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DOJ EFTA Data Set 10 document EFTA01268339

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DOJ EFTA Data Set 10 document EFTA01268339

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: To: Cc: Subject: Date: RE: TO Amer:trade Monday. May 12. 2014 1:13:07 PM Hi Bruce and Darren, Please send me the wire confirmation details so that I may provide them to our Payment Services Dept for tracking — Fed Ref number if available, delivering bank, approximate amount and date sent. Thanks! Best, Paulina S. Paulina Sepulveda Investment Consultant TD Ameritrade 16830 Collins Avenue. Sunny Isles Beach. FL 33160 Direct Phone: - Far E-Mail: C3 Consistency, Collaboration & Communication Non-Deposit Investment Products Sold Through TD AMERITRADE ' Are Not FDIC Insured ' Are Not Deposits, Obligations, or Guaranteed By The Bank Or Any Affiliate ' Are Subject To Investment Risk, Including Possible Loss Of Principal Invested This message is confidential and sent by TD Anted:rade solely Jiff use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strict! prohibited. If you have received this electronic transmission in error, please notify us by telephone at immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD Ameritmde does not accept electronic instructions that would require an original signature. Information received by or sent from TD Ameritrade is stored. subject to review, and may be produced to regulatory• authorities or others with a legal right to such. ****************************** From: Sepulveda. Paulina Sent: Friday_May_09_2014 4:43 PM To: ; 'Darren Indyke' Subject: TD Ameritrade Hi Bruce and Darren, Please send me the wire confirmation details once it is processed, so that I may follow-up on it on my end. CONFIDENTIAL SDNY_GM_00012229 EFTA_00122879 EFTA01268339 Have a nice weekend. Best, Paulina S. Paulina Sepulveda Investment Consultant TD Ameritrade 16830 Collins Avenue. Sunny Isles Beach FL 33160 Direct Phone: - Fax: E-Mail: C3 Consistency, Collaboration & Communication Non-Deposit Investment Products Sold Through TD AMERITRADE • Are Not FDIC Insured • Are Not Deposits, Obligations, or Guaranteed By The Bank Or Any Affiliate • Are Subject To Investment Risk, Including Possible Loss Of Principal Invested This message is confidential and sent by TO Anted:rade solely for use by the intended recipient. If you are not the intended recipient, you are hereby notified that any use, distribution or copying of this communication is strict! prohibited. If you have received this electronic transmission in error, please notify us by telephone at immediately. This should not be deemed as an offer or solicitation, to buy or sell any product. Any 3rd party information contained herein was prepared by sources deemed reliable, but is not guaranteed. TD Ameritrade does not accept electronic instructions that would require an original signature. Information received by or sent from TD Ameritrade is stored, subject to review, and may be produced to regulatory authorities or others with a legal right to such. ****************************** CONFIDENTIAL SONY_GM_000 12230 EFTA 00122880 EFTA01268340

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