenses Feet/Foreign Securities) 0.00 0.00 -2.90 0.00 Total Dividends, Interest, Income and Expenses $47.84 $0.00 623,724.43 $0.00 OBAN ROLL Account Number: Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. ejosEPST : vICCIN F I DAENTIA L Page 2 of8 Rated tocoller4 L very v«. since 2.007 DAL BAR RATED COMMUNICATIONS rxentrwer ..'"Varre.ret SDNY_GM_00048842 DB-SDNY-00 11666 EFTA_00159451 EFTA01254489 P4 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Account Adivity Opening Date Quantity Number Ending Cash, Money Funds, and Bank Deposits 16.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 10101116 182,282.110 NIA Total Money Market Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Unit Cod Equities 8 4.0 0% of Portfolio Common Stotts BOEING CO COM Dividend Option: Cash 10130115 500.000 148.1280 BRISTOL MYERS SQUIBB CO COM Dividend Option: Cash 10130115 5.000 000 66 9420 DISNEY WALT CO DISNEY COM Dividend Option: Cash 10/30/15 5.000 000 114 0150 PFIZER INC COM Dividend Option: Cash 10130115 4.200.000 34 5300 TENCENT HUGS LTD ADR ISMI U58803201094 Dividend Option: Cash 10130115 400.000 19.0180 Orals,'. Rana Pnwair Wean lAymgenas Pdaeals Cisme 6,0.1) Dettsch4 NM Smelts W. Mee Ion Oilt• HI Part Ramo. It" I ter Opening Balance 10131116 187,711.77 $182,214.21 1182,211.27 cod Basis Market Price Closing Balance 182262 11 1162,262.11 $162,262.11 Market Value Statement Period: 1010112016 • 10/3112016 Awned Income 0.00 $0.00 $0.00 Unrealised Gain/ Loss Income Ns Year 268.14 1288.14 8288.14 30.Day Current Yield Yield 0.31% 0.29% Estimated Estimated Annual Income Yield A,:102024CSF10 ,1 OttAki ROLL Security Wenner: BA CUSP. 097023105 74,063.75 112.4300 Socially Identifies: BM Y CUSP 110122108 331,712.00 50.9100 Security Identifier: 01S CUSP 254687108 570.072.60 92.6900 Smelly Identifier: PFE CUSP 717081103 145.027 72 31.7100 Security Identifier: TCEHY CUSP. 880320109 7.607.00 26.5300 71.215 00 254.550 00 463.450 00 133,182 00 10,612.00 Account Number Go paperless J vl . EPS) TE% F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) -2,848.75 2.180.00 3.06% -80,16200 7.600.00 2.98% -106.62260 7,100.00 1.53% -11,845.72 5,040.00 3.78% 3.005.00 21.28 0.20% Page 3 of 8 listed 4nllenl (very Vest Since 2007 DALBAR RATED COMMUNICATIONS %Olt LING' SDNY_GM_00048843 DB-SDNY-00 11667 EFTA_00 159452 EFTA01254490 Portfolio Holdings (continued) Unrealized Dale Acquired Quality Unit Cod Cod Basis Market Price Markel Value Gals! Loss Eq uities (continued) Common Stocks (continued) =SOFT EN TM T SA ADR IRA US90348R1023 Dividend Option: Cash 10130115 5.000.000 6.0430 Security Identifier: UBSFY CUSP 90348R102 30.215 70 6.7400 33.700.00 3.484.30 Total Common Stocks s1,181,698.77 $986,101.00 4194,889.7T $21,941.28 Total Equities $1,161,698.77 Cost Bans $966,709.00 Market Value 4194,989.77 Unrealized Dainties: Accrued Interest $21,941.28 Estimated Annual Income Total Portfolio Holdings $1,343,960.88 $1,148,971.11 -$194,989.77 $0.00 $22,209.42 Estimated Estimated Annual Income Yield Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended CIRO") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defiled as nonrebrement US taxpayers securities which have been acquired on or after their 'applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. VIIA0 ROLL Account Number: 6o paperless j VICU N F I 1:1ENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6oa7EIN Page 4 of 8 and excellent, (very V.7.7.5.1007 2007 DAL OAR RATED COMMUNICATIONS rxemmer SDNY_GM_00048844 DB-SDNY-00116613 EFTA_00159453 EFTA01254491 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (*.awe NM km]. Weahn Munagenen Pdwals C04,04,6'04, Dettsor4 lank %twos +IL lirebrt Onto Na Pan 4y 160. Met Activity Summary (NI amounts shown are in base cunency) Credits This Period Debits This Period Net This Period Statement Period: 10/01/2016 Credits Year-to-Date Debits Year-to-Date 10/3112016 Net Year-to-Date Sewtitles ct.fi:Ies Sold 000 000 000 201.037 90 0.00 291.037.90 Total Securities 10.00 30.00 $0.00 1201,037.90 $0.00 3201,037.90 Dividends and Interest 14714 10.00 147.84 323,727.33 $0.00 $23,727.33 Fees $0.00 10.00 10.00 30.00 42.9e 42.90 Cash Witndrahas 0.00 000 000 0.00 -232,50000 -232,500.00 Deposts 0.00 000 000 52.500 00 000 52,500.00 Total Cash $0.00 10.00 30.00 352,500.00 -1232,500.00 -1180,000.00 Totals $47.34 $0.00 $47.84 $777,765.23 -1231,501.90 $44,782.33 Transactions by Type of Activity Process/ Settlement Date Activity Type Dividends and Interest 10131116 MONEY MARKET RAD DEUTSCHE GO VT CASH 47.84 USD INCOME RECBVED 233993682 Total Dividends and Interest - U.S. DOLLARS Deecripdoe Quantity Price Accrued Interest Monet Curfew,/ 0.00 47.84 Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Snooty Dividends BRISTOL N YERS SOLIDS CO COM 10107/18 11101118 0.00 47.84 USD Reoxd Crate Payable Date Quantity Held Rate Dividend Option Amount of Payment Total Cash Not Yet Received 5,000 000 0 380000 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) URI F I DrWriA L Account Number USALI paperless J EPSTEIN VI C., Cash 1 900 00 $1,900.00 Page 5 of 8 Itatod [manor. beefy %ow Since 2007 DAUM. RATO)COMMUNCATIONS rxenurtraer SDNY_GM_00048845 DB-SDNY-0011669 EFTA_00159454 EFTA01254492 Client Service information Your Client Advisor: DM DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK AY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: RRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually, No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Oient Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available. estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wi not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscelaneous foreign assets are priced via third party sources believed to be reliable. For certain securities. including thinly-traded securities. debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnvw.pershing.comlbusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities show on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, Widuding the time of execution and the name of the person from Page6 of 8 Account Number Rated tnelleria GO paperless 5" 0. 2007 JEPSTER VIPCM F I DAENTIAC-- DAL OAR RATED COMMUNICATIONS rxesiumer CONFIDENTIAL - PURSUANT TO FED. R CRINA. P. 6(e) SDN Y_GM_0004 BUB OB-SDNY-0011670 EV1:4_00159455 EFTA01254493 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Important Inform ation and Disclosures (continued) Deasfle Sint Pr...le YAP 41 n Ma na lune. Marais Conran Comp DestuN Sank Smote 4%. Mow *4 Moo HS Pia Asa. Mk I leer Wow** NY 101M Statement Period: 9/0112016 • 10/3112016 Reinvestment C.:air/riled., whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnattes previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be rekable. Pershing does not guarantee the accuracy of the information. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other nstructions concerning your account. Pershing is not responsible or fable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)113-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or it you would Ike additional copies oh the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC imits. For more detailed information please visit NWAy.pershing.corniaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. I ,MA,' >I J EPSTEIN VI olk R I D . F I D AENT IAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number. Go paperless Page 7 of 8 Illaupd [salient, Even. Yea. Slate 2007 DALBAR RATED COMMUNICATIONS rxestmser SON Y_GM_0004 8847 OB-SDNY-0011671 EFEk_00159456 EFTA01254494 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators Into were or are affiliated with the securities industry. • The rules of some arbitration forums may irnpose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum n which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Page 8 of 8 1.)8^11 901.1 Account Number: Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRI61. P. 6:78TUR1 F I DAENTIAL Rsd tacensne Ivory Year Since 2007 DALBAR RATED COMMUNICATIONS rxenurnaer , ..4 SON Y_GM_0004 8848 DB-SDNY-0011672 EFrA_00159457 EFTA01254495 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (*awe Ram Pr... vieunDapmeenan Pdaoin Cedrage6,0“) Destigiir M . SetunleraC Cilk* la Put Annie. )Muter 0 N.* leek nr ItIVA Account Number: Statement Period: 0910172016 - 0913012016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,328,676.76 31,438,73518 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals -130.000.00 -180.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,193,876.76 1,258,785.58 Dividends. Interest and Other Income 3.58011 23.67149 A el Other Activity 000 -2.90 net Chan e in Poriloli 29,29/.10 ) Your Client Advisor: Estimated Annual Income $22.161.58 CAMEL SABBA Asset Summary NM Year-End Last Period This Period %Allocation SO Cash. Money Funds and Bank Deposits 137.499.78 107,595 76 182214 27 15.53% SD Equities 1 301.285 80 1.221.081 00 990149 00 8447% Account Total (Pie Chart) 31,433,785.58 31,328,876.76 31,172,963.27 100.00% OBAB ROILI CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Please review your allocation periodically with your Client Advent Page lot 10 CON F I 6grr erleisAL BOO9BS22CSF30024 Bawd tacellenti (very year Since 2007 DAL BAR RAT 02 COMMUNCATIONS rxarturner SDNY_GM_00048849 DB-SDNY-0011673 EFTA_00I59458 EFTA01254496 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss Net GaIn/Loss This summary excludes transactions where cost basis information is not available. For Your Information 761 52 761 52 -170,949.77 761.S2 761.52 -110,949.17 The European Central Bank the 'ECG' ) and other credit institutions introduced 'negatwe interest rates'. Negative interest expense may be charged to your account it you have a deposd of foreign cirrency The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiption Amount Mace Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.31% Activity Ending: 09130116 09/01/16 Opening Balance 101,595.76 107,595.76 09102/16 Deposit MONEY FUND PURCHASE 3,00000 110,595.76 09106/16 Deposit MONEY FUND PURCHASE 515.00 111,140.76 09107/16 Withdraws MONEY FUND REDEMPTION ,105,000.00 6,140.76 09113116 Deposit MONEY FUND PURCHASE 201,037.90 207,178.66 09121/16 Withdrawal MONEY FUND REDEMPTION -25,000.00 182,178.66 09130/16 Deport INCOME REINVEST 3561 182 214 27 09130116 Closing Balance 9187,214.77 Total All Money Market Funds $t82,214.27 ncorne and Expense Summary Caries Period Year-to-Dale Taxable Nor Taxable Taxable Non Taxable Dividend Income Equities 3.545.00 0.00 23,45919 0 00 Money Market 35.61 0.00 220.30 0 CO Expenses Fees(Foreign Securities) 000 0.00 -2.90 0 CO Total Dividends, Interest, Income and Expenses 93,00.61 10.00 973,676.59 40.00 OttAit Account Number: Go paperless T CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67 8NviCe F I DAENTIAL Page 244 10 Pawed excellent Ivory Yaw Woo. 2007 DALOAR RATED COMMUNICATIONS rxemr NCI SDNCGM_000488.50 DB-SDNY-0011674 EFTA_00 159459 EFTA01254497 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings Account Adivity Opening Date Quantity Number Ending Cash, Money Funds, and Bank Deposits 16.00% of Portfolio M oney M arket DEUTSCHE GOVT CASH INSTL 09101116 182,214.270 NIA Total Money Market Total Cash, Money Funds, and Bank Deposits Dale Acquired Quantity Unit Cod Equities 84.00% of Portfolio Common Stocks BOEING CO CON Dividend Option: Cash 10130115 500.000 BRISTOL MYERS SQUIBB CO COM Dividend Option: Cash 148.1280 10130/15 5.000.000 66.9120 DISNEY WALT CO DISNEY CON Dividend Option: Cash 10/30/15 5,000 000 114 0150 PFIZER INC COM Dividend Option: Cash 10130115 4,200.000 34 5300 TDICENT HMS LTD ADR ISM; U 68803201094 Dividend Option: Cash 10/30115 400.000 19.0180 090L.U.CSFIR OBA.ti ROI t CARisre Rant AAA., Wean. PARLagenan Weals Codrage GARP WARN SA* Salons LK lire IRA Cali* la Put Ammo. Ha RAF Opening Balance 09130116 107,595.76 1101,696.76 1107,695.76 Cost Basis Market Price gostsp Balance 182,214.27 1182,214.27 1182,214.21 Market Value Statement Period: 0910112016 • 09130/2016 Maued Income 3.80 83.80 33.80 Unrealized Gold Loss WNW Ibis Year 220.30 1220.30 1220.30 36-Day Carrent Yield Yield 0.31% 0.31% Estimated Estimated Annual Income Yield Security Identifier BA CUSP 097023105 74,063 75 131.7400 Secerity Identifier:9MT CUSP 110122108 334,712.00 53.9200 Security Identifier DIS CUSP. 254687106 570.072.60 92.8600 Security Identiller PFE CUSP 717081103 145.027 72 33.8700 Severity Identifier: TCEHY CUSP. 880320109 7,607.00 21.8750 65.870 00 269.600 00 464.300 00 142,254 00 11 150 00 Account Number:CZA F I DAENTIA L Go paperless j CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(er iNvI -8,193.75 2.180,00 3.30% .65,11210 7,600 00 2.81% -105,772.60 7,100.00 1.52% -2,713.72 5,040.00 3.54% 3,543.00 21.28 0.19% Page 3 of 10 Rated Coc•Beni Lvery VAR. Since 2OO7 DALBAR RATED COMMUNICATIONS RACILL774Ct t=tra.124=4.rt SDNY_GM_000488.51 DB-SDNY-0011675 EFTA_00 159460 EFTA01254498 Portfolio Holdings (continued) Unrealized Date Acquired Quantity Unit Cost Cost Basis Market Price Markel Valle GaisfLoss Equities (continued) Common Stocks (continued) 08160FT ENTMT SA ADR Security Identifier: UBSFY ISM LS90348R1023 CLSIP 90318R102 Dividend Option: Cash 10130115 5.000.000 6.0430 30.21530 7 5150 37.575.00 7.359.30 Total Common Rods Total Equities Estimated Estimated Annual Income Yield $1.181,698.77 $1,101,698.77 $990,749.00 -$170,949.77 $990,749.00 -$170,919.77 $21,911.28 621,911.28 Unrealized Aoxued Estimated Cost Basis Market Value Gain, LOU Interest Annual Income Total Portfolio Holdings 81,343,913.04 51,172,963.27 -$170,949.77 $0.00 $22,161.58 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (IRC") (incorporating amendments enacted by P.1..110-343,11* Emergency Economic Stabilization Act of 2038) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as noneeteement. IJS taxpayers securities winch have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on lonn 1099-B for the applicable tax year in which the security is disposed. Repotting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Schedule of Realized Gains and Losses Current Period Description Date Disposed Date Acquired Designation Disposition Method I Transidios Quantity Proceeds Cost Basis Realized Gain/ Loss Short Term PFIZER INC CO M Security Identifier. 717081103 .0.9:08;•6 1Ci3115 Co,ered First In First Out 1 SELL 5.800 000 201.037 90 200276 38 761 52 Total Short Term 201,037.90 200,276.36 761.52 Total Short and Long Term 201,037.90 200,276.36 761.52 I/BALI 7C-71.1 Account Number: Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. ejosEPS: BNVICM F I DAENTIAL Page4 of 10 tscollonli Every '77.7. Slate 2007 DAL BAR RAT 02 COMMUNOLTIONS rxerarner SDNCGM_00048B.52 DB-SDNY-0011676 EFTA_00I5946 I EFTA01254499 PA Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Omisre Rant Pnwill•Weahn Parageneit Pdaeats Coon., 6 ,0‘P Destsag Mnk Smoot, +Ic wan 011it• la Pan Annus. Ita Met War int lir 101A4 Statement Period: 09/0112016 • 09/30/2016 Schedule of Realized Gains and Losses Current Period (continued) Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2038) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. AI other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a retum of capital. In addition, corporate action events may require adjustments to your original cost basis. Retum of capital information and cost basis information, as it relates to corporate actions. has been obtained from sources we believe to be re4able. Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or onhne displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consul with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shat not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defauked to First In, First Out (FIFO). Your accounts selected tax lot method will be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Messages Pursuant to the SecunDes Exchange Act of 1934. Pershing LW (Pershing). a BNY Mellon company. provides ;mini:dual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial ConcOtion is now available. On June 30, 2016. Pershing's net capital of $2.171 billion was 12.59% of aggregate debit balances and exceeded the mmimum requirements by $1.83 billion. Pershing is also required to provide the most recent Mantis! information as of this statement mailing. In accordance with this requirement, note that on July31, 2016, Pershing's net capital of $2.227 Mon was 13.17% of aggregate debit balances and exceeded the minimum requirement by $1.89 billion. A copy of the June 30, 2016, Statement of Financial Condition is available al pershingcomIstatement of financial conclition.hint You may also request a free. printed copy by caging (888)860-8510 or (201) 413-4200, option #5. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it Is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the Page of 10 L.ry Va. Siva 2'007 Account Number: Itatod [sadism Go paperless 01W WEIN VICC NDS- F IDENTIA DAUM. RATED COMMUNCATOONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) rxenunmer SDNY_GM_00048853 DB-SDNY-0011677 EFTA_00159462 EFTA01254500 Messages (continued) money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Su m m a ry (aamounisshown are in base anvency) Credits This Period Debits This Period Yet This Period Credits YearitoiDate Debits YeariteiDate Vet YearitoiDate Securities Secunties Sold 201.037 90 0.00 231 037 90 201 :3: SC 7 :: 271:3:SC Total Stultifies 1201,037.90 $0.00 1201,037.90 $201.037.90 10.00 $201.037.90 Dividends and Interest 13,580.61 $0.00 13,580.61 123.679.49 10.00 123,679.49 Fees $0.00 $0.00 $0.00 10.00 -$2.90 -$2.90 Cash Withdrawals 0.00 482.500.00 -182,500.00 0.00 .232,50010 •232.50000 Deposits 52.500.00 0.00 52.500.00 52,500.00 0.00 52.500.00 Total Cash $52,500.00 -1182,500.00 -1130,000.00 $52,500.00 -1232,500.00 -$90,000.00 Totals $257,118.51 4182,500.00 174,118.51 $277,217.39 -$232,502.90 $44,714.49 Transactions by Type of Activity Proceed Trade/ %Klement Transaction Date Date Adivity Type Description Clean*/ Prim Autied littered Moist Currency Stellfltlin Bought and Sold 09/13/16 09108116 SOLO PFIZER INC COM BKCM A PERSHING AFFILIATE MAKESA -5,800.000 34.7235 201.037.90 USD PFE MKT IN THIS SECURITY 8 ACTED AS PRINCIPAL UNSOLICITED ORDER Total Stultifies Bought and Sold • U.S DOLLARS 0.00 201,037.90 Dividends and Interest 09101116 CASH DMDENO RECBVED 10000 SIRS PFIZER INC COM RD 08105 PD 09101116 3,000.00 USD PFE 09102116 CASH DIVIDEND RECEIVED 500 SHRS BOEING CO COM RD 08112 PD 09102116 545.00 USD BA 09130116 MONEY MARKET FUND DEUTSCHE GOVT CASH 35.81 USD INCOME RECEIVED 233993882 Total Dividends and Interest • U.S. DOLLARS 9.00 3,580.81 Page& of 10 08A" Ron J EPSTEIN VI cih N F DAENT1AL CONFIDENTIAL — PURSUANT TO FED. R CRIS). P. 6(e) Account Number: Go paperless Rated taceller4 Leery Sinew 2007 DAL BAR RAT ED COMMUNOTIONS rxestortraer .71:=7:=."0..tr 'to= SDNY_GM_00048854 OB-SDNY-0011678 EFrA_00 159463 EFTA01254501 a Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 (Misr< Rota Prmair Weahn lavogenes Pdaterts Cisme 6 ,0‘P Dettsch4 la% Saloom% +Ic linv Ion Onto HI Part Ammo. 160. I be, Transactions by Type of Activity (continued) Process? Trader Settlement Transadioo Date Date Activity Type Description Nattily Statement Period: 0910112016 • 09/30/2016 Price Accrued intered Arnaud Correia/ Cash Withdrawals and Deposits 09106116 FEDERAL FL NDS RECEIVED FIRST BANCORP 18011 52.500 00 USO LS0999997 09107116 FEDERAL FLNDS SENT WELLS FARGO BANK. NA .157.500.00 USO LE:1999997 09121116 FEDERAL FUNDS SEAT EASTERN CORP FCU -2500000 USO L S0999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 ,130,000.00 Total Value of Transactions 0.00 74418.51 USD The price and quantity displayed may have been rounded. Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR KEW YORK NY 10154-0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST IN FIRST OUT Default Method for all Other Securities. FIRST IN FIRST OUT Bond Amortization Electrons: Am orlize premium on taxable bonds based on Constanl Yield Method: Yes Accrual model discount method for all other bond types Constant Yield Method Indude market discount in income annually: No Electronic Delivery You have not selected any account comet unications for electronic delivery. To register and turn off paper communications, log in to your account or corded your Client Advisor for more information. OSAO ROLL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(eE)PSTEIN VC CN D'. F I DrisrunA L page/ of10 Account Number Cio paperless Rated tacelibrill (very Year Uwe 2007 DAL OAR RATED COMMUNCA TIONS %CIL ONCE SDNY_GM_000488.55 DB-SDNY-00 11679 EFTA_00 159464 EFTA01254502 Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market prices. unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from venous pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Mere pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an cider. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to ionviv.pershing.cornibusiness_continuity.htrri for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon mitten request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held CO margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge. or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Pape of 10 Account Number. Italia excellent, OPAB ROI Go paperless br soy Von mom 2007 J EPSTEIN Vle CiN ns F I DAL1SITIA DAL OAR RATED COMMUNICATIONS rxemmer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SDNY_GM_000484156 OB-SDNY-0011680 EFrA_00159465 EFTA01254503 Deutsche Bank P.O Box 1 7 76, Baltimore, MD 21203 Important Inform ation and Disclosures (continued) Drainellim Ponin Vona n Marais teeny Gump DestuN Sank Smettes 4%. Mar *4 Cato HS Pia Aso" moo bet Wow** Mt 101M Statement Period: 09/0112016 • 09/3012016 The Role of Pershing • Pershing tames your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (0) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or Its employees and it does not supervise them. Pershing provides no imestment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account. its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable: the rendering of investment advice. if any, to you and In general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or acbvity should be directed to your financial thstilvtion. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or it you would hke additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPCO). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC knts. For more detailed information please visit: vniwpershing.conbabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally Mal and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent slated herein. The laws of the State of New York govern. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Page 9 of 10 Account Number 'laud [notion., °BAB ROLL Go paperless V.." ."C• 2007 JE D . OALBAR RAT ED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(: ) TEINVcc,n F I DAEN11)°‘12 rxesur SDNY_GM_00048857 OB-SDNY-0011681 EFrA_00 I 59466 EFTA01254504 J EPSTEIN vc cri CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6(e) TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION, RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED, OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIOOIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST LS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. MEREST MID OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS n ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE TOURED TO PERSHING LLC ePIERSHING1 FOR ANY AMOUNT, ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN RS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVFDAHE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FILANCIAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVALABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COINDISCLOSURES • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS - RULE 807(A)(1)-(2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST MECURON: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBEI0). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NB80. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. IF ANY OF THE ABOVE TERMS AND CONDITIONSARE UNACCEPTABLE TO YOU. REASE NOTIFYPERS-ENG IMMEDIATELY IN WRITING BY CERTFED MAIL TO ONE PERSHNG PLAZA JERSEY CITY. NJ 07399, ATTN' LEGAL DEPT Page 10 of 10 Account Number PaPerless I nn Year 2007 Rated Lao -Mane F I DA ANSI. UM MIMI.. 011S. NYS.. NIK SDNY_GM_00048858 OB-SDNY-0011682 EFIA_00159467 EFTA01254505 Deutsche Asset & Wealth Management P.O. Bat 1778, Babimore, MO21203 Draisre Rant Pnwe werknimaigenen Mats Codrage6,o‘p Destutg M Sectonerac. an. wan Mc* Na Put Anima. Ha !bar Mr* en /18 101..1 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance Account Number: Statement Period: 08101/2016 -0813112016 This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,445,628.15 81,438,786.58 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 -50.000 00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,445,828.15 1,388,785.58 Dividends. Interest and Other Income 1.92711 20198 88 het Other Activity 0 00 .2 90 Net Chan e in Portfolio -118.879.00 -81204 80 nding Account Value 51.328 676 76 51.328 676 76 Your Client Advisor: Estimated Annual Income 529 085 97 CAMEL SABBA Asset Summary Prior Year-End Last Period This Period %Allocation SO Cash. Money Funds and Bank Deposits 137.499.78 105168 15 107.595 76 8.10% LSD Equities 1 301 285 80 1.339.960 00 1 221 081 00 9190% [ Amount Total Mlle Chart) 51,438,78538 81,445,828.15 51,328,576.76 100.00% 118AD 8011 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIdo paperle rwr i sA A0101SinSP30011 Please review your allocation penodicalry with your Cbent Advisor. Page Id 8 Ilalad tacellend (vent Year Since 2'007 CAL MAR RATED COMMUNICATOONS IXOFIUNCI rettt -taZtt=0-=...."- re .. SMIY_GnA_000488.59 DB-SDNY-0011683 EFTA_00159468 EFTA01254506 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis information is not available. For Your Information 000 0.00 0 00 -110,894.15 0.00 -140,194.15 The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiptioe Amount Babect Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.31% Activity Ending: 08131116 07/30116 Opening Balance 105,668.15 105,868.15 08102116 Deposit MONEY FUND PURChASE 1,900.00 107,568.15 08131116 Deposit INCOME REINVEST 27.61 107,595.16 08/31116 Closing Balance 6107,696.76 Total All Money Market Funds 6107,696.76 Income and Expense Summary Current Period Year4o-Dste Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 1,900.00 000 19,911.19 0.00 II oney Market 27.61 0.00 181.69 0.00 Expenses Fees( Foreign Securities] 000 0.00 -2.90 0.00 Total Dividends, Interest, Income and Expenses $1,127.81 $0.00 $20,095.98 $0.00 UBA ROLL Account Number. Go paperless EePS : EINVICCA F I 1:1ENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: Raid [scones Lvery V095.90, 2907 DAL BAR RAT ED COMMUNICATIONS rxenurnaer Page 2 of 8 ralt.."Ltro.:.= =fly= SDNY_GM_00048860 DB-SDNY-0011684 EFrA_00159469 EFTA01254507 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Portfolio Holdings Mirky Opening Date Quantity 'lumber Balla° Cash, Money Funds, and Bank Deposits 8.00% of Portfolio Money 11 a rket DEUTSCHE GOVT CASH INST. 07130116 107,595.760 NM Total Money Market Total CS, Money Funds, and Bank Deposits Dralsev Ram Po.vieWeeknAlanirnent Minet% COM•laGro‘P Ott.s014 Wn Sel•drisC live bet CON* larseli 36•11. Opening Balance Closing Balance Statement Period: 08/011 2116 0113112116 kneed Income 'dome Wls Year 30.Day Cermet Yield Yield Dale Acquired Quantity URN Gost Equities 9 2.0 0% of Portfolio Common Stods BOEING CO CON Dividend Oplion: Cash 10130115 500.000 148.1280 BRISTOL MYERS SQUIBB CO COM Dividend Option: Cash 10130115 5 CC0.000 66 9420 DISNEY WALT CO DISNEY CON Dividend Option: Cash 10130115 5.000 000 114 0150 PFIZER INC COM Dividend Option: Cady 10130115 10,000 000 34 5300 TENCENT HMS LTD ADR ISMU58803201094 Dividend Option: Cash 10130/15 400.000 19.0180 08131116 105,668.15 107,595 76 0.00 184.69 0.30% 0.31% 1106,668.16 1107,596.76 10.00 1184.69 1105,688.15 1107,696.76 10.00 $184.68 Cost Basis Market PIKE Market Value Unrealized Gain/ Loss Estimated Estimated Annual Income Yield O8AV V, Security Identifier: BA CUSP. 097023105 74,063.75 129.4500 Stonily Identifier: BM Y CUSIP. 110122108 334,712.00 57.3900 Security Identifier: DIS CUSIP. 254687106 570,072.60 94.4600 Security Identifier: PFE CUSP. 717081103 345,304.10 34.8000 Security Identifier: TCEHY CUSP. 880320109 7.607.00 25.8900 64.725 00 .9.338.75 2.180 00 3.36% 286.950 00 •47,76200 7.600 00 2.64% 172,300 00 -97.77260 7,t00.00 1.50% 318.000 00 2.695.90 12,000.00 3.44% 10 356 00 2,149.00 21.28 0.20% Account Number: Go paperless B CONFIDENTIAL — PURSUANT TO FED. R CRIK P. 67:TUN F I DAENTIAL Page 3 of 8 Rated Caroller. Even, Veat since 2007 DAL 0All RATED COMMUNICATDONS emirateNCI 0• 99:9-tr....'",=="".. =sr= SDNY_GM_00048881 OB-SDNY-0011685 EFTA_00 159470 EFTA01254508 Portfolio Holdings (continued) Unrealized Date Acquired ()entity Unit Cost Cod Basis Market Price Markel Value GalefLoss Equities (continued) Common Stocks (continued) UBISOFT ENEMY SA ADR Security identiller: UBSFY ISA. LS90348R1023 CIAIP 90348R102 Dividend Option: Cash 10130115 5.000.000 8.0430 30.215 70 7.7500 38.750.00 8.534.30 Total Common Stocks $1,361,975.15 $1,221,081.00 -S140,894.15 Total Equities 11,361,975.15 $1,221,081.00 -S140,694.15 Estimated Estimated Mnual Income Yield $28,901.28 $28,901.28 Unrealized Aoxued Estimated Cost Basis Market Value Gainfloss Interest Mnual Income Total Portfolio Holdings $1,469,570.91 $1,328,676.76 -$140,894.15 $0.00 $29,085.97 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended PIRG") (incorporating amendments enacted by P.I.,110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section an securities which are 'covered- under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-rebrement. US taxpayers securities which have been acquired on or after their -applicable datenr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple feed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. IletAtc volt Account Num bur GO paperless MAL MS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I DA J EPSTEIN VI on Page 4 of 8 Raked tacelle L./en! Year Siva 2'007 DAL BAR RATED ODAMAUNICATIONS rxcitinaer oca.t=87—..reta SDNY_GM_00048862 DB-SDNY-0011686 EFTA_00159471 EFTA01254509 Deutsche Asset & Wealth Management PO &a 1778, Ballimore, MD 21203 Gnaw,. Ran. Pnnir sWahn maernan Pdvals «snit De.tw Nit la* ~or +.ic Mrs von Olk• la P.n. Agi~ Ha Ike, un it" nr 1011.4 Activity Summary MP amounts shown are in base currency) Credits This Period Debits This Period Net This Period Statement Period: 0810112016 • 08/31/2016 Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $1,927.61 10.00 $1,927.61 $20,099.98 $0.00 $20,098.88 Fees $0.00 10.00 $0.00 $0.00 .$2.90 .$2.90 Cash Withdrawals 000 000 000 0.00 .50 000 00 •50.00000 Total Cash $0.00 10.00 $0.00 $0.00 -$50,000.00 450,000.00 Totals 81,927.61 $0.00 $1,927.61 320,098.88 -$50,002.90 -$29,904.02 Transactions by Type of Activity Procter/ Settlement Date Activity Type Description Quantity Price Accrued Interest Moen anew Dividends and Interest 08101/16 CASH DIVIDEND RECEIVED 5000 SI-RS BRISTOL M YERS SOL 'BB CO CCM RD 07/01 PO 1,900.00 USO BUY 08101/16 08131/16 la ONEY MARKET FUND DEUSCI-E GOVT CASI- 27.61 (1W INCOME REC8VED 233993682 Total Dividends and Interest - U.S. DOLLARS 0.00 1,927.61 Total Value of Transactions 1.00 1,927.11 HD The price and quantity displayed may have been rounded. Cash Not Yet Received Security Record Date Payable Date Quantity Held Rate Dividend Optioe Amount of Payment Dividends BOUG CO COM 08112/16 09102116 500 000 1.090000 Cash 545.00 PFIZER INC CON 08105/16 09/01/16 10.000.000 0.300000 Cash 3.000.00 Total Cash Not Yet Received 23,545.00 Account Number Obl"N 4011 Go paperless J EPSTEIN VI c ". F I Da rN NAL N - CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page of 8 taalione tn." VS. Siva 2007 DAL BAR RA TED COMMUNICATIONS xenuNer SONY GM 00048863 DB-S6NY:0011687 EFTA_00159472 EFTA01254510 Client Service Information Your Client Advisor: DM, DANIEL SABRA 345 PARK AVENUE 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually. No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper coin m unications, log in to your account or contact your Qient Advisor for acre inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available. estimated prices may be used. Wien the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements MI not be revised. You should akitays request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities. including thinly4raded securities. debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products. the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any tine, and may be affected by current and future economic. political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnvw.pershing.com/business_continuky.htimil for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page 6 dB Account Number Rated tscollenil IiitAt , volt Go paperless a, Lzyjrarg 2007 um 7 J EPSTEIN VICCSN F I D-51\rilA C.' "a„— CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00048864 DB-SDNY-0011688 EFTA_OO159473 EFTA01254511 Deutsche Asset & Wealth Management PO Liox 1778, 8shemore. MO2t203 Important Inform ation and Disclosures (continued) Drala< Sim Ponle VMS ,. MMI,Nat Marais Conran Coo‘p otautv Sam smokes rk, Mee Ibri OlIce HS PH MY, nth I bet War *A Pet 10114 Statement Period: 08/01/2016 • 08/31/2016 Reinvestment (corirnued) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintairing current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reiable. Pershing does not guarantee the accuracy of the information. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitabdity of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable: the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (291)113-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit Vonw.pershing.corniabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Account Number ()PAD MOLL GO paperless Ergs), tu N F I DAEN TEAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Pagel of 8 Raid excellent, L very Year Since 2007 DAL OAR RATED COMMUNCA TIONS rxeffurtraer •ht SDNY_GM_00048865 OB-SDNY-0011689 EFrA_00159474 EFTA01254512 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact reformation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding, a party's ability to have a court reverse or modify an arbitration award is very laded. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall tie incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any lights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 1134330. Page 8 of 8 Account Number: Itated tac•000 Go paperless Inn , Von Siwa 2007 j EPSTEIN VieCN F I DIAL DAUM. RA TEO COMMUNCA T1ONS rxeranger CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00048866 OB-SDNY-0011690 Enk_00159475 EFTA01254513 Deutsche Asset & Wealth Management PO 80.• 1778. Behmore. MD 21203 0.,au'* Rant Pr.. *man PApygenmt Pdaeats Coon., 00.p Des-tsag M . Sectonerac. Yob auk* la Put Annws. Halloo Mr* wet nr,mw J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance Account Number: Statement Period: 07/0112016 - 0713112016 This Period Year-to-Date FOUNDATION INC Beginning Account Value 11,121,731.15 $1,138,785.58 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 -50100 00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,121,731.15 1,388,785.50 Dividends. Interest and Other Income 157610 18.171 27 AM Other Activity 0 00 .290 Net Change in Portfolio 20.320 10 38.671 20 nding Account Value S 1.4 4 5 6 2 8 15 51.4 5 628 15 Your Client Advisor: Estimated Annual Income 529 058 36 CAMEL SABBA Asset Summary Prior Year-End Last Period This Period %Allocation USD Cash. Money Funds and Bank Deposits 137.199.78 102,091 55 105,668 15 7.31% LSD Equities 1 301.285 80 1.319.639.60 1 339.960 00 9269% Account Total (Pie Chart) 11,138,765.58 11,121,731.15 11,115,62115 100.00% ORAI1 ROLL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIErnii paper lei sA A0099411CSP30011 Please review your allocation penodicalty with your Client Advisor. Pardee Rated Cacelleria (very Year Woes 2007 DAUM* RATED COMMUNICATIONS excitorNCI SDNY_GM_00048887 DB-SDNY-0011691 EFTA_00 159476 EFTA01254514 Summary of Gains and Losses Realised This Period Year-to-Date UintaNTS Short-Term Gam/Loss Net Galilee This summary excludes transactions where cost basis information is rot available. For Your Information 000 0.00 0 00 -22,016.16 0.00 -22,015.15 The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account it you have a deposd of foreign ccriency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes. and we may. in the future and based on cur normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Detail:Mon Amount Babece Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.30% Ac witty Ending: 07129116 07101116 Opening Balance 102,091.55 102,091.55 07129116 Dime( MONEY FLAD FLRCFASE 3,550.00 105,641.55 07129/16 Deposit IkCOME REINVEST 26.60 105.868.15 07129116 Closing Balance 9105,668.15 Total All Money Market Funds $105,668.15 Income and Expense Summary Current Period YeaFtaate Taxable Non Taxable Taxable Noo Taxable Dividend Income Equities 3.550.00 0.00 18,014.19 0.00 Money Market 26.60 0.00 157.08 0.00 Expenses Fees(Foreign Securities' 0.00 0.00 -2.90 0.00 Total Dividends, Interest, Income and Expenses $3,576.60 $0.00 $18,166.37 $0.00 Page 2 of 8 Account Number: RaNdencoller4 co paperless DOAN ROLL EPSTEIN VIC Cit<1 CALMAR MILD COMMUNCATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I DAENTIA rxesartraer SDNY_GM_000488613 DB-SDNY-0011692 EFrA_00 159477 EFTA01254515 Deutsche Asset & Wealth Management PO Boa 1778. Sallimore, MO 21203 Portfolio Holdings Accc.,-; Adiolly Opening Date Quantity 'Sumter Endleg Cash, M oney Funds, and Bank Deposits 7.00% of Portfolio Money Market DEUTSCHE GOVT CASH IN Sit. 07101116 105,668.150 NM Total Money Market Total Cash, Money Funds, and Bank Deposits Orals re. Rom POwiln rotor. saniienan Paeans Cooene 6,8.8 De.804 secte8es sic Yer1e4 0.10. JO PIA Mist 260 I Wei Opening Balance Closing Balance Statement Period: 07/0112916 • 0713112016 Awned Income Income This Year 30•Day Current Yield Yield Date Acquired Quantity Jail Cod Equities 93.00% of Portfolio Common Stocks BOEING CO CON Dividend ()pliant Cash 10130115 500.000 148.1280 BRISTOL MYERS SQUIBB CO COM Dividend Oplion: Cash 10130115 5 000.000 66 9420 DISNEY WALT CO DISNEY CON Dividend Oplion: Cash 10130115 5,000 000 114 0150 PFIZER INC COM Dividend Oplion: Cash 10130115 10,000.000 34 5300 TENCENT HUGS LTD ADR ISMI U 58803201094 Dividend Oplion: Cash 10130115 400.000 19.0180 07/29116 102,091.55 105,668.15 0.00 157.08 0.30% 0.30% 1102,091.55 1105,668.15 10.00 1157.08 1102,091.55 1105,868.15 10.00 $167.08 Cost Basis Market Pike Market Value Unrealized GM Loss Estimated Estimated Annual Income Yield Security Identifier: BA CUSP. 097023105 74,083.75 133.6600 Security Identifier:8NY CUSP. 110122108 334,712.00 71.8100 Security Identifier: DIS CUSP 254687106 570,072.60 95.9500 Security Identifier: PFE CUSP 717081103 345,301.10 36.8900 Security Identifier: TCEHY CUSP. 880320109 7.607.00 24.2000 66,830.00 -7,233.75 2.180 00 3.26% 374,050.00 39,338 00 7.600.00 2.03% 479,750.00 -90,322 60 7.100 00 117% 368,900.00 23,595.90 12.000.00 3.25% 9,680.00 2,073.00 21.28 0.21% Pap 3 of 8 Account Number: e t :, Rated taallerigi MO? 9 : ICS F : Go paperless beery v« 2007 0870 701.I. LAMAR RATED COMMUNICATIONS J EPSTEIN vicON' F I DENTIA rxcitimer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SDNY_GM_00048869 OB-SDNY-0011693 EFTA_00159478 EFTA01254516 Portfolio Holdings (continued) U. realized Dale Acquired Ousetfty Unit Cost Cost Basis Markel Price Markel Value Equities (continued) Common Stocks (continued) UBISOFT EN TM T SA ADR ISA 6930348R1023 Dividend Option: Cash 10130115 Total Common Stocks Total Equities Estimated Estimated Mnual Income Yield Staidly Identifier: U8SFY CUSP: 90348R102 5.000.000 6.0430 30.21170 8.1500 40.750.00 10.534 30 $1,361,975.16 $1,301,975.16 $1,339,960.00 422,015.15 $1,339,960.00 -$22,015.16 $28,901.28 528,901.28 Unrealized Aoxued Estimated Cost Basis Market Value Gainfloss Interest Mnual Income Total Portfolio Holdings $1,467,643.30 11,445,62815 -$22,015.15 $0.00 $29,056.36 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered under the new cost basis reporting rules are defiled as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple lured payment schedule for which a yield to maturity can be easiy determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases Into money market mutual funds processed on the sweep platform. If Article 15 of the EU Securities Financing Transactions Regulation ("SEW) is applicable to you, please refer to httpsfivmottpershing.corrd_global-assetslpdfidisclosures(pereu-article-15-info-stmtpdf for access to an information statement disclosing the risks and consequences of delivering non-cash collateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our habikties or obligations. Please contact your financial professional if you have any questions. Account Number "wax Rol I Go paperless J EPSTEIN VI OND S CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N F I DrarIAL Page 4 of 8 Rated excellent Every Vest Woo. 2007 DAL BAR RA TED COAVAUNICATIONS rxeffartraer -.-42,—*-=',:t1==tretfir SDNY_GM_00048870 DB-SDNY-00 11694 EFTA_00 159479 EFTA01254517 Deutsche Asset & Wealth Management PO Box 1778. Ballimore, MO21203 OralsiLe Rant Pnwile wean swaien..n ravens (went 6Km, Oftiscry Ma Set.mas LaC lire Rut Rini* JO Part Ratak !tarter Activity Summary (AC/ amounts shown are in base currency) Credits This Period Debits This Period Net This Period Statement Period: 0710112016 • 07/31/2016 Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $3,576.60 10.00 53,576.60 $18,171.27 $0.00 $18,171.27 Fees $0.00 $0.00 $0.00 $0.00 -$2.90 -$2.90 Cash Withdrawals 000 0.00 000 DOO -50,000.00 -50,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 -$50,000.00 -$50,000.00 Totals $3,576.60 $0.00 $3,576.60 $16,171.21 -650,00210 -131,631.63 Transactions by Type of Activity Process/ Settlement Date Activity Type Dewsiption Quantity Prim Accrued Interest Dividends and interest 07/28115 CASH DIVIDEND RECEIVED 5000 StIRS DISNEY WALT CO DISNEY COM RD 07111 PD 3 550 00 LSD DIS 07128/16 07129116 MONEY MARKET FUND DELTSChE GOVT CASh 2660 LSO INCOME RECEIVED 133993682 Total Dividends and Interest - U.S. DOLLARS Amount Currency 0.00 3,576.60 Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Stoney Dividends BRISTOL MYERS SOURS CO COM 07101/16 08101116 Record Date Payable Date 0.00 3,575.60 USD Quantity Held Rate Dividend Optics Amount of Payment Total Cash Not Yet Received (JOAO ROLL Account Number Go paperless 5.000000 0.380000 Cash 1 900 00 11,900.00 Page 5 08 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I DrwriAL J EPSTEIN VIC UR I Rated facelleria Every Vs. Lau 2007 DAL BAR RATED COMMUNCATIONS rxciarnaer SDNY_GM_00048871 DB-SDNY-00 11695 EFTA_00159480 EFTA01254518 Client Service Information Your Client Advisor: DAN DANIEL SAHA 315 PARK AVENUE, 26TH FLOOR NEW YORK NY 10151.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method far all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on tumble bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account com m umcations for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities. debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnvw.pershing.corn/business_conbnuity. hint for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wit not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page6 of 8 Account Num Der esalle Go paperless SM" 2007 J EPSTEIN DAU. RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) VIRCUN F I DargeriAc---- rxenurraer SDNY_GM_00048872 OB-SDNY-0011696 EFTA_00 I 59481 EFTA01254519 Deutsche Asset & Wealth Management P.O. Lica 1776. Baoliimore.M02t203 Important Inform ation and Disclosures (continued) 0M„ •e Sim 1.0.410 Ws Sin ma monad Marais Conran Graf ontsciv Sam smote 4%. Maw b4 Moo HS Pert AsaY, Mk Ms War *A NY 101M Statement Period: 0710112/16 • 07/3112016 Reinvestment (corilnued) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnatimis previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing Mn. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reiable. Pershing does not guarantee the accuracy of the information. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (291)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or it you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC imits. For more detailed information please visit Vonwpershing.corniabout/strength-and-stabifity. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Account kum ber Go paperless JEcsiEthvicaN F I DAEN TEAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 7 of 8 R.I.• excellent L very Year Since 2007 DALOAR RATED COMMUNICATIONS exciurtraer act 2:72..=. 1".0..ttirti SON Y_GM_00048873 DEMSDNY-0011697 EFrA_00 159482 EFTA01254520 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is tied, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399: (291) 413-3330. Page8 of 8 Account Number: Rama tacellonli IntAk, ,401L Go pipettes R• ry Veer Siva 2'007 DAL BAR RATED OOMAILIN 'CATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6josEr ie F I DrWrIA noriumer SON Y_GM_00048874 OB-SDNY-0011696 EFTA_00159483 EFTA01254521 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Nulls( , e Nn, Po.* Wei Pi PAmigeveriell 1/warn Cadent. Gro.. ofttsciv tom smote' irk, MwM estop HS Part Mist 26th I tit J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance Account Number: Statement Period: 0610112016 -1613012016 This Period Year-to-Date FOUNDATION INC Beginning Account Value 31,409,003.43 31,438,785.68 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0 00 -50,000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,409,003.43 1,388,785.58 Drvidends. Interest and Other Income 3.594.62 14.594.67 Net Other Activity -2 90 -2.90 Net Change in Potato 9.13610 1835180 nding Account Value 51 421 73' 15 51,42' '31. 15 Your Gent Advisor: Estimated Annual home $21031.76 DANIEL SABBA Asset Summary Prior Year-End Last Period This Period %Allocation LSO Cash. Money Funds and Bank Deposits 137,499.78 98 499 83 102,091.55 7.18% LSD Equities 1.301.285 80 1.310.503 60 1 319.639 60 92.82% [ Account Total (Pie Chart) 11,438,785.58 11,409,003.43 $1,421,131.15 100.00% P ease review your allocabon cer :teeny wthyotr Chant Advisor. Page 109 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) i t Raid Iacono ni 2007 Yea. IMO. B00977S2CSF30024 Cso paperless Every CONFIDENTiA eDXAertU3ALLCRArTIDC"IMUNICAT"45 .7:=.. 'scanaatvirt: ww.vor4o •••••••••••A wee wiio SDNY_GM_00048875 OB-SDNY-0011699 EFrA_00 159484 EFTA01254522 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss Net Galn1Loss This summary excludes transactions where cost basis information is not available. For Your Information 000 0.00 0 00 -42.335.55 0.00 -42,335.55 The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign cuirency. The interest wig be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaigion Amount Baboce Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.34% Activity Ending: 06130116 06101116 Opening Balance 98,499.13 91,499.83 05102116 Deposit MONEY FUND PURCHASE 3,000.00 101,499.83 06106/16 Deposit MONEY FUND PURCHASE 545.00 102,044.83 06120/16 Deposit MONEY FUND PURCHASE 21.29 102,066.12 06130116 Depodt INCOME REINVEST 25.43 102,091.55 08130116 ClosIn9 Balance S102 91.56 Total All Money Market Funds 1102,091.55 Income and Expense Summary rrent Period Year-to-Date Taxable Nos Taxable Taxable Von Taxable Dividend Income Equities 3,569.19 0.00 14,464.19 0.00 Money Market 25.43 0.00 130.48 0.00 Expenses Fess(Foreign Securities] -2.90 0.00 -2.90 0.00 Total Dividends, Interest, Income and Expenses $3,591.72 $0.00 $14,591.77 $0.00 Page 2 of 9 Account Number: 'gaud tacellordl 0977SZCSF 11 Go paperless [very %on. since 2007 MIAS ROO. CALMAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6 E" CCIN F I DriTrIA rxentmer (e) SONY_GM_0004843M3 DB-SDNY-0011700 EFTA_00159485 EFTA01254523 Deutsche Asset & Wealth Management PO. am 1776. Ballimore, MO21203 Portfolio Holdings Accent Opening Date Quantity `lumber Cash, Money Funds, and Bank Deposits 7.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 08101116 102,091.550 Total Money Market Total Cash, Money Funds, and Bank Deposits AdWily Esdieg Destine Sim IhriFtle ••••• n Mareits I crony Comp °taunt sank smote 4.t. Na. 174 Olin SO Put Asa. member Wow** WY 101M Opening Batiste Closieg Balance Statement Period: 0610112016 • 06(30/2016 Accrued Income Income This Year 30-Day Current Yield Yield NIA Date Acquired Quantity Veit Oast Equities 9 3.0 0% of Portfolio Common Stotts BOEING CO COM Dividend Option: Cash 10130115 500.000 148.1280 BRISTOL MYERS SQUIBB CO COM Dividend Option: Cash 10130115 5C00.000 66 9420 DISNEY WALT CO DISNEY COM Dividend Option: Cash 10130115 5.000 000 114 0150 PFIZER INC COM Dividend Option: Cash 10130115 10,000 000 34 5300 TENCENT HMS LTD ADR ISO L158803201091 Dividend Option: Cash 10130115 400.000 19.0180 04'0•77.:2CSF,,' 08130116 98,199.83 102,091 55 0.00 130.48 0.30% 0.34% 598,499.53 1102,091.66 80.00 5130.48 598,499.83 Cost Basis Market Price $102,091.55 Market Value 30.00 1130.48 Unrealized Gain! Loss Estimated Estimated Annual Income Yield Security Identifier: BA CUSP. 097023105 74,063.75 129.8700 64.935.00 -9,128.75 2.180.00 3.35% Stonily identifier: BM Y CUSP. 110122108 334,712.00 73.5500 367.750 00 33,038 00 7.600 00 2.06% Security Identifier: DIS CUSIP. 254687108 570.072.60 97.8200 489.100 00 80,97260 7.100 00 145% Security Identifier: PFE CUSP. 717081103 315,304.10 35.2100 352,100 00 6,795.90 12,000.00 3.40% Security Identifier: TCENY CUSP 880320109 7.607.00 22.6990 9.079.60 1,472.60 21.28 0.23% 1170A7 /4(71.1. Account Number: Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DAENTIAL J EPSTEIN VI OftR i Page 3 of 9 Naiad Guadiana (very Van Siva 2007 DAL BAN RATED COMMUNICAtIONS rxenurtraer ono,. gac OS. ralm.•77C SDNY_GM_000484377 OB-SDNY-0011701 EFTA_00 I 59486 EFTA01254524 Portfolio Holdings (continued) Unrealized Estimated Estimated Dale AD:mired Quality Urnit Cost Cost Basis Market Prim Market Value Geld Loss Mnual Income Yield. Equities (continued) Common Stocks (continued) UBISOFT ENTM T SA ADR Security Identifier: UBSFY ISINOUS9034881023 CIAIP 90348R102 Dividend Option: Cash 10130115 5.000.000 8.0430 30.215.70 7 3350 35 6T5 00 8.459.30 Total Common Rods $1,361,975.15 11,319,639.60 -$42,335.55 $28,901.28 Total Equities $1,361,975.16 11.319.639.60 -142,335.56 128,901.28 Cost Bans Market Value Unrealized Accrued Estimated Gain( Lou Interest Mnual Income Total Portfolio Holdings 11,464,066.70 $1,421,731.15 -142,335.55 10.00 129.031.76 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easiy determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. If Article 15 of the EU Securities Financing Transactions Regulation ('SEM') is applicable to you, please refer to https:/fivonv.pershing.corni_global-assetslpdfldisclosuresrper-eu-article-15-info-stmtpdf for access to an information statement disclosing the risks and consequences of delivering non-cash collateral under a relevant collateral arrangement with Pershing LLC (including a margin account). This statement does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our liabilities or obligations. Please contact your financial professional if you have any questions. , Account hum her Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e)TEth VC CR1 F I DAENTIAL J EPS Pape 4 of 9 Rated Ewan..., Every Year sine. 2007 DAL BAR RATED COMMUN CATIONS rxesurtraer SON Y_GM_00048878 OB-SDNY-0011702 EFTA_00 59487 EFTA01254525 Deutsche Asset & Wealth Management P.O. Oc 1778, Babimore, MO21203 Dmisooliantkoweweaimm.mgenen MaraisConwpG,0.4, OftiuMWASaw6r ,..c. lin.wartOnar M4PartAmmoAtalter Activity Su m m a ry (Alf amourts shown are in base currency) Credits This Period Debits This Period Net This Period Statement Period: 0610112016 • 06/30/2016 Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest $3,594.62 10.00 $3,594.62 $14,594.67 $0.00 $14,594.67 Fees $0.00 42.90 42.90 $0.00 .$2.90 .62.90 Cash I/Viridian s 000 000 0 00 000 •50.000 00 •50.900 00 Total Cash $0.00 $0.00 $0.00 $0.00 .$50,000.00 .$50,000.00 Totals $3,594.62 •$2.90 $3,591.72 $14,594.67 .$50,002.90 ,935,409.23 Transactions by Type of Activity Nast/ Settlement Date Adivi Desch ma Wand Price Accrued Interest Amount Omen Dividends and Interest 06101116 CASH DIVIDEND RECBVED 10000 SHRS PFIZER INC COM RD 05113 PD 06101116 3,000.00 1.50 PFE 06103116 CASH DIVIDEND RECEIVED 500 SH RS BO EING CO COM RD 05113 PD 06103116 545 00 USO BA 06117116 FOREIGN SECURITY DIVIDEND 400 SH RS TENCENT HLDGS LTD ADR ISMS U S8803201094 24.19 1.50 RECEIVED RD 05120 FO 06117116 ICE!. Y 0613011 6 MONEY MARKET RAD DEUTSCHE GOVT CASH 25.43 1.50 INCOME RECEIVED 233993682 Total Dividends and interest • U.S. DOLLARS 0.00 3,594.62 Fees 06117116 FEE ON FOREIGN DIVIDEND 400 SH RS TENCENT HLDGS LTD ADR ISIN9US8803201094 -2,90 USD WITHHELD AT THE SOURCE RD 05120 PD 06/17/16 TCEHY Total Fees • U.S. DOLLARS 0.00 -2.90 Total Value of Transactions 0.00 3,591.72 USD The price and quantity displayed may have been rounded. Page 5 09 litlAtt 4011 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) t rjkOin F I DAEMAL EPSTEIN Account Num ber Go paperless RatedtacolleM LvegyVn. Slate 2007 DALOARRWTO>C040AUNKATKW6 rxesurmer .11::Ltrrtra.lre.4.." SDNY_GM_00048879 DB-SDNY-00 11703 EFTA_00 159488 EFTA01254526 Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE 26Th FLOOR KEW YORK KY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including shod positions, at the dose of the statement period. The market pikes, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'NrA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wil not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly4raded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.corrabusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page 6 of 9 LIBAB ROL Account Number: Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIA/I. P. 67 EIN 'ACM F I DAMSMAL Eaton al., Lowy Vow Slate 2007 DAL BAR RA TED COMMUNCIMONS 7XCIILL7Net 117.1..."-X-rt==== rembee lye ••••••• OWN. Wilt. SVC SDNY_GM_00048880 OB-SDNY-0011704 EFEk_00159489 EFTA01254527 Deutsche Asset & Wealth Management PO Liox 1778, Um-nom MD 21203 Important Inform ation and Disclosures (continued) Dral. C ••[ a m Pon. roan mvurnent Manias I wear 6,0‘P ontsciv ML smote' int, Mow ibri011os HS Put ASSN% Mk 7,7 ROI *A AT 101M Statement Period: 06/0112016 • 06/30/2016 Reinvestment (cont;nuel) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintairing current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may relied a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Rote of Pershing • Pershing caries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or Sable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appboable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquines concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquines regarding your account or activity should be dkected to your financial institution. Your financial organization's contact information can be found on tbe first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possble circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would hke additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC6). Please note that SIPC does not protect against kiss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC imits. For more detailed information please visit www.pershing.com/aboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after recapt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted. Account Num Der. Go }Row paperless J PS TEIN vc C DS . F I DrKTIAL N CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) E — tscolleni [v., v.. Since 2007 DAL BAR RATED COMMUNICatIONS rxciturner Near 9 SONY_GM_00048881 DB-SDNY-00 11705 EFTA_00 159490 EFTA01254528 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a parry's ablity to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 9 Account Number: Rabid tacelleria ORAN 901 Go paperless (win Vow' Sinew 2OO7 DAL BAR RATED COMMUNCATIONS CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6josEr leCIN F I DrErrIA rxenurmer SDN Y_GM_0004 8882 OB-SDNY-0011706 EFTA_00 159491 EFTA01254529 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCLM. INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL, SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION 1= YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGN ACCOUNT. THIS IS A GOWNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T S AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHNG WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS Cr ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING" FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVFDArE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHNG MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVALABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING.COM/DISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NHS- RULE 607(AKIHM PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE. COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET 14 THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. RFASE NOTIFY PERS-ING IMMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA JERSEY CITY. NJ 07399, ATTN' LEGAL DEPT 08..11 MOIL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Page 9 019 Account Number ^ Red GO paperless at-vv. tacelloni-- 2007 F I DA EPSTEIN VI on •—•" essr".""".• SDNY_GM_000484193 O13-SDNY-0011707 EFrA_00 159492 EFTA01254530 Deutsche Asset & Wealth Management P.O. Boo 1778, Ba!ammo, MD 21203 J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: CAMEL SABBA Asset Summary Prior Year-End Li SD Cash. Money Funds and Bank Deposits USD Equities 137.499.78 1 301.285 80 Account Total Mlle Chart) $1,438,785.58 UPAI3 Rol I. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Dralsev Rant Pnwale wean mi.o.ongot 1.0071$ fiNe0774,0‘P 00004 sou moo oer.o. lin. yen Omar Na Put Ammo. 3601.70. Last Period 96,57597 Portfolio at a Glance Beginning Account Value het Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends. Interest and Other Income et Chan is in Portfolio Account Number: Statement Period: 05/0112016 - 0513112016 This Period $1,405,529.57 0 00 1,405,529.51 1.923.86 1.550 00 Year-to-Date 61,438,785.50 -50.000.00 1,388,785.58 11800.05 92I7 199 ncling Account Value Earn aced Annual !nom e SI 409 003 43 $1,409,003.43 This Period %Allocation 529.006.38 98,499.83 6.99% 1.308.953.60 1.310.503 60 9301% $1,405,529.57 51,409,003.43 100.00% CON Fl DIsThi X L A0098820CSF30016 ciD Please review your allocation peoodicany with yoLrebent &Mom Page of 8 Railed tnellordi Lyon, Vas. 51007 2007 DALOAk Po T CO COmmum CatiOmS rxclurNer SDNY_GM_00048884 DB-SDNY-00 11708 EFTA_00 159493 EFTA01254531 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss Nat GaIn/Loss This summary excludes transactions where cost basis information is not available. For Your Information 000 0.00 0 00 -51 471 55 0.00 -51,471.55 The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account it you have a deposd of foreign currency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiption Amount Babette Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.28% Activity Ending: 05131116 04130116 Opening Balance 96,575.97 96.575.97 05/03116 Noma MONEY FUND PURChiASE 1,900.00 98,475.97 05131116 Benoit IN CON E REIN VEST 23.86 98.499.83 05/31116 Closing Balance $98,499.93 Total All Money Market Funds 998,499.83 Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 1.900.00 0.00 10,895.00 0.00 N oney Maiket 23.86 0.00 105.05 0.00 Total Dividends, Interest, Income and Expenses 91,923.86 90.00 911,000.05 90.00 OttA.0 +Olt Account Number: Go paperless j CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: EiNvICCIN F I DENT!' L Page2 !/alit asallerei IL v., Vow' Sinew 2007 DALBAR RATED COMMUNICATIONS rxcournaer SDNY_GM_00048885 DB-SDNY-0011709 EFTA_00 159494 EFTA01254532 Deutsche Asset & Wealth Management P.O. Lica 1778, 8shimore. MO2t203 Portfolio Holdings Account Opening Date Quantity !lumber Cash, Money Funds, and Bank Deposits 7.00% of Portfolio M oney M arket DEUTSCHE GOVT CASH INSTL 04130116 98,499.830 NIA Total M only Market Total Cash, M oney Funds, and Bank Deposits Adivity EOM° Drainell•ra 1.0•110 VOIPSO MYf6!town,fpyp °taunt Sank Stueifei Nourbri Mar SO ran Asa. loth I I•r• *A Mt 101 leer M Opening Balance Closing Balance Statement Period: 0 5/91/ 211 -0513112616 Awned Income hone Ns Year 36-Day Current Yield Yield (late Acquired Equities 93.00% of Portfolio Corn mon Stocks BOEING CO COM Dividend Option: Cash 10130115 500.000 148.1280 BRISTOL MYERS SQUIBB CO COM Dividend Option: Cash 10130115 5 000.000 66 9420 DISNEY WALT CO DISNEY COM Dividend Option: Cash 10/30115 5.000 000 114 0150 PFIZER INC COM Dividend Option: Cash 10/30/16 10,000.000 34 5300 TENCENT HUGS LTD ADR IMOU53803201094 Dividend Option: Casa 1050/15 400.000 19.0180 Quantity Unit Cod 05131/16 96,575.97 98,499.83 0.00 105.05 0.28% 0.28% 06,676.97 $911499.83 $0.00 $105.06 $95,576.97 $98,499.83 $0.00 $105.06 Cod Basis Market Price Market Value Unrealized Gain! Loss Estimated Estimated Annual Income Yield OttAN Security Identifier: BA CUSP 097023105 74,063.75 128.1500 Security Identifier: BM Y CUSP. 110122108 334,712.00 71.7000 &amity Identifier: 01S CUSP. 254687106 570,072.60 99.2200 Security Identifier: PFE CUSP 717081103 345,304.10 34.7000 Secudty Identifier: TCEHY CUSP. 880320109 7.607.00 22.3090 63.075.00 .10,98815 2.180.00 3.45% 358.500 00 23,788.00 7.600.00 2.11% 496,10000 -73,972 60 7,100 00 1.43% 347.000 00 1.695.90 12,000.00 3.45% 8.923.60 1.316.60 2133 0.23% Account Number: Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6j(eEPS) TEI"C (IN F I =IA L Pap 3 of 8 Rasa tacollone Event YawSiva 2007 DAL BAR RATED COMMUNCATIONS IXCIlLINCt vats. IAA r.rr..A revet. SDNY_GM_00048886 OB-SDNY-0011710 EFrA_00 159495 EFTA01254533 Portfolio Holdings (continued) Unrealized Oate Acquired Quality Uult Cod Cod Basis Market Price Market Value Gain, Loss Equities (continued) Common Stocks (continued) UBISOFT EN TM T SA ADR LS90348R1023 Dividend Option: Cash 10130115 Total Common Stocks Total Equities Estimated Estimated Annual Income Yield Security Identifier: UBSFY CLSIP 90318R102 5.000.000 8.0430 30.21510 7 3810 35.905 00 8.689.30 $1.381,975.15 $1,310,503.80 $1,381,975.15 $1,310,503.60 -$51,471.55 -$51,471.55 $28,901.33 $28,901.33 Uareallzed Aoxued Estimated Cost Basis Market Value Gale/ Loss Intered Annual Income Total Portfolio Holdings $1,460,474.98 $1,409,003.43 -$51,471.55 $0.00 $29,006.38 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended PIRG") (incorporating amendments enacted by P.1.110-343, the Emergency Economic Stabilization Act of 2038) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-retsement. US taxpayers securities which have been acquired on or after their 'applicable date(s)r at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on lomi 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple iced payment schedule for which a yield to maturity can be easiy determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Sum m a ry (NI amounts shown are in base currency) Credits This Period Debits This Period Net Ibis Period Credits Year-to-Date Debits Year-to-Date Vet Year to.Date Dividendsand Interest 11,923.85 $0.00 11,92316 $11,000.05 $0.00 311,000.05 Cash Withdrawals 0 00 0.00 0 00 0.00 -50.000.00 -50,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 ,550,000.00 -$50,000.00 Totals $1,923.56 $0.00 $1,923.58 $11,000.08 -$50,000.00 -$38,999.96 Pape 4 of 8 MAL h MS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) O R1 F I DA Account Number 0040 00Lt Go paperless J EPSTEIN VIC Naiad Excellera (very Vs, Since 2007 DAUM. RAUOCOMMUNICATIONS rxenurrier SCINCGM_00048887 DB-SDNY-0011711 EFTA_00 159496 EFTA01254534 Deutsche Asset & Wealth Management PO Lica 1778. Ballimore, MO 21203 Transactions by Type of Activity Process/ Settlement Date Activity Type Quantity Prig Accrued Interest Amount Ogren Dividends and interest 05102116 CASH DIVIDEND RECEIVED 5000 SH RS BRISTOL MYERS SOL IBB CO COM RD 04101 PO 1.900 00 LSD BMY 05102/16 05131/16 MONEY MARKET FUND DEL TSCFE GOVT CASF 23 56 LSD INCOME RECEIVED 233993882 Total Dividends and Interest- U.S. DOLLARS Dralat Wi Pnwale Wea•n•Apmgenan wren CNN'. Gmi, OnewN ML Seclosin W. MM din Hs ON Rona. ll100/0er Weredeet WI 101M Statement Period: 05/0112016 .05/31/2016 0.00 1,923.86 Total Value of Transactions The pace and quantity displayed may have been rounded. Cash Not Yet Received 0.00 1,923.86 USO Security Retard Date Payable Dale Quantity Held Rate Dividend Option Amount of Payment Dividends BOEING CO COM PFIZER INC COM 05113116 05113/16 06103116 06/01116 500 000 10.000.000 1.090000 0.300000 Cash Cash 545 CO 3 000.00 Total Cash Not Yet Received 13,545.00 Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR NEW YORK NY 101544003 OBA0 ROLL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. ejor tbn F I DAENTIAL Account Number: Go paperless Rabid tocelleria (very Vn. Woos 2007 DAL BAR RA TED COMMUNICATIONS rxciurtraer Page 5 of 8 SDNY_GM_00048888 DB-SDNY-00 11712 EFTA_OO 159497 EFTA01254535 Your Account Information Tax Lot Default Disposition hl Method Default Method for Mutual Funds. FIRST IA FIRST OUT Default Method for Stocks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account comm unications for electronic delivery To register and turn off paper con m unications, log in to your account or contact your Oient Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS MIEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset. the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. polnical, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to NWov.pershing.comAxisiness_continuity.html for specific detais as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page 6 of 8 Account Number OttAN MOI Go paperless J EPSTEIN CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) F I DmeTTAL Rated Excellent, L very v«. Lea 2007 DAL OAR RATED COMMUNICATIONS rxeiturnaer rg.? SON Y_GM_00048889 OB-SDNY-0011713 EFT/C00159498 EFTA01254536 Deutsche Asset & Wealth Management P.O. Box 177$ Balamore, MD 21203 Important Inform ation and Disclosures (continued) ,!•Pflie wan Paamir,tat Marotts C r Int Le-tuff kn. mg,. *A Office lilts?, Annie. iloct tine tn. n't vA Statement Period: 05/01/2016 - 05/31/2016 Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to Iselt or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This animation has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC9. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC Smits. For more detailed information please visit www.pershingtorn/about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 0134330. Errors and Omissions excepted. Important Arbitration Disclosures • AI parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a part's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for they award, unless, ti an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to Page 7 of 8 Account Number Rai ea...Hefei KON,. Go paperless tnn Slat* 2007 J EPSTEIN VI CDS . F I Dan et N tikL DALBAR RATED COMMUNICATIONS rxerturraer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) in :latril=gra=%•r d •••••00.4 ••••••••••A int SDNY_GM_00048890 OB-SDNY-OO11714 EFTA_00159499 EFTA01254537 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any lights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing US, Legal Department One Pershing Plaza, Jersey City, New Jersey 07399; (201)1134330. Page 8 of 8 Account Number: Go paperless (i t 4c«.,• 4c«.,• 4c«. ,• VEIMI ROLL Lvay Year Since 2007 OALB AR RATED COMMUNCATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 6"CCIN F I DENTIA rxciurtraer rrer SDNY_GM_0004889I DB-SDNY-00 11715 EFTA_00 [59500 EFTA01254538 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 /Montt .chtne C tA.0 Drobtiv liana cwots Yaw Ibili St taloo SO NA Owe, NT lbw Mettler\ nY Account Number: Statement Period: 04101/2016 - 0413012016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,311,991.80 11,438,785.58 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 -50.000 00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,311,991.80 1,388,785.58 Dividends. Interest and Other Income 22.97 9.07619 et Change in Portfolio 93 514 81 967 03 flitting Account Value Si 405 529.57 $1,405,529.51 Eslcm aced Annual Income S28.98251 Your Client Advisor: CAMEL SABBA Asset Summary cir) Please Prior Year-End Last Period This Period %Allocation SO Cash. Money Funds and Bank Deposits 137,499.78 96,553 00 96,575 97 6.87% review your aliocaton 1.450 Equities 1 301 285 80 1.215.438.80 1 308.953 60 93.13% penoclicelty Ali your Client Mire& [ Account Total Pie Chart) 81,438,78538 81,311,991.80 $1,405,529.57 100.00% u0ALI Moll CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIEr pni er aperleix A0098587CSF30018 Page 1 of 8 Rated excellent Lvery Vs. Since 2007 OALDAR RATED COMMUNCATIONS rxenurwer SDNY_GM_00048892 DB-SDNY-0011716 EFTA_0015950 I EFTA01254539 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss Net Gain/Loss This summary excludes transactions where cost basis information is not available. For Your Information 0 00 0.00 0 00 -53,021.55 0.00 -53,021.55 The European Central Bank the 'ECG' ) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to you account it you have a deposd of foreign cirrency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiption Amount Galan Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield: 0.29% Activity Ending: 04129116 04101116 Opening Balance 96,553 00 96,553.00 04129116 Deposit INCOME RElh, VEST 22 97 96,575.97 04/29116 Closing Buena 596,575.97 Total All Money Market Funds 596,575.97 Income and Expense Summary Current Period Year-to-Dale Taxable Noe Taxable Taxable NON Taxable Dividend Income Equities 000 0.00 8.995.00 0.00 Money Market 22.97 0.00 81.19 0.00 Total Dividends, Interest, Income and Expenses 522.97 $0.00 59,076.19 50.00 Account Number: Go paperless j CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. S:TEINvIC M F I DAENTIAL Page 2 of 8 Rated Excelbrigi (very Year Since 2007 DAL DAR RA TEO COMMUNICATIONS rxciturnaer SDNY_GM_00048893 DB-SDNY-0011717 EFrA_00159502 EFTA01254540 Deutsche Asset & Wealth Management Ocw 1770, Balamore. MD 21203 Portfolio Holdings Account Adivity Opening Date Quantity Number Ending Cash, Money Funds, and Bank Deposits 7.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 04101116 96,575.970 NIA Total Money Market Total Cash, Money Funds, and Bank Deposits Dale Acquired Quantity Equities 93.00% of Portfolio Common Stocks BOEING CO CON Dividend Option: Cash 10130115 500.000 148.1280 BRISTOL MYERS SQUIBB CO COM Dividend Option: Cash 10130115 5.000.000 66 9420 DISNEY WALT CO DISNEY CON Dividend Option: Cash 10130115 5,000 000 114 0150 PFIZER INC COM Dividend Option: Cash 10130115 10,000.000 34 5300 TDICENT HMS LTD ADR ISM; US8803201094 Dividend Option: Cash 10130115 400.000 19 0180 0misre Rm. In.. *man Papygenait Weals Owen, Gnat) Des-boy MA %twos +gc Ilreverl Oat* Na Pan Ammo. Ha Me, Opening Balance Closing Balance Statement Period: 0410112016 • 04130/2016 Accrued Income Income This Year 36•Day Current Yield Yield 04129116 96,553.00 96,575.97 0.71 81 19 0.29% 0.29% $96,553.00 $96,575.97 0.71 $81.19 $96,553.00 $96,575.97 $0.71 $81.19 Veit Cod Cost Basis Market Price Markel Value Unrealized Gain! Loss Estimated Estimated Annual Income Yield k:0901387CSFIO !! UBAB ROI Security Identifier: BA CUSP 097023105 74,063.75 131.8000 Security Identifier:8MT CU$IP. 110122108 334.712 00 72.1800 Security Identifier: DIS CUSP 254687108 570.07160 103.2600 Security Identifier: PFE CUSP 717081103 345.304 10 32.7100 Security Identifier: TCEHY CUSP. 880320109 7,607.00 20.4840 67,400.00 4663.75 2.18010 3.23% 360,900.00 26,18800 7.600 00 2,10% 516,300 00 -53,77260 7,100 00 1.37% 327,100.00 -16,204.10 12,000 00 3.66% 8.193.60 586.641 21.33 0.26% Pap 3 of 8 Account Num berms Go paperless . EPS) TEI% VICOISAkR1 F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Rand Event vu. Slam 2907 DALSAR RATED COMMUNICATIONS exanurNer SDNY_GM_00048894 DB-SDNY-0011718 EFTA_00 159503 EFTA01254541 Portfolio Holdings (continued) Date Acquired Quantity Unit Cost Cod Basis Market Price Markel Valve Unrealized Gala/ Loss Estimated Estimated Annual Income Yield Equities (continued) Common Stocks (continued) =SOFT EN TM T SA ADR ISA LS90348R1023 Dividend Option: Cash 10130115 5.000.000 6.0430 Security Identifier: UBSFY CLSIP 90348R102 39215 70 5 8120 29.060.00 -1.155.70 Total Common Stocks $1,351,975.15 $1,308,953.0 -$53,021.55 $28,901.33 Total Equities 51,361,975.15 $1,308,953.50 -$53,021.55 $28,901.33 Unrealized Aoxued Estimated Cost Basis Market Value Gain( Loss Interest Annual Income Total Portfolio Holdings $1,458,551.12 $1,405,529.57 -$53,021.55 $0.00 $28,982.52 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended ('IRO") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2038) and are, therefore, considered snoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securnies in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-rebrement. US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis Will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easiy determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Sum m ary (Alt &MOUNS shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Yet Year-to-Dale Dividendsand Interest $12.97 $0.00 $12.97 $9,076.19 $0.00 $9,076.19 Cash Withdrawals 000 0.00 000 0.00 -50.000.00 -50.000.00 Total Cash $0.00 $0.00 $0.00 $0.00 -$50,000.00 -$50,000.00 Totals $22.97 $0.00 $22.17 $9,076.19 -$50,000.00 -$40,923.81 Page< °la Account Number; Rated excellent, URA!, ROI k Go paperless Bray Ve SOSO, 2007 DAL We DA TED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: TEINVICCIN F I DENTIA rxenurtraer SDNY_GM_00048896 DB-SDNY-00 1 1719 EFTA_00 159504 EFTA01254542 Deutsche Asset & Wealth Management P.O. Bat 1778, Babimore, MD21203 Transactions by Type of Activity Process/ Settlement Date Activity Dividends and Interest 04129116 MONEY MARKET FAD INCOME RECBVED 233993682 Total Dividends and interest • U.S. DOLLARS (Misr< Rana Pnwerkaniaptagenfot Pdaeals teem,. 6,0.1) Destsev ML SettongsW lire Ion Oat* In Pant Annus. 160. Me, Description Statement Period: 0410112016 • 04/30/2016 Quantity Price Accrued Interest Amount Correa DEUTSCHE GOVT CASH 22 97 LSD 0.00 22.97 Total Value of Transactions The pnce and quantity displayed may have been rounded. Cash Not Yet Received Rarity Dividends BRISTOL MYERS SQUIBS CO CO/A 04101(16 05102116 Record Date Payable Date 0.00 22.97 USD Quantity Held Rate Dividend Option Amount of Payment Total Cash Not Yet Received Client Service Information 5 000 000 0 360000 Cash 1 900 00 11,900.00 Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154-0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Plan: FIRST lk FIRST OUT Default Method for all Other Securities FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No yeAD ROI t CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) t MCI F I DESITTA L EPSTEIN Pepe S ale Account Number. Go paperless Rated f.srellenti (very V•ar Lace 2'007 DAL BAR RATED COMMUNCATOIS .reread —imna mii....m- SDNY_GM_000484396 DB-SDNY-0011720 EFTA_00 159505 EFTA01254543 Your Account Inform ation (continued) Electronic Delivery You have not selected any account com m unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor (of in ore inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked IN/A" and are ontitte4 from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to poMolo value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. %Mere inking sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements MI not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscelaneous foreign assets are priced via third party sources believed to be reliable. For certain securities. including thinly-traded securities. debt securities in default, securities that do riot have a valid pricing source, and certain third-party structured products. the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resins. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to cum irpershing.combusiness_continuriy.htM for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You mil not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be °Maned. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously fumished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margn Agreement. The right to vole your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate vice not exceed the highest interbank conversion rate identified horn customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use. Page6 of 8 ORAit vVll Account Number: Go paperless J EPSTEIN VICONNDS. F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) MUM RN:NYS Envy VAN Lace 2'007 DAL .AR RATED COMMUNICATIONS rxeffurner SDNY_GM_00048897 OB-SDNY-0011721 EFEk_00159506 EFTA01254544 Deutsche Asset & Wealth Management P.O Ocw 1778, Bahimore. MD 21203 Important Inform ation and Disclosures (continued) ()PASO( Ram min. "Arian Mantiuntat Marais Cowan 4.0.p °taunt Sank Smoot. Ac. Mew *40111ar HS Pm% as.. member Mrs** Mt 101W Statement Period: 0410112016 • 0//3012016 Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be relable. Pershing does not guarantee the accuracy of the information The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation Ii) orders for the purchase and sale of securities and other property and Oil any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the resuk of securities transactions k processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the frst page of this statement • For a description of other functions performed by Pershing please consuls the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every posstle circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financMI institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please vist iwiw.pershing.comiaboert/strength-and-stabilky. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum n which a claim is filed. • Arbitration awards are generally final and binding; a partys ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parries to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any Page 7 of 8 Account Number: (It tacellenti Ofent, ROIL GO paperless (ve Med ry Year ISM} 2907 J EPSTEIN VIC CINns- F I DrErriA DALBAR RATED COMMUNICATIONS rxerumer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Ira.= ..."" SDN Y_GM_0004 OB-SDNY-0011722 EFrA_00 159507 EFTA01254545 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 8 of 8 OftAkl ROLL Account Num hr Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F DEMIAL J EPSTEIN Itatod tnellordi Lyon.. V... W. 2007 DAL BAR RATED COMMUNICATIONS rxesurnaer SDNY_GM_00048899 DB-SDNY-00 11723 EFTA_00I59508 EFTA01254546 Deutsche Asset & Wealth Management PO 8c..• 1778. Salismore. MD 21203 °nosey Mn. krolln Wok'. mpmgenmt Mats Coerce Gb‘R CesbOx M Salons Lac. lire Vet 0111c• Na Pan anted. Haat. J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance Account Number: Statement Period: 03/0112016 - 0313112016 This Period Year-to-Date FOUNDATION INC Beginning Account Value 11,271,980.06 $1,131,716.58 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 -50.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,271,980.06 1,388,785.58 Dividends. Interest and Other Income 3.567.14 9.053 22 et Chan rein Porliotic 36.444 60 .F5 St700 nchng Account Value S1 311 99' 80 $1,311,991.80 Estimated Annual Income 528.959.55 Your Client Advisor: CAMEL SABBA Asset Allocation Prior Year-End Last Period This Period %Allocation LSD Cash. Money Funds and Bank Deposits 137A99.78 92.985 86 96,553 00 7.36% LSO Equities 1.301.285 80 1.178.994.20 1.215.438 80 9284% I Account Total (Pie Chart) $1,438,785.58 11,271,910.06 11,311,991.10 100.00% OBAP "VI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Please review your allocation penodicalry wen your Client Achnsoi Page 1 of 9 CONFIDWffisAL B009 9426CSP30024 Rated tacelbne (very Year Ube 2007 DAL BAR RATEDCO/AAIUN/CATIONS rxenurraer .177,4,4trosn'etra, SDNY_GM_00048900 DB-SDNY-00 11724 EFTA_00 159509 EFTA01254547 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gain/Loss Net GaIn/Loss This summary excludes transactions where cost basis information is not available. For Your Information 000 0.00 0 00 -146,536.3$ 0.00 -146,536.3$ The European Central Bank the 'ECG' ) and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to you account it you have a deposd of foreign cirrency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes. and we may. in the future and based on cur normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desaiptioa Amount Batumi Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num ber: 0000001493 Current Yield 0.27% Activity Ending: 03131/16 03101116 Opening Balance 92.985 86 92,985.86 03/03116 Deposit MONEY FUND PURCFASE 3.000 00 95,985.86 03107116 Deposit MONEY FUND FIJRCFASE 545.00 96,530.86 03131116 Deport INCOME REIN VEST 22.14 96,553.00 03131/16 Closing Balance $96,553.00 Total All Money Market Funds $96,553.00 Income and Expense Summary Current Period Year-toDate Taxable Noe Taxable Taxable Non Taxable Dividend Income Equines 3,545.00 0.00 8,995 00 0.00 Money Market 22.14 0.00 58.22 0.00 Total Dividends, Interest, Income and Expenses $3,567.14 $0.00 59,053.22 $0.00 URA., ROI{ Account hum ben Go nanerless J . U CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(eEP:TEI"C R I F I DAENT1AL Page 2 of 9 Rsd tocellenl Every Tom Sinew 2007 DALOAR RATEDCOMMUNICATIONS 7XOILL7NCt SDNY_GM_00048901 DB-SDNY-0011725 EFTA_00159510 EFTA01254548 Deutsche Asset & Wealth Management P.O Boa 1778, !ammo. MD 21203 Portfolio Holdings Account Adivity Opening Date Quantity !winker Esdieg Cash, Money Funds, and Bank Deposits 7.00% of Portfolio M oney M arket DEUTSCHE GOVT CASH INSTL 03101116 96,553.000 0000001493 Total M oney Market Total Cash, M oney Funds, and Bank Deposits 0euliv•e gam Pon. Wean Manarrat Vinet% C Omar 4.0.p Desitlhe Silt ri MC lays bet Moir IONA AMMO.. )MN I bcr Fa-. wet NY ItIVA Opening Balance Closing Balance Statement Period: 0310112016 - 03/31/2016 Accrued Income Income This Year 30•Day Current Yield Yield Oate Acquired Quantity WIN Cost Equities 9 3.0 0% of Portfolio Common Stocks BOEING CO COM Dividend Option: Cash 10130115 500.000 148.1280 BRISTOL MYERS SQUIBB CO COM Dividend Option: Cash 10130115 5 C00.000 66.9420 DISNEY WALT CO DISNEY COM Dividend Option: Cash 10130115 5,000 000 114 0150 PFIZER INC COM Dividend Option: Cash 10130115 10,000 000 34.5300 TENCENT HUGS LTD ADR ISIMI U 58803201094 Dividend Option: Cash 10130115 400.000 19.0180 D 'O1 2CCS F ' 03131116 92,985.86 96,553.00 0.00 58 22 0.27% 0.27% 692,916.86 $96,663.00 $0.00 $58.22 $92,985.86 696,653.00 $0.00 858.22 Cost Basis Market Noe Market Value Unrealized Gain! Loss Estimated Estimated Annual Income Yield Security Identifier: BA CUSP. 097023105 74,083.75 126.9400 63,470.00 .10,593 75 2,180.00 3.43% Security Identifier: BM Y CUSP. 110122108 334,712.00 63.8800 319,400.00 .15,312.00 7.600 00 2.37% Security Identifier: DIS CUSP. 254687106 570.072.60 99.3100 496,550.00 •73,52260 7,100.00 1.42% Security Identifier: PFE CUSP 717081103 345,304.10 29.6400 296,400.00 .48,904.10 12,000.00 4.04% Security Identifier: TCEHY CUSP 880320109 7.607.00 20.4220 8,168.80 561.60 21.33 0.28% Account Number: Cio paperless J EPSTEIN VI cihN F _ IDAENTEAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 3 of 9 Rama [moms beefy Yew Lou 2007 PURIM RATEDCOMMUNICATIONS rxesur manlisvIONS. Wit MC SCHI Y_GM_0004 8902 OB-SDNY-0011726 EFrA_00 I 5951 I EFTA01254549 Portfolio Holdings (continued) Unrealized Dale Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gals( Loss Equities (continued) Common Stocks (continued) =SOFT EN TM T SA ADM ISA. LS9034881023 Dividend Option: Cash 10130115 Total Common Stocks Total Equities Estimated Estimated Annual Income Yield Security Identifier: UBSFY CI, SIP 903488102 5.000.000 8.0430 30.21510 6 2900 31.450 00 1.234.30 $1,361,975.15 $1,381,975.16 $1,215,438.80 -$148,538.35 $1,215,438.80 .$148,636.35 $28,901.33 $28,901.33 Unrealized Aoxued Estimated Cod Bails Market Value Saint Loss Interest Annual Income Total Portfolio Holdings $1,458,521.15 $1,311,991.80 -$146,536.35 $0.00 $20.959.55 Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (RC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2038) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered' under the new cost basis reporting rules are defiled as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis vii be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases Into money market mutual funds processed on the sweep platform. Please be advised that Deutsche Investment Management Americas Inc. MI be liquidating the NY Tax Free Money Fund and Tax Free Money Fund Investment (the 'NY Tax Free Funds') and the Tax-Exempt Cakfomia Money Market Fund on or about April 8, 2016 and as such the NY Tax Free Funds and the Tax-Exempt Caldomia Money Market Fund will no longer be available as money market funds in the OBSI cash sweep program (the 'Sweep Program'). What this means for you: If you are currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund, your entire position in the applicable NY Tax Free Funds and Tax-Exempt Caifomia Money Market Fund will be automatically redeemed and the proceeds will remain as cash balances in your brokerage account. For more information about your available cash sweep options and to select a new cash sweep option you must contact your Client Advisor. If you are not currently invested in the NY Tax Free Funds or the Tax-Exempt California Money Market Fund, then this change will not affect the existing sweep for your cash balances and you do not need to contact your Client Advisor. Paget of 9 ONR1 F I D AEMIAL t- ?:(1CIALVIEDC LINCATCHS SDNY_GM_00048903 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0011727 EFTA 00159512 Account Num Der:- MaNdtscolloM . 08All ROI t GO paperiess I-7Y. Ve.'90C• 2007 O a r. EPSTEIN VIC EFTA01254550 Deutsche Asset & Wealth Management P.O. Go* 1778, Bahimore, MD 21203 M essages (continued) DesIsre Ran, Pn.. WeYn Maernalt Polwals CodraCe Dettsffie MY Sew ne.“K C•1«, la...di ~.16M I be, Wwbnar BMA Statement Period: 03/01/2016 • 03/31/2016 For more information on the cash sweep options available to you in the Sweep Program, please visit our website at http:Mwww.wealth.deutscheawm.cornfamericas/en/CashSweepOptions.htrnl and click on 'Cash Sweep Options'. Activity Summary (AU amounts shown are in base twenty) Credits This Period Debits This Period Net This Period Credits Year.to•Date Debits Year.to•Date Net Year.to•Dale Dividends and Interest $3,567.11 10.00 $3,567.11 19,053.22 $0.00 $9,053.22 Cash Witridrana's 0.00 000 000 000 40.000.00 .50 000 00 Total Cash $0.00 10.00 $0.00 $0.00 450,000.00 .150.000.00 Totals $3,567.11 10.00 11,561.11 19,053.22 450,000.00 440,946.78 Transactions by Type of Activity Process! Settlement Date Activity Type Desaiptioe ()entity Pre Accrued Interest Amalfi Demme Dividends and Interest 03102116 CASH DIVIDEND RECEIVED 10000 SH RS PFIZER INC COM RD 02105 PD 03/02/16 3.000.00 USO PFE 03/04(16 CASH DIVIDEND RECEIVED 500 SIRS BOEING CO CON RD 02/12 PD 03104116 545.00 USO BA 03131116 MONEY MARKET FUND DEUTSCHE GOUT CASH 22.11 US) INCOME RECEIVED 23399 1612 Total Dividends and Interest. U.S. DOLLARS 0.00 3,567.14 Total Value of Transactions 0.00 3,587.14 USD The price and quantity displayed may have been rounded. ?,:099126CSF3{: :,::‘ L/8..“ ROLL. F I DrITNAL Account Number: Go paperless VICUR J CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6 P40e5or9 Iteued taceMbra (very Va. Wm» 2'007 DAL BAR RATED COMMUNCATIIONS rxarturder SONY GM_00048904 DB-SINY-00 11728 EFTA_001595 13 EFTA01254551 Client Service Information Your Client Advisor: DM, DANIEL SARA 345 PARK AVENUE 267F FLOOR KEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually- No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper con m unications, log in to your amount or contact your Oient Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscelaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do riot have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and NIA will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwpershing.corn/business_continuky.htrril for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page 6 on Account Number: Go paperless VwLea e k ol Rated t mall* 2007 nii 0200 ROLL 'CC DAUM. RA T COWNIUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) % F I DENTIA rxentrwer SDNY_GM_00048905 DB-SDNY-0011729 EFTA_OO159514 EFTA01254552 Deutsche Asset & Wealth Management PO Liox 1778, 8a8imore. M021203 Important Inform ation and Disclosures (continued) Devi we Vritslin Paamir-wrat Maroets Ontfte 4.0.p De.tic la kn. storm. M. ...iv, brit Office 11)Pant Ann**. iloct tine writ n't lm •w Statement Period: 03/01/2016 - 03/31/2016 Reinvestment !continued) whom your security was purchased, may De obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing Mn. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. ft acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securties transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquines concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. M other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visa vnwrpershing.com/about/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact intonation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)4134330. Errors and Omissions excepted. Account Number Rated taaiss Mint, ROIL Go paperless L very Von Since 2'007 J EPSTEIN VICONIN F I DAENTIA DAUM. RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) rxcitimer page of 9 ?It •••••••,.•-••••••Airvi• SDNY_GM_00048906 OB-SDNY-0011730 EFIA_00 159515 EFTA01254553 Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied. (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 013-3330. Page 8 of 9 ()PAN ROI J EPSTEIN VI Oh N F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Number. Go paperless Rated excellent Ivory v«. Nam 2007 DAL OAR RATED COMMUNICATIONS rxertimer 7.4=== 1=7 SDN Y_GM_0004 8907 OB-SDNY-0011731 EFIA_001 59516 EFTA01254554 TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMNNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE Arrni INT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS r• ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX, INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING, FOR ANY AMOUNT, ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS; ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEESTW TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHINGCOM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COINDISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION HMS- RULE 607(AX1)-(2)] PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE, AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NERO). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET 84 THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS ANO THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR DUALITY OF EXECUTION PURPOSES. F ANY CIF TIE ABOVE TERMS AND CONDITIONS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERSHNG IMLEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING RADA JERSEY CITY. NJ 07399, ATTN' LEGAL DEPT T,, e4(426.7SFP:I024 OPAD ROL pg CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6: EIN NICi'NI FIDALWriAL Account Number Go paperless Page 9 o19 Italic. excellent .** DAUM; RA . TOD C724LuTocanons rxemmer Sa artrlowver....rt= "4.1= SDNY_GM_00048908 OB-SDNY-0011732 EFrA_00I 59517 EFTA01254555 Deutsche Asset & Wealth Management PO, Box 1778, Bahimore, MD 21203 Dralsre Rant Pnwevininiapmgenmt Pants Cisme G,o‘p Dettuty la* Sewnerac. lireyen 011ict laPart AMMO. 3Mhl ter Mr* wet nr iarA Account Number: Statement Period: 02/0112016 - 0212912016 J EPSTEIN VIRGIN ISLANDS Portfolio at a Glance This Period Year-to-Date FOUNDATION INC Beginning Account Value $1,280,804.01 $1,438,785.58 6100 RED HOOK QUARTER B3 het Cash Deposds and Withdrawals 0 00 -50.000.00 ST THOMAS VI 00802 Adjusted Previous Account Value 1,280,804.01 1,388,785.58 Dividends. Interest and Other Income 1.919.05 5.486 08 ?set Chan in PorlIolia -10 713 00 -122.291.60 ncling Account Value $1.271,980.06 $1,271 980 06 Estimated Annual Income 528.932 42 Your Client Advisor: CAMEL SABBA Asset Allocation Prior Year-End Lad Period This Period % Allocation LSO Cash. Money Funds and Bank Depotiis 137.499.78 91.066.81 92.985 86 731% LSD Equities 1 301.285 80 1.189.737.20 1.178.99420 9269% Account Total (Pie Chart) $1,438,785.58 $1,280,004.01 $1,271,980.06 100.00% 08A0 7011 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CON FIDIsVi iXL A0100319CSP30017 " Please review your allocation penothcalty wen yore tient/Wont Page 108 Italia Excellent Lvery Vs. LSO, 2007 DAUM. RAT U) COMMUNICATIONS 7XCILL7NC7 SDNY_GM_00048909 DB-SDNY-00 11733 EFTA_00159518 EFTA01254556 Summary of Gains and Losses Realized This Period Year-to-Date Unrealized Short-Term Gam/Loss Net GaIn/Loss This summary excludes transactions where cost basis information is not available. For Your Information 0 00 0.00 000 -182 980 95 0.00 -182,980.95 The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account 4 you have a deposd of foreign curency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desolation Amount Belem Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num bey. 0000001493 Current Yield: 0.26% Activity Ending: 02129/16 01130116 Opening Balance 91.066 81 91,06081 02/02116 Deposit MONEY FUND PURChASE 1,900 00 92,966.81 02129116 Deport INCOME REINVEST 19 05 92 985.86 02/29116 Closing Balance 892,985.86 Total All Money Market Funds 892,985.88 Income and Expense Summary Current Period Tear-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 1 900 00 0.00 5.450 00 000 Money Market 19.05 000 36 08 000 Total Dividends, Interest, Income and Expenses $1,919.05 $0.00 $5,486.08 $0.00 Page 2 of 8 Account Number: Italia [mailer/I tilitAN ROLL Go paperless (very Vs./ Slate 2'007 CALMAR RA T CO COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. gjosEPST : NvICCIN F I DENTIA rxesurtraer SDNY_GM_00048910 DB-SDNY-0011734 EFTA_001395 19 EFTA01254557 Deutsche Asset & Wealth Management ea Bat 1770. Sallimore, MD 21203 Portfolio Holdings Account Activity Opening Date Quantity !lumber Wiles Cash, Money Funds, and Bank Deposits 7.00% of Portfolio M oney M arket DEUTSCHE GOVT CASH INSTL 01130116 92,985.860 0000001493 Total M oney Market Total Cash, M oney Funds, and Bank Deposits DM'S C ••[ Sint Pr,.,,. "mall nManaluntat M e l pot r Comp °taunt sank smote 4%. Mow Irk Moo SO Pia Asa. IMP ber Rep r Mt 101M Opening Balaace Closing Balance Statement Period: 0210112116 -0212912116 Accrued Income Income Ws Year 3I.Day Current Yield Yield 02129116 Date Acquired Quantity Veit Oast Equities 93.00% of Portfolio Common Stotts BOEING CO COM Dividend Option: Cash 10130115 500.000 148.1280 BRISTOL MYERS SQUIBB CO COM Dividend Option: Cash 10130115 5 000.000 66 9420 DISNEY WALT CO DISNEY COM Dividend Option: Cash 10130115 5.000 000 114 0150 PFIZER INC COM Dividend Oplion: Cash 10130115 10,000 000 34 5300 TENCENT HUGS LTD ADR IMO U 98803201094 Dividend Option: Cash 10130115 400.000 19.0180 91,066.81 92 985 86 0.00 36.08 0.26% 0.26% 991,016.81 292,985.86 80.00 636.06 $91,066.61 $92,985.86 30.00 $36.08 Cost Basis Market Pike Market Value Unrealized Gain! Loss Estimated Estimated Annual Income Yield Security Identifier: BA CUSP. 097023105 74,083.75 118.1800 Stonily Identifier: BM Y CUSP 110122108 334,712.00 61.9300 Security Identifier: DIS CU SP. 254687108 570,072.60 95.5200 Security Identifier: PFE CUSP 717081103 345,304.10 29.6700 Security Identifier: TCENY CUSP. 880320109 7.607.00 18.2480 59,090.00 •14,973.75 2,180 00 3.68% 309,650.00 •25,06200 7,600 00 2.45% 477100 00 -92.472 60 7.100 00 148% 296,700.00 •48,604.10 12,000 00 4.04% 7,299.20 .30710 1634 0.22% Pap 3 of 8 Account Number: Y e t ). Rated tacolleria 2007 :10519CSF Go paperless (very ear Since MIA0 ROLL CALLUM RATED COMMUNICATIONS J EPSTEIN vic F I DAriTriA rxenurraer CONFIDENTIAL — PURSUANT TO FED. R CRIM, P. 6(e) SDNY_GM_00048911 OB-SDNY-0011735 EFTA_00159520 EFTA01254558 Portfolio Holdings (continued) unrealized Oate Squired Quality Wit Cod Cod Basis Market Price Market Value Bald Loss Equities (continued) Common Stocks (continued) UBISOFT EN TM T SA ADR ISWOLS90348R1023 Dividend Option: Cash 10130115 5.000.000 6.0430 Security Identiller: UBSFY CLSIP 90348,1102 30.21510 5 7310 28,855.00 .1.560.70 Total Common Stocks $1,361,975.15 $1,178,99410 -$102,980.95 $28,896.34 Total Equities $1,301,075.16 Cod Bads $1,178,994.20 Market Value -$182,980.95 Unrealized Gain( Loss Aoxued Interest $28,896.34 Estimated Annual bcome Total Portfolio Holdings $1,464,961.01 $1,271,980.06 -$182,980.95 $0.00 $28,932.42 Estimated Estimated Annual Income Yield Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended PIRG") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabikzation Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on loin 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fued payment schedule for which a yield to maturity can be easiy determined acquied on or after January 1. 2014. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Activity Sum m ary (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Vet Year-to-Date Dividends and Interest $1.9 19.05 $0.00 $1,919.05 $5,486.08 $0.00 $5,486.08 Cash Withdrawals 0 00 0 00 0 CO 0 03 -50.000.00 -50,000.00 Total Cash $0.00 $0.00 $0.00 $0.00 -150,000.00 -$50,000.00 Totals $1,919.05 $0.0D $1,919.05 $5,486.08 -$50,000.00 -$44,513.12 Page 4 of 8 VSAN ROLL Account Number: Go paperless h CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:76" Cti N F I DAENTIAL listed tscollonli (vey Year Since 2007 DAUM. RATED COMMUMCATIONS rxerturraer SDNY_GM_00048912 DB-SDNY-0011736 EFTA 00159521 EFTA01254559 Deutsche Asset & Wealth Management P.O. Bat 1778, Babimore, MO21203 Transactions by Type of Activity Process/ Settlement Date Activity Desaiptioa Dividends and interest 02101(16 CASH DIVIDEND RECEIVED 5000 SH RS BRISTOL MYERS SQL IBB CO COM RD 01104 PO BMY 02101/16 Dralsre Ran. Pr.!. Weatn PAP•agenent Pdaeals CodrageG,o‘P Dettsev M Sew lire wan Onto Na Pan Annus. tauMet War wet liY 1011.4 02/29116 MONEY MARKET RAD INCOME RECBVED 233993682 DEL TSCFE GOVT CAB! Statement Period: 0210112016 • 02/29/2016 Quantity Price Accrued Interest Amount DJrren 1.900 00 LSD 19 05 LSD Total Dividends and Interest- U.S. DOLLARS 0.00 1,919.05 Total Value of Transactions The pace and quantity displayed may have been rounded. Cash Not Yet Received 0.00 1,919.05 USD Security Record Date Payable Dale Quantity Held Rate Dividend Option Amount of Payment Dividends BOEING CO COM PFIZER INC COM 02112/16 02105/16 novie 03/02116 500.000 10.000.000 1.090000 0.300000 Cash Cash 545 CO 3 000 00 Total Cash Not Yet Received 73,545.00 Client Service Information Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE. 26TH FLOOR KEW TOW NY 10154.0003 MIAO Rol CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6 ( jeEPS) TEI"CEM F I DAarnAL Account Num ber. do paperless Pepe 5 of 8 Rated [mallard, L....my Year Since 2007 DAL BAR RATED COMMUNCATIONS rxeirturmer SDNCGM_00048913 DB-SDNY-0011737 EFTA_DO 159522 EFTA01254560 Your Account Information Tax Lot Default Disposition M ethod Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually. No Electronic Delivery You have not selected any account comm unications for electronic delivery To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked IVA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfoio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are piked via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset. the current price will purge and MA will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EM) and estimated annual yield (EAY) figures are estimates and for intonational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any tine, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading. Or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to VAYlv.pershing.comAxisiness_continuity.htrri for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously finished to you. A summary of this information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing firm in maintaining current background and financial intonation conceming your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional intonation regarding this procedure is available upon written request to your introducing firm. Page 6 of 8 ORA1t VC)11. Account Num Der. Go nanerless CONFIDENTIAL - PURSUANT TO FED. R CRIC,1. P. 6(e) colt F I DArNTIAL Rs. [molls M Event Year Slam 2007 MUM. RAT CO COMMUNICATIONS rxesturnser ./Tatur•-=. 1C.A..== SON Y_GM_0004 8914 OB-SDNY-0011738 EFTA_00159523 EFTA01254561 Deutsche Asset & Wealth Management P.O Boa 1778, Skidmore, MO 21203 Important Inform ation and Disclosures (continued) Baffle Nm .r,.,,' WA Ir Manali'vrn Manirt$ teeny Comp oeautit Sank kW Coes 4%. Na. *0 Moo 30 PIA AM*. I nmoor 0rweitit 101M Statement Period: 0210112016 • 02/2812016 Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the tens outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaricaty convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be rekable. Pershing does not guarantee the accuracy of the information The Role of Pershing • Pershing caries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other intructions conceming your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees arid it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you wilt not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial knoll:bon. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or il you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC knits. For more detailed information please visit vnwtpashingtorniaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally Mal and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their award, unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to Pagel of 8 Account Number Rated v...11ent, um, M 2007 DALBAR RATE000MMUMCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6josEr N VeCKI FIDG°AniEri PaPerieri rxarartraer Pa•Nr. taC weer IS rent OM SDNY_GM_00048915 DB-SDNY-0011739 EFTA_00159524 EFTA01254562 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) the first scheduled hearing date. • The panel of arbitrators wil typically include a rninority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fried, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to artstrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399: (201) 413-3330. Page Sof S Account Nun ber Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(: ) TE' vain F I IDAENTIAL JE D . Rated [sailer.' Every Vs. Late 2007 DA UM. RATED COMMUNICATIONS rxesturner SDNY_GM_00048916 OB-SDNY-0011740 EFTA_00159525 EFTA01254563 Deutsche Asset & Wealth Management P.O. Box 1778, Skidmore. MD 21203 J EPSTEIN VIRGIN ISLANDS FOUNDATION INC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DAMEL SABBA Asset Allocation Prior Year-End Dnehne Sena Drvwm weY n Meaernm1 anel$ %Pape GIP" De~he lank »CV 'Xi Inc Mn %irk Once HS Part As" léth Ober Lad Period Portfolio at a Glance Beginning Account Value het Cash Deports and Wilhdrawals Adjusted Previous Account Value Dividends. Interest and Other Income et Chan Porlloho nding Account Value Eslim aced Annual Moon e This Period % Allocation Account Number: Statement Period: 0170112016 - 01/31/2016 This Period 81,438,785.58 •50.000.00 1,388,385.58 3.567 03 -111.548.60 Year-to-Date 81,438,785.58 -50.000.00 1,388,785.58 3.567 03 543 60 SI 280 804 0 1 S1,280,800.01 528 913 37 LSD Cash. Money Funds. and Bank Deposes LW Equities Account Total (PIe Chart) onno von 137.499 78 1.301.285 80 $1,438,785.58 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 137,499 78 1.301.285 80 51,438,785.58 91 066 81 711% 1.189.737 20 9289% " 81,280,804.01 100.00% CON F ID(g )rr erieisAL A0098187CSF30018 Please review vow allization peoodicalry with you Client Advso• Page lot 8 Rated taalkini L very Va. Lao, 2007 DALBA. RATED COMMUNCATIIONS rxeskuNer rtttre.....W..."4":Zr= SDNY_GM_00048917 DB-SDNY-0011741 EFTA 00159526 EFTA01254564 Summary of Gains and Losses Realized This Period Tear-to-Date Unitized Short-Term Gain/Loss Net Galoans This summary excludes transactions where cost basis information is not available. For Your Information 000 0.00 0 00 -172,231.99 0.00 -172,237.95 The European Central Bank (the 'ECG') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num bet: 0000001493 Current Yield 0.25% Activity Ending: 01129/16 01101116 Opening Balance 137499 78 137,499.78 01105116 Withdrawal MONEY FUND REDEMPTION -50.00000 87,499.78 01/12/16 Deposit MONEY FUND PURCHASE 3.550 00 91,049.78 01129/16 Deposit INCOME REINVEST 17 03 91.066.61 01129116 Closing Balance $91,066.61 Total All Money Market Funds $91,066.61 Income and Expense Summary Current Period Tear-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Equines 3.550 00 0.00 3 550 00 0.00 Money Market 11.03 0.00 17.03 0.00 Total Dividends, Interest, Income and Expenses 33,587.03 $0.00 33,587.03 $0.00 lia7.7 701 Account Number Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)STEIN vt " ti l \ F I DAENT1A L J EP Page 2 of 8 Rsd excellent beefy Vo.7. Sera 2007 DAL BAR RATCOODMINIUNICATIONS IxOILL'NC' SDNY_GM_0004891S DB-SDNY-00 11742 EFTA_00159527 EFTA01254565 Deutsche Asset & Wealth Management P.O. Bea 1778. BsIiimore. MD 21203 Portfolio Holdings Accu:-.; Activity Opening Date Quantity 'lumber Esdieg Cash, Money Funds, and Bank Deposits 7.00% of Portfolio Money Market DEUTSCHE GOVT CASH INSTL 01101116 91,066.810 0000001493 Total Money Market Total Cash, Money Funds, and Bank Deposits Date Acquired Equities 93.00% of Portfolio Common Sods BOEING CO CON Dividend Option: Catti 10130115 500.000 148.1280 BRISTOL MYERS SQUIBB CO COM Dividend Option: Cat 10130115 5,000.000 66 9420 DISNEY WALT CO DISNEY CON Dividend Option: Cash 10/30115 5.000 000 114 0150 PFIZER INC COM Dividend Option: Cash 10130115 10,000 000 34 5300 TENCENT HUGS LTD ADR MS U58803201094 Dividend Option: Cash 10130/15 400.060 19.0180 Quantity Unit Cod /009e1!-PCSF, ,' M1A11 7, 1 J EPSTEIN VI OK NDS. F I DrarIAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Oeuin .7 11an.Prmilf Wealth Manip--frent Mt/wit townie, . Deota• 57079.e Ints170 ON* Mann Antos. )Mutt, Opening Babes. Closing Balance Statement Period: 01101/2016 • 01 /311201 6 Amrued Income Income This Year 30•Day Current Yield Yield 01129116 137,499.78 91,086.81 0.00 17 03 0.20% 0.25% 9131,499.78 991,088.81 $0.00 317.03 9137,499.78 Cod Basis Market Prim $91,080.81 Market Value 80.00 $17.03 Unrealized Gain! Loss Estimated Estimated Annual Income Yield Security Identifier: BA CUSP 097023105 74,063.75 120.1300 60.065 00 •13,998.75 2,180 00 3.62% Security Identifies: BM Y CUSP 110122108 331,712.00 62.1600 310.800 00 •23,91200 7,600 00 2.44% Security Identifier: DIS CUSP. 254687108 570.072.60 95.8200 479,100 00 -90.972 60 7,100 00 148% Security Identifier: PFE CUSP 717081103 345,304.10 30.4900 304,900.00 •40,404.10 12,000 00 3.93% Smoky Identifier: TCENT CUSP. 880320109 7.607.00 18.6180 7.447.20 -159.80 16.34 0.21% Account Number Cio paperless Pap 3 08 Rated excellent L very v«. Late 2007 DAUM. RATED COMMUMULTIONS exam, Her vary 1.10 •••••••••11.. SDNY_GM_00048919 OB-SDNY-0011743 EFTA_00159528 EFTA01254566 Portfolio Holdings (continued) Unrealized Date Acquired Quantity UeltCod Cod Basis Market Price Market Value Gold Loss Equities (continued) Common Stocks (continued) UMSOFT EN TM T SA ADR 81,930348R1 023 Dividend Option: Cash 10130115 5.000.000 6.0430 30,215.70 5 4850 27.425 00 -2.790.70 Total Common Stocks $1.381,975.16 $1,189,737.20 -$172,237.15 $28,896.34 Total Equities 61,381,975.16 $1,189,737.20 -9172,237.96 $28,896.34 Estimated Estimated Mnual Income Yield Security Identifier: UBSFY CUSP 90318R102 Unrealized Aoxued Estimated Cod Basis Market Value Saint Loss Intered Mnual Income Total Portfolio Holdings 81,453,041.96 $1,280,804.01 -$172,237.95 $0.00 $28,913.37 Secunties acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended PIRG") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be repotted to the IRS on Ion 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easiy determined acquired on or after January 1. 2014. Messages Important Reminder for Pershmg's 2015 IRS Forms 1099 (8. DN. MIT, OID and MISC) As a reminder, by February 16. 2016, you will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting. and will provide the anticipated mail date of your 1099 form Your 1099 will be mailed no later than March 17, 2016. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Pursuant to SEC Rule lob-1004(1i confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. Page t of8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I DAENTIAL Account Number: OBAN ROLL Go paperless J EPSTEIN Yr Rated Excellent, Event 'Va. Since 2007 DALBAR RATED COMMUNICATIONS 7)ICIILL7Ner SDNY_GM_00048920 DB-SDNY-0011744 EFTA_00159529 EFTA01254567 Deutsche Asset & Wealth Management PO Et» 1776, ignore. M021203 Activity Summary (Aft amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Dividends and Interest 53,567.03 $0.00 $3,567.03 53,567.03 $0.00 53,567.03 Cash Withdrawals 0.00 .50.000.00 -50,000.00 0.00 50.000.00 . •50.000.00 Total Cash $0.00 -$50,000.00 -$50,000.00 $0.00 -$50,000.00 -$50,000.00 Totals $3,567.03 -$50,000.00 448,43237 63,567.03 -$50,000.00 -$48,432.97 Destine Sim Pnnir Wean meaegenmt marettston•ate6.6P ontuti• tam ~On 11c, Nag brit OON• MS ran its" member AY. *et NY 101W Statement Period: 0110112016 • 01/31/2016 Transactions by Type of Activity ProcesW Settlement Date Activity Type Oescriplios Quantity Price Accrued Interest Amount Currency Dividends and Interest 01111116 CASH DIVIDEND RECEIVED 5000 SHRS DISNEY WALT CO DISNEY COO RD 12114 PD 3.550.00 USO DIS 01111116 01129116 MONEY MARKET FUND DEUTSCHE GOUT CASH 17.03 USO INCOME RECEIVED 233993682 Total Dividends and Interest - U.S. DOLLARS 0.00 3,567.03 Cash Withdrawals and Deposits 01105116 FEDERAL FUNDS SENT EASTERN CORP FCL •50,00000 US0 USD999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 40,000.00 Total Value of Transactions 0.00 -46,432.97 USO The price and quantity displayed may have been rounded. Cash Not Yet Received Security Record Date Payable Date Otiantity Held Rate Dividend Option Mount of Payment Dividends BRISTOL MYERS SOLIDS CO COM 01104116 02101116 5.000 000 0.380000 Cash 1,900.00 Total Cash Not Yet Received $1,000.60 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CYN F I DanTriAL Account hum ber (}g", +01 t Go paperless J EPSTEIN VIC Page 5 of 8 Rabod taarbrie Lvny vne Snow 2007 DALBAR RATED COMMUNICATIONS rxeritmer -'472..."-rm.....'nr..8.7=" tes SDNY GM 00048921 DB-S6NY:0011745 EFTA_00 I 59530 EFTA01254568 Client Service information Your Client Advisor: DAN DANIEL SAHA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method lot Mutual Funds. FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method far all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually- No Electronic Delivery You have not selected any account co rn m unications for electronic delivery. To register and turn off paper con m unications. log in to your account or contact your Client Advisor for moie inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid a an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to porffobo value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available. estimated prices may be used. When the updated price is received from the price provider. the updated price will be used in the release of the current month's statement. Prior statements wil not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities. including thinly-traded securities. debt securities in default securities that do not have a valid pricing source, and certain third-party structured products. the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAN and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any tine, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnviv.pershing.corrybusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Page 6 of 8 Account Number 1,14/Or >I Go paperless J EPSTEIN VI bliDS N F I D-ENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Rsd tscetlene L very YearSento 2007 DALBAR RATED COMMUNCATIONS rxciturner writ ..sc SDN Y_GM_0004 8922 OB-SDNY-0011746 EFEk_001 59531 EFTA01254569 Deutsche Asset & Wealth Management PO. em 1778. Ballimore, MO21203 Important Inform ation and Disclosures (continued) e PAM VrOtlilh Paamir,tat M./eels (Int•gtO• l, De.ttcht Nom n< Yew. *A 0110, AMnfok 10th ,loct /W. 'Sr\ JIY IOVA Statement Period: 01/01/2016 - 01/31/2016 Reinvestment (concnned) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintairing current background and financial information concerning your option accounts. please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a cleanng agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or cable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions. where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would bke additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC imits. For more detailed information please visit NWAy.pershing.corniabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. Account kum ber. utA:r .>I Go paperless JE„TE,„co, Ns. F I IDEN - NAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pagel of 6 listed Excellent Ever, Va.Since ?007 DALOAR RATED COMMUNICATIONS rxenurraer SON Y_GM_00048923 OB-SDNY-0011747 EFTA_00159532 EFTA01254570 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very knifed. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Negate Account Number Go paperless ErST IC b kNs. F I DAENT1AL CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) EIS V Iltsfial Cecelia rigi Every V... Woos 2007 DAUM. RAT ED COMMUNCATIONS rxerurtraer or a risaLtZtotren= 0Zrailsoill•W MS.* SDNY_GM_00048924 OB-SDNY-0011748 EFTA_00159533 EFTA01254571