DS9 Document EFTA01255805

rdc Entity: Southern Financial Group, Inc. Entity Information Entity ID: Entity Name: Address: Event: Source Information 25181614 Southern Financial Group. Inc. South Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 06/17/2002, Securities and Exchange Commission v. Southern Financial Group, Inc.. Richard M. Wooten. Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief Defendant, United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806.18 • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 06/19/2002, Securities and Exchange Commission v. Southern Financial Group, Inc.. Richard M. Wooten. Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments. Inc., Relief Defendant. United States District Court for the District of South Carolina, Charleston Division. Civil Action File No. 2.02.1806.18 • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary, Regulatory Action 05/28/2002, SECURITIES AND EXCHANGE COMMISSION V. SOUTHERN FINANCIAL GROUP, INC., RICHARD M. WOOTEN. CHARLES DENNIS MCKITTRICK AND GERALD F. HUNTER, JR.. United States District Court for the District of South Carolina, Charleston Division, Civil Action File No. 2:02-1806-18 (Filed May 24, 2002) RDC URL: https://grid.rdc.com/wss/entity.html?entityldra7a395d6a12368e75d3f3d53eb346cc4 Source Name: SEC Litigation Releases - 2002, 04/07/2009 Source URL: http://www.sec.govilitigation/litreleases/litrelarchive/litarchive2002.shtml Entity URL: • http://www.sec.gov/litigation/litreleases/k17574.htm • httplAyww.sec.govnitigationflitreleases/k17569.htm • httplAvww.sec gov/litigation/litreleases/k17535 htm Ccpyrpht 1> 2013 Regclppry OnCorp. Inc All Riplcs Reeen.00 00:umerd Onnted On 06/7191013 12 19 53 SDNY_GM_00064544 CONFIDENTIAL - PURSUANT TO FED. R.ctit-ME IDENTIAL DB-SONY-0027369 EFTA_00 175047 EFTA01255805