DS9 Document EFTA01255438

NAME PWM on Significant Prepared Instructions: SEARCHED: JSC Interiors LLC BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches your subject name(s) in the required databases and have attached the search results under the correct heading below. negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as neccssar)). RDC DiI3 No Hit 0 Not Required I. ROC Results No RDC Alert ( Please See Attached) • Hit FIRCOSOFT No Hit Not Required K Hit II. FIRCOSOFT Results No FIRCOSOFT Alert (Please See Attached) Ills 0 Yes [8] No Not Require! In. Negative Media No Information Found IV. Non-Negative Media Not Required Not Required V. Other Lai:pi:we !Media D&B VI. MB No Information Found Results? M Yes El No • Not Required SMARTLINX Results? 0 Yes ill No VII. Smanlinx No Information Found • Not Required COURT CASES 0 Review by Ipi May be Required Z No Results VIII. Court Cases No Information Found M Search not required by: Sanchit Mittel Date: 08/20/2018 Research Analyst I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We iho e attached the oeli link below for your convenience:Martindale-Hubbellhttp://www.martindale.comhp/Martindale/home.‘ in I 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only S0NY_GM_ 1St CONFIDENTIAL — PURSUANT TO FED R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0024344 EFTA_00172031 EFTA01255438 Page 2 OFAC RESULTS RDC: Inquiry Id Response Type Tracking Id Name Address Date of Birth/Age 11638435 Not Alerted KYC 01977698 ea:. 3SC Interiors LLC ::UNITED STATES FIRCOSOFT: Request ID Record ID Type Name Details Alert(s) ADM INT PEP SAE 25024034 WR 250240342182 Company JSC Interiors LLC No Alert No Alert No Alert No Alert BIS RESULTS: Negative Media: No Information Found Non-Negative Media: Not Required Other Language Media: Not Required D&B: No Information Found Public Record: 1 OF 2 RECORD(S) Smartlinx ® Comprehensive Business Report Report Created:8-20-2018 3:44 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright 2018 LexisNexis. All rights reserved. Search Terms - company(JSC Interiors LLC) radius(15) Executives - Current (0) Incorporation/SOS (0) Operations/Sites (1) Licenses (0) URIS (0) Real Property - Current (0) For internal use only For internal use only Sales (0) Real Property - Prior (0) SDNY_GM_00061520 CONFIDENTIAL - PURSUANT TO FED. R.QC.)N(F IDENTIAL DB-SDNY-0024345 EFTA_00 172032 EFTA01255439 Page 2 MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (0) UCC Filings (0) Executives - Prior (0) Registered Agents (0) Name Variations (1) Possible Employees (0) Person Associates (0) Business Associates (0) TINs (0) Possible Connected Business Parent Company (0) Industry Information (0) (0) View All Sources (2) Business Summa Name Address Phone JSC INTERIORS LLC 575 Lexington Ave Fl 4 New York. NY 10022-6146 New York County 212-971-1307 LexID Established TIN 1195-1491-9122 2016 (2 Years in Business) At a Glance Real Property 0 UCC Debtor 0 Personal Property 0 Bankruptcy 0 Secured Assets 0 Judgments/Liens 0 Executives 0 Foreclosure/Notice of Default 0 Name Variations -1 name variations found NO. NAME 1 JSC INTERIORS LLC TINs - 0 TINs found Business Profile Executives: Current -0 executive(s) found Incorporation/SOS (0 active, 0 other) Operating Locations - Showing 1 locations) NO. ADDRESS METRO AREA PHONE 1. 575 Lexington Ave Fl 4 New York. NY 100224146 New York County New York, NY 212-971-1307 Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information - no information found Licenses - 0 licenses found URLs - 0 URLs found Bankruptcy (0 active, 0 closed) Judgments/Liens (0 filings) For internal use only For internal use only SDNY_GM_0006t 52i CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0024346 EFTA_00I 72033 EFTA01255440 Page 3 UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Property (0 current, 0 prior) Associates Executives: Prior - 0 prior executive(s) found Registered Agents - 0 registered agent(s) found Possible Employees - 0 current, 0 prior employees found Person Associates - 0 other person associates found Possible Connected Business - 0 businesses found Business Associates - 0 business associates found Sources All Sources 2 Source Documents Other Directories 1 Source Documents Experian 1 Source Documents Key: High Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. General Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by Electronic Directory Assistance. Wireless Phone Indicator. These symbols indicate a cell phone number. Residential Phone Indicator. These symbols indicate a residential phone number. Business Phone Indicator. These symbols indicate a business phone number. Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. FAX Indicator. These symbols indicate a FAX number. Government Phone Indicator. These symbols indicate a government phone number. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes enlaced poorly. processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any dela this system supplies. it should be Independently verified. For Secretary of Stele documents, the following data is for Information purposes only and is not an offidal record. Certified copies may be obtained horn that indiridual states Department of State. Your 0PPA Penniseable Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright O 2018 LexieNeel& a division of Reed Elsevier Inc. Al Rights Reserved. 2 OF 2 RECORD(S) For internal use only For internal use only SDNY_GM_00061522 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0024347 EFTA_00 172034 EFTA01255441 Page 4 Smartlinx ® Comprehensive Business Report Report Created:8-20-2018 3:44 PM EST I FOR INFORMATIONAL PURPOSES ONLY I Copynght 2018 LexisNexis. All nghts reserved. Search Terms - company(JSC Interiors LLC) radius(15) Executives - Current (0) IncorporatioNS0S (2) Operations/Sites (1) Sales (0) Licenses (0) URls (1) Real Property - Current (0) Real Property - Prior (0) MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft • Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgments & Liens Filings (3) UCC Filings (0) Executives - Prior (2) Registered Agents (0) Name Variations (4) Possible Employees (0) Person Associates (0) Business Associates (1) TINs (2) Possible Connected Business Parent Company (0) Industry Information (1) (14) View Al Sources (18) Business Summary Name Address Phone J S C INTERIORS INC 17253 Lee Rd Fort Myers. FL 33967-2610 Lee County 239-482-2392 (Phone De-Listed in Electronic Directory Assistance) LexID Established TIN 0000-1976-2631 1988 (30 Years in Business) At a Glance Real Property 0 UCC Debtor 0 Personal Property 0 Bankruptcy 0 Secured Assets 0 Judgments/Liens 3 Executives 0 Foreclosure/Notice of Default 0 Name Variations - 4 name variations found NO. NAME 1. J S C INTERIORS INC 2. BLINDS UNLIMITED 3. BLINDS UNLIMITED - JSC INTERIORS 4. J S C INTERIORS TINs - 2 TINs found NO. TIN NAME 1. 07-950XXXX BLINDS UNLIMITED 2. 09-942XXXX BLINDS UNLIMITED Business Profile Executives: Current -0 executive(s) found ncorporation/SOS (2 active, 0 other) NO. NAME FILING TYPE STATUS FILING DATE FILING NO. STATE 1 BLINDS UNLIMITED -JSC INTERIORS ACTIVE 11/14/20 13 G130001118 72 For internal use only For internal use only SDNY_GM_00061523 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0024348 EFTA 00172035 EFTA01255442 Page 5 Additional Details Business Status: ACTIVE Filing Type: Fictitious Name For Profit: Unknown Origin: Other Business Filing 2 BLINDS UNLIMITED-JSC INTERIORS ASSUMED NAME/DBA ACTIVE 07/12/20 06 O061939002 45 Additional Details Business Type: ASSUMED NAME/DBA Business Status: ACTIVE Filing Type: Fictitious Name Expiration: 12/31/2011 For Profit: Unknown Origin: Other Business Filing OperatingLocations - Showing 1 location(s) NO. ADDRESS METRO AREA PHONE 1. 17253 Lee Rd Fort Myers, FL 33967-2610 Lee County Fort Myers-Cape Coral. FL 239-994-9340 239-275-1556 239-994-1279 239-482-2392 (Phone Do-Listed in Electronic Directory Assistance) Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information SIC NAIC 2431 Millwork 442291 Window Treatment Stores 2599 Furniture And Fixtures, Nec 442299 All Other Home Furnishings Stores 5719 Miscellaneous Homefumishings Stores 453998 All Other Miscellaneous Store Retailers (except Tobacco Stores) 5999 Misc. Retail Stores, Nec 541990 All Other Professional. Scientific, and Technical Services 7349 Building Maintenance Services, Nec 561790 Other Services to Buildings and Dwellings 7389 Business Services, Nec Industry Description: RETAIL Business Description: Licenses - 0 licenses found URLs - 1 URLs found BLINDSUNLIMITED-JSCINTERIORSOFSWFLORIDA.COM Bankruptcy (0 active, 0 closed) Judgments/Liens (3 filings) NO. FILING TYPE !AMOUNT IFILE DATE FILE NUMBER For internal use only For internal use only JURISDICTION SDNY_GM_00061524 CONFIDENTIAL - PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0024349 EFTA_00 172036 EFTA01255443 Page 6 1 STATE TAX LIEN $5 684 03 10:12.2004 6483965 FL Debtor 1 Constantine, Jaine 17253 Lee Rd Fort Myers, FL 33967-2610 Tax Id: 079-504000( Debtor 2 JSC INTERIORS 17253 Lee Rd Fort Myers, FL 33967-2610 Creditor 1 STATE OF FLORIDA Filing Information Filing Date. 10/12/2004 Original Filing Number: 6483966 Jurisdiction: FL Amount: $5.684.00 Filing 1 Filing Number 6483966 Filing Type: STATE TAX LIEN Agency: LEE COUNTY CIRCUIT COURT Agency State: FL Agency County: LEE 2 STATE TAX LIEN 1$7.360.00 Debtor 1 Constantine, Jaine 17253 Lee Rd Fort Myers, FL 33967-2610 Tax Id: 079-50-XXXX Debtor 2 JSC INTERIORS 17253 Lee Rd Fort Myers, FL 33967-2610 Creditor 1 STATE OF FLORIDA Filing Information Filing Date: 04/05/2004 Original Filing Number: 6209142 Jurisdiction: FL Amount: $T 360.00 Filing 1 Filing Number 6209142 Filing Type: STATE TAX LIEN Agency: LEE COUNTY CIRCUIT COURT 04/05/2004 16209142 FL For internal use only For internal use only SDNY_GM_00061525 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0024350 EFTA_00 172037 EFTA01255444 Page 7 Agency State: FL Agency County: LEE 3. 'STATE TAX LIEN 163,927.00 105/23/2002 15456221 IFL Debtor 1 Constantine, Jaine 17253 Lee Rd Fort Myers. FL 33967-2610 Tax Id 079-50-XXXX Debtor 2 JSC INTERIORS 17253 Lee Rd Fort Myers, FL 33967-2610 Creditor 1 STATE OF FLORIDA Filing Information Filing Date: 05/23/2002 Original Filing Number: 5456221 Jurisdiction: FL Amount: $3927.00 Filing 1 Filing Number 6262439 Filing Type: STATE TAX LIEN RELEASE Agency: LEE COUNTY CIRCUIT COURT Agency State: FL Agency County: LEE Release Date: 05/10/2004 Filing 2 Filing Number 5456221 Filing Type: STATE TAX LIEN Agency: LEE COUNTY CIRCUIT COURT Agency State: FL Agency County: LEE UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Property (0 current, 0 prior) Associates Executives: Prior - 2 prior executive(s) found NO. NAME TITLE 1. Cons. Jaine Moderate Risk Associated with Other Companies OWNER For internal use only For internal use only SDNY_GM_00061526 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0024351 EFTA_00I 72038 EFTA01255445 Page 8 2 Jutrowski. Mario J PRESIDENT Moderate Risk (09/2001) Associated with Other Companies Registered Agents - 0 registered agent(s) found Possible Employees - 0 current, 0 prior employees found Person Associates - 0 other person associates found Possible Connected Business -14 businesses found NO. NAME ADDRESS 1. BLINDS UNLIMITED Ed Service Sarasota. FL 34234 Sarasota County 2. BLINDS UNLIMITED 1199 Ne Ave Sarasota. FL 34237 Sarasota County 3. BLINDS UNLIMITED 215 133rd St E Bradenton. FL 34212-9211 Manatee County 4. BLINDS UNLIMITED 2225 Industrial Blvd Sarasota, FL 34234-3119 Sarasota County 5. BLINDS UNLIMITED 2225 Industrial Blvd Ste A Sarasota. FL 34234-3119 6. BLINDS UNLIMITED 6250 N Tamiami Trl Sarasota. FL 34243 Manatee County 7. BLINDS UNLIMITED 745 E 9th Ln Hialeah. FL 33010-4635 8. BLINDS UNLIMITED 845 E 9th Ln Hialeah. FL 33010-4637 Miami-Dade County 9. BLINDS UNLIMITED & CO 1138 Mary Kate Dr Gulf Breeze, FL 32563-5522 Santa Rosa County 10. BLINDS UNLIMITED BY JOE DELAUR Melbourne, FL 11. BLINDS UNLIMITED CORP 837 Faulkwood Ct Sarasota. FL 34232-2549 Sarasota County 12. BLINDS UNLIMITED. CORP 5822 Carriage Dr Sarasota, FL 34243-3864 Manatee County 13. J S C INTERIORS, INC. 29750 SW 170th Ave Homestead. FL 33030-3446 Miami-Dade County 14. JSC INTERIORS INC 29750 SW 170th Ave Homestead. FL 33030-3446 Miami-Dade County Business Associates -1 business associates found For internal use only For internal use only SDNY_GM_00061527 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0024352 EFTA_00172039 EFTA01255446 Page 9 NO. NAME ADDRESS ROLE 1. STATE OF FLORIDA Judgment/Lie n Sources All Sources 18 Source Documents Judgment & Liens 3 Source Documents Other Directories 10 Source Documents Experian FEIN 2 Source Documents Experian 3 Source Documents Key: High Risk Indicator. These symbols may prompt you to investigate further. Moderate Risk Indicator. These symbols may prompt you to investigate further. General Information Indicator. These symbols inform you that additional information is provided. The most recent telephone listing as reported by Electronic Directory Assistance. Wireless Phone Indicator. These symbols indicate a cell phone number. Residential Phone Indicator. These symbols indicate a residential phone number. Business Phone Indicator. These symbols indicate a business phone number. Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. FAX Indicator. These symbols indicate a FAX number. Government Phone Indicator. These symbols indicate a government phone number. Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly. processed incorrectly and is generally not free from defect. This system should nd be relied upon as definitively accurate. Before retying on any data this system supplies. it should be independently verified. For Secretary of Slate documerds. the follcream data is for inforn'albn purposes only and is not an official record. Certified copies may be obtained horn Mal eldhidual states Department of State. Your DPPA Pennisiable Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright 0 2018 LexisNoxis. a division of Reed Elsevier Inc. Al Rights Reserved. LEGAL RESULTS: Court Cases: No Information Found For internal use only For internal use only SDNY_GM_00061528 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0024353 EFTA 00172040 EFTA01255447