NAME SEARCHED : Zorro Management, LLC

NAME SEARCHED : Zorro Management, LLC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC No Hit • Not Required I. RDC Results No RDC alert (Please see attached) • lb, FIRCOSOFT ® N o Hit 0 Not Required II. FIRCOSOFT Resultg No FIRCOSOFT alert (Please sec attached) E Hit 1315 HI. Negative Media There was no information found E Yes -r No ci Not Required IV. Non-Negative Media There was no information found V. Other Language Media There was no information found D&B D&B Result found(Plcasc sec attached) Results'? Er Yes El No • Not Required &narthex Results? Nj Yes 0 No VII. Smanlinx Result found( Please see attached) • Not Required Court Cases 0 Review by Legal May be Required E l No Results 0 Search not required VIII. Court Cases There was no information found Prepared by: Datc:10/01/2018 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Flubhell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubbellhttp://www.martindak.comhpfMartindak/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only For internal use only SbNY0N1_00063559 CONFIDENTIAL — PURSUANT TO FED. Ft CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0026384 EFTA 00174067 EFTA01255697 OFAC RESULTS ROC: 111641131 Not Alerted KYC 01977695 Zorro Management, LLC FIRCOSOFT: Alert(s) Request ID Record ID Type Name Details ADM INT PEP SAE Country:VIRGIN ISLANDS, U.S. Zorro 29996810 WR_299968102182 Company Management, LLC BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: 1 OF 1 RECORD(S) No Alert No Alert No Alert No Alert SmartLinx C) Comprehensive Business Report Report Created:10-01-2018 11.48 AM EST I FOR INFORMATIONAL PURPOSES ONLY I Copyright O 2018 LexisNexis, All rights reserved. Search Terms - company(Zorro Management. LLC) radius(15) Executives - Current (0) Incorporation/SOS (1) Operations/Sites (2) Sales (0) For internal use only For internal use only SDNY_GM_00063560 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0026385 EFTA_00 I 74068 EFTA01255698 Page 2 Licenses (0) URLs (0) Real Property - Current (0) Real Property - Prior (0) MVRs - Current (0) MVRs - Prior (0) Watercraft - Current (0) Watercraft - Prior (0) Aircraft - Current (0) Aircraft - Prior (0) Bankruptcy Filings (0) Judgmerts & Liens Filings (0) UCC Filings (0) Execttives - Prior (2) Registered Agents (1) Name Variations (1) Possible Employees (1) Person Associates (0) Business Associates (0) TI Ns (1) Possible Connected Parent Company (0) Industry Information (1) Business (1) View All Sources (4) Business Summary Name Address Phone ZORRO MANAGEMENT, LLC 616 Texas St Fort Worth. TX 76102-4612 Tarrant County LexID Established TIN 0446-0856-1391 2014 (4 Years in Business) 20-5444444 At a Glance Real Property 0 UCC Debtor 0 Personal Property 0 Bankruptcy 0 Secured Assets 0 Judgments/Liens 0 Executives 0 Foreclosure/Notice of Default 0 Name Variations -1 name variations found NO. NAME ZORRO MANAGEMENT, LLC TINs -1 TINs found NO. TIN NAME 1. 20-5444444 ZORRO MANAGEMENT LLC Business Profile Executives: Current - 0 executive(s) found Inco oration/SOS 1 active, 0 other) NO. NAME FILING TYPE STATUS FILING DATE FILING NO. STATE 1. ZORRO MANAGEMENT, LLC ACTIVE 06/25/2014 0802015250 TX Additional Details Business Status: ACTIVE Filing Type: CREATION For Profit: Unknown Origin: State of TX Filing History (most recent two years) Filing Date Description 05/3012018 PUBLIC INFORMATION REPORT (PIR) 12/31/2017 PUBLIC INFORMATION REPORT (PIR) 11/17/2017 PUBLIC INFORMATION REPORT (PIR) 05/10/2017 PUBLIC INFORMATION REPORT (PIR) 12/31/2016 PUBLIC INFORMATION REPORT (PIR) For internal use only For internal use only SDNY_GM_00063561 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026386 EFTA_00 I 74069 EFTA01255699 Page 3 OperatingLocations - Showing 2 location(s) NO. ADDRESS METRO AREA PHONE 1. 616 Texas St Fort Worth, TX 76102-4612 Tarrant County Fort Worth-Arlington, TX 2. 18 Valley Ridge Rd Fort Worth, TX 76107-3111 Tarrant County Fort Worth-Arlington, TX Sales - 0 record(s) found Parent Company - 0 record(s) found Industry Information SIC NAIC 8741 Management Services 561110 I Office Administrative Services Industry Description: SERVICES Business Description: Licenses - 0 licenses found URLs - 0 URLs found Bankruptcy (0 active, 0 closed) Judgments/Liens (0 filings) UCC Filings (0 debtor, 0 creditor) Real Property (0 current, 0 prior) Personal Property (0 current, 0 prior) Associates Executives: Prior - 2 prior executive(s) found NO. NAME TITLE 1. Hudson. Betty C It Associated with Other Companies MEMBER 2. Hudson. William All MEMBER Registered Agents -1 registered a ent s found NO. NAME ADDRESS STATE DATE S 1. Hudson. William A II Texas 06/24/2014 - 05/312018 Possible Employees - 0 current, 1 prior employees found NO. NAME ADDRESS STATUS DATE S 1. Nobles, Donna MANAGER Prior 06/24/2014 For internal use only For internal use only SDNY_GM_00063562 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026387 EFTA_00 I 74070 EFTA01255700 Page 4 Person Associates - 0 other person associates found Possible Connected Business -1 businesses found NO. NAME ADDRESS 1. CORNERSTONE PROJECT MANAGEMENT 1469 Humboldt Rd Ste 100 Chico, CA 95928-9203 Butte County Business Associates - 0 business associates found Sources All Sources 4 Source Documents Corporate Filings 1 Source Documents Other Directories 2 Source Documents Experian 1 Source Documents Key: AHigh Risk Indicator. These symbols may prompt you to investigate further. / Moderate Risk Indicator. These symbols may prompt you to investigate further. t General Information Indicator. These symbols inform you that additional information is provided. Al The most recent telephone listing as reported by Electronic Directory Assistance. 0 Wireless Phone Indicator. These symbols indicate a cell phone number. 8 Residential Phone Indicator. These symbols indicate a residential phone number. Business Phone Indicator. These symbols indicate a business phone number. Shared Phone Indicator. These symbols indicate the phone number may be shared between wireless and landline service. FAX Indicator. These symbols indicate a FAX number. Goverment Phone Indicator. These symbols indicate a government phone number. Important: The Public Records and commercially available data sources used on repents have &tors. Data is sometimes entered poorly: processed iicortoctly ands generally not free from doled. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies: it should be independently verified. For Secretary of Slate documents, the relating data Is for information purposes only and is not an official record. Certified copies may be obtained from that Sdifidual dates Department of State. Your DPPA Permissible use is: Debt Recovery/Fraud Your GLSA Permissible Use Is: Legal Compliance Copyright O 2018 Lexidlexis, a division of Reed Eh°, ier Inc. AI Rights Reserved. D&B: Copyright 2018 Dun & Bradstreet, Inc dun & bradstreet Worldbase For internal use only For internal use only SDNY_GM_00063563 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026388 EFTA_00 I 7407 I EFTA01255701 ZLOrt. I 00V.L43 68£9Z00-ANCIS-£1O 1VI_LN3CIIA ()Nit:m13.O3d O1 iNvnsand -1VIIN3OldNOO 1,99£9000VJOANOS Alt* asn imam Jod Apo esn rewalu! wj 8 lOZ JeqweideS :31V0-OV01 (sielioa Sr-1)090'89S (sielio0 Sn) 0G0'89$ S31VS 1V1INNV SiVIONVNIA * * * seoyuesluewe6eueinj - IA7L8 :Sala° OIS AtilSnaNi aNV13)1eIVIN S3Oina3S1N30130VNVIN NOIldINOS3a eIenud ANVd111100 aieumis3 Z :1V101 S33AOldini3 elewils3 - Z :3?:1311633AOldiN3 LLOZ :a3aNn0A NOLLVINNOANI ANVd1A100 8L9L-E6L-OL :SNna StalAilN3al ANVdiA100 dNVNNNN :x3131 3-iavo SNOUVOINnIAIWOO V01233INV FLI.JON :140193H 33 VINVS :A11%11100 VSn £bL6990L8 INN .1.31NVIS (ssaippe paielspai) Cid HONV?:l OMOZ 6b 0111N3W3OVNVIN OtitiOZ 8LOZ'lZAinf 0111N3ini3OVNVIN 08a0Z '81.0Z/12/LO 'eseqppom Z 86ed EFTA01255702 Page 2 Court Cases: There was no information found For internal use only For internal use only SDNY_GM_00063565 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0026390 EFTA_00 I 74073 EFTA01255703